Herbert Kallen v. Dist. 1199, Nat'l Union Of Hosp. & Health Care Employees, Rwdsu, Afl-Cio, 574 F.2d 723 (2d Cir. 1978). · Go Syfert
Herbert Kallen v. Dist. 1199, Nat'l Union Of Hosp. & Health Care Employees, Rwdsu, Afl-Cio, 574 F.2d 723 (2d Cir. 1978). Cases Citing This Book View Copy Cite
“since federal courts indisputably have jurisdiction under section 301 to enforce a labor arbitration award, . . . we agree with the district court that suits to vacate awards are cognizable under the same statute.”
92 citation events (30 in the last 25 years) across 23 distinct courts.
Strongest positive: Transitional Health Services of Fremont v. Service Employees International Union, Healthcare Michigan (miwd, 2019-11-14)
Treatment trajectory · 1978 → 2026 · click a year to view as-of
1978 2002 2026
Top citers, strongest first. 38 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Transitional Health Services of Fremont v. Service Employees International Union, Healthcare Michigan
W.D. Mich. · 2019 · signal: see also · quote attribution · 1 verbatim quote · confidence high
since federal courts indisputably have jurisdiction under section 301 to enforce a labor arbitration award, . . . we agree with the district court that suits to vacate awards are cognizable under the same statute.
examined Cited as authority (verbatim quote) Tube City IMS, LLC v. Anza Capital Partners, LLC
S.D.N.Y. · 2014 · signal: accord · quote attribution · 1 verbatim quote · confidence high
in such circumstances, the can hardly avow that an award will be 'final, conclusive and binding' upon it without implicitly agreeing that federal court intervention may be sought to compel compliance.
discussed Cited as authority (rule) Golden Krust Franchising, Inc. v. Auctus Restaurant Group, Inc. (2×) also: Cited "see"
S.D.N.Y. · 2021 · confidence medium
Union of Hosp. & Health Care Emp., RWDSU, AFL-CIO, 574 F.2d 723, 726 (2d Cir. 1978) (quoting Bell Aerospace, 500 F. 2d at 924) (internal citations omitted) (alterations in original).3 In Weiss, the Second Circuit vacated an arbitration award where it was “incoheren[t]” and “ignored and contradicted an unambiguous term of the agreement.” Weiss, 939 F.3d at 110–11.
discussed Cited as authority (rule) Milk Drivers, Dairy & Ice Cream Employees, Laundry & Dry Cleaning Drivers, Clerical & Allied Workers, Local Union No. 387 v. Roberts Dairy
S.D. Iowa · 2003 · confidence medium
When an employer has participated fully in the arbitration process, it “can hardly avow that an award will be 'final, conclusive and binding’ upon it without implicitly agreeing that federal court intervention may be sought to compel compliance.” Kal len v. Dist. 1199, Nat’l Union of Hosp. & Health Care Employees, RWDSU, AFL-CIO, 574 F.2d 723, 726 (2d Cir.1978).
discussed Cited as authority (rule) Perpetual Securities, Inc. v. Julie Tang and Hua Yu Chen
2d Cir. · 2002 · confidence medium
Smiga v. Dean Witter Reynolds, 766 F.2d 698, 703-04 (2d Cir.1985) (holding that jurisdiction existed because of, inter alia, diversity of parties and amount in controversy); Kallen v. Dist. 1199, Nat’l Union of Hosp. and Health Care Employees, 574 F.2d 723, 724-26 (2d Cir.1978) (implying that an independent ground for federal jurisdiction might be necessary to confirm a commercial arbitration award); Ballantine Books v. Capital Distrib.
discussed Cited as authority (rule) Cheminova A/S v. Griffin L.L.C. (2×)
D.D.C. · 2002 · confidence medium
