Federal maritime law preempts state law in survival actions and allows recovery for future economic loss, punitive damages, and prejudgment interest.
After a decedent's death, the personal representatives of the estate brought a maritime survival action. The court addressed whether state law supplements federal maritime law in such cases and what damages are recoverable. The court holds that state law is preempted by the general federal maritime survival action to ensure uniformity. Furthermore, the court determines that future economic loss, punitive damages, and prejudgment interest are recoverable under general maritime law. This prevents the anomaly of rewarding a petitioner for injuring a victim rather than killing them and maintains the humane character of admiralty proceedings.
At page 258 Availability of punitive damages under general maritime law30 citing cases“better becomes the humane and liberal character of proceedings in admiralty' and prevents the anomaly of rewarding a petitioner for killing his victim rather than injuring him.”
- Shield v. Bayliner Marine Corp., 822 F. Supp. 81 (D. Conn. 1993).published But see Evich v. Morris, 819 F.2d 256, 258 (9th Cir. 1987), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987) (holding that humane and liberal character of admiralty law served by permitting non-dependants to recover lost…
- Rollins ex rel. Est. of Rollins v. Peterson Builders, Inc., 761 F. Supp. 918 (D.R.I. 1991).published ([T]he majority of states do not allow future economic loss to be recovered in survival actions.)
- Batterton v. Dutra Grp., 880 F.3d 1089 (9th Cir. 2018).published Wash. 1991). 2 Compare Evich v. Morris, 819 F.2d 256, 258 (9th Cir. 1987), overruling on other grounds acknowledged by Saavedra v. Korean Air Lines Co., 93 F.3d 547 , 553–54 (9th Cir. 1996) and Self v. Great Lakes Dredge & Dock Co., 832 F.…
- In re Air Crash Off Point Mugu, California, 145 F. Supp. 2d 1156 (N.D. Cal. 2001).published Evich II, 819 F.2d at 258 (9th Cir.1987).
- Niranjan Koirala, Individually & as Pers. Rep. for the Heirs of Santosh Koirala, Deceased Himanshu Koirala Bashkar Koirala the Est. of Thomas Hill Anne Guta the Est. of Kora Guta the Est. of Bo Guta the Est. of Magma Guta Shanti Rajlawat, Individually & as Pers. Rep. for the Heirs of Chandra Bahadur Rajlawat, Deceased Sandeep Rajlawat Shiva Rajlawat Anandi Ramachandran v. Thai Airways Int'l, Ltd., Niranjan Koirala, Individually & as Pers. Rep. for the Heirs of Santosh Koirala, Deceased Himanshu Koirala Bashkar Koirala the Est. of Thomas Hill Anne Guta the Est. of Kora Guta the Est. of Bo Guta the Est. of Magma Guta Shanti Rajlawat, Individually & as Pers. Rep. for the Heirs of Chandra Bahadur Rajlawat, Deceased Sandeep Rajlawat Shiva Rajlawat Anandi Ramachandran v. Thai Airways Int'l, Ltd., 126 F.3d 1205 (9th Cir. 1997).publishedFurther, relying on Sutton v. Earles, 26 F.3d 903, 919 (9th Cir.1994) and Evich v. Morris, 819 F.2d 256, 258 (9th Cir.1987), the court held that where no wrongful death beneficiaries exist, the decedent's estate can receive an award of los…
