AP-77,038 COURT OF CRIMINAL APPEALS AUSTIN, TEXAS Transmitted 8/27/2015 9:30:07 AM August 27, 2015 Accepted 8/27/2015 11:10:26 AM ABEL ACOSTA No. AP-77,038 CLERK
IN THE TEXAS COURT OF CRIMINAL APPEALS AT AUSTIN, TEXAS _________________________________________________________
US CARNELL PETETAN, JR., a/k/a CARNELL PETETAN, JR., Appellant v. THE STATE OF TEXAS _________________________________________________________
DIRECT APPEAL FROM THE TH 19 DISTRICT COURT OF McLENNAN COUNTY TRIAL COURT CAUSE NUMBER 2012-2331-C1 _________________________________________________________
BRIEF FOR APPELLANT _________________________________________________________
Richard E. Wetzel State Bar No. 21236300 1411 West Avenue, Suite 100 Austin, Texas 78701 (512) 469-7943 (512) 474-5594 – facsimile [email protected] Attorney for Appellant US Carnell Petetan, Jr. ORAL ARGUMENT REQUESTED Identity of Parties and Counsel Appellant: US Carnell Petetan, Jr. Appellate Counsel: Richard E. Wetzel Attorney at Law 1411 West Ave., Ste. 100 Austin, TX 78701 Trial Counsel: Russ Hunt, Sr. Attorney at Law P.O. Box 726 Waco, TX 76703-0726 Michelle Tuegel Attorney at Law P.O. Box 726 Waco, TX 76703-0726 Walter Reaves, Jr. . Attorney at Law 100 N. Sixth St., Ste. 802 Waco, TX 76701 Appellee: The State of Texas Trial Counsel: Abelino Reyna Criminal District Attorney 219 North Sixth St., Ste. 200 Waco, TX 76701 Gregory Davis Assistant Criminal District Attorney 219 North Sixth St., Ste. 200 Waco, TX 76701 Michael Jarrett Assistant Criminal District Attorney 219 North Sixth St., Ste. 200 Waco, TX 76701 ii Appellate Counsel: Sterling Harmon Assistant Criminal District Attorney 219 North Sixth St., Ste. 200 Waco, TX 76701 Trial Judge: Hon. Ralph Strother 19th District Court McLennan County, Texas iii Table of Contents Page Identity of Parties and Counsel . . . . . . . . . . . . . . . . . . . . . . . . ii Table of Contents . . . . . . . . . . . . . . . . . . . . . . . iv Index of Authorities . . . . . . . . . . . . . . . . . . . . . . . . ix Statement Regarding Oral Argument ........................ 1 Statement of the Case ........................ 1 Issues Presented on Appeal ........................ 2 Statement of Facts ........................ 9 Summary of the Argument . . . . . . . . . . . . . . . . . . . . . . . 54 Point of Error One . . . . . . . . . . . . . . . . . . . . . . . 57 The trial court abused its discretion by allowing the State to invoke Petetan’s attorney-client privilege as to testimony he sought to offer from his former attorney on the issue of competency to stand trial (13 RR 57). Point of Error Two . . . . . . . . . . . . . . . . . . . . . . . 63 The trial court abused its discretion by excluding evidence Petetan sought to offer concerning the legal fate of those who obtain an incompetency determination through malingering (13 RR 60). Point of Error Three . . . . . . . . . . . . . . . . . . . . . . . 66 The trial court abused its discretion by denying a defense challenge for cause to prospective juror Richard Hester who had a bias against a life sentence without possibility of parole and a bias in favor of a sentence of death (28 RR 89). iv Point of Error Four . . . . . . . . . . . . . . . . . . . . . . . 72 The trial court abused its discretion by denying a defense challenge for cause to prospective juror Richard Hester who believed law enforcement officers to be more credible than other witnesses (28 RR 89). Point of Error Five . . . . . . . . . . . . . . . . . . . . . . . 75 The trial court abused its discretion by denying a defense challenge for cause to prospective juror Luther Fore who had a bias against a life sentence without possibility of parole and a bias in favor of a sentence of death (30 RR 174). Point of Error Six . . . . . . . . . . . . . . . . . . . . . . . 79 The evidence is insufficient to prove Petetan murdered the complainant while in the course of committing or attempting to commit the offenses of burglary, kidnapping, or retaliation. Point of Error Seven . . . . . . . . . . . . . . . . . . . . . . . 90 The trial court abused its discretion by admitting an extraneous offense showing that on the day of the murder, Petetan told Miller he was going to Waco to buy drugs and would give Miller drugs if he would drive Petetan to Waco (53 RR 31). Point of Error Eight . . . . . . . . . . . . . . . . . . . . . . . 90 The trial court abused its discretion by admitting an extraneous offense showing that on the day of the murder, Petetan told Mouton he was going to Waco to buy drugs and would give Mouton drugs if he would accompany Petetan to Waco (53 RR 31). Point of Error Nine . . . . . . . . . . . . . . . . . . . . . . . 