Fallen v. United States, 378 U.S. 139 (1964). · Go Syfert
Fallen v. United States, 378 U.S. 139 (1964). Cases Citing This Book View Copy Cite
Quick Summary

The Federal Rules of Criminal Procedure are not a rigid code with inflexible meanings regardless of the circumstances.

A defendant filed a notice of appeal via letter while incarcerated, but the notice was not received by the clerk within the ten-day period required by the Federal Rules of Criminal Procedure. The court must determine whether the notice was timely filed under Rule 37. Although the court of appeals applied a strict interpretation requiring the notice to be in the clerk's hands within ten days, the Supreme Court holds that the Rules are not a rigid code with inflexible meanings regardless of circumstances. Because the defendant did all that could reasonably be expected to get the letter to its destination within the required time, the notice is timely.

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Superseded by statute: see: Carlisle v. United States (1996)
Still-good law most often cited alongside it: Lack (1988) · Robinson (1960) · Berman (1964)
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cited 5× by 4 distinct cases, 1988–2018 · 4 courts · …had done all that could reasonably be expected to get the letter to its destination within the required 10 days.
G Cite: Red. Inherited from the case-level flag (only 9 quote-bearing citers)
786 citation events (110 in the last 25 years) across 60 distinct courts.
Strongest positive: Vanderberg v. Donaldson (ca11, 2001-08-01) · Strongest negative: Michael Leon Johnson v. United States (cadc, 1968-06-19)
Treatment trajectory · 1964 → 2026 · click a year to view as-of
1964 1995 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
examined Cited "but see" Michael Leon Johnson v. United States (3×)
D.C. Cir. · 1968 · signal: but see · confidence high
But see Fallen v. United States, 378 U.S. 139 , 84 S.Ct. 1689 , 12 L.Ed.2d 760 (1964). 5 .
examined Cited "but see" United States of America Ex Rel. Edward Mitchell, Relator-Appellee v. Hon. Harold Follette, Warden, Green Haven Prison, Stormville, New York (3×)
2d Cir. · 1966 · signal: but cf. · confidence high
But cf. Fallen v. United States, 378 U.S. 139 , 84 S.Ct. 1689 , 12 L.Ed. 2d 760 (1964).
examined Cited as authority (verbatim quote) Vanderberg v. Donaldson (2×) also: Cited as authority (quoted)
11th Cir. · 2001 · signal: see · quote attribution · 2 verbatim quotes · confidence high
liberal construction does not mean liberal deadlines.
examined Cited as authority (quoted) In Re Petition to Inspect and Copy Grand Jury Materials. Appeal of Honorable Alcee L. Hastings (3×)
11th Cir. · 1984 · signal: see · quote attribution · 3 verbatim quotes · confidence high
the rules are not, and were not intended to be, a rigid code to have an inflexible meaning irrespective of the circumstances
discussed Cited as authority (rule) Vanessa Williams-Mactavious in Her Capacity as Administrator of the Estate of Pauline Lornette Sharry, F/K/A Pauline L. Sharry, F/K/A Pauline Sharry v. Keith A. Williams
visuper · 2026 · confidence medium
Rules of Civil Procedure for decisions on the merits to be avoided based on such mere technicalities. ‘The [Virgin Islands] Rules [of Civil Procedure] reject the approach that pleading is a game of skill in which one misstep by counsel may be decisive to the outcome and accept the principle that the purpose of pleading is v. People, 52 V.I. 350, 356 (V.I. 2009) (“[A]lthough literal interpretation of a statute is favored, the intention prevails over the letter,’ and thus ‘no statute should be read literally if such a reading is contrary to its objective.’” (alterations and internal …