- Koirala v. Thai Airways Int'l, Ltd., 126 F.3d 1205 (9th Cir. 1997).publishedFurther, relying on Sutton v. Earles, 26 F.3d 903, 919 (9th Cir.1994) and Evich v. Morris, 819 F.2d 256, 258 (9th Cir.1987), the court held that where no wrongful death beneficiaries exist, the decedent’s estate can receive an award of los…
- Carolina Clipper, Inc. v. Axe, 902 F. Supp. 680 (E.D. Va. 1995).publishedGlynn, 57 F.3d at 1502-03 (explaining that statements in its earlier case, Evich v. Morris, 819 F.2d 256, 258 (9th Cir.), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987), which indicated that punitive damages would be av…
- Glynn v. Roy Al Boat Mgmt. Corp., 57 F.3d 1495 (9th Cir. 1995).published RYMER, Circuit Judge, dissenting in part: I dissent from the majority’s opinion in Part III only because I feel constrained by our court’s prior statement in Evich v. Morris, 819 F.2d 256, 258 (9th Cir.1987), that punitive damages are avai…
- Robert Sutton Marlene Sutton v. Virl Earles, Third-Party-Defendant-Appellee v. United States of Am., Defendant-Third-Party-Plaintiff-Appellant. Stephen Brennan v. Virl Earles, Third-Party-Defendant-Appellee v. United States of Am., Defendant-Third-Party-Plaintiff-Appellant. Ernest E. Chavez Carol Kemble Terez Ujj, Individually & as Rep. of the Est. of John Bakos Robert D. Hulings v. United States of Am., Defendant-Third-Party-Plaintiff-Appellant. Ernest E. Chavez Carol Kemble Terez Ujj, Individually & as Rep. of the Est. of John Bakos Robert D. Hulings v. United States Dep't of Def. United States Dep't of the Navy United States Army Corps of Engineers United States Coast Guard, Virl Earles v. United States of Am., Stephen Brennan v. Virl Earles, Third-Party-Defendant-Appellee v. United States of Am., Defendant-Third-Party-Plaintiff-Appellant. Marie Katz, Individually, & as Pers. Rep. of the Est. of Ronald Flem Meyers, Deceased v. Virl Earles, Third-Party-Defendant v. United States of Am., Defendant-Third-Party-Plaintiff-Appellant, 26 F.3d 903 (3d Cir. 1994).publishedWe disagree. 63 First, we note that Brennan's representatives are not precluded from continuing his suit after his death; we recognized a general maritime survival action in Evich v. Connelly, 759 F.2d 1432, 1434 (9th Cir.1985). 22 In a su…
- Sutton v. Earles, 26 F.3d 903 (9th Cir. 1994).publishedFirst, we note that Brennan’s representatives are not precluded from continuing his suit after his death; we recognized a general maritime survival action in Evich v. Connelly, 759 F.2d 1432, 1434 (9th Cir.1985). 22 In a subsequent appeal…
Show 17 more citing cases
- Newhouse v. United States, 844 F. Supp. 1389 (D. Nev. 1994).publishedEvich v. Morris, 819 F.2d 256, 258-59 (9th Cir.), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987) (“Evich II ”).
