The Travelers Indem. Co. v. United States of Am. for the Use of Constr. Specialties Co., 382 F.2d 103 (10th Cir. 1967). · Go Syfert
The Travelers Indem. Co. v. United States of Am. for the Use of Constr. Specialties Co., 382 F.2d 103 (10th Cir. 1967). Cases Citing This Book View Copy Cite
119 citation events (15 in the last 25 years) across 45 distinct courts.
Strongest positive: Hans v. Bd. of Shawnee Cnty Comm'rs (ca10, 2019-07-26)
Treatment trajectory · 1967 → 2026 · click a year to view as-of
1967 1996 2026
Top citers, strongest first. 37 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Hans v. Bd. of Shawnee Cnty Comm'rs
10th Cir. · 2019 · quote attribution · 1 verbatim quote · confidence high
the ends of justice are not served when forfeiture of just claims because of technical rules is allowed.
discussed Cited as authority (verbatim quote) Gary Eakins v. Amos Reed Samuel P. Garrison, and Robert L. Hinton, Gary Eakins v. Amos Reed Samuel P. Garrison, and Robert L. Hinton
4th Cir. · 1983 · quote attribution · 1 verbatim quote · confidence high
the exercise of discretion in this area necessarily involves concern for the rights of the amending party; but the rights of the added party likewise cannot be ignored.
discussed Cited as authority (rule) Kathy Jolliff v. The Rogers County Sheriff’s Department, Kayla Jones, Daniel Johnson, Ryan Price, Zane Powers, and Lindon Dancer
N.D. Okla. · 2026 · confidence medium
Specialties Co., 382 F.2d 103, 106 (10th Cir. 1967) (“Nor is the purpose of the federal rules furthered by denying the addition of a party who has a close identity of interest with the old party when the added party will not be prejudiced.
discussed Cited as authority (rule) Mark Shapiro, Liquidating Trustee of the Alliance v. Wall Street Health Services
Bankr. S.D. Tex. · 2021 · confidence medium
Specialties Co., 382 F.2d 103, 106 (10th Cir. 1967) (holding that service on a parent company—which owned 100% of a subsidiary, shared offices with the subsidiary, had the same managers and directors as the subsidiary—adequately notified the company’s subsidiary of the action); Bernstein v. Uris Bldg.
discussed Cited as authority (rule) Johnson v. OK-DOC Board of Corrections
N.D. Okla. · 2019 · confidence medium
Specialties Co., 382 F.2d 103, 105-06 (10th Cir. 1967) (discussing “amendments which involve the adding of parties” and reasoning that the purpose of the Federal Rules of Civil Procedure is not “furthered by denying the addition of a party who has a close identity of interest with the old party when the added party will not be prejudiced”).
discussed Cited as authority (rule) Costello v. Casler
Nev. · 2011 · confidence medium
As one court aptly stated, the federal “amendment simply clarifies, by explicitly stating, the permissive procedure and its appropriate safeguards which have existed under Rule 15(c) since its promulgation.” Travelers Indemnity Co. v. United States, 382 F.2d 103, 106 (10th Cir. 1967).
cited Cited as authority (rule) Currier v. Sutherland
Colo. Ct. App. · 2008 · confidence medium
Co. v. United States, 382 F.2d 103, 106 (10th Cir.1967)) ).
cited Cited as authority (rule) Martinez v. Cornell Corrections of Texas, Inc.
D.N.M. · 2005 · confidence medium
Co. v. United States, 382 F.2d 103, 105-06 (10th Cir.1967)(noting that the defendant " 'hid in the bushes' so to speak and finally struck the plaintiff from ambush.”).
discussed Cited as authority (rule) Greenhorn v. Marriott International, Inc.
D. Kan. · 2003 · confidence medium
Construction Specialties Co., 382 F.2d 103, 106 (10th Cir.1967) (The purpose of the federal rules is *1260 not “furthered by denying the addition of a party who has a close identity of interest with the old party when the added party will not be prejudiced.”)- Moreover, according to Wright and Miller, “[ijdentity of interest generally means that the parties are so closely related in their business operations or other activities that the institution of an action against one serves to provide notice of the litigation to the other.” See 6A Charles Alan Wright, Arthur R.
cited Cited as authority (rule) Craig v. Ludy
Wash. Ct. App. · 1999 · confidence medium
Construction Specialties Co., 382 F.2d 103, 106 (10th Cir. 1967); see also Schiavone v. Fortune, 477 U.S. 21, 28 , 106 S. Ct. 2379 , 91 L.
discussed Cited as authority (rule) Adler v. Wal-Mart Stores, Inc. (2×)
10th Cir. · 1998 · confidence medium
This court has long recognized the "ends of justice are not served when forfeiture of just claims because of technical rules is allowed." Travelers Indemnity Co. v. United States, 382 F.2d 103, 105 (10th Cir.1967).
cited Cited as authority (rule) Novell, Inc. v. Federal Insurance
10th Cir. · 1998 · confidence medium
