United States v. Gregory Scott Ferris, 719 F.2d 1405 (9th Cir. 1983). · Go Syfert
United States v. Gregory Scott Ferris, 719 F.2d 1405 (9th Cir. 1983). Cases Citing This Book View Copy Cite
123 citation events (33 in the last 25 years) across 24 distinct courts.
Strongest positive: State of Maine v. Chuck D. Schooley (me, 2025-08-26)
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discussed Cited as authority (rule) State of Maine v. Chuck D. Schooley
Me. · 2025 · confidence medium
In the words of Justice Blackmun, “‘[U]nanimity means more than a conclusory agreement that the defendant has violated the statute in question; there is a requirement of substantial agreement as to the principal factual elements underlying a specified offense.’ This rule does not require that each bit of evidence be unanimously credited or entirely discarded, but it does require unanimous agreement as to the nature of the defendant’s violation, not simply the fact that a violation has occurred.” McKoy v. North Carolina, 494 U.S. 433 , 449 n.5 (1990) (Blackmun, J., concurring) (altera…
discussed Cited as authority (rule) United States v. Vincent Garcia
9th Cir. · 2025 · confidence medium
A jury must have “substantial agreement as to the principal factual elements underlying a specified offense.” United States v. Gonzalez, 786 F.3d 714, 716 (9th Cir. 2015) (quoting United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir. 1983)).
discussed Cited as authority (rule) United States v. Leland Lapier, Jr. (2×)
9th Cir. · 2015 · confidence medium
In evaluating whether such a “genuine possibility” exists, we have considered a non-exhaustive list of factors including the text of the indictment, see, e.g., United States v. Frazin, 780 F.2d 1461, 1468 (9th Cir.1986), the clarity and presentation of the government’s argument, see, e.g., United States v. Gilley, 836 F.2d 1206 , 1212 & n. 8 (9th Cir.1988), the complexity of the evidence, see, e.g., Jeffries v. Blodgett, 5 F.3d 1180, 1195 (9th Cir.1993), and the clarity or ambiguity of the jury instructions, see, e.g., United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983).
discussed Cited as authority (rule) United States v. Lorenzo Gonzalez
9th Cir. · 2015 · confidence medium
Unanimity in this context “means more than a conclusory agreement that the defendant has violated the statute in question; there is a requirement of substantial agreement as to the principal factual elements underlying a specified offense.” United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983); see also Richardson v. *717 United States, 526 U.S. 813, 817 , 119 S.Ct. 1707 , 143 L.Ed.2d 985 (1999) (“[A] jury in a federal criminal case cannot convict unless it unanimously finds that the Government has proved each element.”).
cited Cited as authority (rule) United States v. Kelly Nunes Jeannie Sutherland
9th Cir. · 2014 · confidence medium
United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983).
cited Cited as authority (rule) United States v. James Flocker
9th Cir. · 2013 · confidence medium
See United States v. Anguiano, 873 F.2d 1314, 1319-20 (9th Cir.1989); United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983).
cited Cited as authority (rule) United States v. James Flocker
9th Cir. · 2012 · confidence medium
See United States v. Anguiano, 873 F.2d 1314 , 1319–20 (9th Cir. 1989); United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir. 1983).
discussed Cited as authority (rule) United States v. Dowie (2×)
9th Cir. · 2010 · confidence medium
First, Stodder argues that the district court erred in rejecting the wording of his proposed jury instruction regarding accomplice testimony. 'A defendant, however, is not entitled to an instruction with wording of his own choosing.' United States v. Hofus, 598 F.3d 1171, 1174 (9th Cir. 2010) (citing United States v. Ferris, 719 F.2d 1405, 1408 (9th Cir. 1983)). 'The 'relevant inquiry is whether the instructions as a whole are misleading or inadequate to guide the jury's deliberation.'' Id. (quoting United States v. Frega, 179 F.3d 793 , 806 n.16 (9th Cir. 1999)).
discussed Cited as authority (rule) United States v. Micha Terragna
9th Cir. · 2010 · confidence medium
The court’s decision not to issue a specific unanimity instruction sua sponte was not plainly erroneous, because this case was “sufficiently simple and clear in its presentation that unanimity can be assumed based on the general instruction,” United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983), quoted in Gilley, 836 F.2d at 1212 .
cited Cited as authority (rule) United States v. Jones
9th Cir. · 2009 · confidence medium
United States v. Ferris, 719 F.2d 1405, 1407-08 (9th Cir.1983).
cited Cited as authority (rule) United States v. Jones
9th Cir. · 2009 · confidence medium
United States v. Ferris, 719 F.2d 1405, 1407-08 (9th Cir.1983).
discussed Cited as authority (rule) State v. Lobe
Wash. Ct. App. · 2007 · confidence medium