- Leclercq Marine Constr. Inc. Samuel Leclercq Royal Ins. Co. Highlands Ins. Albany Ins. Co. v. Leco, Inc., in Its Own Name & Doing Bus. as Leco Marine & Pioneer Lumber & Treating, & William E. Legg, Leclercq Marine Constr. Inc. Samuel Leclercq Royal Ins. Co. Highlands Ins. Albany Ins. Co. v. Leco, Inc., in Its Own Name & Doing Bus. as Leco Marine & Pioneer Lumber & Treating, Monticello Ins. Co. Unigard Ins. Co. v. Leco, Inc., in Its Own Name & Doing Bus. as Leco Marine & Pioneer Lumber & Treating, William Sleeper Fred Dust June Dust Peter Orton, Plaintiffs-Intervenors-Appellees v. Leco, Inc., Defendant-Intervenor-Appellant. Monticello Ins. Co. Unigard Ins. Co., & Com. Union Ins. Co., Plaintiff-Intervenor-Appellee v. Leco, Inc., in Its Own Name & Doing Bus. as Leco Marine & Pioneer Lumber & Treating, & Leco, Inc., Defendant-Intervenor-Appellant. Leclercq Marine Constr. Inc. Samuel Leclercq Royal Ins. Co. Highlands Ins. Albany Ins. Co., Allstate Ins. Co., Plaintiff-Intervenor-Appellant v. Leco, Inc., in Its Own Name & Doing Bus. as Leco Marine & Pioneer Lumber & Treating, Leclercq Marine Constr. Inc. Samuel Leclercq Royal Ins. Co. Highlands Ins. Albany Ins. Co. v. Leco, Inc., in Its Own Name & Doing Bus. as Leco Marine & Pioneer Lumber & Treating v. John E. Bates Lisa McKenney Aaron Anderson, Plaintiffs-Intervenors-Appellees, 12 F.3d 1107 (9th Cir. 1993).unpublishedBouman v. Block, 940 F.2d 1211, 1234 (9th Cir.) cert. denied 112 S.Ct. 640 (1991). 27 Federal maritime law allows punitive damage awards on a "showing of conduct which manifests 'reckless or callous disregard' for the rights of others....…
- In re Korean Air Lines Disaster of September 1, 1983, 807 F. Supp. 1073 (S.D.N.Y. 1992).publishedThe court in Evich v. Morris, 819 F.2d 256, 258 (9th Cir.1987), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987) noted that most states allow recovery in the form of loss of support, when wrongful death beneficiaries exis…
- Ridenour v. Holland Am. Line Westours, Inc., 806 F. Supp. 910 (W.D. Wash. 1992).publishedEvich , at 258.
- Jackson v. Unisea, Inc., 824 F. Supp. 895 (D. Alaska 1992).publishedSee Vaughan v. Atkinson, 369 U.S. 527, 540 , 82 S.Ct. 997, 1004 , 8 L.Ed.2d 88 (1962) (Stewart, J., dissenting) (exemplary damages available where shipowner’s 2’efusal to pay maintenance was the result of a wanton and intentional disregard…
- In re the Complaint of Aleutian Enter., Ltd., 777 F. Supp. 793 (W.D. Wash. 1991).publishedEvich v. Morris, 819 F.2d 256, 258 (9th Cir.), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987).
- Miles v. Melrose, 882 F.2d 976 (5th Cir. 1989).published Evich, 819 F.2d at 258. .
- In re Korean Air Lines Disaster of September 1, 1983, 704 F. Supp. 1135 (D.D.C. 1988).published(state law preempted by general maritime survival actions)
- Anderson v. Whittaker Corp., 692 F. Supp. 764 (W.D. Mich. 1988).published Evich, 819 F.2d at 258; Merry Shipping, 650 F.2d at 625 .
- Favaloro v. S/s Golden Gate, 687 F. Supp. 475 (N.D. Cal. 1987).published Azzopardi v. Ocean Drilling & Exploration Co., 742 F.2d 890, 893 (5th Cir.1984) (cited in Evich v. Morris, 819 F.2d 256, 258 (9th Cir., cert. denied, — U.S. —, 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987)).
- McBride ex rel. I.M.S. v. Estis Well Serv., L.L.C., 768 F.3d 382 (5th Cir. 2014).published (APunitive damages are available under general maritime law for claims of unseaworthiness.@)
- Haleigh McBride v. Estis Well Serv. L. L., 731 F.3d 505 (5th Cir. 2013).published(Punitive damages are available under general maritime law for claims of unseaworthiness.)