“To agree to binding arbitration is to agree that if your opponent wins the arbitration he can obtain judicial relief if you refuse to comply with the arbitrator’s award.” Lander Co. v. MMP Investments, Inc., 107 F.3d 476, 480 (7th Cir.1997) (holding that consent to binding arbitration waived argument that court’s jurisdiction to enforce the award had been waived). 3 In 1978, the very year that FI- *74 FRA was amended, the Second Circuit observed that a party who has participated fully in arbitration “can hardly avow that an award will be 'final, conclusive, and binding’ upon it wi…
discussed Cited as authority (rule) Home Insurance v. RHA/Pennsylvania Nursing Homes, Inc. (2×)
S.D.N.Y. · 2001 · confidence medium
Id. 18 . 574 F.2d at 726. 19 .
discussed Cited as authority (rule) International Brotherhood of Electrical Workers, Local 910 Ex Rel. Intschert v. Roberts
N.D.N.Y. · 1998 · confidence medium
The Union’s Motion for Summary Judgment Section 301 of the Labor Management Relations Act, 29 U.S.C. § 185 (a), authorizes federal courts to enforce final and binding decisions and awards by a joint union-employer grievance panel. 2 See General *135 Drivers, Local No. 89 v. Riss & Co., 872 U.S. 517 , 519, 88 S.Ct. 789 , 9 L.Ed.2d 918 (1963)) (“General Drivers ”); Kallen v. District 1199, Nat’l Union of Hosp. and Health Care Employees, 574 F.2d 723, 725 (2d Cir.1978).
discussed Cited as authority (rule) Rocket Jewelry Box, Inc. v. Noble Gift Packaging, Inc. (2×) also: Cited "see, e.g."
S.D.N.Y. · 1997 · signal: cf. · confidence medium
Cf. Kallen, 574 F.2d at 726 (district court has jurisdiction to vacate or enforce arbitration under § 301 of Labor Management Relations Act).
cited Cited as authority (rule) Teamsters-Employer Local No. 945 Pension Fund v. Acme Sanitation Corp.
D.N.J. · 1997 · confidence medium
See, e.g., Milwaukee Typographical Union, 689 F.2d at 390; Kallen v. District 1199 National Union of Hospital and Health Care Employees, 574 F.2d 723, 726 (2d Cir.1978).
discussed Cited as authority (rule) Daihatsu Motor Co., Ltd. v. Terrain Vehicles, Inc.
7th Cir. · 1994 · confidence medium
In light of this language and the fact that both parties had “participated fully in the arbitration process before the American Arbitration Association,” the court held that the parties had “implicitly agree[d] that federal court intervention may be sought to compel compliance.” Id. at 726.
discussed Cited as authority (rule) Chicago Typographical Union No. 16 v. Chicago Sun-Times, Incorporated
7th Cir. · 1991 · confidence medium
If the plaintiff were challenging the award on grounds neither explicitly nor implicitly contractual, it might seem problematic to base federal jurisdiction on a statute (section 301) that authorizes only “suits for violations of [labor] contracts.” We are sympathetic to the view of the Second Circuit in Rallen, however, that the statute can and should be stretched a bit to em *1504 brace all suits arising out of awards by arbitrators appointed under labor contracts, whether it is a suit to enforce or to set aside the award, and if the latter whether the suit is based on contractual or non…
discussed Cited as authority (rule) In The Matter Of An Arbitration Between Harry Hoffman Printing, Inc. (2×) also: Cited "see"
2d Cir. · 1990 · confidence medium
Workers Union, 853 F.2d 1310, 1311 (6th Cir.1988) (suit to vacate arbitration award brought under section 301); Kallen v. District 1199, Nat'l Union of Hosp. and Health Care Employees, 574 F.2d 723, 725 (2d Cir.1978) (suits to vacate arbitration awards are cognizable under section 301).
discussed Cited as authority (rule) Harry Hoffman Printing, Inc. v. Graphic Communications, International Union, Local 261 (2×) also: Cited "see"
2d Cir. · 1990 · confidence medium
