Carpenters S. California Admin. Corp. v. D & L Camp Constr. Co., Inc., 738 F.2d 999 (9th Cir. 1984). · Go Syfert
Carpenters S. California Admin. Corp. v. D & L Camp Constr. Co., Inc., 738 F.2d 999 (9th Cir. 1984). Cases Citing This Book View Copy Cite
63 citation events (3 in the last 25 years) across 20 distinct courts.
Strongest positive: Ragan v. Tri-County Excavating, Inc. (ca3, 1995-08-07)
Treatment trajectory · 1984 → 2026 · click a year to view as-of
1984 2005 2026
Top citers, strongest first. 15 distinct citers. How cited ↗
discussed Cited as authority (rule) Ragan v. Tri-County Excavating, Inc.
3rd Cir. · 1995 · confidence medium
Corp. v. D & L Camp Construction Co., Inc., 738 F.2d 999, 1000 (9th Cir.1984) (legislative history of ERISA revealed no Congressional intent to "expand the concept of employer ... to include sureties, whose obligations are fixed by contract and regulated by state law for the protection of the public"). 73 The Eleventh Circuit has emphasized that sureties who are not signatories to the collective bargaining agreement between the employer and the claimants do not fall within the ERISA definition of "employer," stating as follows: 74 The phrase, "in the interests of the employer" is the operative…
discussed Cited as authority (rule) Ragan v. Tri-County Excavating, Inc. (2×)
3rd Cir. · 1995 · confidence medium
Corp. v. D & L Camp Construction Co., Inc., 738 F.2d 999, 1000 (9th Cir. 1984) (legislative history of ERISA revealed no Congressional intent to "expand the concept of employer . . . to include 27 sureties, whose obligations are fixed by contract and regulated by state law for the protection of the public").
discussed Cited as authority (rule) Bleiler v. Cristwood Contracting Co., Inc.
D. Conn. · 1994 · confidence medium
The Greenblatt court also acknowledged that the facts in Carpenters “‘could create a galaxy of problems arising under California law,’ including compliance with various other California statutes and the union’s position in relation to the claims of other claimants on the bond.” Id. at 629 (quoting Carpenters, 738 F.2d at 1000).
discussed Cited as authority (rule) Carpenters Health And Welfare Trust Fund For California v. Tri Capital Corp. (2×)
9th Cir. · 1994 · confidence medium
Id. at 1000.
discussed Cited as authority (rule) Carpenters Health & Welfare Trust Fund for California v. Tri Capital Corp. (2×)
9th Cir. · 1994 · confidence medium
Id. at 1000.
discussed Cited as authority (rule) Greenblatt v. Delta Plumbing & Heating Corp. (2×)
S.D.N.Y. · 1993 · confidence medium
Carpenters, 738 F.2d at 1001.
discussed Cited as authority (rule) Giardiello v. Balboa Insurance (2×) also: Cited "see"
11th Cir. · 1988 · confidence medium
News 4639, nor of its 1980 amendments, see 1980 U.S.Code Cong. & Ad.News 2918, indicate that Congress meant to expand the concept of employer or the jurisdiction of the federal courts to include sureties, whose obligations are fixed by contract and regulated by state law for the protection of the public.” 820 F.2d at 1179 (quoting Carpenters Southern California Administrative Corp. v. D & L Camp Construction Co., 738 F.2d 999, 1000-01 (9th Cir.1984)).
discussed Cited as authority (rule) Joseph Giardiello v. Balboa Insurance Company, a California Corporation, Defendants- Constantinos Xaros v. National American Fire Insurance Company, Joseph Giardiello v. Balboa Insurance Company, a California Corporation, Defendants- Constantinos Xaros v. National American Fire Insurance Company
11th Cir. · 1988 · confidence medium
The Xaros court agreed with the Ninth Circuit that 10 "[n]either the legislative history of ERISA, see 1974 U.S.Code Cong. & Ad.News 4639, nor of its 1980 amendments, see 1980 U.S.Code Cong. & Ad.News 2918, indicate that Congress meant to expand the concept of employer or the jurisdiction of the federal courts to include sureties, whose obligations are fixed by contract and regulated by state law for the protection of the public." 11 820 F.2d at 1179 (quoting Carpenters Southern California Administrative Corp. v. D & L Camp Construction Co., 738 F.2d 999, 1000-01 (9th Cir.1984)). 12 Although t…
discussed Cited as authority (rule) Santella v. Grishaber
N.D. Ill. · 1987 · confidence medium
Camp Construction Co., 738 F.2d 999, 1000 (9th Cir.1984)), our Court of Appeals has approved the exercise of pendent party jurisdiction under certain conditions (see, e.g., Moore, 754 F.2d at 1359 (Posner, J., concurring and dissenting in part); id. at 1361 (Gibson, J., concurring and dissenting in part)).
discussed Cited as authority (rule) Montgomery v. City of Chicago
N.D. Ill. · 1987 · confidence medium
For a recent restatement of its refusal to recognize pendent party jurisdiction, see Carpenters Southern California Administrative Corp. v. D & L Camp Construction Co., 738 F.2d 999, 1000 (9th Cir.1984). 3 .
discussed Cited as authority (rule) Constantinos Xaros v. U.S. Fidelity and Guaranty Company and Darin & Armstrong, Inc., a Foreign Corporation (2×)
11th Cir. · 1987 · confidence medium
Any obligation of the surety to this plaintiff is founded in state, not federal law. 738 F.2d at 1000-1001.
discussed Cited as authority (rule) Prudential-Bache Securities, Inc. v. Lisle Axis Associates
N.D. Ill. · 1987 · confidence medium
Pendent Party Jurisdiction Despite the doctrine’s arguably shaky constitutional underpinnings (see Moore v. Marketplace Restaurant, Inc., 754 F.2d 1336, 1359-60 (7th Cir.1985) (Posner, J., dissenting and concurring in part)) and contrary authority in other circuits (see, e.g., Carpenters Southern California Administrative Corp. v. D & L Camp Construction Co., 738 F.2d 999, 1000 (9th Cir.1984) 9 ), our Court of Appeals has consistently approved the exercise of pendent party jurisdiction in federal-question cases when certain requirements are met (see, e.g., Bernstein, 738 F.2d at 187 ).
cited Cited as authority (rule) Contemporary Services Corp. v. Universal City Studios, Inc.
C.D. Cal. · 1987 · confidence medium
Co. Inc., 738 F.2d 999, 1000 (9th Cir.1984); Safeco Ins.
cited Cited as authority (rule) Chicago District Council of Carpenters Pension Fund v. Strom
N.D. Ill. · 1986 · confidence medium
Carpenters Southern California Administrative Corp. v. D & L Camp Construction Co., 738 F.2d 999, 1000-01 (9th Cir.1984).
cited Cited "see" Eacott v. Insurance Company of North Am., No. Cv94 0357998 (Jun. 23, 1994)
Conn. Super. Ct. · 1994 · signal: see · confidence high
See Carpenters Southern California Administrative Corp. v. D L Camp Construction Co., Inc. , 738 F.2d 999 , 1000 (9th Cir. 1984).
Retrieving the full opinion text from the archive…
Carpenters Southern California Administrative Corporation
v.
D & L Camp Construction Company, Inc., a Corporation Surety Company of the Pacific, a Corporation
82-6050.
Court of Appeals for the Ninth Circuit.
Jul 23, 1984.
738 F.2d 999
Cited by 11 opinions  |  Published

