v.
Randy Grounds
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
DAMOUS D. NETTLES, No. 12-16935
Petitioner-Appellant,
D.C. No.
v. 1:11-cv-01201-
AWI-JLT
RANDY GROUNDS, Warden,
Respondent-Appellee.
Appeal from the United States District Court
for the Eastern District of California
Anthony W. Ishii, Senior District Judge, Presiding
MATTA JUAN SANTOS, No. 13-15050
Petitioner-Appellant,
D.C. No.
v. 1:12-cv-01651-
LJO-GSA
K. HOLLAND and JEFFREY BEARD,
Respondents-Appellees. OPINION
Appeal from the United States District Court
for the Eastern District of California
Lawrence J. O’Neill, District Judge, Presiding
Argued and Submitted
October 6, 2014—San Francisco, California
2 NETTLES V. GROUNDS
Filed May 28, 2015
Before: Sandra S. Ikuta, N. Randy Smith,
and Mary H. Murguia, Circuit Judges.
Opinion by Judge Ikuta;
Partial Concurrence and Partial Dissent by Judge Murguia
SUMMARY*
Habeas Corpus
The panel affirmed the district court’s dismissal of
California state prisoner Damous Nettles’s habeas corpus
petition seeking expungement of a prison rules violation
report and restoration of thirty days of post-conviction credit; and reversed the district court’s dismissal of California state prisoner Matta Juan Santos’s habeas corpus petition claiming that the process by which the prison validated his gang involvement violated his due process rights and seeking release from his resulting confinement in the security housing unit.
Applying Skinner v. Switzer, 131 S. Ct. 1289 (2011), the
panel held that a claim challenging prison disciplinary
proceedings is cognizable in habeas only if it will
“necessarily spell speedier release” from custody, meaning that the relief sought will either terminate custody, accelerate the future date of release from custody, or reduce the level of
*
This summary constitutes no part of the opinion of the court. It has been prepared by court staff for the convenience of the reader.
NETTLES V. GROUNDS 3
custody; and that to the extent this court’s prior decisions held that a claim is cognizable in habeas if success on the claim is likely to, or has the mere potential to, affect the length of a petitioner’s confinement, they are overruled as irreconcilable with Skinner.
The panel held that because neither the expungement of
the rules violation report nor restoration of the lost good-time credits would necessarily accelerate the future date of Nettles’s release from custody, his claim is not cognizable under the habeas statute.
The panel wrote that it remains bound by the
determination in Bostic v. Carlson, 884 F.2d 1267 (9th Cir.
1989), that there is habeas jurisdiction over a claim that
would result in release from disciplinary segregation to the
general prison population. The panel therefore held that the
district court erred in dismissing Santos’s petition that seeks a remedy – expungement of the gang validation and release from the security housing unit to the general population – that can fairly be described as a quantum change in the level of custody. The panel remanded for further proceedings on the merits of Santos’s claim.
Judge Murguia concurred in part and dissented in part.
She disagreed with the majority that a footnote of dicta in
Skinner defines the scope of habeas jurisdiction and abrogates the decisions in Bostic (habeas jurisdiction is proper when a prisoner seeks expungement of a disciplinary finding if “expungement is likely to accelerate the prisoner’s eligibility for parole”), and Docken v. Chase, 393 F.3d 1024 (9th Cir. 2004) (habeas jurisdiction is proper when a prisoner’s challenge to parole procedures “could potentially affect the duration of . . . confinement”). She would reverse and
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remand in both cases because Santos and Nettles have each
asserted a cognizable habeas claim under the law of this
circuit.
COUNSEL
Monica Knox (argued), Assistant Federal Defender; Heather
Williams, Federal Defender, Sacramento, California, for
Petitioner-Appellant Damous D. Nettles.
Peggy Sasso (argued), Assistant Federal Defender; Heather
Williams, Federal Defender, Fresno, California, for
Petitioner-Appellant Matta Juan Santos.
Andrew R. Woodrow (argued), Deputy Attorney General;
Kamala D. Harris, Attorney General of California; Jennifer
A. Neill, Senior Assistant Attorney General; Phillip J.
Lindsay, Supervising Deputy Attorney General, Sacramento,
California, for Respondent-Appellee Randy Grounds,
Warden.