discussed Cited as authority (rule) St. Clair Magras Sr. v. Bernard Gibs and Paula Henderson
visuper · 2026 · confidence medium
Court rules ‘are not, and were not intended to be, a rigid code to have an inflexible meaning irrespective of the circumstances.’ ‘[C]ourts generally interpret rules of . . . procedure ‘in light of the history of their adoption.’ Further, the Virgin Islands Supreme Court has mandated that the Virgin Islands Rules of Civil Procedure ‘be construed, administered, and employed . . . to secure the just, speedy, and inexpensive determination of every proceeding.’ Under this standard, so long as the rule's purpose is not subverted, a rule should be flexibly applied, ‘bending the rule …
discussed Cited as authority (rule) Irma D. Peets v. Basil M. Peets; Clive S. Peets; Ernestine Peets, and All Persons Claiming an Interest in Parcel 394-109 Estate Ann's Retreat (Tutu) No. 1 Quarter, U.S. Virgin Islands
visuper · 2025 · confidence medium
Rules of Civil Procedure for decisions on the merits to be avoided based on such mere technicalities. ‘The [Virgin Islands] Rules (of Civil Procedure] reject the approach that pleading is a game of skill in which one misstep by counsel may be decisive to the outcome and accept the principle that the purpose of pleading is v. People, 52 V1. 350, 356 (V1. 2009) (“[A]lthough literal interpretation of a statute is favored, the intention prevails over the letter,’ and thus ‘no statute should be read literally if such a reading is contrary to its objective.’” (alterations and intemal quo…
discussed Cited as authority (rule) Newrez LLC d/b/a/ Shellpoint Mortgage Servicing v. Estate of Suzy Amber Green, by and through its Cynthia M. Zeki a/k/a Cynthia Zeki; Cynthia M. Zeki, individually; Ewan Ernest Harney a/k/a Ewan E. Harney a/k/a Ewan Harney; and ANY AND ALL UNKNOWN HEIRS, Beneficiaries, Devisees, Creditors, Grantees, Assignees, Lienors, Trustees, And All Other Parties Claiming an Interest by through, under or against the Estate of Suzy Amber Green
visuper · 2025 · confidence medium
Rules of Civil Procedure for decisions on the merits to be avoided based on such mere technicalities. ‘The [Virgin Islands] Rules [of Civil Procedure] reject the approach that pleading is a game of skill in which one misstep by counsel may be decisive to the outcome and accept the principle that the purpose of pleading is v. People, 52 V.I. 350, 356 (V.I. 2009) (“[A]lthough literal interpretation of a statute is favored, the intention prevails over the letter,’ and thus ‘no statute should be read literally if such a reading is contrary to its objective.’” (alterations and internal …
discussed Cited as authority (rule) Captain's Command at Bluebeard's Beach Club Interval Ownership Condo, Assoc., Inc. v. Christian D'Andrade and Joyce Pinkney
visuper · 2025 · confidence medium
Rules of Civil Procedure for decisions on the merits to be avoided based on such mere technicalities. ‘The [Virgin Islands] Rules [of Civil Procedure] reject the approach that pleading is a game of skill in which one misstep by counsel may be decisive to the outcome and accept the principle that the purpose of pleading is v. People, 52 V.I. 350, 356 (V.I. 2009) (“[A]lthough literal interpretation of a statute is favored, the intention prevails over the letter,’ and thus ‘no statute should be read literally if such a reading is contrary to its objective.’” (alterations and internal …
discussed Cited as authority (rule) Carribean Off the Grid Plaza, Inc. v. Hoolink, LLC
visuper · 2025 · confidence medium
