v.
Cassilly
Attorney Grievance Commission of Maryland v. Joseph Ignatius Cassilly, Misc. Docket AG No. 31, September Term, 2020 ATTORNEY DISCIPLINE – SANCTIONS – DISBARMENT – Court of Appeals disbarred lawyer who, in his capacity as prosecutor, knowingly and intentionally failed to disclose for more than decade exculpatory evidence that came to light after defendant’s conviction, discarded evidence, sought to have forensic evidence in case destroyed, knowingly made false statements of fact to court and defense counsel concerning content of evidence, and, during Bar Counsel’s investigation, failed to comply with subpoena to provide statement under oath. Such conduct violated Maryland Lawyers’ Rules of Professional Conduct/Maryland Attorneys’ Rules of Professional Conduct 3.3(a)(1) (Candor Toward Tribunal), 3.4(a) (Fairness to Opposing Party and Counsel), 3.8(d) (Special Responsibilities of Prosecutor), 8.1(b) (Failing to Respond to Lawful Demand for Information), 8.4(c) (Dishonesty, Fraud, Deceit, or Misrepresentation), 8.4(d) (Conduct that is Prejudicial to Administration of Justice), and 8.4(a) (Violating Rules of Professional Conduct). Circuit Court for Harford County Case No. C-12-CV-20-000648 Argued: September 9, 2021 IN THE COURT OF APPEALS
OF MARYLAND Misc. Docket AG No. 31
September Term, 2020 ______________________________________
ATTORNEY GRIEVANCE COMMISSION OF MARYLAND v. JOSEPH IGNATIUS CASSILLY ______________________________________
Getty, C.J. McDonald Watts Hotten Booth Biran Battaglia, Lynne A. (Senior Judge, Specially Assigned)
JJ. ______________________________________
Opinion by Watts, J. Concurring opinion by McDonald, J. ______________________________________
Filed: October 22, 2021
Pursuant to Maryland Uniform Electronic Legal Materials Act (§§ 10-1601 et seq. of the State Government Article) this document is authentic.
2022-06-15 15:03-04:00
Suzanne C. Johnson, Clerk This attorney discipline proceeding involves a lawyer who, in his capacity as a prosecutor, knowingly and intentionally failed to disclose for more than a decade exculpatory evidence that came to light after a defendant’s conviction, discarded the evidence, knowingly made false statements of fact to a court and defense counsel concerning the content of the evidence, opposed the defendant’s postconviction1 petitions and sought to have forensic evidence that was the subject of the defendant’s post-trial request for review destroyed, and, during Bar Counsel’s investigation, failed to comply with a subpoena to provide a statement under oath. Joseph Ignatius Cassilly, Respondent, a member of the Bar of Maryland, served as an Assistant State’s Attorney in Harford County from 1977 until January 3, 1983, at which time he became the elected State’s Attorney for Harford County, a position he served in until his retirement in January 2019. Beginning in 1981, in his capacity as an Assistant State’s Attorney and later as the State’s Attorney, Cassilly represented the State in prosecuting John Norman Huffington for the murder of two people. As State’s Attorney, Cassilly represented the State in various postconviction proceedings in Huffington’s case and after many years of such proceedings, in 2018, Huffington filed a complaint against Cassilly with Bar Counsel. On September 8, 2020, on behalf of the Attorney Grievance Commission, Petitioner, Bar Counsel filed in this Court a “Petition for Disciplinary or Remedial Action” against 8.1.4
[*273]On September 9, 2021, we heard oral argument. For the below reasons, we disbar Cassilly.
BACKGROUND
The hearing judge found the following facts, which we summarize.
On June 28, 1977, this Court admitted Cassilly to the Bar of Maryland. Cassilly served as an Assistant State’s Attorney in Harford County, Maryland from 1977 until January 3, 1983, when he was sworn in as the elected State’s Attorney for Harford County. Cassilly served as the State’s Attorney for Harford County from that date until his retirement in January 2019. After retiring, Cassilly voluntarily assumed “inactive/retired” status pursuant to Maryland Rule 19-605(b).5
State v. John Norman Huffington
First Trial
On May 25, 1981, Diane Becker was found murdered in her trailer in Harford County. The body of Joseph Hudson, Jr., Becker’s boyfriend, was found on a dirt road nearby. Hudson had been shot several times.