98 The trial court abused its discretion by admitting evidence which undermined defense counsel before the jury and created a conflict of interest which denied Petetan his right to the effective assistance of counsel (59 RR 198). v Point of Error Ten . . . . . . . . . . . . . . . . . . . . . . .103 The jury’s answer to the intellectual disability special issue is against the great weight and preponderance of the evidence. Point of Error Eleven . . . . . . . . . . . . . . . . . . . . . . .147 Petetan’s intellectual disability renders him ineligible for the death penalty. Point of Error Twelve . . . . . . . . . . . . . . . . . . . . . . .148 The trial court erred by failing to define the term “militate” within the punishment charge as requested by Petetan (4 CR 1318, 4 CR 1330, and 59 RR 212). Point of Error Thirteen . . . . . . . . . . . . . . . . . . . . . . .148 The trial court erred by overruling Petetan’s objection to the instruction that 10 votes were required for the jury to return a “no” answer to the first special issue concerning future dangerousness (4 CR 1318, 4 CR 1330, and 59 RR 212). Point of Error Fourteen . . . . . . . . . . . . . . . . . . . . . . .149 The trial court erred by overruling Petetan’s objection to the “anti-sympathy” instruction insofar as the instruction would limit the scope of mitigating evidence and or circumstances that jury may consider in returning a life sentence (4 CR 1320, 4 CR 1330, and 59 RR 212). Point of Error Fifteen . . . . . . . . . . . . . . . . . . . . . . .159 The trial court erred by overruling Petetan’s request that the jury be instructed on the concept of mercy and the role it can play in deliberations (4 CR 1320, 4 CR 1330, and 59 RR 212). Point of Error Sixteen . . . . . . . . . . . . . . . . . . . . . . .151 The trial court erred by submitting a special issue on future dangerousness which was not found by the grand jury or alleged in the indictment returned against Petetan (1 CR 44, 4 CR 1321, 4 CR 1330, and 59 RR 212). vi Point of Error Seventeen . . . . . . . . . . . . . . . . . . . . . . .151 The trial court erred by failing to define the term “probability” within the punishment charge as requested by Petetan (4 CR 1321, 4 CR 1330, and 59 RR 212). Point of Error Eighteen . . . . . . . . . . . . . . . . . . . . . . .152 The trial court erred by failing to define the phrase “criminal acts of violence” within the punishment charge as requested by Petetan (4 CR 1322, 4 CR 1330, and 59 RR 212). Point of Error Nineteen . . . . . . . . . . . . . . . . . . . . . . .153 The trial court erred by failing to define the phrase “continuing threat to society” within the punishment charge as requested by Petetan (4 CR 1323, 4 CR 1330, and 59 RR 212). Point of Error Twenty . . . . . . . . . . . . . . . . . . . . . . .154 The trial court erred by failing to submit Petetan’s four requested instructions relative to the jury’s consideration of victim impact evidence (4 CR 1324, 4 CR 1330, and 59 RR 212). Point of Error Twenty-One . . . . . . . . . . . . . . . . . . . . . . .155 The trial court erred by failing to define the phrases “personal moral culpability” and “moral blameworthiness” within the punishment charge as requested by Petetan (4 CR 1325, 4 CR 1330, and 59 RR 212). Point of Error Twenty-Two . . . . . . . . . . . . . . . . . . . . . . .156 The trial court erred by overruling Petetan’s objection that the charge unduly limited what factors the jury could consider as mitigating (4 CR 1325, 4 CR 1330, and 59 RR 212). vii Point of Error Twenty-Three . . . . . . . . . . . . . . . . . . . . . . .156 The trial court erred by overruling Petetan’s objection that the mitigation special issue is unconstitutional for failing to assign a burden of proof and not being susceptible to a sufficiency of the evidence review on appeal (4 CR 1326, 4 CR 1330, and 59 RR 212). Point of Error Twenty-Four . . . . . . . . . . . . . . . . . . . . . . .157 The trial court erred by overruling Petetan’s objection that the jury should be instructed there is a presumption in favor of a life sentence rather than a sentence of death (4 CR 1327, 4 CR 1330, and 59 RR 212). Point of Error Twenty-Five . . . . . . . . . . . . . . . . . . . . . . .158 The trial court erred by overruling Petetan’s objection that the jury should be instructed that if it was unable to agree on a special issue, a mistrial would be declared and life sentence imposed (4 CR 1326, 4 CR 1330, and 59 RR 212). Point of Error Twenty-Six . . . . . . . . . . . . . . . . . . . . . . .159 Imposition of the death penalty violates Petetan’s Eighth Amendment and Fourteenth Amendment rights not to be subjected to cruel and unusual punishment. Point of Error Twenty-Seven . . . . . . . . . . . . . . . . . . . . . . .160 Petetan was denied equal protection of the law and due course of law due to the absence of a unified statutory procedure for pretrial litigation of an Atkins assertion of intellectual disability (18 RR 12, 4 CR 1228). Point of Error Twenty-Eight . . . . . . . . . . . . . . . . . . . . . . .162 The judgment should be modified to properly reflect Petetan was convicted of a capital felony offense rather than a first degree felony offense (4 CR 1343). Point of Error Twenty-Nine . . . . . . . . . . . . . . . . . . . . . . .163 The judgment should be modified to properly reflect punishment was assessed by the trial court rather than the jury (4 CR 1343). viii Prayer . . . . . . . . . . . . . . . . . . . . . . .165 Certificate of Compliance . . . . . . . . . . . . . . . . . . . . . . .166 Certificate of Service . . . . . . . . . . . . . . . . . . . . . . .166 ix Index of Authorities Page Constitution U.S. CONST. amend. VI . . . . . . . . . . . . 