PRINCIPALS AND CANONS OF CONSTRUCTION AND INTERPREATOIN OF COURT RULES ¶10 Although there is some nuanced differentiation, Court rules and statutes are interpreted by the same method, with rules interpreted more flexibly concentrating on the rule’s purpose in achieving a trial for the truth to meet the ends of justice.26 This Court is to apply the “Dictionary Definition Rule,” which requires that: the courts of the Virgin Islands, when engaging in statutory interpretation, to first, apply any statutory definitions provided by the Legislature that are specifically applicable to the secti…
discussed Cited as authority (rule) Captain's Command at Bluebeard's Beach Club Interval Ownership Condo. Association v. Ralph R. Bonner and Marsha S. Bonner
visuper · 2025 · confidence medium
Rev. 739 , 749 (1970), and citing Viacom Int'l Inc. v. Federal Communications Comm'n, 672 F.2d 1034 , 1040 (2d Cir.1982); Acosta v. Honda Motor Co., 717 F.2d 828 , 831 (3d Cir.1983)); Gilbert v. People, 52 V.1. 350, 356 (V.1. 2009) (“[A]lthough literal interpretation of a statute is favored, the intention prevails over the letter,” and thus ‘no statute should be read literally if such a reading is contrary to its objective.’” (alterations and internal quotations omitted) (quoting Knight, 989 F.2d at 626 )) 8 Knight, 989 F.2d at 626-27 (3d Cir. 1993) (quoting Fallen v. United States, …
discussed Cited as authority (rule) Riveros v. United States
N.D. Tex. · 2024 · confidence medium
At that point, the prisoner has “done all that could reasonably be expected to get the [document] to its destination [in a timely manner].” Lack, 487 U.S. at 270 (quoting Fallen v. United States, 378 U.S. 139, 144 (1964)).
cited Cited as authority (rule) Marion E. Pitch v. United States
11th Cir. · 2020 · confidence medium
Id. 7 Case: 17-15016 Date Filed: 03/27/2020 Page: 8 of 104 United States, 378 U.S. 139, 142 , 84 S. Ct. 1689, 1691 (1964)).
cited Cited as authority (rule) Kinney v. Department of Corrections
Mich. · 2009 · confidence medium
Id. at 270 , quoting Fallen v United States, 378 US 139, 144 (1964).
discussed Cited as authority (rule) Gutierrez v. Atty Gen USA (2×)
3rd Cir. · 2005 · confidence medium
Id. at 270 (citing Fallen v. United States, 378 U.S. 139, 142 (1964)).
discussed Cited as authority (rule) Michael Nichols v. Michael Bowersox
8th Cir. · 1999 · confidence medium
Id. at 272-73 (citing Fallen v. United States, 378 U.S. 139, 144 (1964) (Stewart, J., joined by Clark, Harlan, and Brennan, JJ., concurring) (concluding that the mailbox -15- rule should apply to pro se prisoner’s filing of notice of appeal from judgment of conviction, under former Rule 37(a) of the Federal Rules of Criminal Procedure, which is now substantially contained in Rule 4(b) of the Federal Rules of Appellate Procedure)).
cited Cited as authority (rule) Raymond C. Hunter v. Dr. James McWeeney
6th Cir. · 1995 · confidence medium
See Houston v. Lack, 487 U.S. 266, 272-73 (1988); Fallen v. United States, 378 U.S. 139, 144 (1964).
discussed Cited as authority (rule) Garvey v. Vaughn
11th Cir. · 1993 · confidence medium
Fallen recognizes that, once a pro se inmate has deposited his document to be filed in the prison mailbox, “the jailer is in effect the clerk of the District Court.” 378 U.S. at 144 , 84 S.Ct. at 1692-93 (Stewart, J., concurring).
discussed Cited as authority (rule) Government of the Virgin Islands v. Henry D. Knight
3rd Cir. · 1993 · confidence medium
Although we generally interpret statutory language in accordance with its plain meaning, the Supreme Court has cautioned that the Federal Rules of Criminal Procedure "are not, and were not intended to be, a rigid code to have an inflexible meaning irrespective of the circumstances." Fallen v. United States, 378 U.S. 139 , *259 142, 84 S. Ct. 1689, 1691 (1964).
discussed Cited as authority (rule) United States v. Fabian Ezquiel Gonzalez
9th Cir. · 1992 · confidence medium