Workers Union, 853 F.2d 1310, 1311 (6th Cir.1988) (suit to vacate arbitration award brought under section 301); Kallen v. District 1199, Nat’l Union of Hosp. and Health Care Employees, 574 F.2d 723, 725 (2d Cir.1978) (suits to vacate arbitration awards are cognizable under section 301).
discussed Cited as authority (rule) Alan A. Booth, Counter-Defendant v. Hume Publishing, Inc., and the Hume Group, Inc., Counter-Claimants
11th Cir. · 1990 · confidence medium
See also Milwaukee Typographical Union No. 23 v. Newspapers, Inc., 639 F.2d 386, 389-90 (7th Cir.) (final and binding language in the arbitration agreement is sufficient to imply consent to the entry of judgment on an arbitration award under § 9 of the Act, at least where the appellant participated fully in the arbitration process), cert. denied, 454 U.S. 838 , 102 S.Ct. 144 , 70 L.Ed.2d 119 (1981); Kallen v. District 1199, National Union of Hospital and Health Care Employees, 574 F.2d 723, 726 (2d Cir.1978) (where language of agreement provided that arbitration would be final and binding, wh…
discussed Cited as authority (rule) In Re National Ass'n of Broadcast Employees & Technicians
S.D.N.Y. · 1988 · confidence medium
The umpire was therefore justified in drafting a flexible award, see Kallen v. District 1199, National Union of Hospital and Health Care Employees, 574 F.2d 723, 726 (2d Cir.1978), that tracked the very language the parties had agreed to in defining NABET’s obligations under Article V.
discussed Cited as authority (rule) Higgins v. United States Postal Service
D. Me. · 1987 · confidence medium
E.g., Milwaukee Typographical Union No. 23 v. Newspapers, Inc., 639 F.2d 386, 388-90 (7th Cir.), cert. denied, 454 U.S. 838 , 102 S.Ct. 144 , 70 L.Ed.2d 119 (1981) (finding that submission to final and binding arbitration was sufficient in and of itself to allow district court to enforce award where time has passed for compliance with award; enforcement action deemed to arise under section 9) (collecting cases); Kallen, 574 F.2d at 725-26; Audi, 418 F.Supp. at 985 .
discussed Cited as authority (rule) International Ass'n of Heat & Frost Insulators v. General Pipe Covering, Inc.
8th Cir. · 1986 · confidence medium
General Pipe argues that the district court did not have jurisdiction to confirm the Trade Board’s award pursuant to 9 U.S.C. § 9 , 3 because the Trade Agreement did not provide that “a judgment of the court shall be entered upon the award made pursuant to the arbitration.” We need not reach this issue, as Local 34 also claimed jurisdiction under section 301 of the Labor Management Relations Act, 29 U.S.C. § 185 , which also authorizes federal courts to enforce arbitration awards. 4 See General Drivers, Warehousemen & Helpers, Local Union No. 89 v. Riss & Co., 372 U.S. 517, 519 , 83 S.…
discussed Cited as authority (rule) International Association Of Heat And Frost Insulators And Asbestos Workers, Local Union 34, Afl-Cio, Appellee v. General Pipe Covering, Inc.
8th Cir. · 1986 · confidence medium
Sec. 185 , which also authorizes federal courts to enforce arbitration awards. 4 See General Drivers, Warehousemen & Helpers, Local Union No. 89 v. Riss & Co., 372 U.S. 517, 519 , 83 S.Ct. 789, 791 , 9 L.Ed.2d 918 (1963) (award of Joint Area Cartage Committee); Kallen v. District 1199, National Union of Hospital and Health Care Employees, 574 F.2d 723, 725 (2d Cir.1978) (jurisdiction independent of 9 U.S.C.
discussed Cited as authority (rule) Colavito v. Hockmeyer Equipment Corp.
S.D.N.Y. · 1985 · confidence medium
