21 Emp. Benefits Cas. 1367, Pens. Plan Guide (Cch) P 23937c, 11 Fla. L. Weekly Fed. C 15 Curtis Garren v. John Hancock Mut. Life Ins. Co., 114 F.3d 186 (11th Cir. 1997). · Go Syfert
21 Emp. Benefits Cas. 1367, Pens. Plan Guide (Cch) P 23937c, 11 Fla. L. Weekly Fed. C 15 Curtis Garren v. John Hancock Mut. Life Ins. Co., 114 F.3d 186 (11th Cir. 1997). Cases Citing This Book View Copy Cite
167 citation events (127 in the last 25 years) across 44 distinct courts.
Strongest positive: Jean Baptiste v. Securian Financial Group, Inc. (flsd, 2021-08-31)
Treatment trajectory · 1997 → 2026 · click a year to view as-of
1997 2011 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Jean Baptiste v. Securian Financial Group, Inc.
S.D. Fla. · 2021 · quote attribution · 1 verbatim quote · confidence high
the proper party defendant in an action concerning erisa benefits is the party that controls administration of the plan.
discussed Cited as authority (verbatim quote) Caprio v. The Prudential Insurance Company of America
N.D. Ala. · 2020 · quote attribution · 1 verbatim quote · confidence high
the proper party defendant in an action concerning erisa benefits is the party that controls administration of the plan.
discussed Cited as authority (verbatim quote) Cruz v. Lovelace Health System, Inc.
D.N.M. · 2019 · quote attribution · 1 verbatim quote · confidence high
the proper party defendant in an action concerning erisa benefits is the party that controls administration of the plan.
discussed Cited as authority (verbatim quote) E. G. v. Companion Benefit Alternatives, Inc.
S.D. Ala. · 2018 · quote attribution · 1 verbatim quote · confidence high
the proper party defendant in an action concerning erisa benefits is the party that controls administration of the plan.
discussed Cited as authority (verbatim quote) Advance PCS v. Bauer
Ga. · 2006 · quote attribution · 1 verbatim quote · confidence high
where the state law claim brought against a non-erisa entity affects the relationship between the erisa entities, the state law claim is preempted.
examined Cited as authority (verbatim quote) Lyn Everhart v. Allmerica Financial Life Insurance Company, Dba State Mutual Life Assurance Company of America (5×) also: Cited as authority (rule)
9th Cir. · 2001 · quote attribution · 3 verbatim quotes · confidence high
the proper party defendant in an action concerning erisa benefits is the party that controls administration of the plan.
discussed Cited as authority (verbatim quote) Ronnie Layes v. Mead Corp.
8th Cir. · 1998 · quote attribution · 1 verbatim quote · confidence high
the proper party defendant in an action concerning erisa benefits is the party that controls administration of the plan
cited Cited as authority (rule) Slim v. Life Insurance Company
D.P.R. · 2025 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997) (per curiam).
cited Cited as authority (rule) McKinney v. Principal Financial Services Inc
N.D. Ala. · 2025 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997) (citations omitted).
cited Cited as authority (rule) Morales v. CoAdvantage Corporation
M.D. Fla. · 2024 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997).
cited Cited as authority (rule) Monte v. City of Tampa
M.D. Fla. · 2024 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997)).
cited Cited as authority (rule) Surgery Center of Viera, LLC v. Cigna Health and Life Insurance Company
M.D. Fla. · 2023 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997)).
cited Cited as authority (rule) Surgery Center of Viera, LLC v. UnitedHealthcare Insurance Company
M.D. Fla. · 2023 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997) (citation omitted).
cited Cited as authority (rule) Surgery Center of Viera, LLC v. UnitedHealthcare Insurance Company
M.D. Fla. · 2023 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997) (citation omitted).
discussed Cited as authority (rule) Suarez-Diaz v. MCS Life Insurance Company
D.P.R. · 2022 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997); Cintrón-Serrano v. Bristol-Myers Squibb P.R., Inc., 497 F. Supp. 2d 272, 276 (D.P.R. 2007) (“In the First Circuit, the proper party defendant in an action concerning ERISA benefits is the party that controls the administration of the plan.”).
cited Cited as authority (rule) Duncan v. Jack Henry & Associates, Inc.
