California v. Roy, 519 U.S. 2 (1996). · Go Syfert
California v. Roy, 519 U.S. 2 (1996). Cases Citing This Book View Copy Cite
Quick Summary

A trial court's failure to instruct the jury on a specific element of a crime constitutes a trial error subject to harmless error analysis rather than structural error.

A defendant was convicted of first-degree murder after a trial judge provided jury instructions that omitted a required element of the crime. The defendant sought habeas corpus relief, arguing the instructional error was unconstitutional. The Ninth Circuit applied a strict standard, holding the error was not harmless unless the jury necessarily found the omitted element. The question is which standard applies to such trial errors during federal habeas review. The Court holds that federal courts reviewing state-court determinations in habeas proceedings must apply the standard of whether the error had a substantial and injurious effect or influence in determining the jury's verdict, rather than a more stringent standard.

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cited 10× by 8 distinct cases, 1998–2026 · 6 courts↓ Fading · …substantial and injurious effect or influence in determining the jury's verdict. at p. 5 Topic ↗
cited 7× by 5 distinct cases, last quoted 1998 · 2 courts · …an error in the instruction that defined the crime. at p. 339
1,174 citation events (523 in the last 25 years) across 68 distinct courts.
Strongest positive: United States v. Jeff McMillan (ca10, 1997-07-23)
Treatment trajectory · 1995 → 2026 · click a year to view as-of
1995 2010 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) United States v. Jeff McMillan (5×) also: Cited as authority (rule), Cited "see"
10th Cir. · 1997 · signal: see also · quote attribution · 1 verbatim quote · confidence high
the absence of a formal verdict on this point can not be rendered harmless by the fact that, given the evidence, no reasonable jury would have found otherwise.
examined Cited as authority (verbatim quote) United States v. McMillan (5×) also: Cited as authority (rule), Cited "see"
10th Cir. · 1997 · signal: see also · quote attribution · 1 verbatim quote · confidence high
the absence of a formal verdict on this point can not be rendered harmless by the fact that, given the evidence, no reasonable jury would have found otherwise.
cited Cited as authority (rule) Tyrell Jones v. Theresa Delbaso, et al.
E.D. Pa. · 2026 · confidence medium
Id. at 417 (quoting California v. Gilroy, 519 U.S. 2, 5 (1996)).
discussed Cited as authority (rule) Brewner v. Odum
N.D. Ga. · 2024 · confidence medium
Indeed, under the harmless error standard, Petitioner must demonstrate that the error “had a substantial and injurious effect or influence in determining the jury’s verdict.” California v. Roy, 519 U.S. 2, 5 (1996).
cited Cited as authority (rule) Nichols v. Davids
E.D. Mich. · 2023 · confidence medium
See Hedgpeth v. Pulido, 555 U.S. 57 , 61–62 (2008); California v. Ray, 519 U.S. 2, 5 (1996).
cited Cited as authority (rule) Lipsey v. Parish
E.D. Mich. · 2023 · confidence medium
See Hedgpeth v. Pulido, 555 U.S. 57, 61-62 (2008); California v. Ray, 519 U.S. 2, 5 (1996).
discussed Cited as authority (rule) People v. Dean CA4/1
Cal. Ct. App. · 2023 · confidence medium
“An examination of the actual verdict may be sufficient to demonstrate harmlessness, but it is not necessary.” (Aledamat, supra, 8 Cal.5th at p. 13 .) The reviewing court may examine “what the jury necessarily did find” and consider “whether it would be impossible, on the evidence, for the jury to find that without also finding the missing fact as well.” (Id. at p. 15, citing California v. Roy (1996) 21 519 U.S. 2, 7 (conc. opn. of Scalia, J.).) Circumstances that may factor into the prejudice calculus include the parties’ arguments, questions posed by the jury, and the instructi…
discussed Cited as authority (rule) People v. Gutierrez CA2/3
Cal. Ct. App. · 2022 · confidence medium
“An examination of the actual verdict may be sufficient to demonstrate harmlessness, but it is not necessary.” (Aledamat, supra, 8 Cal.5th at p. 13 .) The reviewing court may examine “what the jury necessarily did find” and consider “whether it would be impossible, on the evidence, for the jury to find that without also finding the missing fact as well.” (Id. at p. 15, citing California v. Roy (1996) 519 U.S. 2, 7 (conc. opn. of Scalia, J.).) Circumstances that may factor into the prejudice calculus include the parties’ arguments, questions posed by the jury, and the instructions…