738 F.2d 999

39 Fed.R.Serv.2d 944, 5 Employee Benefits Ca 2222

CARPENTERS SOUTHERN CALIFORNIA ADMINISTRATIVE CORPORATION,
Plaintiff-Appellant,
v.
D & L CAMP CONSTRUCTION COMPANY, INC., a corporation;
Surety Company of the Pacific, a corporation,
Defendants-Appellees.

No. 82-6050.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted Dec. 6, 1983.
Decided July 23, 1984.

Law offices of Richard A. Brownstein, Robert E. McFarlane, Los Angeles, Cal., for plaintiff-appellant.

Jeffrey M. Hausman, Santa Monica, Cal., Edgar Fraser, Wadsworth, Fraser & Dahl, Los Angeles, Cal., for defendants-appellees.

Appeal from the United States District Court for the Central District of California.

Before SNEED, KENNEDY, and SCHROEDER, Circuit Judges.

SCHROEDER, Circuit Judge.

[*~999]1

This is a suit to recover unpaid contributions to an employee benefit plan. The plaintiff-appellant, as administrator of the plan,[*] brought an action under section 502 of the Employee Retirement Income Security Act of 1974 (ERISA), 29 U.S.C. Sec. 1132, against an employer, D & L Camp Construction Company. In addition, the plaintiff sued the surety on Camp's state contractor license bond, required under California state law to protect those damaged by actions of the contractor. Cal.Bus. & Prof.Code Sec. 7071.5 (Cum.Supp.1984). The issue in this appeal is whether the district court properly dismissed the action against the surety, Surety Company of the Pacific, for lack of subject matter jurisdiction. The district court reasoned that dismissal was required because diversity of citizenship between the plaintiff and the surety did not exist, and any cause of action against the surety was founded upon state rather than federal law. We affirm.