Amy Daniel (argued), Deputy Attorney General; Kamala D.
Harris, Attorney General of California; Jennifer A. Neill,
Senior Assistant Attorney General; Jessica N. Blonien,
Supervising Deputy Attorney General, Sacramento,
California, for Respondents-Appellees K. Holland and Jeffrey
Beard.
NETTLES V. GROUNDS 5
OPINION
IKUTA, Circuit Judge:
The two appeals consolidated in this opinion require us to identify the appropriate standard for determining whether a claim is cognizable under the federal habeas statute.1 Applying Skinner v. Switzer, we conclude that a claim challenging prison disciplinary proceedings is cognizable in habeas only if it will “necessarily spell speedier release” from custody, meaning that the relief sought will either terminate custody, accelerate the future date of release from custody, or reduce the level of custody. 131 S. Ct. 1289, 1299 n.13 (2011) (emphasis added) (internal quotation marks omitted) (citing Wilkinson v. Dotson, 544 U.S. 74, 86 (2005) (Scalia, J., concurring)). To the extent our prior decisions held that a claim is cognizable in habeas if success on the claim is likely to, or has the mere potential to, affect the length of a petitioner’s confinement, they are overruled as irreconcilable with Skinner. See Blair v. Martel, 645 F.3d 1151, 1157 (9th Cir. 2011).
I
Damous Nettles and Matta Juan Santos, both prisoners in California state prisons, appeal the district court’s dismissal of their habeas petitions.
A
In 1990, Nettles was convicted in California of attempted first degree murder with use of a firearm, and other offenses.
1 These appeals are ordered consolidated for purposes of this disposition.
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The victim was a woman who had filed a complaint against Nettles’s brother. In order to prevent her from testifying, Nettles took the victim down an alley, ordered her onto her hands and knees, and told her “You’re not going to testify against my brother. I’m going to kill you.” Nettles then shot her twice in the left ear and left her in the alley. The victim did not die, but was seriously injured and disfigured.
Nettles was sentenced to prison for a determinate term of twelve years and a life term with the possibility of parole for his convictions for attempted murder and dissuading and conspiring to dissuade a witness from attending or giving testimony at trial. His minimum eligible parole date was October 19, 2005. An initial parole consideration hearing was held in 2004. Before that hearing, prison staff had issued some thirty-nine rules violations reports (CDC Form 115) to Nettles. These reports are issued for misconduct that “is believed to be a violation of law or is not minor in nature.” Cal. Code Regs. tit. 15, § 3312(a)(3). He also received numerous citations for lesser types of misconduct. See id. § 3312(a)(2) (noting that “documentation of minor misconduct” should be “documented on a CDC Form 128-A”). At his initial parole hearing in 2004, the Board of Prison Terms (now the Board of Parole Hearings, or Board)2 deemed Nettles to be unsuitable for parole and declined to set a parole date. It scheduled the next parole suitability hearing for 2006, but the date was postponed several times.
After 2004, Nettles received seven additional rules violations reports. On February 26, 2008, staff issued Nettles In order to understand Nettles’s arguments that both claims are cognizable in habeas, it is first necessary to review certain aspects of California’s parole system. If a prisoner, like Nettles, has been given a life sentence with the possibility of parole, the earliest date on which such a prisoner may be released on parole is termed the “minimum eligible parole date.” Cal. Code Regs. tit.15, § 2000(b)(67). This date is set by statute, and the California Department of Corrections is responsible for calculating it. Id. § 2400.
[*1]One year before a prisoner reaches the minimum eligible parole date, the Board (or a panel of two or more commissioners) meets with the inmate, and sets a parole
“the core of the criminal proceeding itself” and had to be brought in habeas. 131 S.Ct. at 1299 n.13 (quoting oral argument transcript).
NETTLES V. GROUNDS 21
release date “unless it determines that the gravity” of the prisoner’s offenses “is such that consideration of the public safety requires a more lengthy period of incarceration.” Cal. Penal Code § 3041(b); see also Cal. Code Regs. tit. 15, § 2281(b) (listing information considered in determining whether a prisoner is suitable for release on parole). If the Board decides not to set a parole release date, the Board will schedule the next hearing for a period ranging from three to fifteen years, depending on statutory criteria. Cal. Penal Code § 3041.5(b)(3).