Nevertheless, the reviewing court did not reverse for a lack of unanimity — not because unanimity as to means was not required, but because unanimity as to the means could be inferred from the evidence presented and the general unanimity instruction. ¶ 20 Thus in Ortega-Martinez we find the following language: If the evidence is sufficient to support each of the alternative means submitted to the jury, a particularized expression of unanimity as to the means by which the defendant committed the crime is unnecessary to affirm a conviction because we infer that the jury rested its decision on …
discussed Cited as authority (rule) State v. Lobe
Wash. Ct. App. · 2007 · confidence medium
Ortega-Martinez, 124 Wn.2d at 707-08 (second emphasis added) (citing Whitney, 108 Wn.2d at 512 ; Franco, 96 Wn.2d at 823 ; State v. Arndt, 87 Wn.2d 374, 377 , 553 P.2d 1328 (1976)). ¶21 Also, in Whitney, the court quoted with approval the Ninth Circuit decision in Pay seno, which concluded that “ ‘[n]ormally, a general instruction on the requirement of unanimity suffices to instruct the jury that they must be unanimous on whatever specifications form the basis of the guilty verdict.’ ” Whitney, 108 Wn.2d at 512 (quoting United States v. Payseno, 782 F.2d 832, 835 (9th Cir. 1986)); see…
discussed Cited as authority (rule) United States v. St. Luke's Subacute Care Hospital, Inc.
9th Cir. · 2006 · confidence medium
This case, rather, “is a routine one in which the jury is called upon to make relatively simple inferences respecting criminal activity.” United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983) (Kennedy, J.).
discussed Cited as authority (rule) United States v. Gaddy
3rd Cir. · 2006 · signal: cf. · confidence medium
Id.; cf. United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983) (“Unanimity ... means more than a conclusory agreement that the defendant has violated the statute in question; there is a requirement of substantial agreement as to the principal factual elements underlying a specified offense.
discussed Cited as authority (rule) United States v. Johal
9th Cir. · 2005 · confidence medium
The jurors could properly consider the evidence from both sales in deciding that Johal had the intent to commit the crime.2 See United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir. 1983) (rejecting the claim that a unanimity instruction must be tailored to the particular charges in a case where “the various acts indicating knowing possession were not inconsis- tent with each other; and even if one set of jurors might have focused on one part of the transaction while another set focused upon a different part, it does not follow that either set 2 Our consideration of the jury unanimity chall…
discussed Cited as authority (rule) United States v. Joga Singh Johal
9th Cir. · 2005 · confidence medium
The jurors could properly consider the evidence from both sales in deciding that Johal had the intent to commit the crime. 2 See United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983) (rejecting the claim that a unanimity instruction must be tailored to the particular charges in a case where “the various acts indicating knowing possession were not inconsistent with each other; and even if one set of jurors might have focused on one part of the transaction while another set focused upon a different part, it does not follow that either set of jurors were in disagreement with the other”)…
discussed Cited as authority (rule) United States v. Joga Singh Johal
9th Cir. · 2005 · confidence medium
The jurors could properly consider the evidence from both sales in deciding that Johal had the intent to commit the crime. 2 See United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983) (rejecting the claim that a unanimity instruction must be tailored to the particular charges in a case where “the various acts indicating knowing possession were not inconsistent with each other; and even if one set of jurors might have focused on one part of the transaction while another set focused upon a different part, it does not follow that either set of jurors were in disagreement with the other”)…
discussed Cited as authority (rule) United States v. Johal
9th Cir. · 2005 · confidence medium
The jurors could properly consider the evidence from both sales in deciding that Johal had the intent to commit the crime.2 See United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir. 1983) (rejecting the claim that a unanimity instruction must be tailored to the particular charges in a case where “the various acts indicating knowing possession were not inconsis- tent with each other; and even if one set of jurors might have focused on one part of the transaction while another set focused upon a different part, it does not follow that either set of jurors were in disagreement with the other�…
discussed Cited as authority (rule) Duarte v. United States
S.D.N.Y. · 2003 · confidence medium
Moreover, the constitutional requirement for a unanimous verdict amounts only to “ ‘a requirement of substantial agreement as to the principal factual elements underlying a specified offense.’ ” McKoy v. North Carolina, 494 U.S. 433, 450 , 110 S.Ct. 1227 , 108 L.Ed.2d 369 (1990) quoting United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983).