discussed Cited as authority (rule) People v. Cerda CA2/3
Cal. Ct. App. · 2022 · confidence medium
“An examination of the actual verdict may be sufficient to demonstrate harmlessness, but it is not necessary.” (Aledamat, supra, 8 Cal.5th at p. 13 .) The reviewing court may examine “what the jury necessarily did find” and consider “whether it would be impossible, on the evidence, for the jury to find that without also finding the missing fact as well.” (Id. at p. 15, citing California v. Roy (1996) 519 U.S. 2, 7 (conc. opn. of Scalia, J.).) Circumstances that may factor into the prejudice calculus include the parties’ arguments, questions posed by the jury, and the instructions…
cited Cited as authority (rule) DAVIES v. POWELL
D.N.J. · 2022 · confidence medium
California v. Roy, 519 U.S. 2, 5 (1996).
discussed Cited as authority (rule) People v. Glukhoy
Cal. Ct. App. · 2022 · confidence medium
(See Neder, supra, 527 U.S. at p. 14 , quoting California v. Roy (1996) 519 U.S. 2, 5 [noting that the failure to instruct that the jury could convict the defendant as an aider and abettor only if it found that the defendant had the intent or purpose of aiding the perpetrator’s crime is an error that “ ‘could be ‘as easily characterized as a ‘misdescription of an element’ of the crime, as it is characterized as an error of ‘omission’ ” ’].) 61 Accordingly, we apply the same analysis in determining harmlessness as to the Powell instructional error we discussed ante and concl…
discussed Cited as authority (rule) Morrison v. Cueva
N.D. Cal. · 2021 · confidence medium
An omission or misdescription of an 2 element of an offense will be found harmless unless it “‘had substantial and injurious effect or 3 influence in determining the jury’s verdict.’” California v. Roy, 519 U.S. 2, 4-5 (1996) (quoting 4 Brecht v. Abrahamson, 507 U.S. 619, 637 (1993)). 5 Mr. Morrison’s testimony strongly suggested that he had premeditation and deliberation at 6 some point during what the prosecutor’s Shotspotter expert testified was eight gunshots over the 7 course of 33 seconds captured on audio, RT 250.
discussed Cited as authority (rule) (HC) Walden v. Lizarraga
E.D. Cal. · 2021 · confidence medium
Moreover, even if the trial court’s failure to give the instruction violated due process, habeas relief would still not be available unless the error had a “substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637 (1993); California v. Roy, 519 U.S. 2, 5 (1996). 1.
discussed Cited as authority (rule) (HC) Oliver v. Allison
E.D. Cal. · 2021 · confidence medium
Moreover, even if the trial court’s failure to give the instruction violated due process, habeas relief would still not be available unless the error had a “substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637 (1993); California v. Roy, 519 U.S. 2, 5 (1996). 21 To the extent Oliver claims that the state courts erred in determining that Wilson was not an accomplice under California law, he is not entitled to habeas relief.
cited Cited as authority (rule) Willis v. Trierweiler
E.D. Mich. · 2021 · confidence medium
See Hedgpeth v. Pulido, 555 U.S. 57 , 61–62 (2008); California v. Ray, 519 U.S. 2, 5 (1996).
discussed Cited as authority (rule) (HC) Thietje v. Clark
E.D. Cal. · 2021 · confidence medium
Moreover, even if the trial court’s failure to give the instruction violated due process, habeas relief would still not be available unless the error had a “substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637 (1993); California v. Roy, 519 U.S. 2, 5 (1996). 9 Ground 1.
discussed Cited as authority (rule) (HC) McAlister v. Foss
E.D. Cal. · 2021 · confidence medium
Moreover, even if the trial court’s failure to give the instruction violated due process, habeas relief would still not be available unless the error had a “substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637 (1993); California v. Roy, 519 U.S. 2, 5 (1996).
cited Cited as authority (rule) WHITE v. DAVIS
D.N.J. · 2021 · confidence medium
California v. Roy, 519 U.S. 2, 5 (1996); Yohn v. Love, 76 F.3d 508, 522 (3rd Cir. 1996).