103 U.S. CONST. amend. VIII . . . . . . . . . passim U.S. CONST. amend. XIV . . . . . . . . . passim Cases Abdnor v. State, 871 S.W.2d 726 (Tex. Crim. App. 1994) . . . . . . . . . . . . . 92 Acosta v. State, 233 S.W.3d 349 (Tex. Crim. App. 2007) . . . . . . . . . . . . 102 Alba v. State, 905 S.W.2d 581 (Tex. Crim. App. 1995) . . . . . . . . . . . . . 93 Apprendi v. New Jersey, 530 U.S. 466 (2000) . . . . . . . . . . . . 151 Arnold v. State, 234 S.W.3d 664 (Tex. App.-Houston [14th Dist.] 2007, no pet.) . . . . . . . . . . . . . 94 Atkins v. Virginia, 536 U.S. 304 (2002) . . . . . . . . . passim Barber v. State, 737 S.W.2d 824 (Tex. Crim. App. 1987) . . . . . . . . . . . . . 62 Barefoot v. State, 596 S.W.2d 875 (Tex. Crim. App. 1980) . . . . . . . . . . . . 152 Bigley v. State, 865 S.W.2d 26 (Tex. Crim. App. 1993) . . . . . . . . . . . . 164 Bowling v. Commonwealth, 163 S.W.3d 361 (Ky. 2005) . . . . . . . . . . . . 139 Brown v. State, 554 S.W.2d 677 (Tex. Crim. App. 1977) . . . . . . . . . . . . 149 Brown v. State, 913 S.W.2d 577 (Tex. Crim. App. 1996) . . . . . . . . . . . . . 69 Brumfield v. Cain, 135 S. Ct. 2269 (2015) . . . . . . . . . . . . 130 Butcher v. State, 454 S.W.3d 13 (Tex. Crim. App. 2015) . . . . . . . . . . . . 127 Caballero v. State, 587 S.W.2d 741 (Tex. Crim. App. 1979) . . . . . . . . . . . . . 62 Camacho v. State, 864 S.W.2d 524 (Tex. Crim. App. 1993) . . . . . . . . . . . . 153 x Cantu v. State, 939 S.W.2d 627 (Tex. Crim. App. 1997) . . . . . . . . . . . . 156 Chase v. State, 2015 WL 1848126 (Miss. 2015) . . . . . . . . . . . . 139 Chester v. Thaler, 666 F.3d 340 (5th Cir. 2011) . . . . . . . . . . . . 129 Clark v. Quarterman, 457 F.3d 441 (5th Cir. 2006) . . . . . . . . . . . . 130 Coffey v. State, 979 S.W.2d 326 (Tex. Crim. App. 1998) . . . . . . . . . . . . 164 Coleman v. State, 341 S.W.3d 221 (Tenn. 2011) . . . . . . . . . . . . 139 Commonwealth v. Bracey, 2015 WL 3751733 (Pa. 2015) . . . . . . . . . . . . 139 Commonwealth v. DeJesus, 58 A.3d 62 (Pa. 2012) . . . . . . . . . . . . 139 Crane v. State, 786 S.W.2d 338 (Tex. Crim. App. 1990) . . . . . . . . . . . . . 94 Cuyler v. Sullivan, 446 U.S. 335 (1980) . . . . . . . . . . . . 102 Darkins v. State, 430 S.W.3d 559 (Tex. App.—Houston [14th Dist.] 2014, pet. ref'd) . . . . . . . . . . . . . 94 Demouchette v. State, 731 S.W.2d 75 (Tex.Crim.App.1986) . . . . . . . . . . . . . 70 Dobbs v. State, 434 S.W.3d 166 (Tex. Crim. App. 2014) . . . . . . . . . . . . . 81 Eppinger v. State, 800 S.W.2d 652 (Tex. App.—Austin 1990, pet. ref'd) . . . . . . . . . . . . . 83 Ex parte Briseno, 135 S.W.3d 1 (Tex. Crim. App. 2004) . . . . . . . . . passim Ex parte Butler, 416 S.W.3d 863 (Tex. Crim. App. 2012) . . . . . . . . . . . . 136 Ex parte Cathey, 451 S.W.3d 1 (Tex. Crim. App. 2014) . . . . . . . . . passim Ex parte Chester, 2007 WL 602607 (Tex. Crim. App. 2007) . . . . . . . . . . . . 135 Ex parte Clark, 2004 WL 885583 (Tex. Crim. App. 2004) . . . . . . . . . . . . 136 Ex parte Henderson, 2006 WL 167836 (Tex. Crim. App.) . . . . . . . . . . . . 132 Ex Parte McFarland, 163 S.W.3d 743 (Tex. Crim. App. 2005) . . . . . . . . . . . . 102 xi Ex parte McKenzie, 582 S.W.2d 153 (Tex. Crim. App. 1979) . . . . . . . . . . . . . 63 Ex parte Sosa, 364 S.W.3d 889 (Tex. Crim. App. 2012) . . . . . . . . . . . . 134 Ex parte Taylor, 2006 WL 234854 (Tex. Crim. App. 2006) . . . . . . . . . . . . 133 Ex parte Tennard, 960 S.W.2d 57 (Tex.Cr.App.1997) . . . . . . . . . . . . 123 Ex parte Van Alstyne, 239 S.W.3d 815 (Tex. Crim. App. 2007) . . . . . . . . . . . . 129 Ex parte Weathers, 2014 WL 1758977 (Tex. Crim. App. 2014) . . . . . . . . . . . . 136 Ex parte Winfrey, 581 S.W.2d 698 (Tex. Crim. App. 1979) . . . . . . . . . . . . . 63 Ex parte Woods, 296 S.W.3d 587 (Tex. Crim. App. 2009) . . . . . . . . . . . . 136 Feldman v. State, 71 S.W.3d 728 (Tex. Crim. App. 2002) . . . . . . . . . . . . . 68 French v. State, 830 S.W.2d 607 (Tex. Crim. App. 1992) . . . . . . . . . . . . 164 Gallo v. State, 239 S.W.3d 757 (Tex. Crim. App. 2007) . . . . . . . . . . . . 126 Gardner v. State, 306 S.W.3d 274 (Tex. Crim. App. 2009) . . . . . . . . . . . . 158 Gaston v. State, 136 S.W.3d 315 (Tex. App.-Houston [1st Dist.] 2004, pet. struck) . . . . . . . . . . . . 103 Glossip v. Gross, 576 U.S. ___, 2015 WL 2473454. (2015) . . . . . . . . . . . . 159 Goodwin v. State, 191 S.W.3d 20 (Mo. 2006) . . . . . . . . . . . . 143 Green v. State, 934 S.W.2d 92 (Tex. Crim. App. 1996) . . . . . . . . . . . . . 