discussed Cited as authority (rule) United States v. Walters
A.F.C.C.A. · 2002 · confidence medium
R.C.M. 918(b).”); United States v. Kim, 196 F.3d 1079, 1083 (9th Cir.1999) (not necessary for jurors to "specify which conduct led them to conclude that Kim was [guilty]”); United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983) (general unanimity instruction ordinarily sufficient).
discussed Cited as authority (rule) United States v. Markov
9th Cir. · 2001 · confidence medium
The requirement that a jury’s verdict be unanimous means more than a unanimous agreement that the defendant has violated the statute in question; “there is a requirement of substantial agreement as to the principal factual elements underlying a specified offense.” United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983).
discussed Cited as authority (rule) United States v. James M. Fejes
9th Cir. · 2000 · confidence medium
The general rule is that the district court need not instruct the jury “that a single set of facts on a single theory of liability must be agreed upon.” United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983).
discussed Cited as authority (rule) United States v. Juan A. Benavidez-Benavidez
9th Cir. · 2000 · confidence medium
See, e.g., United States v. Givens, 767 F.2d 574, 585-86 (9th Cir.1985); United States v. Johnson, 735 F.2d 1200, 1203 (9th Cir.1984); United States v. Falsia, 724 F.2d 1339 , 1341— 42 (9th Cir.1983); United States v. Ferris, 719 F.2d 1405, 1408 (9th Cir.1983); United States v. Eden, 659 F.2d 1376, 1382 (9th Cir.1981); United States v. Glover, 596 F.2d 857, 867 (9th Cir.1979); United States v. McIntyre, 582 F.2d 1221, 1226 (9th Cir.1978); United States v. Radlick, 581 F.2d 225, 229 (9th Cir.1978); United States v. Benveniste, 564 F.2d 335, 338-39 (9th Cir.1977); United States v. Flores, 540 …
cited Cited as authority (rule) United States v. Brown
10th Cir. · 1999 · confidence medium
See -14- United States v. Holley , 942 F.2d 916, 922 (5th Cir. 1991); United States v. Duncan , 850 F.2d 1104, 1105 (6th Cir. 1988); United States v. Ferris , 719 F.2d 1405, 1406 (9th Cir. 1983).
discussed Cited as authority (rule) State v. Weaver
Mont. · 1998 · confidence medium
The court in Holley determined that there was a reasonable possibility that the jury was not unanimous with respect to at least one statement in each count because the general unanimity instruction failed to require that all of the jurors concur in the "knowing falsity of at least one particular statement." Holley, 942 F.2d at 929 . ¶ 33 In its analysis of this issue, the Holley court noted: As Justice Blackmun recently observed in his separate concurrence in McKoy v. North Carolina, 494 U.S. 433 , 110 S.Ct. 1227, 1234 , 1237 n. 5, 108 L.Ed.2d 369 (1990): "[i]n federal criminal prosecutions, …
discussed Cited as authority (rule) United States v. Salvador Olguin
9th Cir. · 1998 · confidence medium
See Hegwood, 977 F.2d at 498 (Pinkerton liability); United States v. Ferris, 719 F.2d 1405, 1408 (9th Cir.1983) (Pinkerton liability); United States v. Savinovich, 845 F.2d 834, 838 (9th Cir.1988) (aiding and abetting). 7 4.
discussed Cited as authority (rule) United States v. Bahe
10th Cir. · 1997 · confidence medium
L.Rev. 1563, 1572 (1985); see, e.g., United States v. Estes, 793 F.2d 465, 467 (2d Cir.1986) (observing that acts intended to convey a confidential message are protected by the privilege); United States v. Robinson, 763 F.2d 778, 783 (6th Cir.1985) (same); United States v. Ferris, 719 F.2d 1405, 1408 (9th Cir.1983) (same); United States v. Smith, 533 F.2d 1077, 1079 (8th Cir.1976) (same); United States v. Lewis, 433 F.2d 1146, 1150 (D.C.Cir. 1970) (same); see also 2 Stone & Taylor § 5.10 at 5-18 (stating that the implication of Pereira is that communicative acts may be covered by the privileg…
discussed Cited as authority (rule) United States v. Allan Bowlun Ing, United States of America v. Richard St. Clair (2×) also: Cited "see"
9th Cir. · 1995 · confidence medium
United States v. Ferris, 719 F.2d 1405, 1408 (9th Cir.1983).
discussed Cited as authority (rule) Commonwealth v. Conefrey
Mass. App. Ct. · 1994 · confidence medium
In contrast, in United States v. Ferris, *297 719 F.2d 1405, 1407 (9th Cir. 1983), the Ninth Circuit affirmed a conviction for three related drug offenses because “[t]he case was sufficiently simple and clear in its presentation [so] that unanimity can be assumed based on the general instruction.” At issue were various acts by which the defendant may have knowingly possessed the drugs, and the court concluded that “the various acts were not inconsistent with each other” and • the likelihood of disagreement among jurors was slim. 8 Commonwealth v. Lemar, 22 Mass. App. Ct. at 172 , hig…
discussed Cited as authority (rule) United States v. Anthony Wayne Tolver