discussed Cited as authority (rule) (HC) Monica McCarrick v. Espinoza
E.D. Cal. · 2020 · confidence medium
Moreover, even if the trial court’s failure to give the instruction violated due process, habeas relief would still not be available unless the error had a “substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637 (1993); California v. Roy, 519 U.S. 2, 5 (1996).
discussed Cited as authority (rule) (HC) Williams v. Neuschmid
E.D. Cal. · 2020 · confidence medium
Moreover, even if the trial court’s failure to give the instruction violated due process, habeas relief would still not be available unless the error had a “substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637 (1993); California v. Roy, 519 U.S. 2, 5 (1996).
discussed Cited as authority (rule) United States v. Michael Gary
4th Cir. · 2020 · confidence medium
See, e.g., Johnson, 520 U.S. at 468-69 ; California v. Roy, 519 U.S. 2, 5 (1996); Yates v. Evatt, 500 U.S. 391 , 5 393 (1991); Carella v. California, 491 U.S. 263, 266 (1989); Pope v. Illinois, 481 U.S. 497, 502-503 (1987).
discussed Cited as authority (rule) Byford v. McCloud
D. Alaska · 2020 · confidence medium
Moreover, even if the trial court’s failure to give the instruction violated due process, habeas relief would still not be available unless the error had a “substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637 (1993); California v. Roy, 519 U.S. 2, 5 (1996).
cited Cited as authority (rule) Warren v. Erdos
N.D. Ohio · 2019 · confidence medium
California v. Roy, 519 U.S. 2, 6 (1996).
cited Cited as authority (rule) Glenn v. Wells Fargo Bank NA
D. Ariz. · 2019 · confidence medium
Caterpillar Inc. v. Lewis, 519 U.S. 2 61, 68 (1996).
discussed Cited as authority (rule) Tracy Petrocelli v. Renee Baker
9th Cir. · 2017 · confidence medium
Where a judge “is in ‘grave doubt as to the harmlessness of the error, the habeas petitioner must win.’” Pensinger v. Chappell, 787 F.3d 1014, 1029 (9th Cir. 2015) (quoting California v. Roy, 519 U.S. 2, 5 (1996) (per curiam)).
discussed Cited as authority (rule) In re Hansen
Cal. Ct. App. · 2014 · confidence medium
(See Brecht, supra, 507 U.S. at p. 637 ; see also O’Neal v. McAninch (1995) 513 U.S. 432, 438-439 [ 130 L.Ed.2d 947 , 115 S.Ct. 992 ]; California v. Roy (1996) 519 U.S. 2, 5-6 [ 136 L.Ed.2d 266 , 117 S.Ct. 337 ].) 1 “Overturning final and presumptively correct convictions on collateral review because the State cannot prove that an error is harmless under Chapman undermines the States’ interest in finality and infringes upon their sovereignty over criminal matters.
discussed Cited as authority (rule) State v. Courtney C. Beamon (2×) also: Cited "see"
Wis. · 2013 · signal: cf. · confidence medium
Cf. California v. Roy, 519 U.S. 2, 5 (1996) (per curiam) ("The specific error at issue here——an error in the instruction that defined the crime——is . . . as easily characterized as a 'misdescription of an element' of the crime, as it is characterized as an error of 'omission.'").
examined Cited as authority (rule) State v. Courtney C. Beamon (4×) also: Cited "see"
Wis. · 2013 · signal: cf. · confidence medium
Cf. California v. Roy, 519 U.S. 2, 5 (1996) (per curiam) ("The specific error at issue here — an error in the instruction that defined the crime — is ... as easily characterized as a 'misdescription of an element' of the crime, as it is characterized as an error of 'omission.'").
discussed Cited as authority (rule) State Of Iowa Vs. Russell William Schuler
Iowa · 2009 · confidence medium
“The Sixth Amendment requires more than appellate speculation about a hypothetical jury’s action, or else directed verdicts for the State would be sustainable on appeal; it requires an actual jury finding of guilty.” California v. Roy, 519 U.S. 2, 7 , 117 S. Ct. 337, 339 , 136 L.
discussed Cited as authority (rule) State v. Schuler
Iowa · 2009 · confidence medium
“The Sixth Amendment requires more than appellate speculation about a hypothetical jury’s action, or else directed verdicts for the State would be sustainable on appeal; it requires an actual jury finding of guilty.” California v. Roy, 519 U.S. 2, 7 , 117 S.Ct. 337, 339 , 136 L.Ed.2d 266, 272 (1996) (Sca-lia, J., concurring) (quoting Sullivan v. Louisiana, 508 U.S. 275, 280 , 113 S.Ct. 2078, 2082 , 124 L.Ed.2d 182, 190 (1993)).