If the Board determines that the prisoner is suitable for parole, it will calculate a parole date in the manner required by the regulations. Cal. Code Regs. tit. 15, §§ 2289, 2317. First, the Board calculates a base term, using a matrix set out in the regulations. Id. §§ 2282, 2403. Among other factors, the Board may consider post-conviction credit accrued by the prisoner for time served, but “[i]n no case may post conviction credit advance a release date earlier than the minimum eligible parole date.” Id. § 2290(a). After the base term has been determined, the prisoner’s post-conviction credits are subtracted to determine the adjusted term. Id. § 2411(a). If this calculation establishes that the prisoner has served time equal to or greater than the adjusted term, the prisoner is entitled to release. Id. § 2289.
[*2]Nettles argues that expunging the 2008 rules violation report from his record is reasonably likely to accelerate his release. He argues that under California law, the Board “shall normally set a parole release date” unless the Board determines that “the inmate constitutes a current threat to public safety.” See In re Lawrence, 190 P.3d 535, 546, 553
22 NETTLES V. GROUNDS
(Cal. 2008) (internal quotation marks omitted). Nettles argues that without the 2008 rules violation on his record, he would be able to present the Board fifteen years free of any actions relating to drugs or violence, and this would have some effect in accelerating his release. While acknowledging that the 2009 hearing panel might not have found him eligible for parole, even without the 2008 rules violation report, Nettles claims that at a minimum, the Board would have scheduled the next parole suitability hearing at an earlier date, or that Nettles would be able to accelerate the next hearing due to a “change in circumstances.” Cal. Penal Code § 3041.5(d). Further, Nettles claims that the existence of the 2008 rules violation report on his record will detract from the Board’s consideration of his parole suitability for years to come. Because the expungement relief Nettles requests will prevent these roadblocks to parole, Nettles contends his claims are cognizable in habeas.
We reject these arguments, because the effect of an expungement of the 2008 rules violation report is too attenuated to meet the Skinner standard. While the 2008 rules violation report will likely have some effect on the Board’s consideration, there is no basis for concluding that the expungement of this report from the record will “necessarily spell speedier release” for Nettles. See Skinner, 131 S. Ct. at 1299 n.13. Nor will it necessarily terminate Nettles’s custody, accelerate the future date of his release, or reduce his level of custody. See id. The effect of a rules violation on parole suitability is a matter of state law or regulation, and, under California law, a rules violation is merely one factor the parole board considers to determine whether a prisoner “constitutes a current threat to public safety,” Lawrence, 190 P.3d at 553; it is not determinative, see Cal. Code Regs. tit. 15, § 2281(b) (directing the parole board to consider “[a]ll
NETTLES V. GROUNDS 23
relevant, reliable information” in determining suitability for parole). Here, the Board considered a range of relevant factors bearing on Nettles’s future dangerousness, including his inability to learn from prior imprisonments, his lack of insight and remorse regarding his crimes, and his argumentative and stubborn attitude. Even if successful, Nettles “will not necessarily shorten the length of his confinement” because “[t]he parole board will still have the authority to deny . . . parole on the basis of any of the grounds presently available to it in evaluating such a request.” See Ramirez, 334 F.3d at 859 (first alteration in original) (internal quotation marks omitted). As Close pointed out, even when a challenge to prison disciplinary proceedings “may affect the duration of time to be served (by bearing on the award or revocation of good-time credits),” where “it is not necessarily so,” a challenge to such proceedings “raise[s] no claim on which habeas relief could have been granted.” 540 U.S. at 754–55 (emphasis added). Therefore, this claim is not cognizable in habeas.
Nettles also argues that a restoration of post-conviction credits would have an effect on the duration of his confinement. While he acknowledges that restoring the post- conviction credits would not impact his minimum eligible parole date, which had already passed at the time he was deprived of the credits, Nettles contends that restoration of the credits will reduce the term he must serve before being released, once the Board determines he is eligible for parole and sets a term for his release.