- Saavedra v. Korean Air Lines Co., 93 F.3d 547 (9th Cir. 1996).publishedSee generally, Evich v. Morris, 819 F.2d 256, 258 (9th Cir.)(“Evich II ”)(pre-death pain and suffering generally recoverable as part of survival action), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987), implied overrulin…
- Kimberly S. Saavedra the Est. of Masakazu Yamaguchi Makiko Yamaguchi Chisato Yamaguchi, Plaintiffs-Appellees-Cross-Appellants v. Korean Air Lines Co., Ltd. Defendant-Appellant-Cross-Appellee. Kimberly S. Saavedra, as Special Adm'x of the Est. of Makoto Okai, Deceased, & as Pers. Rep. of Toru Okai & Hitoko Okai, Plaintiff-Appellant-Cross-Appellee v. Korean Air Lines Co., Ltd., Defendant-Appellee-Cross-Appellant, 93 F.3d 547 (9th Cir. 1996).publishedSee generally, Evich v. Morris, 819 F.2d 256, 258 (9th Cir.) ("Evich II ")(pre-death pain and suffering generally recoverable as part of survival action), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987), implied overruli…
- Boykin v. Bergesen D.Y. A/S, 822 F. Supp. 324 (E.D. Va. 1993).publishedSee, e.g., Evich v. Morris, 819 F.2d 256, 258 (9th Cir.), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987); In re Complaint of Merry Shipping, Inc., 650 F.2d 622 (5th Cir.1981); Favaloro v. S/S Golden Gate, 687 F.Supp. 47…
- Truehart v. Blandon, 685 F. Supp. 956 (E.D. La. 1988).publishedHaving denied defendants’ summary judgment motion to dismiss these latter two claims because of genuine factual disputes, see Minute Entry of Sept. 17, 1987, the Court cannot find the judgment value of such claims, if proved, to be below a…
- Truehart v. Blandon, 684 F. Supp. 1368 (E.D. La. 1988).published(allowing non-dependent brothers of deceased seaman to recover damages for loss of inheritance)
At page 257 Availability of punitive damages under general maritime law7 citing casesgeneral maritime survival damages are not to be supplemented by state law
- Basel v. Westward Trawlers, Inc., 869 P.2d 1185 (Alaska 1994).publishedDavidson involved the application of the Longshore and Harbor Workers’ Compensation Act, 33 U.S.C. § 901 . 848 F.2d at 575 . .But cf. Evich v. Morris, 819 F.2d 256, 257-58 (9th Cir.), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d…
- Neal v. Barisich, Inc., 707 F. Supp. 862 (E.D. La. 1989).published(general maritime survival damages are not to be supplemented by state law)
- Erica Kaur Ghotra v. Bandila Shipping, Inc. \M/v Gracious\", 113 F.3d 1050 (Wash. Ct. App. 1997).publishedSee Evich v. Morris, 819 F.2d 256, 257-58 (9th Cir.), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987); Nygaard v. Peter Pan Seafoods, 701 F.2d 77 (9th Cir.1983); Nelson v. United States, 639 F.2d 469 (9th Cir.1980).
- Ghotra ex rel. Ghotra v. Bandila Shipping, Inc., 113 F.3d 1050 (9th Cir. 1997).publishedSee Evich v. Morris, 819 F.2d 256, 257-58 (9th Cir.), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987); Nygaard v. Peter Pan Seafoods, 701 F.2d 77 (9th Cir.1983); Nelson v. United States, 639 F.2d 469 (9th Cir.1980).
- Pac. Merch. Shipping Ass'n v. Aubry, 918 F.2d 1409 (9th Cir. 1990).published See Evich v. Morris, 819 F.2d 256, 257-58 (9th Cir.), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987) (state survival action preempted by conflicting federal maritime survival law); Bergen v. F/V St.
- Pac. Merch. Shipping Ass'n Am. Inst. of Merch. Shipping Offshore Marine Serv. Ass'n W. Oil & Gas Ass'n Clean Seas v. Lloyd W. Aubry, Jr., Labor Comm'r, Div. of Labor Standards Enf't, Dep't of Indus. Relations, State of California v. Tidewater Marine Serv., Inc. W. Boat Operators, Inc., Plaintiff/intervenors-Appellees, 918 F.2d 1409 (9th Cir. 1990).published See Evich v. Morris, 819 F.2d 256, 257-58 (9th Cir.), cert. denied, 484 U.S. 914 , 108 S.Ct. 261 , 98 L.Ed.2d 218 (1987) (state survival action preempted by conflicting federal maritime survival law); Bergen v. F/V St.