discussed Cited as authority (rule) People v. Hach
Cal. Ct. App. · 2009 · confidence medium
(Chun, supra, 45 Cal.4th at p. 1204 .) In his concurring opinion in Roy , Justice Scalia stated the test for prejudice thusly: “The error in the present case can be harmless only if the jury verdict on other points effectively embraces this one or if it is impossible, upon the evidence, to have found what the verdict did *1457 find without finding this point as well.” (Roy, supra, 519 U.S. at p. 7 (cone, opn. of Scalia, J.), italics omitted.) The Chun court found this test worked well for an improper instruction on second degree felony murder.
discussed Cited as authority (rule) Cortinas v. State
Nev. · 2008 · confidence medium
Likewise, in Roy, a federal habeas case, the trial court failed to instruct the jury that it could convict the defendant of first-degree murder on an aider and abettor theory only if it found that the defendant had the “intent or purpose” of aiding the confederate’s crime. 519 U.S. 2, 3-6 (1996).
discussed Cited as authority (rule) People v. Cross (2×)
Cal. · 2008 · confidence medium
The high court has already applied the Chapman framework where the instructions omit an element ( Neder, supra, 527 U.S. at pp. 4, 15) or misdescribe an element (California v. Roy (1996) 519 U.S. 2, 5-6 [ 136 L.Ed.2d 266 , 117 S.Ct. 337 ]).
discussed Cited as authority (rule) People v. Pitto
Cal. · 2008 · confidence medium
(People v. Sengpadychith (2001) 26 Cal.4th 316, 324-326 [ 109 Cal.Rptr.2d 851 , 27 P.3d 739 ]; see also Neder v. United States (1999) 527 U.S. 1, 10 [ 144 L.Ed.2d 35 , 119 S.Ct. 1827 ] [with both “misdescriptions and omissions—the erroneous instruction precludes the jury from making a finding on the actual element”]; California v. Roy (1996) 519 U.S. 2, 5 [ 136 L.Ed.2d 266 , 117 S.Ct. 337 ].) Here, the instructional error precluded the jury from considering defendant’s claim that the gun’s presence in the van had no connection to the nearby methamphetamine that was concealed in a cig…
discussed Cited as authority (rule) Polk v. Sandoval
9th Cir. · 2007 · confidence medium
Harmless Error [6] Polk is not entitled to relief unless he can show that “the error had a substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637 (1993) (internal quotation marks and citation omitted); see also Fry v. Pliler, 127 S.Ct. 2321 (2007); Cali- fornia v. Roy, 519 U.S. 2, 4-6 (1996) (per curiam) (applying harmless error standard to jury instructions that omit an ele- ment of the crime); Evanchyk, 340 F.3d at 940-41 .
discussed Cited as authority (rule) Sarausad v. Porter
9th Cir. · 2007 · confidence medium
The parties agree that the test applica- ble to this case is “whether the error had substantial and inju- rious effect or influence in determining the jury’s verdict.” California v. Roy, 519 U.S. 2, 5 (1996) (per curiam) (quoting Brecht v. Abrahamson, 507 U.S. 619, 637 (1993)) (internal quotation marks omitted).
cited Cited as authority (rule) Patterson v. Haskins
6th Cir. · 2006 · confidence medium
An erroneous jury instruction is a trial error, California v. Roy, 519 U.S. 2, 5 (1996) (per curiam), and a reversal on the basis of a trial error does not preclude retrial on the same charge.
discussed Cited as authority (rule) Stark v. Hickman (2×)
9th Cir. · 2006 · confidence medium
Here, the California Court of Appeal con- cluded that Patterson was “distinguishable on its facts” and that, unlike the defendant in Patterson, “there [was] no possi- bility that [petitioner] was prejudiced by the court’s instruc- tion.” A federal court reviewing a state court decision in a habeas corpus proceeding “ordinarily should apply the harmless error standard . . . , namely whether the error had substantial and injurious effect or influence in determining the jury’s ver- dict.” California v. Roy, 519 U.S. 2, 5 (1996) (internal quota- tions omitted).
discussed Cited as authority (rule) Lara v. Ryan
9th Cir. · 2006 · confidence medium
See Neder v. United States, 527 U.S. 1, 8-11 (1999) (jury instruction omitting materiality element of tax- fraud offense is constitutional error subject to harmless error analysis); California v. Roy, 519 U.S. 2, 5 (1996) (omission of intent element from aiding and abetting instruction subject to harmless error analysis where jury could have found intent on evidence it considered).