Again, we reject this argument. Although the loss of post-conviction credit could lead to a longer term under some circumstances, the effect in Nettles’s case is far too attenuated to meet the standard set forth in Skinner. First, the
24 NETTLES V. GROUNDS
Board has not yet found Nettles to be suitable for parole, and it is unknown whether the Board will do so at the next parole hearing. If Nettles is eventually found suitable for parole, and a term is calculated, a deprivation of post-conviction credits could affect his release date only if the base term exceeded the time already served. See Cal. Code Regs. tit. 15, § 2289. Without knowing how many years Nettles will serve before the Board finds him suitable for parole or the length of his base term, we cannot conclude that restoration of the lost good-time credits would necessarily affect the duration of Nettles’s confinement if and when the Board finds him suitable for parole.
Because neither expungement of the 2008 rules violation report nor restoration of the lost good-time credits would necessarily accelerate the future date of Nettles’s release from custody, we hold that his claim is not cognizable under the federal habeas statute. See Skinner, 131 S. Ct. at 1299 & n.13.
B
We next turn to Santos’s claim seeking expungement of the gang validation from his record and release from the SHU to the general prison population. If successful, Santos’s claim would result in immediate release from the SHU, but would not result in immediate release from prison.
We have previously held that “[h]abeas corpus jurisdiction is also available for a prisoner’s claims that he has been subjected to greater restrictions of his liberty, such as disciplinary segregation, without due process of law.” Bostic, 884 F.2d at 1269. The Seventh Circuit has similarly concluded:
NETTLES V. GROUNDS 25
If the prisoner is seeking what can fairly be described as a quantum change in the level of custody—whether outright freedom, or freedom subject to the limited reporting and financial constraints of bond or parole or probation, or the run of the prison in contrast to the approximation to solitary confinement that is disciplinary segregation—then habeas corpus is his remedy.
Graham v. Broglin, 922 F.2d 379, 381 (7th Cir. 1991). In reaching this conclusion, Graham distinguished challenges seeking release from one type of custody to another from cases challenging prison conditions. See id. (stating that if a prisoner is “seeking a different program or location or environment, then he is challenging the conditions rather than the fact of his confinement and his remedy is under civil rights law, even if, as will usually be the case, the program or location or environment that he is challenging is more restrictive than the alternative that he seeks.”).
We are bound by our ruling in Bostic, because the Supreme Court’s case law is not “clearly irreconcilable” with our earlier determination that we have habeas jurisdiction over a claim that would result in release from disciplinary segregation to the general prison population. See Gammie, 335 F.3d at 893. The Court has long indicated that a prisoner’s claim for release from one form of custody to another, less restrictive form of custody, can be brought in a habeas petition. See Skinner, 131 S. Ct. at 1299 (suggesting that habeas was available where the relief sought would reduce the level of custody); Preiser, 411 U.S. at 486 (stating there is habeas jurisdiction for claims seeking release on parole, bail, or on one’s own recognizance); see also Garlotte
26 NETTLES V. GROUNDS
v. Fordice, 515 U.S. 39, 47 (1995) (prisoner’s claim seeking speedier release from imprisonment to parole was cognizable in habeas). And the Court has not directly addressed the question whether a challenge to the degree of constraints in prison (such as a release from administrative or disciplinary segregation) is a claim seeking release from custody, or merely a challenge to conditions of confinement. See Close, 540 U.S. at 751 n.1 (declining to rule on the question whether a prisoner might have a habeas claim to challenge “special disciplinary confinement for infraction of prison rules”); see also Dotson, 544 U.S. at 86 (Scalia, J. concurring) (suggesting that “permissible habeas relief” could include a “quantum change in the level of custody”) (citing Graham, 922 F.2d at 381)). Accordingly, we remain bound by the determination in Bostic that a prisoner can seek expungement of an incident from his disciplinary record when that would lead to speedier release from disciplinary segregation.10 See Bostic, 884 F.2d at 1269. As suggested in Graham, however, a prisoner who is not seeking a quantum change in the level of custody, such as release from disciplinary segregation to the general prison population, or release from prison on bond,
10 After concluding it had no need to address the validity of an order releasing a prisoner from disciplinary segregation, Griffin nevertheless noted in passing that Skinner now precluded such an order from issuing in a habeas petition. See Griffin, 741 F.3d at 17–18 & nn. 14–15. While we agree with Griffin’s conclusion that Skinner precludes a prisoner from challenging conditions of confinement in habeas, we disagree with Griffin’s extension of this rule to preclude habeas challenges to quantum changes in levels of custody. Because Griffin uttered this overly restrictive gloss on Skinner “casually and without analysis,” and “in passing without due consideration of the alternatives” as “a prelude to another legal issue that command[ed] the panel’s full attention,” it is not binding precedent in our circuit. In re Wal–Mart Wage & Hour Emp’t Practices Litig., 737 F.3d 1262, 1268 n.8 (9th Cir. 2013); see also In re Magnacom Wireless, LLC, 503 F.3d 984, 993–94 (9th Cir. 2007).
