v.
Warren
2016 IL App (1st) 090884-C
FOURTH DIVISION June 30, 2016
No. 1-09-0884
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of Plaintiff-Appellee, ) Cook County. ) v. ) No. 94 CR 11795 ) LARON WARREN, ) Honorable ) Arthur F. Hill, Defendant-Appellant. ) Judge Presiding.
JUSTICE ELLIS delivered the judgment of the court, with opinion. Justice Gordon specially concurred, with opinion. Presiding Justice McBride concurred in part and dissented in part, with opinion.
OPINION
¶1 In 1997, defendant Laron Warren was convicted of the murder of Ebony Higgins. At
defendant's bench trial, the State's witnesses identified him as the man who shot Higgins from the front passenger-side window of a car. Defendant presented evidence that a man named Willie
Madlock shot Higgins.
¶2 At the time of the offense, defendant was 17 years old. Because defendant had previously
been convicted of murder, the trial court was required to sentence defendant to incarceration for the rest of his natural life. 730 ILCS 5/5-8-1(a)(1)(c)(i) (West 1994).
¶3 In 1999, defendant filed a postconviction petition with the assistance of counsel. The petition alleged, among other things, that defendant was actually innocent. But defendant's counsel
did not attach affidavits or other evidence to support that argument. Counsel told the court that, while he knew of potential witnesses who could potentially substantiate this claim, he did not secure signatures from them in order to prepare affidavits. The trial court dismissed the petition in No. 1-09-0884
part for a lack of evidentiary support, and we affirmed the trial court's judgment. People v. Warren, No. 1-04-2380 (2006) (unpublished order under Supreme Court Rule 23).
¶4 In 2009, defendant sought leave to file a second postconviction petition, which again raised his claim of actual innocence. This time, defendant attached four affidavits—some of which appeared to have been drafted around the time of his first postconviction petition but were not signed or notarized until years later—to support his assertion that Madlock was guilty of Higgins's
murder. The trial court found that defendant failed to state a claim of actual innocence because the affidavits did not constitute newly discovered evidence.
¶5 This court first affirmed the trial court's judgment in 2011. People v. Warren, 2011 IL App
(1st) 090884-U. In a supervisory order, the Illinois Supreme Court directed us to vacate that decision and to reconsider it in light of People v. Edwards, 2012 IL 111711, ¶¶ 20-29, which clarified the standards applicable to actual-innocence claims raised in successive postconviction
petitions. People v. Warren, No. 113184 (Ill. May 30, 2012). In 2013, we again affirmed the dismissal of defendant's successive petition because defendant had not supported his petition with newly discovered evidence. People v. Warren, 2013 IL App (1st) 090884-U. Justice Gordon dissented from that decision. Id. ¶¶ 63-77 (Gordon, J., dissenting).
¶6 On January 28, 2015, the Illinois Supreme Court issued another supervisory order, directing us to vacate our 2013 order and to reconsider our judgment in light of People v. Davis, 2014 IL 115595. People v. Warren, No. 117157 (Ill. Jan. 28, 2015). In Davis, the Illinois Supreme
Court held that the United States Supreme Court's decision in Miller v. Alabama, 567 U.S. ___, ___, 132 S. Ct. 2455, 2469 (2012), which held that mandatory sentences of natural life without parole for defendants under the age of 18 violate the eighth amendment of the United States
Constitution, applied retroactively. Davis, 2014 IL 115595, ¶¶ 36-40.
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¶7 Pursuant to the Illinois Supreme Court's supervisory order, in a previous order we vacated our prior judgment in Warren, 2013 IL App (1st) 090884-U, and this opinion will now stand as our disposition of this matter. For the reasons stated below, we now vacate defendant's mandatory life-without-parole sentence, which was imposed on defendant for conduct he committed when he was 17 years old, and remand for resentencing. We also reverse the trial court's order denying defendant leave to file his successive postconviction petition because defendant established a colorable claim of actual innocence justifying further proceedings on his successive petition.
¶8 I. BACKGROUND
¶9 A. Trial and Direct Appeal
¶ 10 As we have discussed the evidence adduced at trial at length in our prior order regarding defendant's direct appeal (People v. Warren, No. 1-97-4010 (1999) (unpublished order under
Supreme Court Rule 23)), we will not reiterate those facts at length. We discuss the trial evidence to the extent necessary to resolve this appeal.
¶ 11 On the afternoon of April 3, 1994, Ebony Higgins, Michael Stampley, Demario Jackson, Jutoy Hoskins, Kevin Smith, and Ebony's boyfriend, Omar Muhammad, were walking along the sidewalk on 107th Street in Chicago, heading to Muhammad's house. As the group walked, Stampley and Jackson were the closest to the street, just behind Higgins. A car hit the curb behind
them, and Jackson and Stampley turned around. They saw two people in the front seats of a blue, four-door Buick. The passenger, whom both Jackson and Stampley identified as defendant, stuck his arm and part of his head out of the car window and began shooting.