Co. v. United States, 382 F.2d 103, 106 (10th Cir.1967) (collateral estoppel is affirmative defense which must be raised at trial level and cannot be raised for first time on appeal).
cited Cited as authority (rule) Grace v. Rosenstock
E.D.N.Y · 1996 · confidence medium
Co. v. United States, 382 F.2d 103, 106 (10th Cir.1967); Villani v. New York Stock Exchange, Inc., 348 F.Supp. 1185 , 1193 n. 9 (S.D.N.Y.1972).
cited Cited as authority (rule) Dorsey v. St. Joseph Co. Jail Officials
N.D. Ind. · 1996 · confidence medium
Specialities Co., 382 F.2d 103, 106 (10th Cir.1967)).
cited Cited as authority (rule) United States ex rel. Precision Co. v. Koch Industries, Inc.
10th Cir. · 1994 · confidence medium
Construction Specialties Co., 382 F.2d 103, 105-06 (10th Cir.1967) (quoting Conley v. Gibson, 355 U.S. 41, 48 , 78 S.Ct. 99, 103 , 2 L.Ed.2d 80 (1957)) (other citations omitted).
cited Cited as authority (rule) United States v. Koch Industries, Inc.
10th Cir. · 1994 · confidence medium
Construction Specialties Co., 382 F.2d 103, 105-06 (10th Cir.1967) (quoting Conley v. Gibson, 355 U.S. 41, 48 , 78 S.Ct. 99, 103 , 2 L.Ed.2d 80 (1957)) (other citations omitted).
discussed Cited as authority (rule) Carl Woods v. Indiana University-Purdue University at Indianapolis (2×)
7th Cir. · 1993 · confidence medium
Specialties Co., 382 F.2d 103, 106 (10th Cir.1967)). 3 But the path has not always been smooth.
discussed Cited as authority (rule) Jerrald M. Johnson v. United States Postal Service (2×)
10th Cir. · 1989 · confidence medium
Construction Specialties Co., 382 F.2d 103, 106 (10th Cir.1967) ("The 1966 amendment simply clarifies, by explicitly stating, the permissive procedure and its appropriate safeguards which have existed under Rule 15(c) since its promulgation.").
discussed Cited as authority (rule) Anderson v. Deere & Co.
D. Colo. · 1985 · confidence medium
Travelers Indemnity Co. v. United States for the Use of Construction Specialties Co., 382 F.2d 103, 105-06 (10th Cir.1967); Staren v. American National Bank & Trust Co. of Chicago, 529 F.2d 1257, 1263 (7th Cir.1976); Upshaw v. Equitable Life Assurance Society of United States, 85 F.R.D. 674, 677 (E.D.Ark.1980); J.
discussed Cited as authority (rule) Marchant v. City of Little Rock, Ark.
E.D. Ark. · 1983 · confidence medium
“Indeed, the very purpose of the 1966 amendment to Rule 15(c) is the protection of the added party’s rights by enumerating the conditions that must be satisfied before relation back of the amendment will be allowed.” Travelers Indemnity Co. v. U.S., 382 F.2d 103, 106 (10th Cir.1967).
discussed Cited as authority (rule) Hampton v. Hanrahan
N.D. Ill. · 1981 · confidence medium
Construction Specialties Co., 382 F.2d 103, 106 (10th Cir. 1967): “[T]he purpose of the Federal Rules [is not] furthered by denying the addition of a party who has a close identity of interest with the old party when the added party will not be prejudiced.
discussed Cited as authority (rule) Ratcliffe v. Insurance Co. of North America
E.D. Pa. · 1980 · confidence medium
And, in In re Home-Stake Production Co. Securities Litigation, 76 F.R.D. 337, 346 (N.D.Okl.1975), the court stated that “Rule 15(c) should be liberally applied, especially if no disadvantage will accrue to the opposing parties.” Similarly, in Travelers Indemnity Co. v. United States, 382 F.2d 103, 106 (10th Cir. 1967), the court in discussing Rule 15, stated that the “ends of justice are not served when forfeiture of just claims because of technical rules is allowed.” Against this background, I must examine the facts of the instant case.
discussed Cited as authority (rule) King & King Enterprises v. Champlin Petroleum Co. (2×)
E.D. Okla. · 1978 · confidence medium
Construction Specialties Co., 382 F.2d 103, 106 (10th Cir. 1967); Wyoming Construction Co. v. Western Casualty & Surety Co., 275 F.2d 97 , 104 (10th Cir.), cert. denied, 362 U.S. 976 , 80 S.Ct. 1061 , 4 L.Ed.2d 1011 (1960); Ziegler v. Akin, 261 F.2d 88, 90 (10th Cir. 1958).
discussed Cited as authority (rule) In re Home-Stake Production Co. Securities Litigation
N.D. Okla. · 1975 · confidence medium
In Travelers Indemnity Company v. United States, 382 F.2d 103, 106 (10th Cir. 1967) the Court stated: “Nor is the purpose of the federal rules furthered by denying the addition of a party who has a close identity of interest with the old party when the added party will not be prejudiced.
discussed Cited as authority (rule) Bravman v. Bassett Furniture Industries, Inc.
E.D. Pa. · 1974 · confidence medium
“Indeed, the very purpose of the 1966 Amendment to Rule 15(c) is the protection of the added party’s rights by enumerating the conditions that must be satisfied before relation back of the amendment will be allowed.” Traveler’s Indemnity Co. v. United States, 382 F.2d 103 at 106 (10th Cir. 1967).