See Prairie Pharmacy, Inc., 921 F.2d at 213 (citing Pratt v. McCarthy, 850 F.2d 590, 591 (9th Cir.1988)). 7 Here, in his declaration in support of the request for a 30-day extension to file an appeal, Gonzalez' counsel stated that (1) Gonzalez informed him that he wished to appeal after expiration of the 10-day period for filing an appeal; (2) an appeal was not filed within the 10-day period because Gonzalez had waived his right to appeal as part of a plea agreement; (3) Gonzalez was unable to properly assist in the appeal because of "organic brain disfunction;" and (4) the failure to timely f…
discussed Cited as authority (rule) United States v. David W. Maestas
10th Cir. · 1992 · confidence medium
It is dependent on the facts and circumstances of each case, Buckley, 382 F.2d at 614 , but a finding of excusable neglect means that the delay should not be chargeable to the defendant. 2 See Fallen v. United States, 378 U.S. 139, 143-44 (1964).
cited Cited as authority (rule) Kenneth Uriah Ross, Also Known as Kevin Jones v. Bill Armontrout, Warden, Attorney General of Kentucky
6th Cir. · 1990 · confidence medium
See Houston v. Lack, 487 U.S. 266, 272-73 (1988); Fallen v. United States, 378 U.S. 139, 144 (1964).
cited Cited as authority (rule) United States v. Alfred Isley
6th Cir. · 1990 · confidence medium
Houston v. Lack, 487 U.S. 266 (1988); Fallen v. United States, 378 U.S. 139, 144 (1964).
cited Cited as authority (rule) United States v. Randy Bowman
6th Cir. · 1989 · confidence medium
See Houston v. Lack, 108 S.Ct. 2379, 2382 (1988); Fallen v. United States, 378 U.S. 139, 144 (1964).
discussed Cited as authority (rule) Carr v. State
Del. · 1989 · confidence medium
The sole basis for his position is the recent decision by the United States Supreme Court that under the Federal Rules of Appellate Procedure a pro se defendant who is incarcerated in a federal prison “files” his notice of appeal when he delivers it to the prison authorities for forwarding to the federal court because “in such a case the jailer is in effect the clerk of the District Court_” Houston v. Lack, — U.S. at -, 108 S.Ct. at 2382 , 101 L.Ed.2d at 251 (citing, and adopting, the concurring opinion in Fallen v. United States, 378 U.S. 139, 144 , 84 S.Ct. 1689, 1692-93 , 12 L.Ed.…
examined Cited as authority (rule) Houston v. Lack (8×) also: Cited "see"
SCOTUS · 1988 · confidence medium
Because of our holding, we need not reach petitioner’s other arguments: that any untimeliness should be excused because he “did all he could” under Fallen v. United States, 378 U. S. 139, 144 (1964); that the District Court received the notice on time but stamped it late; that he was lulled into thinking that his appeal was timely by the issuance of a certificate of probable cause and a briefing schedule and thus any untimeliness should be excused because of “unique circumstances” under Harris Truck Lines, Inc. v. Cherry Meat Packers, Inc., 371 U. S. 215, 217 (1962), and Thompson v. …
discussed Cited as authority (rule) Curacao Drydock Co. v. The M/V Akritas
5th Cir. · 1983 · confidence medium
Fallen v. United States, 378 U.S. 139, 144 , 84 S.Ct. 1689, 1692 , 12 L.Ed.2d 760, 764 (1964) (former Fed.R.Crim.P. 37(a)); Wolfsohn v. Hankin, 376 U.S. 203 , 84 S.Ct. 699 , 11 L.Ed.2d 636 (1964) (per curiam) (Fed.R.Civ.P. 59(b) and former Fed.R.Civ.P. 73(a)); Thompson v. Immigration & Naturalization Service, 375 U.S. 384, 387 , 84 S.Ct. 397, 398-99 , 11 L.Ed.2d 404, 406 (1964) (per curiam) (Fed.R.Civ.P. 52(b), 59(b) & (e) and former Fed.R.Civ.P. 73(a)); Harris Truck Lines, Inc. v. Cherry Meat Packers, Inc., 371 U.S. 215, 217 , 83 S.Ct. 283, 285 , 9 L.Ed.2d 261, 263 (1962) (per curiam) (former…
discussed Cited as authority (rule) Curacao Drydock Company v. Akritas