NETTLES V. GROUNDS 27
parole, or probation, but is merely “seeking a different program or location or environment” even if “the program or location or environment that he is challenging is more restrictive than the alternative that he seeks,” does not meet the requirement in Skinner.11 See Graham, 922 F.2d at 381.
Here, Santos claims that the process by which he was validated as a gang member violated his due process rights, and, as a result of this unconstitutional validation, he was confined in the SHU, which is a disciplinary segregation facility imposing a greater quantum of custody. The remedy Santos seeks of expungement of the gang validation from his record and release from the SHU to the general prison population, “can fairly be described as a quantum change in the level of custody.” See id. at 381. Additionally, success on his claim would result in his immediate release from the SHU to the general prison population. His claim that he has
11 Prior to Skinner, there was a circuit split over “the question of the propriety of using a writ of habeas corpus to obtain review of the conditions of confinement, as distinct from the fact or length of confinement.” Spencer v. Haynes, 774 F.3d 467, 470–71 & n.6 (8th Cir. 2014) (quoting Bell v. Wolfish, 441 U.S. 520, 526 n.6 (1979)). As explained in Spencer, the D.C., Second, Third, Fourth, and Sixth Circuits “firmly [stood] in the camp of allowing conditions-of-confinement claims to be brought in the habeas corpus context,” whereas the Eighth, Fifth, Seventh, Ninth, and Tenth Circuits held that habeas petitions are not “appropriate procedural vehicles by which to remedy conditions-of- confinement claims.” Id. Skinner goes a long way towards resolving this circuit split by holding that relief is available to a prisoner under the federal habeas statute only if success on the claim would “necessarily spell speedier release from custody,” including termination of custody, acceleration of the future date of release from custody, or reduction of the level of custody. See Griffin, 741 F.3d at 17 & n.15. But cf. Aamer v. Obama, 742 F.3d 1023, 1026 (D.C. Cir. 2014) (concluding, after Skinner was decided but without discussing it, that challenges to the conditions of confinement “properly sound in habeas corpus”).
28 NETTLES V. GROUNDS
been subjected to greater restrictions of his liberty without due process of law is therefore properly brought as a petition for a writ of habeas corpus.[12] See Skinner, 131 S. Ct. at 1299 & n.13; Bostic, 884 F.2d at 1269. Because the district court erred in dismissing Santos’s petition, we remand to the district court for further proceedings on the merits of Santos’s claim.
AFFIRMED IN APPEAL NO. 12-16935, REVERSED AND REMANDED IN APPEAL NO. 13-15050.
MURGUIA, Circuit Judge, concurring in part, and dissenting in part: I disagree with the majority that the Supreme Court expressly “rul[ed] on the outer limits of habeas jurisdiction” in Skinner v. Switzer, 131 S. Ct. 1289 (2011). See Majority 17. Skinner addressed whether a prisoner’s civil rights action could proceed under 42 U.S.C. § 1983, and did not involve a federal habeas petitioner, much less the scope of relief available under 28 U.S.C. § 2254. See Skinner, 131 S. Ct. at 1297 (“We take up here only the questions whether there is federal-court subject-matter jurisdiction over Skinner’s complaint, and whether the claim he presses is cognizable