[*274]On June 16, 1981, a grand jury in Harford County indicted Huffington on two counts of first-degree murder and related offenses in connection with the deaths of Becker and Hudson. On July 28, 1981, the grand jury also indicted a person named Deno C. Kanaras on two counts of first-degree murder and related offenses in connection with the deaths. Kanaras admitted that he was present at the time of the murders but alleged that it was Huffington who murdered Becker and Hudson.
Huffington and Kanaras were tried separately. At Huffington’s request, venue was transferred to the Circuit Court for Caroline County. Huffington’s trial occurred from November 3 to 13, 1981. Assistant State’s Attorney Gerard S. Comen served as lead counsel with Cassilly serving as second chair. Huffington was represented by the Office of the Public Defender. At trial, Kanaras testified as a witness on the State’s behalf. Huffington was convicted of two counts of felony murder and was sentenced to death. Huffington appealed and, on December 6, 1982, this Court reversed the judgments of conviction.[6]
Second Trial
On remand, venue was changed to the Circuit Court for Frederick County. From November 8 through 19, 1983, Huffington’s second trial occurred. Cassilly and Comen represented the State again. Kanaras was the only eyewitness to the murders and again testified on the State’s behalf. By the time of Huffington’s second trial, Kanaras had been convicted of Becker’s murder. At the second trial, the State called Federal Bureau of Investigation (“FBI”) Agent Michael P. Malone as an expert in forensic testing to corroborate Kanaras’s testimony that Huffington was at the scene of Becker’s murder. Agent Malone testified that hair samples recovered from Becker’s trailer “microscopically matched the head hairs of Mr. Huffington – that is, they were indistinguishable from Mr. Huffington’s head hairs; you could not tell them apart.” (Brackets omitted). When asked on cross-examination, Agent Malone acknowledged, though, that microscopic hair comparison cannot be utilized as a means of positive personal identification.
[*275]At the conclusion of the trial, Huffington was again convicted of two counts of felony murder for the deaths of Becker and Hudson and sentenced to death. On November 13, 1985, this Court affirmed the judgments of conviction.[7] Thereafter, Huffington filed a series of postconviction motions. On January 13, 1988, David O. Stewart, Esq., entered his appearance on Huffington’s behalf. From 1988 until the conclusion of the case in 2017, Huffington was represented by Stewart’s law firm, Ropes & Gray, LLC.
On January 8, 1991, the circuit court granted, in part, a petition for postconviction relief and ordered a new sentencing hearing. On April 28, 1992, the circuit court sentenced Huffington to life imprisonment. Huffington filed a second petition for postconviction relief, which was denied, and an application for leave to appeal the denial of the second petition for postconviction relief, which was also denied. In addition, Huffington unsuccessfully petitioned in federal court for a writ of habeas corpus.[8] The 1989 Tobin Memorandum
[*276]In 1981, Alcee Hastings, a judge on the United States District Court for the Southern District of Florida, was indicted on federal charges of conspiracy and obstruction of justice related to an alleged bribery scheme. Hastings was alleged to have accepted $150,000 in exchange for releasing $1.2 million dollars in funds seized from two criminal defendants and reducing the defendants’ sentences. Hastings was acquitted. A federal judiciary committee was appointed to investigate an ethics complaint filed against Hastings in connection with the bribery scheme.
In 1985, as part of its investigation, the committee submitted to the FBI Laboratory a broken purse strap that Hastings had offered as evidence during his criminal trial. The FBI assigned Agent Malone to conduct an analysis of the purse strap. Agent Malone believed that the purse strap had been intentionally cut. Agent Malone took the purse strap to William Tobin, a metallurgist working in the FBI Laboratory. While Agent Malone observed, Tobin performed tests on the purse strap using a tensile tester, a device that measures the force necessary to break an object. On October 2, 1985, Agent Malone falsely testified before the committee that he had conducted the tensile test.
The committee determined that Hastings had engaged in misconduct and impeachment proceedings were begun in the United States Congress. Tobin was asked to testify before Congress. In preparing to testify, Tobin reviewed a transcript of Agent Malone’s testimony before the committee. As a result, in August 1989, Tobin wrote a memorandum to his section chief raising concerns about Agent Malone’s testimony. In the memorandum, Tobin stated that Agent Malone falsely testified that he (Agent Malone) had performed the tensile test on the purse strap. In addition, Tobin identified other false statements in Agent Malone’s testimony that contradicted laboratory findings and instances in which Agent Malone “presented apparently and potentially exculpatory information as incriminating.” (Brackets omitted).