- In re Air Disaster Near Honolulu, Hawaii on February 24, 1989, 792 F. Supp. 1541 (N.D. Cal. 1990).publishedSee abo Evich v. Morrb, 819 F.2d 256, 257-58 (9th Cir.1987). 4 .
Other citing cases
- Wahlstrom v. Kawasaki Heavy Indus., Ltd., 4 F.3d 1084 (2d Cir. 1993).published
- Est. of Lennon v. Comm'r, 62 T.C.M. 326 (T.C. 1991).unpublished
- In re the Complaint of Cameron Boat Rentals, Inc., 683 F. Supp. 577 (W.D. La. 1988).published
- Wahlstrom v. Kawasaki Heavy Indus., Ltd., 800 F. Supp. 1061 (D. Conn. 1992).published
v.
Terry MORRIS, Personal Representatives of the Estate of Robert J. Connelly, John S. Connelly, Claimants-Appellants
In this appeal we are asked to determine whether a general federal maritime survival action preempts state law, and what damages are recoverable in the federal action. We conclude that state law is preempted and that future economic loss, punitive damages, and prejudgment interest may be recovered.
I.
This appeal follows previous remands in which we joined other circuits in recognizing a general federal maritime survival action. Berg v. Chevron, U.S.A., Inc., 759 F.2d 1425 (9th Cir.1985); Evich v. Connelly, 759 F.2d 1432 (9th Cir.1985). The remand in Evich directed the district court to consider the maritime survival action against Evich and the Berg estate. 759 F.2d at 1434.
On remand, Evich and Berg moved for summary judgment, conceding liability. Judge Tanner granted the motion and entered judgment in favor of Connelly for $25,000. At the previous trial, he had awarded Connelly $264,439 against Chevron. Twenty-five thousand dollars of that award represented pre-death pain and suffering. The remainder was attributed to an unspecified economic loss.
II.
Connelly's personal representatives argue that Alaska state law supplements federal maritime law when deaths occur in state territorial waters. When the same argument was made in the context of wrongful death actions, we rejected it. Nelson v. United States, 639 F.2d 469, 473 (9th Cir.1980); see also Matter of S/S Helena, 529 F.2d 744, 748-53 (5th Cir.1976). The parties have presented us with no reason to depart from Nelson. The need for[*258] uniformity in maritime survival actions is no less than the need for it in maritime wrongful death actions. We adhere to Nelson, holding that state law is preempted by the general federal maritime survival action.
III.
Connelly’s representatives next claim Judge Tanner erred by limiting damages to pre-death pain and suffering. They argue that future economic loss, punitive damages, and prejudgment interest may be recovered in a federal maritime survival action. We agree.
Although federal circuit courts considering survival damages have generally stated that pre-death pain and suffering is compensable, see, e.g., Azzopardi v. Ocean Drilling & Exploration Co., 742 F.2d 890, 893 (5th Cir.1984); Barbe v. Drummond, 507 F.2d 794, 799-800 (1st Cir.1974); Spiller v. Thomas M. Lowe, Jr. & Assoc., Inc., 466 F.2d 903, 911 (8th Cir.1972), the recov-erability of future economic loss in a post-Moragne survival action has not been addressed by a circuit court. Cf. Mascuilli v. United States, 411 F.2d 867, 873 (3d Cir.1969) (pre-Moragne case allowing such recovery). The issue was addressed in Muirhead v. Pacific Inland Navigation, Inc., 378 F.Supp. 361 (W.D.Wash.1974). There, Judge Beeks, relying on Moragne v. States Marine Lines, 398 U.S. 375, 90 S.Ct. 1772, 26 L.Ed.2d 339 (1970), allowed recovery for future economic loss. Id. at 363.[1]
While the majority of states do not allow future economic loss to be recovered in survival actions, and the Jones Act provides for no such recovery, we find recovery here “ ‘better becomes the humane and liberal character of proceedings in admiralty’ ”, Moragne, 398 U.S. at 387, 90 S.Ct. at 1780 (citation omitted), and prevents the anomaly of rewarding a petitioner for killing his victim rather than injuring him, see id. at 395, 90 S.Ct. at 1784. Most states and the Jones Act allow these damages to be recovered in the form of loss of support when wrongful death beneficiaries exist. Where, as here, those beneficiaries do not exist, potential problems with double recovery do not exist. Under these circumstances, the decedent’s estate should be compensated for loss of future earnings. See Kriesak v. Crowe, 36 F.Supp. 127, 129 (M.D.Pa.1940).