9th Cir. · 1994 · confidence medium
This court recently has explained that: 11 Although "a defendant is not entitled to a mere presence instruction of his own phrasing, United States v. Ferris, 719 F.2d 1405, 1408 (9th Cir.1983), in certain cases where the government's case "rested primarily on [the defendant's] presence," United States v. Negrete-Gonzales, 966 F.2d 1277, 1282 (9th Cir.1992), and no more than just presence, id., a mere presence or mere proximity instruction should be given. 12 United States v. Medrano, 5 F.3d 1214, 1218 (9th Cir.1993). 13 Here, a "mere presence" instruction was not appropriate because the govern…
discussed Cited as authority (rule) ca9 1993
9th Cir. · 1993 · confidence medium
United States v. Ferris, 719 F.2d 1405, 1407-08 (9th Cir.1983) (recognizing that "a defendant is not entitled to a mere presence instruction of his own phrasing"). 25 White, Vickery, and Pirtle each argue that the district court did not instruct the jury on specific intent.
examined Cited as authority (rule) United States v. Armando Correa-Ventura (4×)
5th Cir. · 1993 · confidence medium
On the one hand, "[u]nanimity ... means more than a conclusory agreement that the defendant has violated the statute in question; there is a requirement of substantial agreement as to the principle factual elements underlying a specified offense." United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983).
discussed Cited as authority (rule) United States v. Hector Medrano, (Two Cases)
9th Cir. · 1993 · confidence medium
Although “a defendant is not entitled to a mere presence instruction of his own phrasing,” United States v. Ferris, 719 F.2d 1405, 1408 (9th Cir.1983), in certain cases where the government’s case “rested primarily on [the defendant’s] presence,” United States v. Negrete-Gonzales, 966 F.2d 1277, 1282 (9th Cir.1992), and no more than just presence, id., a mere presence or mere proximity instruction should be given. *1219 Here, the district court correctly refused to give the “mere proximity” or “mere presence” instruction.
discussed Cited as authority (rule) U.S. v. Correa-Ventura (2×)
5th Cir. · 1993 · confidence medium
On the one hand, "[u]nanimity . . . means more than a conclusory agreement that the defendant has violated the statute in question; there is a requirement of substantial agreement as to the principle factual elements underlying a specified offense." United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir. 1983).
cited Cited as authority (rule) State v. Greene
N.H. · 1993 · confidence medium
United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir. 1983).
discussed Cited as authority (rule) United States v. Luciano Ramirez
9th Cir. · 1993 · confidence medium
However, a "defendant is not entitled to any particular form of an instruction so long as the instructions given fairly and adequately cover the defendant's theories of defense." Id. "[A] defendant is not entitled to a mere presence instruction of his own phrasing." United States v. Ferris, 719 F.2d 1405, 1408 (9th Cir.1983). 37 The instructions given by the district court adequately cover the defendant's theory of defense.
discussed Cited as authority (rule) Bouwkamp v. State (2×)
Wyo. · 1992 · confidence medium
In federal criminal prosecutions, where a unanimous verdict is required, the Courts of Appeals are in general agreement that "[u]nanimity ... means more than a conclusory agreement that the defendant has violated the statute in question; there is a requirement of substantial agreement as to the principal factual elements underlying a specified offense." United States v. Ferris, 719 F.2d 1405, 1407 (CA9 1983).
discussed Cited as authority (rule) United States v. Jerry Don Holley (2×)
5th Cir. · 1991 · confidence medium
As Justice Blackmun recently observed in his separate concurrence in McKoy v. North Carolina, 494 U.S. 433 , 110 S.Ct. 1227, 1234 , 1237 n. 5, 108 L.Ed.2d 369 (1990): “[i]n federal criminal prosecutions, where a unanimous verdict is required, the Courts of Appeals are in general agreement that ‘[ujnanimity ... means more than a conclusory agreement that the defendant has violated the statute in question; there is a requirement of substantial agreement as to the principal factual elements underlying a specified offense.’ ” (quoting United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1…
discussed Cited as authority (rule) United States v. Oliver L. North (2×)
D.C. Cir. · 1990 · confidence medium
The court held that “unanimity on alternatives is necessary when ‘discrete acts are alleged in a single count, such as charges of separate false statements, any one of which is sufficient to convict.’ ” Duncan, 850 F.2d at 1113 (quoting United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983) (Kennedy, J.)).
discussed Cited as authority (rule) McKoy v. North Carolina (2×)
SCOTUS · 1990 · confidence medium