discussed Cited as authority (rule) Graf v. Warden, NHSP
D.N.H. · 2002 · confidence medium
S e e , e . g . , Calderon v. C o l e m a n , 525 U.S. 141, 145-46 (1998); California v. R o v , 519 U.S. 2, 4-5 (1997); O'Neal v. M c A n i n c h , 513 U.S. 432, 437 (1995); Brecht v. A b r a h a m s o n , 507 U.S. 619, 637 (1993) . 14 _____ No legal or factual basis exists in the record to conclude that the prosecutor's call to the Chief Justice, which lead to the recusal of the trial judge, is grounds to grant a writ of habeas corpus.
discussed Cited as authority (rule) Dunn v. Colleran
3rd Cir. · 2001 · confidence medium
The majority is correct that the "Kotteakos standard [invoked in Brecht] did not apply to `structural defects in the constitution of the trial mechanism, which defy analysis by `harmless-error' standards.' " California v. Roy, 519 U.S. 2, 5 , 117 S.Ct. 337, 338 (1996) (per curiam) (quoting Brecht, 507 U.S. at 629 , 113 S.Ct. at 1717 ).
discussed Cited as authority (rule) Stephen Johns v. Michael Bowersox
8th Cir. · 2000 · confidence medium
See Neder v. United States, 119 S. Ct. 1827, 1833-34 (1999) (holding that the omission of an element from a jury instruction is not structural error and thus is subject to harmless- error analysis); California v. Roy, 117 S. Ct. 337, 338-39 (1996) (per curiam) (applying harmless-error analysis to an erroneous state first-degree murder instruction).
discussed Cited as authority (rule) Stephen K. Johns v. Michael Bowersox, Superintendent of Potosi Correctional Center
8th Cir. · 2000 · confidence medium
See Neder v. United States, 119 S. Ct. 1827, 1833-34 (1999) (holding that the omission of an element from a jury instruction is not structural error and thus is subject to harmless-error analysis); California v. Roy, 117 S. Ct. 337, 338-39 (1996) (per curiam) (applying harmless-error analysis to an erroneous state first-degree murder instruction).
cited Cited as authority (rule) Coghan v. Jordan
10th Cir. · 1999 · confidence medium
California v. Roy , 519 U.S. 2, 5 (1996).
examined Cited as authority (rule) Jones v. Zavaras (3×) also: Cited "see", Cited "see, e.g."
10th Cir. · 1999 · confidence medium
An error in describing an element of the crime is a “trial error,” not a “structural error.” California v. Roy , 519 U.S. 2, 5 (1996).
examined Cited as authority (rule) Neder v. United States (6×) also: Cited "see, e.g."
SCOTUS · 1999 · confidence medium
And in Roy , a federal habeas ease involving a state-court murder conviction, the trial court erroneously failed to instruct the jury that it could convict the defendant as an aider and abettor only if it found that the defendant had the “intent or purpose” of aiding the confederate’s crime. 519 U. S., at 3 (internal quotation marks and emphasis omitted).
discussed Cited as authority (rule) David A. Scott, III v. State
Tenn. Crim. App. · 1999 · confidence medium
Yet, more recently, in California v. Roy, 519 U.S. 2 , __, 117 S.Ct. 337, 339 (1996)(per curiam), the United States Supreme Court suggested that jury 13 instructions that incompletely set forth an element of an offense might not always constitute structural errors that defy analysis by harmless error standards.
discussed Cited as authority (rule) Matteo v. Supt SCI Albion
3rd Cir. · 1999 · confidence medium
Under these circumstances, we believe the admission of the 35 conversations and the gun had no " `substantial and injurious effect or influence in determining the jury's verdict.' " California v. Roy, 519 U.S. 2, 5 (1996) (quoting Kotteakos v. United States, 328 U.S. 750, 776 (1946)).
cited Cited as authority (rule) Richard Michael Mayabb v. Gary L. Johnson, Director, Texas Department of Criminal Justice, Institutional Division
5th Cir. · 1999 · confidence medium
Id. at 338.
discussed Cited as authority (rule) United States v. Wittgenstein (2×)
10th Cir. · 1998 · confidence medium
The Court in that case was also concerned with “an error in the instruction that defined the crime.” California v. Roy, 117 S. Ct. 337, 339 (1996).
Retrieving the full opinion text from the archive…
CALIFORNIA Et Al.
v.
ROY
95-2025.
Supreme Court of the United States.
Nov 4, 1996.
519 U.S. 2
1996 U.S. LEXIS 6589
96 Cal. Daily Op. Serv. 8037
Scalia, Ginsburg.
Cited by 372 opinions  |  Published