5th Cir. · 1983 · confidence medium
Moore & A. Pelaez, Federal Practice: Admiralty paragraphs .02 n. 3, .64 & n. 8 (1982) 2 Fed.R.App.P. 26(b) ("The court for good cause shown may upon motion enlarge the time prescribed by these rules or by its order for doing any act, or may permit an act to be done after the expiration of such time; but the court may not enlarge the time for filing a notice of appeal...."); Reynolds v. Hunt Oil Co., 643 F.2d 1042, 1043 (5th Cir.1981) (per curiam) (appellate court has no authority to extend time for filing notice of appeal on ground of excusable neglect) 3 Griggs v. Provident Consumer Discount …
examined Cited as authority (rule) Norman Rothman v. United States (8×) also: Cited "see", Cited "see, e.g."
3rd Cir. · 1975 · confidence medium
Co., 197 F.2d 149 (5th Cir. 1952). . 378 U.S. 139 , 84 S.Ct. 1689 , 12 L.Ed.2d 760 (1964). . 378 U.S. at 144, 84 S.Ct. at 1692. . 378 U.S. at 143-144 , 84 S.Ct. at 1692 . .
discussed Cited as authority (rule) United States Ex Rel. Smith v. DiBella
D. Conn. · 1970 · confidence medium
The Supreme Court has already held that a defendant who ‘did all he could’ to effect timely filing of a notice of appeal was entitled to be heard. [Fallen v. United States, 378 U.S. 139, 144 [ 84 S.Ct. 1689 , 12 L.Ed.2d 760 ] (1964) ].
discussed Cited as authority (rule) Succession of King
La. Ct. App. · 1966 · confidence medium
After the Florida Supreme Court had answered the questions of the United States Supreme Court in the Aldrich case, the latter, in its final disposition of the case, concluded with the following: “Given the answers of the Florida court, it becomes plain that the judgment of the Supreme Court of Appeals of West Virginia, based as it was on a misapprehension regarding the law of a sister State, cannot stand. * * * That West Virginia must give the decree of alimony as broad a scope as that it has in Florida is clear, see Johnson v. Muelberger, 340 U.S. 581 , 71 S.Ct. 474 , 95 L.Ed. 552 , and is …
cited Cited "see" Fitzpatrick v. Department of Correction
Mass. App. Ct. · 2023 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139, 144 (1964) (inmate's notice of appeal in criminal case filed when mailed).
cited Cited "see" Ian Owen Sharpe v. United States
Fed. Cl. · 2013 · signal: see · confidence high
See id.
examined Cited "see" United States v. Davilmar-Jehovany (3×)
10th Cir. · 2003 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139, 142-144 , 84 S.Ct. 1689 , 12 L.Ed.2d 760 (1964); United States v. Lucas, 597 F.2d 243 (10th Cir.1979).
examined Cited "see" Massaline v. Williams (4×)
Ga. · 2001 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139 , 84 S.Ct. 1689 , 12 L.Ed.2d 760 (1964) (notice of direct appeal from criminal conviction).
examined Cited "see" Vanderberg v. Donaldson (3×)
11th Cir. · 2001 · signal: see · confidence high
See Houston v. Lack, 487 U.S. 266, 270 , 108 S.Ct. 2379, 2382 , 101 L.Ed.2d *1326 245 (1988) (noting fact that appellant “ ‘had done all that could reasonably be expected to get the letter to its destination within the required 10 days’ ” supported allowing notice of appeal to be considered “filed” when handed to prison official) (quoting Fallen v. United States, 378 U.S. 139, 144 , 84 S.Ct. 1689, 1692-93 , 12 L.Ed.2d 760 (1964)); see also Wayne v. Jarvis, 197 F.3d 1098, 1104 (11th Cir.1999) (“Liberal construction does not mean liberal deadlines.”); Garvey v. Vaughn, 993 F.2d 7…
examined Cited "see" United States v. Price (3×)
10th Cir. · 1998 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139, 142-44 , 84 S.Ct. 1689 , 12 L.Ed.2d 760 (1964); United States v. Lucas, 597 F.2d 243, 245 (10th Cir.1979).
examined Cited "see" Dison v. Whitley (3×)