The Court of Appeals ruled that where the dispute involved interpretation of a collective bargaining agreement governed by federal law, and where the employer had participated fully in the arbitration process, the employer could not avow that the award would be "final, conclusive and binding upon it" without implicitly agreeing that federal court intervention could be sought to compel compliance. 574 F.2d at 276.
discussed Cited as authority (rule) In re the Arbitration between Colavito & Ornamental Iron Workers
S.D.N.Y. · 1985 · confidence medium
The Court of Appeals ruled that where the dispute involved interpretation of a collective bargaining agreement governed by federal law, and where the employer had participated fully in the arbitration process, the employer could not avow that the award would be “final, conclusive and binding upon it” without implicitly agreeing that federal court intervention could be sought to compel compliance. 574 F.2d at 276.
discussed Cited as authority (rule) Ingvoldstad v. Kings Wharf Island Enterprises, Inc.
D.V.I. · 1984 · confidence medium
See Milwaukee Typographical Union No. 23 v. Newspapers, Inc., 639 F.2d 386, 389-90 (7th Cir. 1981); Kallen v. District 1199, National Union of Hospital & Health Care Employees, 574 F.2d 723, 725 (2d Cir. 1978); I/S Stavborg v. National Metal Converters, Inc., 500 F.2d 424, 426-27 (2d Cir. 1974).
cited Cited as authority (rule) Harris v. Brooklyn Dressing Corp.
S.D.N.Y. · 1983 · confidence medium
Moreover, the Fallen opinion also noted, and I agree, that Stroudsburg Fur should be restricted to its “unusual facts.” 574 F.2d at 725, n. 3.
discussed Cited as authority (rule) Brink's Inc. v. City of New York
S.D.N.Y. · 1982 · confidence medium
See, e.g., Locals 2222, 2320-2327 IBEW v. New England Telephone and Telegraph Co., 628 F.2d 644, 647 (1st Cir. 1980); Kallen v. District 1199, National Union of Hospital & Health Care Employees, 574 F.2d 723, 726 (2d Cir. 1978). . 29 U.S.C. § 185 (a) (1976). .
discussed Cited as authority (rule) Milwaukee Typographical Union No. 23 v. Newspapers, Inc. (2×)
7th Cir. · 1981 · confidence medium
The court in Kallen, supra, 574 F.2d at 726, faced with a situation analogous to that of the present case, reasoned that 9 while it is true that the Employer has resisted enforcement of the award, it nevertheless participated fully in the arbitration process before the American Arbitration Association.
discussed Cited as authority (rule) International Sound Technicians Local 695 v. GJL Productions
C.D. Cal. · 1979 · confidence medium
Kallen v. District 1199, National Union of Hospital and Health Care Employees, 574 F.2d 723, 724-25 (2d Cir. 1978); Local 13, I.L.W.U. v. Pacific Maritime Association, 441 F.2d 1061 , 1062 n. 3 (9th Cir. 1971), cert. denied, 404 U.S. 1016 , 92 S.Ct. 677 , 30 L.Ed.2d 664 (1972). 2.
cited Cited "see" Local 210 Warehouse & Production Employees Union v. Environmental Services, Inc.
E.D.N.Y · 2016 · signal: see · confidence high
See Kallen v. District 1199, National Union of Hospital and Health Care Employees, RWDSU, 574 F.2d 723, 725 (2d Cir. 1978).
discussed Cited "see" Phoenix Aktiengesellschaft v. Ecoplas, Inc. (Formerly Known as Plastek Corporation, Formerly Known as Plaslok Corporation) (2×)
2d Cir. · 2004 · signal: see · confidence high
See Kallen v. District 1199, Nat’l Union of Hosp. and Health Care Employees, 574 F.2d 723 , 724-26 & n. 1 (2d Cir.1978) (finding that § 9’s consent-to-confirmation requirement was satisfied in light of parties’ full participation in arbitration process before the American Arbitration Association and in light of the contract's provision that the “award of an arbitrator hereunder shall be final, conclusive and binding''); I/S Stavborg, 500 F.2d at 425-27 (2d Cir.1974) (holding that § 9’s requirements were satisfied in light of arbitration clause's provision that the decisions of the …