Lead Opinion

[*3] Per Curiam.

A California court convicted respondent Kenneth Roy of the robbery and first-degree murder of Archie Mannix. The State’s theory, insofar as is relevant here, was that Roy, coming to the aid of a confederate who was trying to rob Mannix, helped the confederate kill Mannix. The trial judge gave the jury an instruction that permitted it to convict Roy of first-degree murder as long as it concluded that (among other things) Roy, “with knowledge of” the confederate’s “unlawful purpose” (robbery), had helped the confederate, i. e., had “aid[ed],” “promote[d],” “encourage[d],” or “instigate[d]” by “act or advice ... the commission of” the confederate’s crime. The California Supreme Court later held in People v. Beeman, 35 Cal. 3d 547, 561, 674 P. 2d 1318, 1326 (1984), that an identical instruction was erroneous because of what it did not say, namely, that state law also required the jury to find that Roy had the “knowledge [and] intent or purpose of committing, encouraging, or facilitating” the confederate’s crime. Id., at 561, 674 P. 2d, at 1326 (emphasis added). Despite this error, the California Court of Appeal affirmed Roy’s conviction because it found the error “harmless beyond a reasonable doubt.” See Chapman v. California, 386 U. S. 18, 24 (1967). The California Supreme Court denied postconviction relief.