5th Cir. · 1994 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139 , 84 S.Ct. 1689 , 12 L.Ed.2d 760 (1964).
examined Cited "see" Berenbaum v. Berenbaum (3×)
D.C. · 1994 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139, 143-44 , 84 S.Ct. 1689, 1692 , 12 L.Ed.2d 760 (1963); Reinsurance Co. of Am. v. Administratia, 808 F.2d 1249, 1253 (7th Cir.1987).
examined Cited "see" Thompson v. Rasberry (3×)
5th Cir. · 1993 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139 , 84 S.Ct. 1689 , 12 L.Ed.2d 760 (1964).
examined Cited "see" United States v. Gibson (3×)
D. Kan. · 1993 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139, 143-44 , 84 S.Ct. 1689, 1692 , 12 L.Ed.2d 760 (1964).
examined Cited "see" Lawrence Edward Thompson v. Kerry Rasberry (3×)
5th Cir. · 1993 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139 , 84 S.Ct. 1689 , 12 L.Ed.2d 760 (1964).
cited Cited "see" United States v. Daniel Carmichael, United States of America v. Donovan C. Davis
9th Cir. · 1993 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139, 144 (1964); United States v. Houser, 804 F.2d 565 (9th Cir.1986).
discussed Cited "see" United States v. Malcolm T. Hardy
9th Cir. · 1992 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139, 144 (1964). 8 In United States v. Angelone, however, we held an appeal of an incarcerated prisoner untimely even though his attorney failed to notify him of the entry of judgment denying his petition.
examined Cited "see" State v. Miley (3×)
Ohio Ct. App. · 1991 · signal: see · confidence high
Crim.R. 1(B); see Fallen v. United States (1964), 378 U.S. 139 , 84 S.Ct. 1689 , 12 L.Ed.2d 760 (Federal Rules of Criminal Procedure are not, and were not intended to be, a rigid code to have an inflexible meaning irrespective of the circumstances).
examined Cited "see" Ruggirello v. State (3×)
Fla. Dist. Ct. App. · 1990 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139 , 84 S.Ct. 1689 , 12 L.Ed.2d 760 (1964); Houston v. Lack, 487 U.S. 266 , 108 S.Ct. 2379 , 101 L.Ed.2d 245 (1988).
cited Cited "see" Commonwealth v. Hartsgrove
Mass. · 1990 · signal: see · confidence high
See *445 Fallen v. United States, 378 U.S. 139, 142 (1964).
examined Cited "see" United States v. Robert Dibernardo and Theodore Rothstein (3×)
11th Cir. · 1989 · signal: see · confidence high
The rules must be applied flexibly "to provide for the just determination” of every case and must be construed "to secure simplicity in procedure, fairness in administration and the elimination of unjustifiable expense and delay.” Rule 2, Fed.R.Crim.P.; see Fallen v. United States, 378 U.S. 139, 142 , 84 S.Ct. 1689, 1691 , 12 L.Ed.2d 760 (1964); United States v. Mendoza, 565 F.2d 1285, 1288-90 (5th Cir.1978).
examined Cited "see" United States v. Jackson (3×)
D.C. · 1987 · signal: see · confidence high
See Fallen v. United States, 378 U.S. 139, 142 , 84 S.Ct. 1689, 1691 , 12 L.Ed.2d 760 (1964); (James) Jackson v. United States, 119 A.2d 721, 722 (D.C.1956); accord, Interstate Natural Gas Association of America v. FERC, 244 U.S.App.D.C. 145, 149 , 756 F.2d 166, 170 (1985). 9 .
Retrieving the full opinion text from the archive…
Fallen
v.
United States
210.
Supreme Court of the United States.
Jun 22, 1964.
378 U.S. 139
1964 U.S. LEXIS 819
Isaac N. Groner, by appointment of the Court, 376 U. S. 940, argued the cause and filed a brief for petitioner., Philip B. Heymann argued the cause for the United States. On the brief were Solicitor General Cox, Assistant Attorney General Miller, Beatrice Rosenberg and Richard W. Schmude.
Warren, Stewart, Clark, Harlan, Brennan.
Cited by 242 opinions  |  Published
2 passages pin-cited by 2 cases
Pinpoint authority: #34,790 of 633,719
Citer courts: Eleventh Circuit (4)