cited Cited "see" International Longshoremen's Ass'n v. Hellenic Lines, Ltd.
S.D.N.Y. · 1982 · signal: see · confidence high
See Rallen v. District 1199, National Union of Hospital and Health Care Employees, 574 F.2d 723 , 726 (2d Cir.1978); I/S Stavborg v. National Metal Converters, Inc., 500 F.2d 424 (2d Cir. 1974).
cited Cited "see" Jensen v. Farrell Lines, Inc.
S.D.N.Y. · 1979 · signal: see · confidence high
See Hallen v. District 1199, National Union of Hospital and Health Care Employees, RWDSU, AFL-CIO, 574 F.2d 723, 725 (2d Cir. 1978). 26 .
cited Cited "see" Maidman v. O'BRIEN
S.D.N.Y. · 1979 · signal: see · confidence high
See Kallen v. District 1199, National Union of Hospital and Health Care Employees, 574 F.2d 723 , 726 n. 6 (2d Cir. 1978). 3 .
discussed Cited "see, e.g." Trustees for The Mason Tenders District Council Welfare Fund, Pension Fund, Annuity Fund, and Training Program Fund v. Tri State Construction & Masonry Inc.
S.D.N.Y. · 2020 · signal: see, e.g. · confidence low
See, e.g., Kallen v. Dist. 1199, Nat’l Union of Hosp. & Health Care Emps., 574 F.2d 723 , 725 (2d Cir. 1978); Local 802, Associated Musicians of Greater New York v. Parker Meridien Hotel, 145 F.3d 85, 88 (2d Cir. 1998).
discussed Cited "see, e.g." Bragg v. Kalikow Family Partnership LP
S.D.N.Y. · 2020 · signal: see, e.g. · confidence low
See, e.g., Kallen v. Dist. 1199, Nat’l Union of Hosp. & Health Care Emps., 574 F.2d 723 , 725 (2d Cir. 1978); Local 802, Associated Musicians of Greater New York v. Parker Meridien Hotel, 145 F.3d 85, 88 (2d Cir. 1998).
cited Cited "see, e.g." JNESO, DISTRICT COUNCIL 1, IUOE, AFL-CIO v. VIRTUA HEALTH, INC.
D.N.J. · 2019 · signal: see also · confidence low
Feb. 24, 1997); see also Kallen v. Dist. 1199 Nat’l Union of Hosp. & Health Care Emps., 574 F.2d 723 , 726 (2d Cir. 1978).
discussed Cited "see, e.g." Home Insurance v. RHA/Pennsylvania Nursing Homes, Inc.
S.D.N.Y. · 2000 · signal: see, e.g. · confidence low
See, e.g., Kallen v. District 1199, 574 F.2d 723 (2d Cir.1978); I/S Stavborg v. National Metal Converters, Inc., 500 F.2d 424 (2d Cir.1974); In Matter of Kaystar Tarim Urunleri Sanayi Ve Ticaret Ltd., Spring Tree Corp., No. 96 Civ. 9392(LMM), 1997 WL 160639 , *3 (S.D.N.Y.
cited Cited "see, e.g." Place St. Charles, a Louisiana Partnership v. J.A. Jones Construction Co.
5th Cir. · 1987 · signal: see, e.g. · confidence medium
See, e.g., Kallen v. District 1199, National Union of Hospital & Health Care Employees, 574 F.2d 723, 725 (2d Cir.1978).
discussed Cited "see, e.g." Warner v. McLean Trucking Co.
S.D. Ohio · 1985 · signal: see, e.g. · confidence low
See, e.g., Kallen v. National Union of Hospital & Health Care Employees, 574 F.2d 723 (2d Cir.1978); White Motor Corp. v. United Automobile Workers, Local 932, 365 F.Supp. 314 (S.D.N.Y.1973), aff'd 491 F.2d 189 (2d Cir.1974).
discussed Cited "see, e.g." Warehouse, Mail Order, Office, Technical & Professional Employees, Local No. 743 v. Carl Gorr Color Card, Inc.
N.D. Ill. · 1981 · signal: see also · confidence low
See also Kallen v. District 1199, National Union of Health Care Employees, 574 F.2d 723 (2d Cir. 1978); Local 1115 v. B & K Investments Incorporated, 85 CCH Lab.Cas. 910 , 949, 100 LRRM 2174 (S.D.N.Y.1978).
Retrieving the full opinion text from the archive…
Herbert Kallen, D/B/A Smithtown Nursing Home, Smithtown Senior Home and Smithtown Lodge
v.
District 1199, National Union of Hospital and Health Care Employees, Rwdsu, Afl-Cio
651.
Court of Appeals for the Second Circuit.
Apr 18, 1978.
574 F.2d 723
Cited by 22 opinions  |  Published