70 Greene v. State, 264 S.W.3d 271 (Tex. App.—San Antonio 2008, pet. ref'd) . . . . . . . . . . . . . 62 Gregg v. Georgia, 428 U.S. 153 (1976) . . . . . . . . . . . . 159 Guevera v. Stephens, 577 F. App’x 364 (5th Cir. 2014) . . . . . . . . . . . . 138 Hall v. Florida, 134 S. Ct. 1986 (2014) . . . . . . . . . passim Henderson v. Stephens, 2015 WL 3965828 (5th Cir. 2015) . . . . . . . . . . . . 138 Hernandez v. State, 563 S.W.2d 947 (Tex. Crim. App. 1978) . . . . . . . . . . . . 138 xii Hernandez v. State, 969 S.W.2d 440 (Tex. App.—San Antonio 1998, pet. ref'd) . . . . . . . . . . . . . 82 Hernandez v. Thaler, 2011 WL 4437091 (W.D. Tex. 2011) aff’d, 537 F. App’x 531 (5th Cir. 2013) . . . . . . . . . . . . 136 Hines v. Thaler, 456 F. App’x 357 (5th Cir. 2011) . . . . . . . . . . . . 133 Holladay v. Allen, 555 F.3d 1346 (11th Cir. 2009) . . . . . . . . . . . . 140 Howell v. State, 563 S.W.2d 933 (Tex. Crim. App. 1978) . . . . . . . . . . . . 162 Hunter v. State, 243 S.W.3d 664 (Tex. Crim. App. 2007) . . . . . . . . . . . . 132 Ibanez v. State, 749 S.W.2d 804 (Tex. Crim. App. 1986) . . . . . . . . . . . . . 82 In re Allen, 462 S.W.3d 47 (Tex. Crim. App. 2015) . . . . . . . . . passim Isassi v. State, 330 S.W.3d 633 (Tex. Crim. App. 2010) . . . . . . . . . . . . . 81 Jackson v. State, 288 S.W.3d 60 (Tex. App. – Houston [1st Dist.] 2009, pet. ref’d) . . . . . . . . . . . . 163 Jackson v. Virginia, 443 U.S. 307 (1979) . . . . . . . . . . . . . 81 Johnson v. State, 43 S.W.3d 1 (Tex. Crim. App. 2001) . . . . . . . . . . . . . 96 Johnson v. State, 967 S.W.2d 410 (Tex. Crim. App. 1998) . . . . . . . . . . . . . 95 Johnston v. State, 145 S.W.3d 215 (Tex. Crim. App. 2004) . . . . . . . . . . . . . 92 Jurek v. Texas, 428 U.S. 262 (1976) . . . . . . . . . . . . 159 King v. State, 953 S.W.2d 266 (Tex. Crim. App. 1997) . . . . . . . . . . . . . 61 Kotteakos v. United States, 328 U.S. 750 (1946) . . . . . . . . . . . . . 96 Ladd v. Thaler, 2013 WL 593927 (E.D. Tex. 2013) aff’d, 748 F.3d 637 (5th Cir. 2014) . . . . . . . . . . . . 134 Lambert v. State, 126 P.3d 646 (Okla. Crim. App. 2005) . . . . . . . . . . . . 130 xiii Land v. State, 291 S.W.3d 23 (Tex. App. – Texarkana 2009, pet. ref’d) . . . . . . . . . . . . 163 Lizcano v. State, 2010 WL 1817772 (Tex. Crim. App. 2010) . . . . . . . . . . . . 130 Lockhart v. State, 847 S.W.2d 568 (Tex. Crim. App. 1992) . . . . . . . . . . . . . 92 Lopez v. State, 200 S.W.3d 246 (Tex.App.-Houston [14th Dist.] 2006, pet. ref'd.) . . . . . . . . . . . . . 95 Luna v. State, 268 S.W.3d 594 (Tex. Crim. App. 2008) . . . . . . . . . . . . 155 Mann v. State, 718 S.W.2d 741 (Tex. Crim. App. 1986) . . . . . . . . . . . . . 93 Manning v. State, 766 S.W.2d 551 (Tex. App. – Dallas 1989) aff’d, 773 S.W.2d 568 (Tex. Crim. App. 1989) . . . . . . . . . . . . . 60 Martinez v. State, 924 S.W.2d 693 (Tex. Crim. App. 1996) . . . . . . . . . . . . 148 Matamoros v. Stephens, 783 F.3d 212 (5th Cir. 2015) . . . . . . . . . . . . 138 Matamoros v. Thaler, 2010 WL 1404368 (S.D. Tex. 2010) modified, 2012 WL 394597 (S.D. Tex. 2012) aff’d, 783 F.3d 212 (5th Cir. 2015) . . . . . . . . . . . . 136 Matlock v. State, 392 S.W.3d 662 (Tex. Crim. App. 2013) . . . . . . . . . . . . 127 Mays v. State, 318 S.W.3d 368 (Tex. Crim. App. 2010) . . . . . . . . . . . . 154 Mays v. Stephens, 757 F.3d 211 (5th Cir. 2014) . . . . . . . . . . . . 137 Meyer v. State, 366 S.W.3d 728 (Tex. App.—Texarkana 2012, no pet.) . . . . . . . . . . . . . 88 Montgomery v. State, 810 S.W.2d 372 (Tex. Crim. App. 1991) . . . . . . . . . . . . . 59 Moore v. State, 999 S.W.2d 385 (Tex. Crim. App.1999) . . . . . . . . . . . . . 69 Moses v. State, 105 S.W.3d 622 (Tex. Crim. App. 2003) . . . . . . . . . . . . . 92 Motilla v. State, 78 S.W.3d 352 (Tex. Crim. App. 2002) . . . . . . . . . . . . . 97 Mozon v. State, 991 S.W.2d 841 (Tex. Crim. App. 1999) . . . . . . . . . . . . . 93 xiv Neal v. State, 256 S.W.3d 264 (Tex. Crim. App. 2008) . . . . . . . . . . . . 127 Osbourn v. State, 92 S.W.3d 531 (Tex. Crim. App. 2002) . . . . . . . . . . . . . 59 Patrick v. State, 906 S.W.2d 481 (Tex. Crim. App. 1995) . . . . . . . . . . . . . 68 Perillo v. Johnson, 79 F.3d 441 (5th Cir.1996) . . . . . . . . . . . . 102 Proffitt v. Florida, 428 U.S. 242 (1976) . . . . . . . . . . . . 159 Raby v. State, 970 S.W.2d 1 (Tex. Crim. App. 1998) . . . . . . . . . . . . 158 Rankin v. State, 953 S.W.2d 740 (Tex. Crim. App. 1996) . . . . . . . . . . . . . 92 Ransom v. State, 920 S.W.2d 288 (Tex. Crim. App. 1994) . . . . . . . . . . . . . 71 Ray v. State, 178 S.W.3d 833 (Tex. Crim. App. 2005) . . . . . . . . . . . . . 60 Riles v. State, 595 S.W.2d 858 (Tex. Crim. App. 1980) . . . . . . . . . . . . . 82 Ring v. Arizona, 536 U.S. 584 (2002) . . . . . . . . . . . . 151 Robinson v. State, 236 S.W.3d 260 (Tex. App. -Houston [1st Dist.] 2007, pet. ref’d) . . . . . . . . . . . . . 60 Rodriguez v. Quarterman, 2006 WL 1900630 (W.D. Tex. 2006) . . . . . . . . . . . . 