Lead Opinion

Mr. Chief Justice Warren

delivered the opinion of the Court.

At issue in this case is whether petitioner’s notice of appeal was filed within the time specified by Rule 37 (a) (2) of the Federal Rules of Criminal Procedure.

[*140] Petitioner was convicted on January 11, 1962, of violations of the postal laws.[1] Four days later — on January 15 — he appeared for sentencing with the attorney who had been appointed to represent him at trial. Consecutive sentences aggregating 20 years were imposed, after which the defendant asked if he could appeal the case “as an insolvent.” The sentencing judge replied:

“Oh, yes, you always have a right to appeal; the Government provides for that.
“So that will be all. We are through with this case.
“Mr. Marshal, you may take charge of the defendant.”

Before he was taken out of the building, petitioner was given an opportunity to consult with his court-appointed attorney. According to the attorney’s later recollection, petitioner asked him at that time if he would be interested in representing him on an appeal. The attorney responded that his firm did not want him to undertake any further criminal matters, and that it would thus be best for petitioner to secure another attorney promptly so as not to forfeit his right to appeal. The attorney recalled that this conference lasted for about an hour and a half- — petitioner, that it lasted for only a few minutes. In any event, petitioner was then taken back to the medical center at which he had been quartered during the trial.[2] Early the next morning, he was transferred to hospital facilities at Atlanta to commence his sentence. At neither place was he permitted to have visitors.

[*141] On January 29, 14 days after sentencing, the clerk of the court in which petitioner had been convicted received letters from petitioner asking for a new trial and for an appeal. The letters were dated January 23 by petitioner, and were mailed in a single envelope which bore a government frank but no postmark. No communications had been received in the interim from either petitioner or his court-appointed counsel.

The chief judge of the district then reappointed the same attorney for the purpose of presenting the motion for a new trial to the trial judge at a hearing which was set for that purpose. In due course the motion was denied on the merits, the time question having been argued but not decided. On the same day, petitioner’s reappointed attorney filed a notice of appeal and petitioner was granted leave to appeal in forma pauperis. Thereafter a new attorney was appointed to represent petitioner before the Court of Appeals and the case was set for hearing on the Government’s motion to dismiss the appeal because the notice was not timely filed.

A divided Court of Appeals held, first, that petitioner’s motion for a new trial was not timely filed, and that the consideration of the motion on the merits by the trial judge was in error and thus could not serve to extend the time for filing a notice of appeal.[3] It then held that the time for filing the notice began on January 15 when petitioner was sentenced, and expired when on January 25 the clerk had not received the notice. 306 F. 2d 697. We granted certiorari, 374 U. S. 826, to consider whether the restrictive reading of the Rules by the court below was justified under the circumstances of this case. We have concluded that it was not, and accordingly remand[*142] the case for a disposition of petitioner’s appeal on the merits.

Rule 37 (a) provides that “[a]n appeal by a defendant may be taken within 10 days after entry of the judgment or order appealed from . . .” and that an appeal is taken “by filing with the clerk of the district court a notice of appeal . . . .” The Court of Appeals has read this to mean that, irrespective of the reason for the delay, the notice of appeal must actually be in the hands of the clerk on or before the 10th day. Since the timely filing of a notice of appeal is a jurisdictional prerequisite to the hearing of the appeal, the court thus felt powerless to do anything but to dismiss.

Overlooked, in our view, was the fact that the Rules are not, and were not intended to be, a rigid code to have an inflexible meaning irrespective of the circumstances. Rule 2 begins with the admonition that “[tjhese rules are intended to provide for the just determination of every criminal proceeding. They shall be construed to secure simplicity in procedure, fairness in administration and the elimination of unjustifiable expense and delay.” That the Rules were not approached with sympathy for their purpose is apparent when the circumstances of this case are examined.

In the first place, in spite of the promise of the Rule,[4] petitioner was forced to take his appeal without the assistance of counsel. He was whisked away from the place of trial (Jacksonville, Florida) on the day after he was sentenced, and, as he tells it without contradiction in the[*143] record, not permitted to have visitors, nor afforded the opportunity to secure another attorney. In addition to his normal physical problems, he was ill,[5] and was thus confined in a hospital both in Jacksonville and in Atlanta.