cited Cited as authority (rule) Overseas Motors, Inc. v. Import Motors Limited, Inc.
E.D. Mich. · 1974 · confidence medium
Travelers Indemnity Co. v. United States, 382 F.2d 103, 106 (10th Cir. 1967). 44 .
discussed Cited as authority (rule) Abelino ARCHULETA, Plaintiff-Appellee, v. DUFFY’S INC., Defendant-Appellant (2×)
10th Cir. · 1973 · confidence medium
Specialties Co., 382 F.2d 103, 106 (10th Cir. 1967): “The 1966 amendment simply clarifies, by explicitly stating, the permissive procedure and its appropriate safeguards which have existed under Rule 15(c) since its promulgation.” 1 Our court has recognized that Rule 15(c) is appropriate to change the name of a party even though it involves substituting a new corporation.
discussed Cited as authority (rule) Fashion Novelty Corp. of New Jersey v. Cocker MacHine & Foundry Co.
D.N.J. · 1971 · confidence medium
Similarly, in Travelers Indemnity Co. v. United States, 382 F.2d 103 at 105 (10 Cir. 1967), the court stated: “* * * We believe the philosophy underlying the federal rules is well expressed by the Supreme Court in Conley v. Gibson, 355 U.S. 41, 48 , 78 S.Ct. 99, 103 , 2 L.Ed.2d 80 (1957) and is controlling: ‘The Federal Rules reject the approach that pleading is a game of skill in which one misstep by counsel may be decisive to the outcome and accept the principle that the purpose of pleading is to facilitate a decision on the merits.’ This purpose is not furthered by giving Rule 15 lip …
cited Cited as authority (rule) Glen Graves v. General Insurance Corporation, a Foreign Corporation
10th Cir. · 1969 · confidence medium
Construction Specialties Co., supra, 382 F.2d at 106.
cited Cited as authority (rule) Infotronics Corp. v. Varian Associates Corp.
S.D. Tex. · 1968 · confidence medium
Co. v. United States of America for the Use of Construction Specialties Co., 382 F.2d 103, 106 (10th Cir. 1967). .
cited Cited "see" Gadlin v. Metrex Research Corp.
Colo. Ct. App. · 2003 · signal: see · confidence high
Miller & Mary Kay Kane, Federal Practice and Procedure § 1500 (2d ed.1990); see Travelers Indemmity Co. v. United States, 382 F.2d 103 (10th Cir.1967).
cited Cited "see" Crews v. Blake
S.D. Ga. · 1971 · signal: see · confidence high
See, for example, Travelers Indemnity Company v. United States for Use of Construction Specialities Company, 10 Cir., 382 F.2d 103 .
discussed Cited "see, e.g." WINGARD v. SELECTION MANAGEMENT SYSTEMS, INC.
W.D. Pa. · 2021 · signal: see also · confidence medium
Furthermore, courts have stated that “Rule 15(c) should be liberally applied, especially if no disadvantage will accrue to the opposing parties.” Id. at 763 ; see also Travelers Indemnity Co. v. United States, 382 F.2d 103, 106 (10th Cir. 1967) (stating that the “ends of justice are not served when forfeiture of just claims because of technical rules is allowed”).
cited Cited "see, e.g." Maulucci v. St. Francis Hospital Med. Cr. Fdn., No. 510685 (May 15, 1996)
Conn. Super. Ct. · 1996 · signal: see, e.g. · confidence low
See, e.g., Travelers Indemnity Co. v. United States, 382 F.2d 103 , 106 (10th Cir. 1967).
discussed Cited "see, e.g." Radio Parts Co. v. Lowry
D. Maryland · 1991 · signal: see also · confidence medium
As pointed out by the Bankruptcy Court, “[wjhere intercorporate relationships exist in cases such as this all corporations are held to a higher degree of frank disclosure of mistakes such as was made in this case, than is required in other cases where no close relationship exists.” Gifford v. Wichita Falls & Southern Railway Co., *941 224 F.2d 374, 377 (5th Cir.1955), cert. denied, 350 U.S. 895 , 76 S.Ct. 153 , 100 L.Ed. 787 (1955); see also Travelers Indemnity Co. v. United States, 382 F.2d 103, 106 (10th Cir.1967); Marino v. Gotham Chalkboard Mfg.
cited Cited "see, e.g." Slack v. Treadway Inn of Lake Harmony, Inc.
M.D. Penn. · 1974 · signal: see, e.g. · confidence low
See, e. g., Travelers Indemnity Co. v. United States, 382 F.2d 103 (10th Cir. 1967).
cited Cited "see, e.g." United States v. Martin
E.D. Mich. · 1972 · signal: see also · confidence low
See also Travelers Indemnity Co. v. United States, 382 F.2d 103 (C.A. 10, 1967), and Rule 15, F.R.Civ.P.
Retrieving the full opinion text from the archive…
The TRAVELERS INDEMNITY COMPANY, Appellant,
v.
UNITED STATES of America for the Use of CONSTRUCTION SPECIALTIES COMPANY, Appellee
9282.
Court of Appeals for the Tenth Circuit.
Aug 30, 1967.
382 F.2d 103
1967 U.S. App. LEXIS 5220
M. Dee Biesterfeld, Denver, Colo., for appellant., Edward B. Almon, Denver, Colo., for appellee.
Seth, Hickey.
Cited by 94 opinions  |  Published
[*105] HICKEY, Circuit Judge.