Subsequently Roy, pointing to the same instructional error, asked a Federal District Court to issue a writ of habeas corpus. The District Court denied the request because, in its view, the error was harmless. Indeed, the District Court wrote that no rational juror could have found that Roy knew the confederate’s purpose and helped him but also found that Roy did not intend to help him. A divided[*4] Ninth Circuit panel affirmed. Roy v. Gomez, 55 F. 3d 1483 (1995).

The Ninth Circuit later heard the case en bane and reversed the District Court. It held that the instructional error was not harmless. 81 F. 3d 863 (1996). In doing so, the majority applied a special “harmless error” standard, which it believed combined aspects of our decisions in Carella v. California, 491 U. S. 263 (1989) (per curiam), and O’Neal v. McAninch, 513 U. S. 432 (1995). The Ninth Circuit described the standard as follows:

“[T]he omission is harmless only if review of the facts found by the jury establishes that the jury necessarily found the omitted element.” 81 F. 3d, at 867 (emphasis in original).

As we understand that statement in context, it meant:

“[T]he omission [of the ‘intent’ part of the instruction] is harmless only if review of the facts found by the jury [namely, assistance and knowledge] establishes that the jury necessarily found the omitted element [namely, ‘intent’].” Ibid.

The State of California, seeking certiorari, argues that this definition of “harmless error” is far too strict and that this Court’s decisions require application of a significantly less strict “harmless error” standard in cases on collateral review. See Brecht v. Abrahamson, 507 U. S. 619 (1993); O’Neal, supra.

We believe that the State, and the dissenting judges in the Ninth Circuit, are correct about the proper standard. The Ninth Circuit majority drew its special standard primarily from a concurring opinion in Carella, supra, a case that dealt with legal presumptions. The concurrence in that case set out the views of several Justices about the proper way to determine whether an error in respect to the use of a presumption was “harmless.” Subsequent to Carella, however, this Court held that a federal court reviewing a state-court[*5] determination in a habeas corpus proceeding ordinarily should apply the “harmless error” standard that the Court had previously enunciated in Kotteakos v. United States, 328 U. S. 750 (1946), namely, “whether the error ‘had substantial and injurious effect or influence in determining the jury’s verdict.’ ” Brecht, supra, at 637 (citing Kotteakos, supra, at 776). The Court recognized that the Kotteakos standard did not apply to “‘structural defects in the constitution of the trial mechanism, which defy analysis by “harmless-error” standards,’ ” 507 U. S., at 629, but held that the Kotteakos standard did apply to habeas review of what the Court called “trial errors,” including errors in respect to which the Constitution requires state courts to apply a stricter, Chapman-type standard of “harmless error” when they review a conviction directly. 507 U. S., at 638. In O’Neal, supra, this Court added that where a judge, in a habeas proceeding, applying this standard of harmless error, “is in grave doubt as to the harmlessness of an error,” the habeas “petitioner must win.” Id., at 437.

The case before us is a case for application of the “harmless error” standard as enunciated in Brecht and O’Neal. This Court has written that “constitutional error” of the sort at issue in Carella is a “trial error,” not a “structural error,” and that it is subject to “harmless error” analysis. Arizona v. Fulminante, 499 U. S. 279, 306-307 (1991). The state courts in this case applied harmless-error analysis of the strict variety, and they found the error “harmless beyond a reasonable doubt.” Chapman, supra, at 24. The specific error at issue here — an error in the instruction that defined the crime — is, as the Ninth Circuit itself recognized, as easily characterized as a “misdescription of an element” of the crime, as it is characterized as an error of “omission.” 81 F. 3d, at 867, n. 4. No one claims that the error at issue here is of the “structural” sort that “‘def[ies] analysis by “harmless error” standards.’” Brecht, supra, at 629. The analysis advanced by the Ninth Circuit, while certainly con[*6] sistent with the concurring opinion in Carella, does not, in our view, overcome the holding of Brecht, followed in O’Neal, that for reasons related to the special function of habeas courts, those courts must review such error (error that may require strict review of the Chapman-type on direct appeal) under the Kotteakos standard. Thus, we are convinced that the “harmless error” standards enunciated in Brecht and O’Neal should apply to the “trial error” before us as enunciated in those opinions and without the Ninth Circuit’s modification.