574 F.2d 723

98 L.R.R.M. (BNA) 2232, 83 Lab.Cas. P 10,554

Herbert KALLEN, d/b/a Smithtown Nursing Home, Smithtown
Senior Home and Smithtown Lodge, Plaintiff-Appellant,
v.
DISTRICT 1199, NATIONAL UNION OF HOSPITAL AND HEALTH CARE
EMPLOYEES, RWDSU, AFL-CIO, Defendant-Appellee.

No. 651, Docket 77-7554.

United States Court of Appeals,
Second Circuit.

Argued March 2, 1978.
Decided April 18, 1978.

Michael F. O'Toole, New York City (Robinson, Silverman, Pearce, Aronsohn, Sand & Berman, New York City, Michael N. Rosen, George B. Yankwitt, New York City, of counsel), for plaintiff-appellant.

Richard Dorn, New York City (Sipser, Weinstock, Harper, Dorn & Leibowitz, New York City, of counsel), for defendant-appellee.

Before ANDERSON, FEINBERG and TIMBERS, Circuit Judges.

FEINBERG, Circuit Judge:

[*~723]1

Herbert Kallen, the owner of three nursing homes in Smithtown, New York, appeals from a judgment of the United States District Court for the Southern District of New York, Charles S. Haight, Jr., J., confirming an arbitration award obtained against him by appellee District 1199, National Union of Hospital and Health Care Employees, RWDSU, AFL-CIO. (For convenience, we will sometimes refer to appellant as the Employer and to appellee as the Union.) Appellant claims that the district judge should have remanded the case to the state court, from which it had been removed, or should have vacated the award or stayed its enforcement. Finding none of these contentions persuasive, we affirm the judgment of the district court.

2

* The dispute between the parties grows out of a 1975 collective bargaining agreement, which required the Employer to make contributions to the Welfare, Pension, and Training and Upgrading Funds established for the benefit of employees represented by the Union. In November 1976, the Union began an arbitration proceeding before the American Arbitration Association, claiming that the Employer had failed to make payments for the period January-November, 1976.[1] At the arbitration hearing in January 1977, the Union asserted that the Employer owed the Funds $191,876.83. The Employer conceded that it owed $181,272.61, but offered various reasons why it should be relieved of its obligations. The arbitrator rejected these arguments and issued an award to the Union.

3

In April 1977, the Employer petitioned the Supreme Court of the State of New York, County of New York, to vacate the arbitration award on various grounds. The Union removed the state court action to the federal district court, and moved for confirmation of the award; the Employer moved to remand. In September 1977, Judge Haight denied the Employer's motion to remand in a thorough opinion and granted the Union's motion to confirm the award. This appeal by the Employer followed.

II

4

The Employer argues that the district judge should have remanded the case to the state courts as improvidently removed, that the arbitrator's award cannot be enforced because it was incomplete, and that, in any event, enforcement should be stayed because of a pending lawsuit by the Employer against the New York State Department of Health for substantial sums allegedly owed for operation of the nursing homes. On the whole, Judge Haight's opinion dealt with these issues admirably. We find it necessary only to discuss the first issue briefly to clarify the implications of our prior holdings, and to amplify the record on a minor matter as to the second.

[*~724]5

Turning to the argument that removal of the case from the state court was improvident, we are required to ascertain whether the federal district court would have possessed jurisdiction to entertain the Employer's suit, in accordance with the requirements of 28 U.S.C. § 1441. In arguing to the contrary, the Employer relies primarily on Varley v. Tarrytown Associates, Inc., 477 F.2d 208 (2d Cir. 1973), and Harris v. Stroudsburg Fur Dressing Corp., 389 F.Supp. 226 (S.D.N.Y.1975). In Varley, which was a proceeding under the United States Arbitration Act, 9 U.S.C. § 9, we refused to confirm a commercial arbitration award because

6

It does not follow however that simply because the contract in issue involves interstate commerce, a federal court has jurisdiction to confirm the award and enter judgment. The Act provides that confirmation of an arbitration award is appropriate only where the parties "in their agreement have agreed that a judgment of the court shall be entered upon the award . . ." 9 U.S.C. § 9. There was no such explicit agreement here but only a clause providing for the settlement of controversies by arbitration pursuant to the rules of the American Arbitration Association.