Claimants also seek punitive damages. Punitive damages are available under general maritime law for claims of unseaworthiness, In re Merry Shipping, Inc., 650 F.2d 622, 625 (5th Cir.1981); In re Marine Sulphur Queen, 460 F.2d 89, 105 (2d Cir.), cert. denied, 409 U.S. 982, 93 S.Ct. 318, 34 L.Ed.2d 246 (1972), and for failure to pay maintenance and cure, Robinson v. Pocahontas, Inc., 477 F.2d 1048, 1051-52 (1st Cir.1973). See generally Protectus Alpha Navigation Co., Ltd. v. North Pac. Grain Growers, Inc., 767 F.2d 1379, 1385 (9th Cir.1985). While punitive damages are not available under the Jones Act, Kopczynski v. The Jacqueline, 742 F.2d 555, 560-61 (9th Cir.1984), cert. denied, 471 U.S. 1136, 105 S.Ct. 2677, 86 L.Ed.2d 696 (1985), it does not follow that they are unavailable under general maritime law. In re Merry Shipping, Inc., 650 F.2d at 626.
Punitive damages serve the purposes “ ‘of punishing the defendant, of teaching him not to do it again, and of deterring others from following his example.’ ” Protectus Alpha Navigation Co., Ltd., 767 F.2d at 1385 (quoting Prosser, The Law of Torts § 2 at 9 (1971)). These purposes support their availability in general maritime law and the trend is to allow such recoveries. 2 M. Norris, The Law of Seamen § 30:41 at 517 (4th ed. 1985); cf. Thyssen, Inc. v. S.S. Fortune Star, 777 F.2d 57, 62-63 (2d Cir.1985) (not available in contract). We find that punitive damages are available in a general maritime survival action upon a showing of “conduct which manifests ‘reckless or callous disregard’ for the rights of others, ... or ‘gross negligence or actual malice criminal[*259] indifference.'" Protectus Alpha Navigation Co., Ltd., 767 F.2d at 1385 (citations omitted). It is for the trier of fact to determine whether they are warranted. See In re Merry Shipping, Inc., 650 F.2d at 626-27. Judge Tanner should do so on remand.
Also, "`prejudgment interest must be granted unless peculiar circumstances justify its denial.'" Vance v. American Hawaii Cruises, Inc., 789 F.2d 790, 795 (9th Cir.1986) (quoting Dillingham Shipyard v. Associated Insulation Co., 649 F.2d 1322, 1328 (9th Cir.1981)). We reject petitioner's argument that peculiar circumstances justifying its denial are so obvious as to preclude the need for a remand. The general maritime survival action was not novel, and the argument that the death of the wronged party justifies denial of such an award defies reason. Judge Tanner must award prejudgment interest on remand or specify the peculiar circumstances justifying its denial.
REVERSED and REMANDED.
Petitioners attempt to undermine Muirhead by arguing that reliance on a state survival statute is no longer accepted practice. While Judge Beeks referred to the result under Washington law, he based his holding on a "survival remedy independent of state law." 378 F.Supp. at 363.