In federal criminal prosecutions, where a unanimous verdict is required, the Courts of Appeals are in general agreement that "[u]nanimity . . . means more than a conclusory agreement that the defendant has violated the statute in question; there is a requirement of substantial agreement as to the principal factual elements underlying a specified offense." United States v. Ferris, 719 F. 2d 1405, 1407 (CA9 1983).
cited Cited as authority (rule) United States v. Donaciano Hernandez-Escarsega
9th Cir. · 1989 · confidence medium
See, e.g., United States v. Anguiano, 873 F.2d 1314, 1319 (9th Cir.1989); United States v. Gilley, 836 F.2d 1206, 1211 (9th Cir.1988); United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983).
discussed Cited as authority (rule) United States v. Carl Jackson, A/K/A \Better Days\"
unknown court · 1989 · confidence medium
See United States v. Schiff, 801 F.2d 108, 114-15 (2d Cir.1986), cert. denied, 480 U.S. 945 , 107 S.Ct. 1603 , 94 L.Ed.2d 789 (1987) (possibility of jury disagreement over whether defendant failed to make income tax returns, failed to pay income tax, or concealed or attempted to conceal income did not require specific unanimity instruction); United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983) (fact that jurors may have disagreed on which acts of possession of a controlled substance defendant committed did not mandate a specific unanimity instruction).
discussed Cited as authority (rule) United States v. Yasuhiro Kato (2×)
9th Cir. · 1989 · confidence medium
See, e.g., United States v. Crespo de Llano, 838 F.2d 1006, 1020 (9th Cir.1987); United States v. Lewis, 787 F.2d 1318, 1323 (9th Cir.), as amended by, 798 F.2d 1250 (1986) (“a coconspirator is responsible”); United States v. Ferris, 719 F.2d 1405, 1408 (9th Cir.1983) (“defendant is liable for the acts of his coconspirators”).
cited Cited as authority (rule) United States v. Maria Velarde Anguiano
9th Cir. · 1989 · confidence medium
Id. at 974 ; United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983).
discussed Cited as authority (rule) United States v. Joe S. Duncan and Michael M. Downing (2×)
6th Cir. · 1988 · confidence medium
The Ninth Circuit, reaching a similar conclusion, has held that unanimity on alternatives is necessary when “discrete acts are alleged in a single count, such as charges of separate false statements, any one of which is sufficient to convict.” United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983) (Kennedy, J.).
discussed Cited as authority (rule) United States v. Robert William Gilley, United States of America v. Benjamin Louis Rodriguez
9th Cir. · 1988 · confidence medium
This is not a case where the case was “sufficiently simple and clear in its presentation that unaninimity can be assumed based on the general instruction.” United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983). 8 Rather, it is a case involving a sufficiently complex set of facts requiring the judge sua sponte to give a specific unanimity instruction.
discussed Cited as authority (rule) United States v. Anthony Phillip Tarvers, Jr., United States of America v. Richard J. Brenner, United States of America v. Terrence J. O'Duggan
1st Cir. · 1987 · confidence medium
See, e.g., United States v. Balistrieri, 779 F.2d 1191, 1224 (7th Cir.1985) (upholding instruction that failed to require unanimity as to which state law defendant had violated before he could be convicted under statute proscribing operation of gambling business in violation of state law), cert. denied, 106 S.Ct. 1490 (1986); United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983) (upholding refusal to give instruction that jury must be unani *1075 mous as to which act of possession constituted crime of possession of narcotic with intent to distribute).
discussed Cited as authority (rule) United States v. Ryan, James
3rd Cir. · 1987 · confidence medium
However, even when an indictment provides two or more factual bases upon which a conviction could conceivably rest, “[njormally, a general instruction on the requirement of unanimity suffices to instruct the jury that they must be unani *1020 mous on whatever specifications form the basis of the guilty verdict.” United States v. Payseno, 782 F.2d 832, 835 (9th Cir.1986); see United States v. Frazin, 780 F.2d 1461, 1468 (9th Cir.), cert. denied, — U.S. -, 107 S.Ct. 158 , 93 L.Ed.2d 98 (1986); United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983); United States v. Murray, 618 F.2d 89…
discussed Cited as authority (rule) United States v. Michael Paris (2×)
9th Cir. · 1987 · confidence medium
United States v. Ferris, 719 F.2d 1405, 1407 (9th Cir.1983).
UNITED STATES of America, Plaintiff-Appellee,
v.
Gregory Scott FERRIS, Defendant-Appellant
82-1479.
Court of Appeals for the Ninth Circuit.
Nov 7, 1983.
719 F.2d 1405
Charles Stuckey, Portland, Or., for plaintiff-appellee., Stephen R. Sady, Portland, Or., for defendant-appellant.
Kennedy, Tang, Poole.
Cited by 93 opinions  |  Published
2 passages pin-cited by 2 cases
Pinpoint authority: #37,553 of 633,719
Citer courts: Montana Supreme Court (2) · Massachusetts Supreme Judicial… (1)
KENNEDY, Circuit Judge:

Ferris appeals his convictions for possession of controlled substances with intent to distribute (Count I), conspiracy to distribute (Count II), and distribution (Count III) in violation of 21 U.S.C. §§ 841(a)(1) and 846.

Two of Ferris’s acquaintances, Jarvis and Grange, burglarized a storage locker and took a trunk filled with LSD tablets. With Ferris’s permission they stored the trunk on his premises. The next day Jarvis and Grange transferred it to another storage locker and listed Ferris as the person to contact in case of emergency.

The extent of Ferris’s participation in the possession and subsequent sale of the drugs was the principal issues at trial, Ferris claiming lack of knowledge and participation at all times. It seems that Ferris may not have known initially what the trunk contained. There was testimony, however, that he later helped count the LSD tablets, and that he tried to advise Jarvis and Grange how to sell them.

Ferris’s most significant argument on appeal is that the trial court deprived him of his constitutional right to a unanimous verdict by declining a proferred instruction that the jury must be in unanimous agreement on the precise act of possession with intent to distribute as alleged in Count I. See U.S. Const, amend. VI; see also Fed.R. Crim.P. 38.

The various acts of possession the Government sought to establish allegedly occurred between November 20, 1980 and January 29, 1981. Ferris argues that there is no indication that the jurors agreed upon the same act as the basis for finding him[*1407] culpable. He asserts that different jurors may have predicated their guilty votes on different acts of possession, occurring at different times.

In our view the case is a routine one in which the jury is called upon to make relatively simple inferences respecting criminal activity, and we do not think the two month period involved makes the case particularly difficult or complex. Thus, appellant’s argument translates to the contention that an instruction on unanimity tailored to the particular charges in a case must be given at every trial. That is not the law in this circuit, and we reject the claim of error.

The question whether a jury is unanimous in its agreement to convict on a given count may arise in varying contexts, including eases in which the count contains such different or lengthy factual allegations that multiple combinations of fact are sufficient to convict, and cases where the statutory definition itself contains multiple bases for criminal liability, e.g., either concealing stolen property or selling it. See United States v. Gipson, 553 F.2d 453, 458 (5th Cir.1977). The trial court stated simply that the jury’s verdict must be unanimous. Unanimity, of course, means more than a conclusory agreement that the defendant has violated the statute in question; there is a requirement of substantial agreement as to the principal factual elements underlying a specified offense. 553 F.2d at 457-58. We would consider it appropriate for the trial court to instruct the jury to this effect. In the routine case, however, failure to adopt this formulation is not error.