For these reasons, we grant respondent’s motion for leave to proceed in forma pauperis and the petition for a writ of certiorari, vacate the Ninth Circuit’s determination, and remand for further proceedings consistent with this opinion.

It is so ordered.

Concurrence

Justice Scalia, with whom Justice Ginsburg joins as to Part I,

concurring.

I

I agree with what the Court decides in its per curiam opinion: that the Brecht-O’Neal standard for reversal of the conviction (“grave doubt as to the harmlessness of the error”), see Brecht v. Abrahamson, 507 U. S. 619 (1993), and O’Neal v. McAninch, 513 U. S. 432 (1995), rather than the more stringent Chapman standard (inability to find the error “harmless beyond a reasonable doubt”), see Chapman v. California, 386 U. S. 18 (1967), applies to the error in this case when it is presented, not on direct appeal, but as grounds for habeas corpus relief. The Ninth Circuit did not apply that more deferential standard, and I therefore concur in the remand.

I do not understand the opinion, however, to address the question of what constitutes the harmlessness to which this more deferential standard is applied — and on that point the Ninth Circuit was quite correct. As we held in Sullivan [*7] v. Louisiana, 508 U. S. 275 (1993), a criminal defendant is constitutionally entitled to a jury verdict that he is guilty of the crime, and absent such a verdict the conviction must be reversed, “no matter how inescapable the findings to support that verdict might be.” Id., at 279. A jury verdict that he is guilty of the crime means, of course, a verdict that he is guilty of each necessary element of the crime. United States v. Gaudin, 515 U. S. 506, 522-523 (1995). Formally, at least, such a verdict did not exist here: The jury was never asked to determine that Roy had the “intent or purpose of committing, encouraging, or facilitating” his confederate’s crime. People v. Beeman, 35 Cal. 3d 547, 561, 674 P. 2d 1318, 1326 (1984).

The absence of a formal verdict on this point cannot be rendered harmless by the fact that, given the evidence, no reasonable jury would have found otherwise. To allow the error to be cured in that fashion would be to dispense with trial by jury. “The Sixth Amendment requires more than appellate speculation about a hypothetical jury’s action, or else directed verdicts for the State would be sustainable on appeal; it requires an actual jury finding of guilty.” Sullivan, supra, at 280. The error in the present case can be harmless only if the jury verdict on other points effectively embraces this one or if it is impossible, upon the evidence, to have found what the verdict did find without finding this point as well. See Carella v. California, 491 U. S. 263, 271 (1989) (Scalia, J., concurring). I concur in the remand so that the Ninth Circuit may determine whether there is “grave doubt” that this is so, rather than (what it did) determine whether it is impossible to “be certain” that this is so, 81 F. 3d 863, 867 (1996). Elsewhere in its opinion, the Ninth Circuit purported to be applying the O’Neal standard, stating that “[w]hen the reviewing court is unable to conclude the jury necessarily found an element that was omitted from the instructions,” it “can only be ‘in grave doubt as to the harmlessness of the error,’ ” 81 F. 3d, at 868 (quoting O’Neal [*8] v. McAninch, supra, at 437). That seems to me to impart to the determination a black-and-white character which it does not possess, any more than other determinations possess it. It can be “the better view,” but far from “certain,” that, given the facts in the record, no juror could find x without also finding y. What O’Neal means is that, when the point is arguable, the State’s determination of harmless error must be sustained.

II

One final point: I write as I have written only because the Court has rejected the traditional view of habeas corpus relief as discretionary. See Withrow v. Williams, 507 U. S. 680, 720 (1993) (Scalia, J., concurring in part and dissenting in part). But for that precedent, I would be content to grant federal habeas relief for this sort of state-court error only when there has been no opportunity to litigate it before, or when there is substantial doubt, on the .facts, whether the defendant was guilty. See ibid.