136 Russeau v. State, 291 S.W.3d 426 (Tex. Crim. App. 2009) . . . . . . . . . . . . 153 Sasser v. Hobbs, 735 F.3d 833 (8th Cir. 2013) . . . . . . . . . . . . 140 Shannon v. State, 942 S.W.2d 591 (Tex. Crim. App. 1996) . . . . . . . . . . . . 157 Shaver v. State, 280 S.W.2d 740 (Tex. Crim. App. 1955) . . . . . . . . . . . . . 73 Smith v. State, 770 S.W.2d 70 (Tex. App. – Texarkana 1989, no pet.) . . . . . . . . . . . . . 59 Sorrells v. State, 343 S.W.3d 152 (Tex .Crim. App. 2011) . . . . . . . . . . . . . 82 Splawn v. State, 160 S.W.3d 103 (Tex. App. - Texarkana 2005, pet. ref’d) . . . . . . . . . . . . 162 State v. Lombardi, 303 S.W.3d 523 (Mo. 2010) . . . . . . . . . . . . 143 xv State v. White, 885 N.E.2d 905 (Ohio 2008) . . . . . . . . . . . . 139 Strickland v. Washington, 466 U.S. 668 (1984) . . . . . . . . . . . . 102 Temple v. State, 390 S.W.3d 341 (Tex. Crim. App. 2013) . . . . . . . . . . . . . 82 Thomas v. Allen, 607 F.3d 749 (11th Cir. 2010) . . . . . . . . . . . . 141 Thuesen v. State, 2014 WL 792038 (Tex. Crim. App. 2014) . . . . . . . . . . . . 150 Tong v. State, 25 S.W.3d 707 (Tex. Crim. App. 2000) . . . . . . . . . . . . 150 Torres v. State, 593 S.W.2d 717 (Tex. Crim. App. 1980) . . . . . . . . . . . . . 63 Turner v. State, 422 S.W.3d 676 (Tex. Crim. App. 2013) . . . . . . . . . . . . . 63 United States v. Fox, 613 F.2d 99 (5th Cir.1980) . . . . . . . . . . . . 103 Van Tran v. Colson, 764 F.3d 594 (6th Cir. 2014) . . . . . . . . . . . . 137 Van Tran v. State, 2006 WL 3327828 (Tenn. Crim. App. 2006) . . . . . . . . . . . . 139 Villanueva v. State, 711 S.W.2d 739 (Tex. App.—San Antonio 1986) pet. ref’d 725 S.W.2d 244 (Tex. Crim. App. 1987) . . . . . . . . . . . . . 83 Webb v. State, 36 S.W.3d 164 (Tex. App.-Houston [14th Dist.] 2000, pet. ref’d) . . . . . . . . . . . . . 96 Wheeler v. State, 67 S.W.3d 879 (Tex. Crim. App. 2002) . . . . . . . . . . . . . 59 Whitaker v. State, 286 S.W.3d 355 (Tex. Crim. App. 2009) . . . . . . . . . . . . 157 Whitaker v. State, 977 S.W.2d 869 (Tex. App.—Beaumont 1998, pet. ref'd) . . . . . . . . . . . . . 82 Williams v. Quarterman, 293 F. App’x 298 (5th Cir. 2008) . . . . . . . . . . . . 131 Williams v. State, 270 S.W.3d 112 (Tex. Crim. App. 2008) . . . . . . . . . . . . 136 Williams v. State, 273 S.W.3d 200 (Tex. Crim. App. 2008) . . . . . . . . . . . . 151 Wilson v. Thaler, 450 F. App’x 369 (5th Cir. 2011) . . . . . . . . . . . . 131 xvi Woods v. Quarterman, 493 F.3d 580 (5th Cir. 2007) . . . . . . . . . . . . 138 Wooldridge v. State, 653 S.W.2d 811 (Tex. Crim. App. 1983) 82 Ybarra v. State, 247 P.3d 269 (Nev. 2011) . . . . . . . . . . . . 139 Statutes IDAHO CODE ANN. § 19-2515A(1)(a) . . . . . . . . . . . . 139 KY. REV. STAT. ANN. § 532.130(2) . . . . . . . . . . . . 139 MO. REV. STAT. § 565.030(6) . . . . . . . . . . . . 139 N.C. GEN. STAT. § 15A-2005(a)(1)(B) . . . . . . . . . . . . 139 N.C. GEN. STAT. § 15A-2005(a)(2) . . . . . . . . . . . . 139 NEV. REV. STAT. § 174.098(7) . . . . . . . . . . . . 139 OKLA. STAT. TITLE 21, § 701.10b(A)(2) . . . . . . . . . . . . 139 TEX. CRIM. PROC. CODE art. 35.16(a)(9) . . . . . . . . . . . . . 73 TEX. CRIM. PROC. CODE art. 35.16(c)(2) . . . . . . . . . . . . . 68 TEX. CRIM. PROC. CODE art. 37.071§ 2(g) . . . . . . . . . . . . 164 TEX. CRIM. PROC. CODE art. 38.04 . . . . . . . . . . . . . 81 TEX. CRIM. PROC. CODE art. 42.01 § 14 . . . . . . . . . . . . 162 TEX. CRIM. PROC. CODE art. 44.29(a) . . . . . . . . . . . . . 74 TEX. CRIM. PROC. CODE art. 44.29(c) . . . . . . . . . . . . . 71 TEX. CRIM. PROC. CODE art. 46B.003(a)(1) . . . . . . . . . . . . . 61 TEX. CRIM. PROC. CODE art. 46B.003(b) . . . . . . . . . . . . . 61 TEX. HEALTH & SAFETY CODE § 591.003(1) . . . . . . . . . . . . 121 TEX. HEALTH & SAFETY CODE § 591.003(7) . . . . . . . . . . . . 123 xvii TEX. HEALTH & SAFETY CODE § 591.003(13) . . . . . . . . . . . . 121 TEX. PEN. CODE § 1.07(25) . . . . . . . . . . . . . 89 TEX. PEN. CODE § 12.04(a)(1) . . . . . . . . . . . . 162 TEX. PEN. CODE § 12.31(a) . . . . . . . . . . . . 162 TEX. PEN. CODE § 19.03(a)(2) . . . . . . . . . . . . 162 TEX. PEN. CODE § 20.01(2)(A) . . . . . . . . . . . . . 86 TEX. PEN. CODE § 20.01(2)(B) . . . . . . . . . . . . . 86 TEX. PEN. CODE § 20.03(b) . . . . . . . . . . . . . 84 TEX. PEN. CODE § 30.02(a) . . . . . . . . . . . . . 83 TEX. PEN. CODE § 36.06 . . . . . . . . . . . . . 87 TEX. PEN. CODE § 36.06(a)(1)(B) . . . . . . . . . . . . . 87 TEX. PEN. CODE § 36.06(a)(2)(A) . . . . . . . . . . . . . 87 VA. CODE ANN. § 19.2-264.3:1.1(B)(2) . . . . . . . . . . . . 140 Rules TEX. R. APP. P. 9.4 . . . . . . . . . . . . 166 TEX. R. APP. P. 9.10(a)(3) . . . . . . . . . . . . . 13 TEX. R. APP. P. 44.2(b) . . . . . . . . . . . . . 60 TEX. R. APP. P. 78.1(b) . . . . . . . . . . . . 163 TEX. R. EVID. 404(b) . . . . . . . . . . . . . 92 TEX. R. EVID. 503(b)(2) . . . . . . . . . . . . . 60 TEX. R. EVID. 503(c) . . . . . . . . . . . . . 59 DOCKETED CASE Lizcano v. Texas, No. 15-65 (U.S.) . . . . . . . . . . . . 