7

477 F.2d at 210. The Union responds that the award here stems from a labor arbitration, to which different considerations apply, and that independent federal jurisdiction exists under section 301 of the Labor Management Relations Act, 29 U.S.C. § 185(a), which authorizes a federal district court to entertain suits for violations of labor contracts.[2] The Employer rejoins that its state court proceeding was not a suit for "violation" of a collective bargaining agreement since the relief sought was vacation, not confirmation, of the award on grounds that did not involve the merits of the underlying labor controversy. Judge Haight rejected the Employer's argument on the ground that it "exalts form over substance."[3] Since federal courts indisputably have jurisdiction under section 301 to enforce a labor arbitration award, General Drivers, Warehousemen & Helpers, Local Union No. 89 v. Riss & Co., 372 U.S. 517, 519, 83 S.Ct. 789, 9 L.Ed.2d 918 (1963), we agree with the district court that suits to vacate awards are cognizable under the same statute. We have assumed as much, albeit without discussion, on a number of occasions.[4] Where one of the parties refuses to abide by an arbitrator's award, whether the resulting lawsuit begins as a petition to vacate or confirm will often turn only on who wins the race to the courthouse. As the Supreme Court has observed in a related context, "it is inconceivable that Congress intended the rule to differ depending upon which party to the arbitration agreement first invokes the assistance of a federal court." Prima Paint Corp. v. Flood & Conklin Mfg. Co., 388 U.S. 395, 404, 87 S.Ct. 1801, 1806, 18 L.Ed.2d 1270 (1967).

[*~725]8

Since this was enough, in the district judge's view, to sustain the removal, he did not analyze further the Employer's invocation of Varley. We think it significant, however, that Varley was later construed in I/S Stavborg v. National Metal Converters, Inc., 500 F.2d 424 (2d Cir. 1974). In that case also, appellant claimed that the district court did not have authority under the Arbitration Act, 9 U.S.C. § 9, to confirm a commercial arbitration award because the parties had not agreed in their contract to entry of judgment by a federal court upon the arbitration award. In rejecting that argument, we pointed out that unlike the situation in Varley, the arbitration clause of the contract between the parties provided that the arbitrator's award was to be "final," that "the substantive law to be applied to . . . the contract itself is federal maritime law," and that appellant had itself moved in federal district court under the Arbitration Act to vacate or modify the award.[5] 500 F.2d at 427.

[*~726]9

In the appeal now before us, the situation is substantially similar. The arbitration Article of the collective bargaining agreement, see note 1 supra, provides, that "the award of an arbitrator hereunder shall be final, conclusive and binding upon the Employer, the Union and the Employees." The Employer does not deny that it is engaged in an industry affecting commerce. Under Textile Workers Union v. Lincoln Mills, 353 U.S. 448, 77 S.Ct. 912, 1 L.Ed.2d 972 (1957), federal law would apply to interpretation of the collective bargaining agreement. And finally, while it is true that the Employer has resisted enforcement of the award, it nevertheless participated fully in the arbitration process before the American Arbitration Association. In such circumstances, the Employer can hardly avow that an award will be "final, conclusive and binding" upon it without implicitly agreeing that federal court intervention may be sought to compel compliance. Thus, Judge Haight properly invoked the substantive provisions of the Arbitration Act in asserting his power to confirm the instant award. Since, as already indicated, the district court had jurisdiction over the action under 29 U.S.C. § 185(a), we need not examine whether the judge was also correct in holding that the Arbitration Act's applicability, without more, would have been sufficient to justify the Union's removal of the Employer's original petition to vacate.[6]

10

On the merits, appellant maintains that the arbitrator's award is too vague and incomplete to merit enforcement, citing our holding in Bell Aerospace Co. Div. of Textron, Inc. v. Local 516, 500 F.2d 921 (2d Cir. 1974). We there characterized an arbitration award as not only "ambiguous" but " contradictory on its face," id. at 923-24; we also noted that "(n)one of the parties has advanced a clear and compelling interpretation of the award." Id. at 924. The Arbitration Act expressly authorizes federal courts to vacate awards of such a grievously flawed character.[7] But the award in the instant case is nothing of the sort. It sets a definite sum to be paid by the Employer, and permits it to negotiate adjustments in one segment of the amount due if it produces records more accurate than those upon which the arbitrator was forced to rely. A ten-day deadline is set for submission of these records. Far from being incomplete, the award commendably responds to conditions of uncertainty by incorporating an element of limited flexibility designed to benefit the very party now complaining. Should the Employer fail to avail itself of the opportunity to correct any errors of computation in the award, the consequences are spelled out with particularity: it must forthwith disgorge $191,867.83 into the employee Funds.

11

Having said all this, we confront the Employer's contention that the award was nonetheless improperly confirmed because the district judge, in rejecting the claim of ambiguity, stated that the parties had not supplied him with a copy of the award. We are told that the judge erred in this respect; the parties agreed at oral argument that the award had been timely filed with the district court. Nevertheless, the judge's conclusions whatever their provenance are supported by our independent examination of the terms of the award.[8]

12

The judgment of the district court is affirmed.