2

Plaintiff contends that the district court should have exercised pendent jurisdiction over the claim against the surety. In refusing to exercise pendent party jurisdiction, however, the district court was applying a long line of cases of this circuit. They hold that under a theory of pendent jurisdiction, a state claim against a defendant may be added to a pending claim over which the court already has jurisdiction, but that pendent jurisdiction does not permit a new party to be added to a case absent an independent jurisdictional basis. Safeco Insurance Co. v. Guyton, 692 F.2d 551, 555-56 (9th Cir.1982); Munoz v. Small Business Administration, 644 F.2d 1361, 1365-66 (9th Cir.1981); Ayala v. United States, 550 F.2d 1196, 1197 (9th Cir.1977), cert. dismissed, 435 U.S. 982, 98 S.Ct. 1635, 56 L.Ed.2d 76 (1978); Hymer v. Chai, 407 F.2d 136, 137-38 (9th Cir.1969); Williams v. United States, 405 F.2d 951, 954 (9th Cir.1969).

3

Plaintiff asks us to reconsider this court's position in the light of the Supreme Court's decision in Aldinger v. Howard, 427 U.S. 1, 96 S.Ct. 2413, 49 L.Ed.2d 276 (1976). There the Court affirmed this court's denial of pendent party jurisdiction in Aldinger v. Howard, 513 F.2d 1257 (9th Cir.1975), but indicated that as a matter of discretion, pendent party jurisdiction might be available in some cases where the federal statutory scheme might permit treating the entire proceeding as "one constitutional 'case.' " Aldinger, 427 U.S. at 9, 96 S.Ct. at 2418 (citing United Mine Workers of America v. Gibbs, 383 U.S. 715, 725, 86 S.Ct. 1130, 1138, 16 L.Ed.2d 218 (1966) (pendent claim jurisdiction may exist when plaintiff's claims are "such that he would ordinarily be expected to try them all in one judicial proceeding ....")). This panel is precluded from such reconsideration in light of this court's repeated post-Aldinger reaffirmations of our refusal to permit pendent party jurisdiction in circumstances like this. See Safeco, 692 F.2d at 555-56; Munoz, 644 F.2d at 1365-66; Ayala, 550 F.2d at 1197.

4

Even if a course of reconsideration were open to us, we would not view this case as appropriate for the exercise of pendent party jurisdiction. The plaintiff argues that the case is suitable because liability of the surety automatically follows from liability of the principal. According to plaintiff, the claims against the employer and the bond involve identical issues. That, however, is incorrect. Even if the employer's liability to the plaintiff were established, the claim against the surety could create a galaxy of problems arising under California law. State issues might include compliance with the various California statutory requirements, see Cal.Bus. & Prof.Code Secs. 7071.5-7071.15 (1975 & Cum.Supp.1984), statute of limitations issues, see Regents of the University of California v. Hartford Accident & Indemnity Co., 21 Cal.3d 624, 147 Cal.Rptr. 486, 581 P.2d 197 (1978), and this claimant's position in relation to the claims of other claimants to the bond. See Sweeney v. McClaran, 58 Cal.App.3d 824, 826-27, 130 Cal.Rptr. 205, 207 (1976).

5

As an alternative basis for jurisdiction, plaintiff argues that the claim against the surety is one arising under federal law as a suit against an employer under section 515 of ERISA, 29 U.S.C. Sec. 1145 (1982). ERISA defines "employer" as "any person acting directly as an employer, or indirectly in the interest of an employer, in relation to an employee benefit plan ...." 29 U.S.C. Sec. 1002(5).

6

This argument as well must fail. Neither the legislative history of ERISA, see 1974 U.S.Code Cong. & Ad.News 4639, nor of its 1980 amendments, see 1980 U.S.Code Cong. & Ad.News 2918, indicate that Congress meant to expand the concept of employer or the jurisdiction of the federal courts to include sureties, whose obligations are fixed by contract and regulated by state law for the protection of the public.

7

The surety that provides a bond pursuant to the California contractor licensing statute is not acting for the benefit of the employer; it is acting for the benefit of those who have been damaged by the employer's failure to pay. Cal.Bus. & Prof.Code Sec. 7071.5; General Insurance Co. of America v. Superior Court of San Bernardino County, 26 Cal.App.3d 176, 183, 102 Cal.Rptr. 541, 546 (1972). The protection is aimed at a broad class of entities that deal with contractors, not, as plaintiff would have us believe, primarily as protection of employee benefit plans. Any obligation of the surety to this plaintiff is founded in state, not federal law.

[*~1000]8

Affirmed.

*

This court granted the parties' motion and stipulation to substitute the present named plaintiff, Carpenters Southern California Administrative Corp., for the original plaintiff, American Benefit Plan Administrators, Inc