128 xviii Other Authorities American Association of Intellectual and Developmental Disabilities, Intellectual Disability: Definition, Classification, and Systems of Supports (11th ed. 2010) . . . . . . . . . . . . 130 American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (5th ed. 2013) . . . . . . . . . . . . 133 Blume, John H., et al., A Tale of Two (and Possibly Three) Atkins, 23 Wm. & Mary Bill Rts. J. 393 (2014) . . . . . . . . . . . . 129 Blume, John H., et al., Of Atkins and Men, 18 Cornell J.L. & Pub. Pol’y 689 (2009) . . . . . . . . . . . . 129 George E. Dix & John M. Schmolesky, 43 Texas Practice: Criminal Practice and Procedure § 31:81, at 89–90 & n. 10 (3rd ed.2011) . . . . . . . . . . . . . 63 Greenspan, Stephen, The Briseño Factors, in The Death Penalty and Intellectual Disability 219 (Edward A. Polloway ed., 2015) . . . . . . . . . . . . 130 Tobolowsky, Peggy M., A Different Path Taken, 39 Hastings Const. L.Q. 1 (2011) . . . . . . . . . . . . 139 xix Statement Regarding Oral Argument Argument is requested. The facts are voluminous and the issues on appeal are complex. It is respectfully suggested argument would assist the Court in its decisional process. Statement of the Case This is an appeal from a criminal proceeding. Petetan was indicted by a McLennan County grand jury for the offense of capital murder (1 CR 44). It was alleged Petetan murdered his wife, Kimberly Petetan, by shooting her with a firearm while he was in the course of committing or attempting to commit the offenses of burglary, kidnapping, and retaliation (1 CR 44). The State gave notice of its intent to seek the death penalty (2 RR 6). Petetan asserted he was incompetent to stand trial and sought a competency determination by a jury (2 CR 383). A competency jury was selected and sworn (10 RR 109, 110). The jury found Petetan competent to stand trial (2 CR 453, 13 RR 94). A jury was selected and sworn for trial on the charged offense of capital murder (48 RR 108, 50 RR 192, and 51 RR 16). Petetan entered a plea of not guilty to the indicted offense (51 RR 26). At the conclusion of the guilt or innocence phase, the jury found Petetan guilty of capital murder as charged in the indictment (4 CR 1308, 54 RR 224).
[*1]Punishment was tried to the same jury (55-60 RR). At the conclusion of the punishment phase, the jury returned answers to four special issues (4 CR 1336-
1339, 60 RR 67-68). Based on the jury’s answers to the special issues, punishment was assessed by the trial court at death and Petetan was sentenced in open court
(60 RR 71).
A motion for new trial was filed and denied (4 CR 1377, 1382). Appeal to this Court is automatic. Nonetheless, the trial court certified Petetan’s right to appeal and notice of appeal was timely filed (4 CR 1348, 1353).
Issues Presented on Appeal
Point of Error One
The trial court abused its discretion by allowing the State to invoke Petetan’s attorney-client privilege as to testimony he sought to offer from his former attorney on the issue of competency to stand trial (13 RR 57).
[*2]Point of Error Two
The trial court abused its discretion by excluding evidence Petetan sought to offer concerning the legal fate of those who obtain an incompetency determination through malingering (13 RR 60).
Point of Error Three
The trial court abused its discretion by denying a defense challenge for cause to prospective juror Richard Hester who had a bias against a life sentence without possibility of parole and a bias in favor of a sentence of death (28 RR
89).
Point of Error Four
The trial court abused its discretion by denying a defense challenge for cause to prospective juror Richard Hester who believed law enforcement officers to be more credible than other witnesses (28 RR 89).
Point of Error Five
The trial court abused its discretion by denying a defense challenge for cause to prospective juror Luther Fore who had a bias against a life sentence without possibility of parole and a bias in favor of a sentence of death (30 RR
174).
[*3]Point of Error Six
The evidence is insufficient to prove Petetan murdered the complainant while in the course of committing or attempting to commit the offenses of burglary, kidnapping, or retaliation.
Point of Error Seven
The trial court abused its discretion by admitting an extraneous offense showing that on the day of the murder, Petetan told Miller he was going to
Waco to buy drugs and would give Miller drugs if he would drive Petetan to
Waco (53 RR 31).
Point of Error Eight
The trial court abused its discretion by admitting an extraneous offense showing that on the day of the murder, Petetan told Mouton he was going to
Waco to buy drugs and would give Mouton drugs if he would accompany
Petetan to Waco (53 RR 31).
Point of Error Nine
The trial court abused its discretion by admitting evidence which undermined defense counsel before the jury and created a conflict of interest which denied
Petetan his right to the effective assistance of counsel (59 RR 198).