W.D. Mo. · 2022 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997) (other citation omitted)).
discussed Cited as authority (rule) Stanton v. The NCR Pension Plan
N.D. Ga. · 2022 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997); see also Hamilton v. Allen-Bradley Co., Inc., 244 F.3d 819, 824 (11th Cir. 2001) (“In the Eleventh Circuit, [ 29 U.S.C. § 1132 (a)(1)(B)] confers a right to sue the plan administrator for recovery of benefits.” (citing Rosen v. TRW, Inc., 979 F.2d 191 , 193–94 (11th Cir. 1992))).
discussed Cited as authority (rule) Allen v. First UNUM Life Insurance Company
M.D. Fla. · 2022 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997). (1) “Relates to” Several phrases have been used to describe the “relates to” requirement. "[A] party's state law claim 'relates to' an ERISA benefit plan for purposes of ERISA preemption whenever the alleged conduct is intertwined with the refusal to pay benefits." Garren 114 F.3d at 187 .
cited Cited as authority (rule) Christopherson v. United Healthcare Insurance Company
N.D. Ga. · 2022 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997).
cited Cited as authority (rule) Meurer v. Humana Employers Health Plan of Georgia, Inc.
N.D. Ga. · 2022 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997).
cited Cited as authority (rule) Thoms v. Sun Life Assurance Company of Canada
M.D. Ala. · 2021 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997) (per curiam) (citing Daniel v. Eaton Corp., 839 F.2d 263, 266 (6th Cir. 1988)).
discussed Cited as authority (rule) American General Life Insurance Company v. Collum
M.D. Fla. · 2021 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997) (holding ERISA preempts state law “whenever the alleged conduct at issue in intertwined with the refusal to pay benefits” under an ERISA-governed plan). complaint and discussing Florida courts’ rejection of a bank’s duty to process and consider loan applications in any particular or competent manner), report and recommendation adopted by 2011 WL 6412430 (M.D.
examined Cited as authority (rule) Surgery Center of Viera, LLC v. Cigna Health and Life Insurance Company, Inc. (3×) also: Cited "see"
M.D. Fla. · 2020 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997) (citation omitted). 1.
cited Cited as authority (rule) Willitts v. Life Insurance Company of North America (CIGNA)
D. Mass. · 2020 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997)).
cited Cited as authority (rule) C. v. Blue Cross Blue Shield of Massachusetts Inc
D. Mass. · 2020 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997).
discussed Cited as authority (rule) Smith v. Blue Cross Blue Shield of South Carolina
M.D. Fla. · 2020 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997) (citation omitted); see also Heffner v. Blue Cross & Blue Shield of Ala., Inc., 443 F.3d 1330 , 1334 (11th Cir. 2006); Griffin v. Lockheed Martin Corp., 157 F. Supp. 3d 1271, 1274 (N.D.
cited Cited as authority (rule) Gardi v. United Healthcare Services, Inc.
S.D. Fla. · 2020 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997).
cited Cited as authority (rule) GVB MD v. Aetna Health Inc.
S.D. Fla. · 2019 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997) (citations omitted).
cited Cited as authority (rule) W.A. Griffin, MD v. Suntrust Bank, Inc.
11th Cir. · 2016 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997).
cited Cited as authority (rule) W.A. Griffin, MD v. Lockheed Martin Corporation
11th Cir. · 2016 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997).
cited Cited as authority (rule) Griffin v. Lockheed Martin Corp.
N.D. Ga. · 2015 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997), the third-party claims administrator was dismissed because it had not been delegated any discretionary authority.
cited Cited as authority (rule) Griffin v. SunTrust Bank, Inc.
N.D. Ga. · 2015 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997), the third-party claims administrator was dismissed because it had not been delegated any discretionary authority.
cited Cited as authority (rule) Alcalde v. Blue Cross & Blue Shield of Florida, Inc.
S.D. Fla. · 2014 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997). “[Defensive preemption is significantly broader than complete preemption” and therefore any claim that is completely preempted is defensively preempted.