It was not until January 23, as he tells it, again without contradiction in the record, that he felt well enough to write. Acting without advice as to the requirements of time, except that which he could acquire from other inmates, he then wrote two letters asking for a new trial and for the appeal which the trial judge promised that “the Government provides.” These letters were promptly mailed on January 23, for all the record shows, and by coincidence, no doubt, would thus in the normal course of events have been received by the clerk within the 10 days.[6]

That they were not received within 10 days, however, is perhaps explained by the Government’s disclosure at oral argument that mail pickups at Atlanta at that time occurred only twice a week, on Tuesdays and Fridays. Thus, if petitioner deposited the letters with prison authorities after the hour of pickup on January 23, a Tuesday — and there is nothing in the record to show that anyone took the trouble to tell him about such mailing delays — his letters would not have been placed in the mail by prison authorities until Friday. They thus probably would not have been received by the clerk’s office until Monday the 29th, the day on which they were actually marked received by the clerk.

But whether or not this in fact occurred, there is no reason on the basis of what this record discloses to doubt that petitioner’s date at the top of the letter was an accurate one and that subsequent delays were not charge[*144] able to him. Cf. Rosenbloom v. United States, 355 U. S. 80. There is no postmark on the envelope, nor any indication of the time at which the envelope came into the hands of prison officials. Other letters also mailed by petitioner from the prison took an equally long time to get to their destination. And although the Government had the opportunity, it introduced no evidence — and admitted on oral argument that it had none — to dispute the record facts that petitioner had done all that could reasonably be expected to get the letter to its destination within the required 10 days. Since petitioner did all he could under the circumstances, we decline to read the Rules so rigidly as to bar a determination of his appeal on the merits.

The judgment of the Court of Appeals is reversed, and the case remanded for a prompt disposition of the appeal on the merits.

It is so ordered.

1

Specifically, 18 U. S. C. §§ 371, 641, 2115.

2

As the result of an automobile accident in 1951, petitioner is a paraplegic confined to a wheelchair. In addition to complications which have resulted from his affliction, petitioner was at the time of sentencing suffering from the flu. He was kept in medical facilities, it appears, more because of his flu than his more permanent condition.

3

Rule 37 (a) (2) provides that if a motion for new trial is made within the 10 days during which an appeal must be taken, the appeal from the judgment of conviction may be taken within 10 days from the denial of the motion.

4

Rule 37 (a)(2) provides that “[w]hen a court after trial imposes sentence upon a defendant not represented, by counsel, the defendant shall be advised of his right to appeal and if he so requests, the clerk shall prepare and file forthwith a notice of appeal on behalf of the defendant.” (Emphasis added.) Although counsel was physically present at sentencing, it is an open question whether petitioner was “represented” by counsel within the meaning and purpose of the Rule.

5

See note 2, supra.

6

January 23 was the eighth day after sentencing, and the parties are agreed that a letter mailed on the 23d in Atlanta would normally be received in Jacksonville by the 25th.

Concurrence

Mr. Justice Stewart, whom Mr. Justice Clark, Mr. Justice Harlan and Mr. Justice Brennan join,

concurring.

I think that for purposes of Rule 37 (a) (2), a defendant incarcerated in a federal prison and acting without the aid of counsel files his notice of appeal in time, if, within the 10-day period provided by the Rule, he delivers such notice to the prison authorities for forwarding to the clerk of the District Court. In other words, in such a case the jailer is in effect the clerk of the District Court within the meaning of Rule 37. If all we had to go on in this case was the date the petitioner wrote at the top of his letter, I think we should remand the case for resolution of the factual question as to when the letter was actually delivered to the prison authorities for mailing. But government counsel expressly conceded during oral argument that the petitioner in fact entrusted his notice of appeal[*145] to the prison authorities within the 10-day period. Moreover, we were advised by counsel that procedures have now been inaugurated at the federal prisons to make certain that the exact time of receipt will be marked on all papers that are filed with the authorities for mailing. For these reasons I concur in the judgment of the Court, remanding the case for a prompt disposition of the appeal on the merits.