We have noted approval of instructions which advise jurors that unanimity is required as to one specific part of a multipart indictment count, those cases being ones in which discrete acts are alleged in a single count, such as charges of separate false statements, any one of which is sufficient to convict. See United States v. Jessee, 605 F.2d 430 (9th Cir.1979); Bisno v. United States, 299 F.2d 711 (9th Cir.1961), cert. denied, 370 U.S. 952, 82 S.Ct. 1602, 8 L.Ed.2d 818 (1962). In other cases, however, including matters considerably more complex than the instant one, we have recognized that under some circumstances a general instruction on unanimity may suffice, without a further statement that a single set of facts on a single theory of liability must be agreed upon. See Vitello v. United States, 425 F.2d 416 (9th Cir. 1970), cert. denied, 400 U.S. 822, 91 S.Ct. 43, 27 L.Ed.2d 50 (1970); United States v. Friedman, 445 F.2d 1076 (9th Cir. 1971), cert. denied, 404 U.S. 958, 92 S.Ct. 326, 30 L.Ed.2d 275 (1971).

There may be cases in which the nature of the evidence, questions from the jury, some variance between the proof and the indictment, or ambiguous supplementary instructions from the court, may require the court to frame an instruction that substantial agreement is required on a specific set of facts. In the ordinary case, however, the general instruction that a unanimous verdict is required will suffice. In the case before us, the various acts indicating knowing possession were not inconsistent with each other; and even if one set of jurors might have focused on one part of the transaction while another set focused upon a different part, it does not follow that either set of jurors were in disagreement with the other. The case was sufficiently simple and clear in its presentation that unanimity can be assumed based on the general instruction. The instant case is different, therefore, from United States v. Gipson, 553 F.2d 453 (5th Cir.1977), the one principally relied upon by Ferris, in which the trial court explicitly and erroneously instructed that the jury need not be unanimous with respect to alternate theories of criminal liability.

Ferris also appeals the trial court’s refusal to instruct the jury that mere presence at the scene of the crime or knowledge that it was being committed is insufficient to convict. The trial judge did so instruct with reference to the conspiracy count but not as to the substantive counts, an omission the appellant claims is error. In the circumstances of this case, we think that[*1408] the instruction given was sufficient, and that its repetition would have been cumulative. We note, moreover, that a defendant is not entitled to a mere presence instruction of his own phrasing.

Ferris further contends that there was insufficient evidence to convict him for distribution of LSD. Although a defendant is liable for the acts of his coconspirators in furtherance of a conspiracy, Pinkerton v. United States, 328 U.S. 640, 66 S.Ct. 1180, 90 L.Ed. 1489 (1946), Ferris argues that Grange acted on his own when he sold the LSD. Ferris points out that Grange diverted the LSD from the storage locker without the knowledge of his coconspirators, and that he used it, in part at least, to pay off an old debt. This does not, however, preclude a reasonable jury from finding that the sale was in furtherance of the conspiracy.

Ferris also challenges the trial court’s exclusion of the unfavorable results of a polygraph test given a Government witness. The Ninth Circuit has repeatedly held that admission of polygraph testimony is within the discretion of the trial court. See United States v. Marshall, 526 F.2d 1349, 1360 (9th Cir.1975), cert. denied, 426 U.S. 923, 96 S.Ct. 2631, 49 L.Ed.2d 376 (1976). We do not think the rule loses much of its force because of the circumstances of this case, namely the fact that the Government administered the test to one of its own witnesses and that he failed it.

Ferris finally argues that his wife should have been barred under the confidential marital communications privilege from testifying that she observed LSD in the trunk of his car. The Ninth Circuit has held quite unequivocally that the marital communications privilege “applies only to utterances or expressions intended to be communicative (i.e., to convey a message from one spouse to the other),” United States v. Lefkowitz, 618 F.2d 1313, 1318 (9th Cir.1980), cert. denied, 449 U.S. 824, 101 S.Ct. 86, 66 L.Ed.2d 27 (1980), and no communication was involved here.

AFFIRMED.