Appellee, a material man, filed an action under the provisions of the Miller Act [1] against the Travelers Insurance Company alleging that the Travelers Insurance Company was surety for the protection of all persons supplying labor and materials to a government project. The materials here in question were last supplied under the Act, as amended, on December 31, 1964. This action was commenced on June 3, 1965, well within the one year prescribed for filing such actions.

The Travelers Insurance Company, after it had been served by substituted service on the Insurance Commissioner for the State of Colorado, filed a motion for bill of particulars which was complied with on September 16, 1965. An answer was subsequently filed and a pretrial conference was held on January 5, 1966, at which time the court ordered the Travelers Insurance Company to furnish a copy of the payment bond to appellee. When the copy was furnished to appellee he discovered that Travelers Indemnity Company rather than Travelers Insurance Company was named ás surety. On May 22, 1966, appellee moved to amend its complaint and substitute Travelers Indemnity Company in place of and instead of Travelers Insurance Company. On April 29, 1966, at a hearing on the motion, an employee of the Colorado State Insurance Department identified both companies as doing business in Colorado with the same home address in Hartford, Connecticut, and with the same directors for both corporations. He also testified that the capital stock of Travelers Indemnity Company was wholly owned by Travelers Insurance Company. The witness further testified that the companies were engaged in different types of business, Travelers Insurance Company being qualified to write insurance only on the life of a person, whereas Travelers Indemnity Company was qualified to write a full line of casualty insurance excepting life insurance.