[*277]The 1997 Department of Justice Report
In April 1997, the Department of Justice (“the DOJ”) Office of the Inspector General (“OIG”) issued a report entitled “The FBI Laboratory: An Investigation into Laboratory Practices and Alleged Misconduct in Explosives-Related and Other Cases” (“the 1997 Report”). The 1997 Report criticized thirteen FBI Laboratory examiners for a number of issues, including the quality of their work, inaccurate testimony, testimony given beyond their level of expertise, and scientifically flawed and improperly prepared reports. The 1997 Report included a section entitled “Tobin Allegations[,]” which pertained to the investigation of Tobin’s allegations against Agent Malone. The 1997 Report stated:
Based on our investigation, we conclude that Malone, in his 1985 testimony before the Investigating Committee, falsely testified that he had himself performed the tensile test and that he testified outside his expertise and inaccurately concerning the test results. The OIG questioned Malone about Tobin’s allegations and, to his credit, Malone agreed with many points that Tobin had raised. Malone maintained, however, that he was justified in giving certain testimony because he was offering his own personal opinions rather than expert opinions. This is not a persuasive rationale for the presentation of inaccurate testimony by a Laboratory examiner.
Before the Investigating Committee, Malone testified falsely when he responded yes to the question, did you actually, yourself, conduct this test? In his OIG interview, Malone admitted that he was technically wrong in his response but noted that he had been right there when the test was conducted. Malone’s presence when the test performed does not justify his inaccurate response to the question whether he actually conducted the test.
[*278]Malone’s testimony that he conducted the test is particularly egregious, because he proceeded to inaccurately describe how the test was performed and the significance of its results.
***
In the Alcee Hastings case, we find that Michael Malone testified falsely and outside his expertise in discussing tensile tests performed by the Laboratory. Moreover, after Tobin raised concerns about Malone’s testimony in 1989, then [Scientific Analysis Section]-Chief Kenneth Nimmich failed to assure that the serious allegations of examiner misconduct were appropriately investigated and addressed. Huffington’s counsel received a copy of the 1997 Report.
FBI Laboratory Task Force
In 1997, the DOJ established a task force to analyze disclosure issues related to the OIG’s investigation of the FBI Laboratory. On June 18, 1997, Lucy Thompson, a senior attorney assigned to the task force, wrote to Cassilly, enclosing a copy of the 1997 Report, the Tobin memorandum, an article from The Wall Street Journal dated April 16, 1997, a letter from Huffington’s attorney, Stewart, to the DOJ dated April 24, 1997, and Thompson’s June 18, 1997 reply to Stewart. Thompson requested that, after Cassilly reviewed the disclosures, he contact Amy B. Jabloner, who was working with the Criminal Division of the DOJ and was assigned to the task force.9
On July 18, 1997, Cassilly spoke with Jabloner concerning Huffington’s case. After their discussion, Jabloner drafted a memorandum to her file, stating:
Joseph Cassilly, the State’s Attorney who prosecuted the Huffington case has decided to wait a while to see if the defense files any post-conviction motions in this case. He had originally requested that an FBI laboratory examiner
The hearing judge noted that Jabloner’s surname after marriage is Oliver and that 9 she was called as a fact witness by Bar Counsel during the disciplinary hearing.
[*279]retest the evidence, but reconsidered and decided to wait to see what the defense will do since it has received a copy of the [1997 R]eport. I informed him that he can still request the scientific review and asked that he write a memo to Sue Hayn if he decides to do so. Cassilly will request copies of the trial transcripts from the [Attorney General]’s office.