discussed Cited as authority (rule) LifeCare Management Services LLC v. Insurance Management Administrators Inc.
5th Cir. · 2013 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997) (per curiam) (“The proper party defendant in an action concerning ERISA benefits is the party that controls administration of the plan.”); Gore v. El Paso Energy Corp. Long Term Disability Plan, ATI F.3d 833, 842 (6th Cir.2007) (finding that an employer administrator was not liable because it did not control the claims process).
cited Cited as authority (rule) Karns v. Disability Reinsurance Management Services Inc.
N.D. Ala. · 2012 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997) (emphasis supplied). .
cited Cited as authority (rule) Howard v. Hartford Life & Accident Insurance
M.D. Fla. · 2011 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997).
cited Cited as authority (rule) Peters v. Hartford Life & Accident Insurance
11th Cir. · 2010 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997) (“The proper party defendant in an action concerning ERISA benefits is the party that controls administration of the plan.”).
discussed Cited as authority (rule) Spinedex Physical Therapy USA, Inc. v. United Healthcare of Arizona, Inc.
D. Ariz. · 2009 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997) (“The proper party defendant in an action concerning ERISA benefits is the party that controls administration of the plan.”); Everhart, 275 F.3d at 754 (citing Garren with approval).
cited Cited as authority (rule) American Dental Ass'n v. WellPoint Health Networks Inc.
S.D. Fla. · 2009 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997).
cited Cited as authority (rule) In Re Managed Care Litigation
S.D. Fla. · 2009 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997).
cited Cited as authority (rule) Anderson v. Nationwide Mutual Insurance
S.D. Iowa · 2009 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997)).
cited Cited as authority (rule) Leister v. Dovetail, Inc.
7th Cir. · 2008 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997); Daniel v. Eaton Corp., 839 F.2d 263, 266 (6th Cir.1988).
cited Cited as authority (rule) Leister, Sandra C. v. Dovetail Inc
7th Cir. · 2008 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997); Daniel v. Eaton Corp., 839 F.2d 263, 266 (6th Cir. 1988).
cited Cited as authority (rule) Hill v. Aetna Life Insurance
S.D. Miss. · 2008 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir. 1997) (same). 5 .
cited Cited as authority (rule) Mitchell v. Emeritus Management, LLC
D. Me. · 2007 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997)); Law v. Ernst & Young, 956 F.2d 364, 372-73 (1st Cir.1992); Cintron-Serrano v. Bristol-Myers Squibb Puerto Rico, Inc., 497 F.Supp.2d 272, 276 (D.P.R.2007).
discussed Cited as authority (rule) Oliver v. Coca-Cola Co. (2×)
11th Cir. · 2007 · confidence medium
See Hamilton, 244 F.3d at 822-23 ; Garren, 114 F.3d at 187; Rosen, 979 F.2d at 192-93.
discussed Cited as authority (rule) Oliver v. Coca Cola Co. (2×)
11th Cir. · 2007 · confidence medium
See Hamilton, 244 F.3d at 822-23 ; Garren, 114 F.3d at 187; Rosen, 979 F.2d at 192-93.
cited Cited as authority (rule) Cintrón-Serrano v. Bristol-Myers Squibb Puerto Rico, Inc.
D.P.R. · 2007 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997) (per curiam).
cited Cited as authority (rule) Barkin v. Patient Advocates, LLC
D. Me. · 2007 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997) (“The proper party defendant in an action *122 concerning ERISA benefits is the party that controls administration of the plan.”).
cited Cited as authority (rule) Cook v. Campbell
M.D. Ala. · 2007 · confidence medium
Co., 114 F.3d 186, 187 (11th Cir.1997) (holding that “[t]he proper party defendant in an action concerning ERISA benefits is the party that controls administration of the plan”).
Retrieving the full opinion text from the archive…
21 Employee Benefits Cas. 1367, Pens. Plan Guide (Cch) P 23937c, 11 Fla. L. Weekly Fed. C 15 Curtis Garren
v.
John Hancock Mutual Life Insurance Company
96-8475.
Court of Appeals for the Eleventh Circuit.
Jun 10, 1997.
114 F.3d 186
Cited by 113 opinions  |  Published