On May 11, 1966, before the court had made a determination on the motion to amend, appellee herein filed the same claim for relief, in the same court, naming the Travelers Indemnity Company and others as defendants. Service was accomplished in the same manner as before. On June 2, 1966, the trial court granted plaintiff’s motion to amend by substituting Travelers Indemnity Company for Travelers Insurance Company, and on June 16, 1966, another division of the district court dismissed the claim of May 11, 1966, on the grounds that it was not timely filed under the limitation provisions of the Miller Act. [2]

On September 14, 1966, appellee gave notice to appellant that he intended to apply to the court on October 3, 1966, for judgment by default on the grounds that appellant had failed to plead or otherwise defend itself in the first action. On October 5, 1966, another notice was sent to appellant stating that the application for default judgment was set for hearing on October 17, 1966. On October 19, 1966, the court entered judgment against appellant in favor of the appellee for the amount claimed in the initial complaint of June 3, 1965.

Appellant filed its notice of appeal in due time and comes to this court contending that the trial court erred in substituting appellant under Rule 15, Fed. R.Civ.P., and that the judgment of dismissal granted in the action filed May 11, 1966, was binding upon the trial court and constituted res judicata to the judgment appealed from.

There is a division of authority among the circuits concerning the allowance of amendments which involve the adding of parties. However, we believe the philosophy underlying the federal rules is well expressed by the Supreme Court in Conley v. Gibson, 355 U.S. 41, 48, 78 S.Ct. 99, 103, 2 L.Ed.2d 80 (1957) and is controlling: “The Federal Rules reject the approach that pleading is a game of skill in which one misstep by counsel may be decisive to the outcome[*106] and accept the principle that the purpose of pleading is to facilitate a proper decision on the merits.” This purpose is not furthered by giving Rule 15 lip service rather than full fealty. Copeland Motor Co. v. General Motors Co., 199 F.2d 566 (5th Cir. 1952). Nor is the purpose of the federal rules furthered by denying the addition of a party who has a close identity of interest with the old party when the added party will not be prejudiced. The ends of justice are not served when forfeiture of just claims because of technical rules is allowed. Thus the reasons amendments are to be granted freely as justice requires, and the trial court’s decision to allow amendment will not be upset unless a clear abuse of discretion exists. Wyoming Construction Co. v. Western Casualty & S. Co., 275 F.2d 97, 104 (10th Cir. 1960) ; Ziegler v. Akin, 261 F.2d 88, 90 (10th Cir. 1958).

The exercise of discretion in this area necessarily involves concern for the rights of the amending party; but the rights of the added party likewise cannot be ignored. Indeed, the very purpose of the 1966 amendment to Rule 15(c) is the protection of the added party’s rights by enumerating the conditions that must be satisfied before relation back of the amendment will be allowed. [3]

Even though the conditions are explicitly stated in Rule 15(c) only because of the 1966 amendment, the history, intent and purpose of the federal rule will not allow a conclusion by this court that the pre-1966 Rule 15(c) demands a different interpretation. The 1966 amendment simply clarifies, by explicitly stating, the permissive procedure and its appropriate safeguards which have existed under Rule 15(c) since its promulgation.

The trial court found that the Travelers Insurance Company owns 100% of the capital stock of Travelers Indemnity Company, that the two companies have the same managers and directors and occupy the same office, that the two corporations are closely related, and that their activities supplement one another. The trial court found that Travelers Insurance Company is the parent of Travelers Indemnity Company. The record indicates that the Travelers Insurance Company filed a bill of particulars and an answer to the initial complaint and at no time suggested that it was not the proper party to be sued until after the period of limitation had expired. “Thus, the Travelers Insurance Company ‘hid in the bushes’ so to speak and finally struck the plaintiff from ambush.” In light of these facts the trial court found that the surety company was the entity intended to be before the court and that the surety company was sufficiently apprised of the pendency of the action and given adequate notice.

The second claim of appellant is that the judgment of June 16, 1966, is conclusive upon the issues presented in the case appealed herein. The matter of res judicata or equitable estoppel was not considered at the trial court level. Appellant urges its consideration upon us in the face of the rule set out in Schramm v. Oakes, 352 F.2d 143, 150 (10th Cir. 1965): “The defenses of res judicata and collateral estoppel are affirmative defenses, must be raised as such on the trial level and cannot be raised for the first time upon appeal.” The above rule clearly answers the appellant’s contention.

The basic reason for giving the trial court an opportunity to examine the defenses has been recognized in Lee v.[*107] Western Wool Processors, Inc., 313 F.2d 13, 16 (10th Cir. 1962) and is stated in Humphrey v. Bankers Mortg. Co. of Topeka, Kan., 79 F.2d 345, 352 (10th Cir. 1935) wherein we are told: “It is well settled that * * * the deliberate judicial acts of one judge are not open to review by another judge of the same court having co-ordinate jurisdiction.” If we were to accept appellant’s argument, we would recognize that the judgment of Judge Chilson of June 16, 1966, overruled the order of Judge Doyle made June 6, 1966. The trial court did not abuse its discretion by permitting the amendment under Rule 15(c).

Affirmed.

1

. 40 U.S.C. §§ 270a, 270b, as amended.

2

. 40 U.S.C. § 270b.

3

. Present Rule 15(e) requires (1) that the claim asserted in the amended pleading must arise “out of the conduct, transaction, or occurrence set forth * * * in the original pleading * * (2) that the party brought in by the amendment must have received notice of the institution of the action so that it would not be prejudiced in maintaining its defense on the merits; (3) that the party brought in by the amendment must have known, or should have known, that the action would have been brought against it, but for the mistake concerning the identity of the proper party.