[*4]Point of Error Ten
The jury’s answer to the intellectual disability special issue is against the great weight and preponderance of the evidence.
Point of Error Eleven
Petetan’s intellectual disability renders him ineligible for the death penalty.
Point of Error Twelve
The trial court erred by failing to define the term “militate” within the punishment charge as requested by Petetan (4 CR 1318, 4 CR 1330, and 59
RR 212).
Point of Error Thirteen
The trial court erred by overruling Petetan’s objection to the instruction that
10 votes were required for the jury to return a “no” answer to the first special issue concerning future dangerousness (4 CR 1318, 4 CR 1330, and 59 RR
212).
Point of Error Fourteen
The trial court erred by overruling Petetan’s objection to the “anti-sympathy” instruction insofar as the instruction would limit the scope of mitigating evidence and or circumstances that jury may consider in returning a life sentence (4 CR 1320, 4 CR 1330, and 59 RR 212).
[*5]Point of Error Fifteen
The trial court erred by overruling Petetan’s request that the jury be instructed on the concept of mercy and the role it can play in deliberations (4
CR 1320, 4 CR 1330, and 59 RR 212).
Point of Error Sixteen
The trial court erred by submitting a special issue on future dangerousness which was not found by the grand jury or alleged in the indictment returned against Petetan (1 CR 44, 4 CR 1321, 4 CR 1330, and 59 RR 212).
Point of Error Seventeen
The trial court erred by failing to define the term “probability” within the punishment charge as requested by Petetan (4 CR 1321, 4 CR 1330, and 59
RR 212).
[*6]Point of Error Eighteen
The trial court erred by failing to define the phrase “criminal acts of violence” within the punishment charge as requested by Petetan (4 CR 1322, 4 CR 1330, and 59 RR 212).
Point of Error Nineteen
The trial court erred by failing to define the phrase “continuing threat to society” within the punishment charge as requested by Petetan (4 CR 1323, 4
CR 1330, and 59 RR 212).
Point of Error Twenty
The trial court erred by failing to submit Petetan’s four requested instructions relative to the jury’s consideration of victim impact evidence (4 CR 1324, 4
CR 1330, and 59 RR 212).
Point of Error Twenty-One
The trial court erred by failing to define the phrases “personal moral culpability” and “moral blameworthiness” within the punishment charge as requested by Petetan (4 CR 1325, 4 CR 1330, and 59 RR 212).
[*7]Point of Error Twenty-Two
The trial court erred by overruling Petetan’s objection that the charge unduly limited what factors the jury could consider as mitigating (4 CR 1325, 4 CR
1330, and 59 RR 212).
Point of Error Twenty-Three
The trial court erred by overruling Petetan’s objection that the mitigation special issue is unconstitutional for failing to assign a burden of proof and not being susceptible to a sufficiency of the evidence review on appeal (4 CR 1326, 4 CR 1330, and 59 RR 212).
Point of Error Twenty-Four
The trial court erred by overruling Petetan’s objection that the jury should be instructed there is a presumption in favor of a life sentence rather than a sentence of death (4 CR 1327, 4 CR 1330, and 59 RR 212).
Point of Error Twenty-Five
The trial court erred by overruling Petetan’s objection that the jury should be instructed that if it was unable to agree on a special issue, a mistrial would be declared and life sentence imposed (4 CR 1326, 4 CR 1330, and 59 RR 212).
[*8]Point of Error Twenty-Six
Imposition of the death penalty violates Petetan’s Eighth Amendment and Fourteenth Amendment rights not to be subjected to cruel and unusual punishment.
Point of Error Twenty-Seven
Petetan was denied equal protection of the law and due course of law due to the absence of a unified statutory procedure for pretrial litigation of an Atkins assertion of intellectual disability (18 RR 12, 4 CR 1228).
Point of Error Twenty-Eight
The judgment should be modified to properly reflect Petetan was convicted of a capital felony offense rather than a first degree felony offense (4 CR 1343).
Point of Error Twenty-Nine
The judgment should be modified to properly reflect punishment was assessed by the trial court rather than the jury (4 CR 1343).
[*9]Statement of Facts
A. Competency Trial
Petetan filed a motion, supported by the affidavit of an expert, alleging he was incompetent to stand trial (2 CR 383). He sought a jury determination of his competency to be tried (2 CR 383). The trial court appointed an independent expert to examine Petetan’s competency to stand trial (2 CR 392). That expert opined Petetan was competent for trial (2 CR 414). In view of the conflicting opinions regarding Petetan’s competency, the trial court agreed a jury trial on competency was warranted (8 RR 5). A jury to pass on the issue of competency was selected and sworn (10 RR 109, 110).
Dr. Ollie Seay is a psychologist from Austin (12 RR 32). She was employed by the defense to examine Petetan relative to his competency to stand trial (12 RR
49).
She explained that in current practice the term intellectual disability is used rather than the outdated term mental retardation (12 RR 43). She agreed both terms have the same definition and three prongs to determine existence (12 RR
43). Intellectual disability alone will not render an individual incompetent for trial
(12 RR 48).