1

The arbitration clause of the collective bargaining agreement provided in relevant part:

1

A grievance, as defined in Article XXVIII, which has not been resolved thereunder may, within fifteen (15) working days after completion of Step 3 of the grievance procedure, be referred for arbitration by the Employer or the Union to an arbitrator selected in accordance with the procedures of the American Arbitration Association. The arbitration shall be conducted under the Voluntary Labor Arbitration Rules then prevailing of the American Arbitration Association

3

The award of an arbitrator hereunder shall be final, conclusive and binding upon the Employer, the Union and the Employees

2

29 U.S.C. § 185(a) provides:

Suits for violation of contracts between an employer and a labor organization representing employees in an industry affecting commerce as defined in this chapter, or between any such labor organizations, may be brought in any district court of the United States having jurisdiction of the parties, without respect to the amount in controversy or without regard to the citizenship of the parties.

3

The judge also properly restricted Harris v. Stroudsberg Fur Dressing Corp., supra, to its unusual facts

4

See Humble Oil & Refining Co. v. Local 866, 447 F.2d 229, 230 (2d Cir. 1971); Monroe Sander Corp. v. Livingston, 377 F.2d 6, 13 (2d Cir. 1967); Metal Products Workers Union, Local 1645 v. Torrington Co., 358 F.2d 103, 104 (2d Cir. 1966). See also Allendale Nursing Home, Inc. v. Local 1115, 377 F.Supp. 1208, 1213 (S.D.N.Y.1974); White Motor Corp. v. Int'l Union, U. A. A. & A. I. W., 365 F.Supp. 314, 316-17 (S.D.N.Y.1973), aff'd, 491 F.2d 189 (2d Cir. 1974); Wilson H. Lee Co. v. New Haven Printing Pressmen Local No. 74, 248 F.Supp. 289, 290 (D.Conn.1965) (Timbers, J.)

5

The panel noted, but did not decide, the question

whether (the) language of clause 37 (the Arbitration clause), standing alone, would have been sufficient to confer jurisdiction on a federal district court had either party resisted arbitration, thus forcing the other party to attempt to compel arbitration under 9 U.S.C. § 4.

500 F.2d at 425, n.1. In this case, the Union sought arbitration and the Employer did not resist it.

6

This court has indicated that the Arbitration Act does not provide an independent basis of federal jurisdiction. See Robert Lawrence Co. v. Devonshire Fabrics, Inc., 271 F.2d 402, 408 (2d Cir. 1959), cert. dismissed, 364 U.S. 801, 81 S.Ct. 27, 5 L.Ed.2d 37 (1960); Ballantine Books, Inc. v. Capital Distributing Co., 302 F.2d 17, 19 (2d Cir. 1962). See also Note, Scope of the United States Arbitration Act in Commercial Arbitration: Problems in Federalism, 58 Nw.L.Rev. 468, 489-91 (1963). Certain sections of the Act, notably § 3 (stay of proceedings pending arbitration), § 4 (petitions to compel arbitration) and § 8 (admiralty proceedings), indicate on their face such a limitation. However, sections 9 and 10 of the Act, providing for confirmation and vacation of awards by federal courts, contain no such restrictive language, and in I/S Stavborg v. National Metal Converters, Inc., supra, 500 F.2d at 425-26, without discussing any other jurisdictional basis, we stated that the arbitration clause, coupled with appellant's conduct, "was sufficient to confer jurisdiction on the district court to enter judgment on the award pursuant to 9 U.S.C. § 9 . . . ."

7

The Act provides in relevant part that

In either of the following cases the United States court in and for the district wherein the award was made may make an order vacating the award upon the application of any party to the arbitration

(d) Where the arbitrators exceeded their powers, or so imperfectly executed them that a mutual, final, and definite award upon the subject matter submitted was not made.

9 U.S.C. § 10(d).

8

Appellant also argues for a stay of enforcement pending the outcome of its efforts to obtain "substantial sums" by suing the New York State Department of Health. But neither the Arbitration Act nor any precedent cited by appellant justifies delaying confirmation of a valid award pending an effort by the disappointed party to secure additional funds from extraneous parties