114 F.3d 186

21 Employee Benefits Cas. 1367,
Pens. Plan Guide (CCH) P 23937C,
11 Fla. L. Weekly Fed. C 15
Curtis GARREN, Plaintiff-Appellant,
v.
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, Defendant-Appellee.

No. 96-8475.

United States Court of Appeals,
Eleventh Circuit.

June 10, 1997.

W. Douglas Adams, Brunswick, GA, for Plaintiff-Appellant.

Forrest W. Hunter, Lisa H. Cassilly, Aslton & Bird, Atlanta, GA, for Defendant-Appellee.

Appeal from the United States District Court for the Southern District of Georgia.

Before BLACK, Circuit Judge, RONEY, Senior Circuit Judge, and BURNS[*], Senior District Judge.

PER CURIAM:

[*~186]1

Plaintiff, Curtis Garren, appeals the dismissal of this action under the Employee Retirement Income Security Act ("ERISA"), 29 U.S.C. § 1001, in which he alleged his employment benefit plan wrongfully denied his son's medical claims. The district court made two decisions that led it to dismiss the complaint filed in this case: first, the defendant John Hancock Mutual Life Insurance Company is not the administrator of the Plan under which plaintiff sues and therefore cannot be liable for ERISA violations; and second, ERISA precludes the state law claim for tortious interference with contract. Plaintiff has failed on appeal to address either decision of the district court, choosing instead to focus only on the merits of his claim. The district court, however, never reached the merits. Nor do we in affirming the decisions and judgment of the trial court.

[*187]2

The proper party defendant in an action concerning ERISA benefits is the party that controls administration of the plan. Daniel v. Eaton Corp., 839 F.2d 263, 266 (6th Cir.), cert. denied, 488 U.S. 826, 109 S.Ct. 76, 102 L.Ed.2d 52 (1988); see 29 U.S.C. § 1132(d)(1); see also Rosen v. TRW, Inc., 979 F.2d 191, 193-94 (11th Cir.1992) (a company that administers the plan can be held liable for ERISA violations). In this case, the administrator of the Georgia-Pacific Hourly Employees Welfare Benefits Trust, an ERISA plan, is plaintiff's employer, Georgia-Pacific. In fact, the benefits plan specifically states that "Georgia-Pacific Corporation is the Plan Administrator ... with exclusive responsibility and complete discretionary authority to control the operation and administration of this Plan ... and to resolve all interpretive, equitable, and other questions that shall arise in the operation of this Plan." In addition, John Hancock, the company servicing the Plan, submitted an affidavit averring that it does not exercise any discretion, responsibility or control over the administration of the Plan. The evidence is clear that Georgia-Pacific as Plan Administrator is the proper party defendant, not John Hancock.

3

State laws of tortious interference with contract are preempted by ERISA when the claim involves the proper administration of a plan. 29 U.S.C. § 1144(a) (ERISA's provisions "shall supersede any and all state laws insofar as they may now or hereafter relate to any employee benefit plan described in section 1003(a)...."). The term "relate to" has been interpreted broadly to preempt certain state common law causes of action brought by employees. Pilot Life Ins. Co. v. Dedeaux, 481 U.S. 41, 47-48, 107 S.Ct. 1549, 1552-53, 95 L.Ed.2d 39 (1987). A party's state law claim "relates to" an ERISA benefit plan for purposes of ERISA preemption whenever the alleged conduct at issue is intertwined with the refusal to pay benefits. Farlow v. Union Cent. Life Ins. Co., 874 F.2d 791 (11th Cir.1989) (plaintiffs' state law claims preempted where claims were both contemporaneous with the insurer's refusal to pay benefits and the alleged conduct was intertwined with the refusal to pay benefits); see also Variety Children's Hosp. v. Century Med. Health Plan, Inc., 57 F.3d 1040, 1042 (11th Cir.1995) (where state law claims of fraud and misrepresentation are based upon failure of an ERISA plan to pay benefits, state law claims have a nexus with ERISA plan and its benefits system so that preemption applies).

[*188]4

Plaintiff argues that if John Hancock is neither a party to the agreement nor the plan administrator as it asserts, ERISA preemption does not apply to state claims against it. That argument is foreclosed by the decision in Morstein v. National Ins. Serv., 93 F.3d 715, 722 (11th Cir.1996) (en banc), cert. denied, --- U.S. ----, 117 S.Ct. 769, 136 L.Ed.2d 715 (1997), in which the Court held that where the state law claim brought against a non-ERISA entity affects the relationship between the ERISA entities, the state law claim is preempted. The proper focus is not on the relationship between the parties but on the relationship between the alleged conduct and the refusal to pay benefits. The allegation here that the prepayment agreement required under the Plan imposed obligations not contained in the Plan's summary plan description involves the proper administration of the ERISA plan.

[*~187]5

AFFIRMED.

*

Honorable James M. Burns, Senior U.S. District Judge for the District of Oregon, sitting by designation