- 10 - She met with Petetan on three occasions and administered various assessment tests (12 RR 51). She reviewed police reports, medical reports, school records, and other psychological records (12 RR 53). Even though she did not administer an IQ test, previous IQ testing provided to her raised some concerns for her and those concerns were confirmed by her testing of and interaction with Petetan (12 RR 63, 99). Various test results from IQ tests administered to Petetan from childhood to 2012 were consistent in their results (12 RR 165). She administered a test designed to determine competency for those with intellectual disability (12 RR 67). Petetan scored 63% of the answers on the test correctly (12 RR 69). The score placed him within the range of those found incompetent to stand trial and below those found competent to stand trial (12 RR 70). Based on her examination, Petetan has limited capacity to understand the criminal charges against him (12 RR 71). He does not have the ability to consult with counsel (12 RR 73). She felt he would not be capable to testify because he becomes stuck on one topic or loses attention quickly (12 RR 83). Based on all of her activity in the case, Seay did not believe Petetan was competent to stand trial because his intellectual disability was interfering with his ability to be competent (12 RR 88-89). She did not believe he was subject to having his competency - 11 - restored due to his intellectual disability (12 RR 88, 148). Petetan rested (12 RR 171). Dr. Michael Pittman is a psychiatrist from Dallas (12 RR 172). He was appointed by the trial court to examine Petetan for competency (12 RR 174). He assessed Petetan in jail and reviewed various documents (12 RR 177). He did not administer a written examination to Petetan (12 RR 199). Pittman did not believe Petetan to be intellectually disabled, but did believe his intellect was below average and that he was a “little low in the IQ department” (12 RR 185). After his assessment, Pittman believed Petetan competent for trial (12 RR 186, 196). On September 23, 2012, Christopher Moutray, of the Bryan Police Department, interviewed Petetan with regard to the murder of his wife, Kimberly Petetan (12 RR 207). Petetan was given his Miranda warnings, which he appeared to understand (12 RR 211, 212). Petetan spoke with Moutray and another detective about the events which had transpired the day of his wife’s death (12 RR 215). During the interview, Petetan repeatedly told the detectives that Adrian Miller had killed Kimberly (12 RR 217). Petetan participated in a gunshot residue test, but refused to provide a DNA sample (12 RR 220, 223). Upon his arrest, Petetan invoked his right to counsel (12 RR 226). The recorded interview of - 12 - Petetan in Bryan was played for the jury (12 RR 228, 61 RR SX C). The State rested (13 RR 15). Seay was recalled by the defense (13 RR 16). She said that she believed Petetan was being honest with her during their three interviews (13 RR 22). After listening to the State’s evidence, she still believed Petetan incompetent for trial (13 RR 25). Both sides closed on the issue of competency (13 RR 61). No objection was voiced to the court’s charge (13 RR 12). The charge was read to the jury (13 RR 62). Argument was presented (13 RR 70, 75, and 84). The jury returned a verdict finding Petetan competent to stand trial (13 RR 94). B. Guilt or Innocence Phase The indictment alleges Petetan killed Kimberly Petetan on September 23, 2012, by shooting her with a firearm while in the course of committing burglary of Kimberly Petetan, retaliation of Kimberly Petetan, and kidnapping of Kimberly Petetan and her daughter, A. W.1 (1 CR 44, 51 RR 25). On September 23, 2012, at 6:30 pm in the evening, Waco Police Officer Rebecca Diaz responded to a report of shots fired at The Landing apartment 1 “A. W.” was a minor at the time of the offense and a pseudonym is used throughout this brief. See TEX. R. APP. P. 9.10(a)(3). - 13 - complex in Waco (51 RR 47). She and a fellow officer approached an apartment, knocked on the door, and opened the door when no one answered (51 RR 54). They saw the body of a white female on the floor as well as bloodstains near the body (51 RR 56). The victim had suffered multiple gunshot wounds (51 RR 56). Diaz and her fellow officer searched for other victims or a suspect in the apartment and found none (51 RR 57). There were no signs of forced entry into the apartment (51 RR 58). The gunshot victim died by the time paramedics arrived (51 RR 64). After speaking with a neighbor, Diaz learned the identity of the gunshot victim as Kimberly Petetan (51 RR 66). Diaz also learned that the victim had a young daughter and Diaz was concerned because the child was not in the apartment and her whereabouts were unknown (51 RR 67). While still at the scene, Diaz learned the child had been located in Bryan (51 RR 67). Ashley Roy, an evidence technician with the Waco Police Department, went to the scene of shooting (51 RR 117). She saw a body with gunshot wounds (51 RR 120). Roy found three .380 shell casings at the scene (51 RR 120-123). Inside the apartment, she noticed blood stains on the four lowest stairs near the front door (51 RR 123). The bloodstains led her to believe the person was already wounded when they climbed the four stairs (51 RR 133). She found no bloodstains upstairs - 14 - (51 RR 139). There was no sign of a forced entry or struggle in the apartment (51 RR 124-125). She recovered two cigarette butts and a cigar package outside the apartment (51 RR 153). Joyce Marek, a Waco Police Department crime scene technician, searched Petetan’s 1989 Suburban vehicle which had been seized by the Bryan Police Department (51 RR 164). She took photos of the vehicle and found what she thought to be bloodstains in the vehicle (51 RR 167). The vehicle contained numerous papers belonging to Petetan (51 RR 178). She also found maps in the vehicle showing directions from Port Arthur to Waco and to McLennan County Community College (51 RR 188). Drs. Chester Gwin and Allison Edgecombe, of the Southwestern Institute of Forensic Sciences, performed an autopsy on the body of Kimberly Petetan (51 RR 200-203). During the examination, they found evidence of two gunshot wounds (51 RR 206). The projectile from one of the wounds hit several major organs (51 RR 220). Gwin testified that Kimberly Petetan died from multiple gunshot wounds (51 RR 224). Lanelle Waley is a firearm and tool mark examiner with the Department of Public Safety in Austin (51 RR 229). He examined the three shell casings found in apartment and determined they were .380 Winchester cartridges (51 RR 235). All - 15 - of the casings had been fired from the same firearm which may have been a Bersa Thunder Model .380 (51 RR 237-238). Waley explained that the Department will not conduct a gunshot residue tests if the suspects hands were swabbed more than four hours after a weapon was allegedly fired (51 RR 242). Erin Casmus is a forensic scientist with the Department of Public Safety in Waco (51 RR 246). He examined evidence submitted in the case (51 RR 249). A cigarette butt at the scene of the shooting had DNA consistent with that of Kerrie Mouton (51 RR 253). A bloodstain found on the shirt Petetan was wearing at the time of his arrest contained DNA consistent with Petetan’s own DNA (51 RR 261). Kristin Warmack is the older sister of A. W.[2] and daughter of Kimberly Petetan (52 RR 7). She and her mother met Petetan’s brother at a brake repair shop in Waxahachie and he suggested Kimberly write to Petetan to share her story and God’s love (52 RR 17-19). Her mother corresponded with Petetan in 2009 and 2010 and eventually began to have romantic feelings toward him (52 RR 20). They were married by proxy in September of 2010 with Warmack standing in for Petetan (52 RR 23). Petetan came to live with Kimberly and A. W. in April of 2012 (52 RR 26).