The Robertson Report
In connection with the task force, the FBI hired forensic scientists to conduct independent reviews of cases in which the work of examiners criticized by the OIG was material to a conviction. This included Huffington’s case. Steve Robertson, a hair and fiber analyst hired by the FBI, was assigned to review Agent Malone’s conduct in Huffington’s case. Robertson reviewed Agent Malone’s July 15, 1981 report in Huffington’s case, Agent Malone’s bench notes, eighty evidence specimens, and Agent Malone’s testimony at Huffington’s and Kanaras’s trials. On September 16, 1999, Robertson issued a report with findings and conclusions entitled “Independent Case Review Report” (“the Robertson Report”). According to the hearing judge, in the report, Robertson stated that “he was unable to determine whether Agent Malone performed the appropriate tests in a scientifically acceptable manner and that Agent Malone’s examination results as set forth in the laboratory report were not supported or adequately documented in the bench notes.” With respect to Agent Malone’s bench notes, Robertson stated:
The notes are not dated, are in pencil and have some erasures. Some hair were [sic] deemed unsuitable with no documented reason or explanation. The examiner uses abbreviations that are difficult to interpret. Some questioned hair were [sic] matched or eliminated as coming from the known samples without characterization of the microscopic characteristics observed in these questioned or known hair. The technicians do not document the recovery of any hair from the questioned items.
[*280]Robertson found that Agent Malone’s testimony was consistent with the laboratory report but inconsistent with his bench notes. In addition, Robertson stated that, based on the 1982 transcript of Kanaras’s trial, Agent Malone testified that he personally performed certain tests that he (Robertson) had determined were most likely performed by laboratory technicians.
On October 21, 1999, Thompson wrote to Cassilly concerning the independent scientific review in Huffington’s case and enclosed the Robertson Report. At the time, Huffington had exhausted all postconviction remedies. In the letter to Cassilly, Thompson noted that Cassilly had previously been provided with the 1997 Report concerning Agent Malone and summarized the OIG’s findings concerning his testimony in the Hastings case, including the OIG’s conclusions that Agent Malone’s testimony had been incorrect and misleading, that he had testified falsely regarding the tensile test, and that he had been criticized for testifying outside of his expertise and inaccurately as to the results. In the letter, Thompson requested that Cassilly “review the enclosed documents, the OIG report, and any other pertinent information you may have to determine whether the report of the independent scientist should be disclosed to the defendant or to the defendant’s counsel.”
Cassilly did not provide a copy of the Robertson Report to Huffington’s counsel. According to the hearing judge, at the disciplinary hearing, Cassilly testified that he “kept the 1997 Report and the Robertson Report for five years and then discarded them and forgot about them.” The hearing judge found that Cassilly did not maintain a copy of either the
- 10 - 1997 Report or the Robertson Report in the State’s file.[10] The hearing judge credited the testimony of Bar Counsel’s expert witness, Andrew V. Jezic, Esquire, who was accepted as an expert in criminal law, that the Robertson Report was exculpatory and constituted impeachment material, and that Cassilly was obligated to disclose the Robertson Report. The hearing judge found: The definition of exculpatory evidence as provided in Rule 3.8(d) is all evidence or information known to the prosecutor that tends to negate the guilt of the accused. [] Robertson’s conclusions that he could not determine whether Agent Malone conducted his testing in a scientifically acceptable manner and that Agent Malone’s bench notes were inconsistent with his testimony were relevant to the reliability and credibility of Agent Malone’s testimony. As [] Jezic testified, the conclusion that the Robertson Report was exculpatory is bolstered by the information the DOJ provided to [Cassilly] regarding Agent Malone’s false testimony in the Hastings case. [Cassilly] maintains that the disclosure of the Robertson Report was unnecessary because the report was not exculpatory. This Court disagrees. This Court finds that the Robertson Report tended to negate [] Huffington’s guilt and was exculpatory. This Court further finds that [Cassilly] had a duty to disclose the Robertson Report to defense counsel and failed to do so. (Record citations omitted). Petition to Preserve Forensic Evidence and Conduct DNA Analysis On August 14, 2003, Huffington filed a “Petition to Preserve Forensic Evidence and Conduct DNA Analysis” seeking, among things, to test “the hairs that were found at trial to be microscopically similar to [] Huffington’s hair[.]” At the time of the filing of the petition, Huffington’s counsel was unaware of the Robertson Report. On August 28, 2003, The correction notice(s) for this opinion(s) can be found here: https://mdcourts.gov/sites/default/files/import/appellate/correctionnotices/coa/31a20agcn.pdf https://mdcourts.gov/sites/default/files/import/appellate/correctionnotices/coa/31a20agcn2.pdf