¶ 12 After the shooting, Jackson told the police that the shooter was a 20-year-old
African-American male with a light complexion and "corn" braids in his hair. Stampley said that the man was clean shaven and had a chubby face.
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¶ 13 Muhammad also testified, but he did not see the car or its occupants because he did not turn
around after he heard tires screeching behind him. He testified that he heard four gunshots and tried to push Higgins away from the street, but she was struck after Muhammad heard two more gunshots.
¶ 14 On April 7, 1994, Jackson and Stampley saw the Buick again, traveling south on 106th
Street. They took down the license plate number and gave it to the police.
¶ 15 On April 9, 1994, the police found the Buick abandoned on the side of the highway. It had
been severely damaged in an accident. The police processed the car and found fingerprints on the passenger side of the interior rear-view mirror; the rear, passenger-side window; and the rear, driver-side quarter panel. Ten of those prints were submitted for latent fingerprint examination.
According to latent print examiner Richard McGrath, a print found on the rear, passenger-side window matched defendant's left thumb print.
¶ 16 After defendant's arrest, the police arranged for him to be included in a lineup. Stampley and Jackson separately viewed the lineup eight days after the shooting and immediately identified defendant as the shooter. Jackson conceded that defendant's complexion at trial was darker than it appeared in the lineup. Jackson also conceded that defendant did not look heavyset in the lineup.
Stampley testified that, in the lineup, defendant had facial hair and that his face looked "kind of wide" or "filled in," not fat.
¶ 17 Defendant presented evidence that he was not present for the shooting, and that a man
named Willie Madlock killed Higgins. Dejuan Jones testified that, on April 3, 1994, he was in the rear, driver-side seat of the blue Buick traveling on 107th Street. According to Jones, defendant was not in the car. Germaine Bledsoe was driving, Madlock was in the front passenger seat, and a man named Clay was in the rear, passenger-side seat. Jones heard Madlock yell, "There go [sic]
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Herman." Bledsoe then drove the car up onto the curb and Madlock began to shoot at a group of eight or nine people with a revolver. Jones ducked down in the car, so he did not see whether
Madlock shot anyone. After Madlock fired four or five shots, Bledsoe sped away. Jones admitted that he had not disclosed this information to the police before trial. At the time of trial, Jones, who was incarcerated for murder, had been defendant's friend for 10 years.
¶ 18 Sylvia Stewart, defendant's aunt, testified that defendant attended a party she hosted on
April 3, 1994. Sylvia testified that her son picked defendant up and brought him to the party between 9:30 and 10 a.m. Between 2 and 2:30 p.m., defendant and Sylvia left to pick up defendant's girlfriend and three friends, then returned. Sylvia testified that defendant did not leave the party again until 10:30 p.m.
¶ 19 On cross-examination, Sylvia denied telling an investigator that she could not speak with him because she needed time to get her "story straight." She conceded that she knew defendant had been arrested soon after April 3, 1994, and that she never told the police that defendant had been at
her home during the shooting. During the State's rebuttal, the parties stipulated that an investigator would testify that Sylvia had refused to speak with him, saying that she needed time to get her story straight.
¶ 20 Lavelle Stewart, defendant's cousin and Sylvia's son, also testified that defendant was at the party on April 3, 1994. Like Sylvia, Lavelle said that he picked defendant up and brought him to the party around 10:30 a.m. Lavelle also testified that Sylvia and defendant left around 12:30 p.m. to pick up defendant and three friends. After returning, defendant remained at the party until
11 or 11:30 p.m.
¶ 21 On cross-examination, Lavelle testified that defendant and his girlfriend went upstairs around 6 or 7 p.m. and did not come back down until he left. He also testified that he heard
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defendant had been charged with murder just two days after the party, but Lavelle did not tell the police that defendant was with him on April 3, 1994.
¶ 22 The trial court found defendant guilty of murder. At sentencing, the trial court stated, "[P]ursuant to statute it is mandatory that the defendant be sentenced to life imprisonment without parole in the Illinois Department of Corrections."
¶ 23 Defendant appealed his conviction, asserting that the State had failed to prove him guilty
beyond a reasonable doubt, and that his mittimus should be corrected to reflect only one count of first-degree murder. This court affirmed defendant's conviction, corrected the mittimus, and vacated the other count of murder. People v. Warren, No. 1-97-4010 (1999) (unpublished order under Supreme Court Rule 23).
¶ 24 B. First Postconviction Petition
¶ 25 On December 27, 1999, with the assistance of court-appointed counsel, defendant filed a postconviction petition alleging, among other claims, that he was innocent of Higgins's murder.
Counsel argued that defendant had "recently discovered evidence" that corroborated his trial defense and proved his innocence. Counsel did not attach any affidavits or other evidence to support this contention. [1] The State moved to dismiss defendant's petition.
¶ 26 On July 1, 2004, the trial court held a hearing on the State's motion to dismiss.
Postconviction counsel conceded that he had "no affidavit in support" of defendant's actual-innocence claim. He said that he had previously been in touch with "three witnesses" who he thought would provide him with statements, but because the statute of limitations on defendant's petition was running out, "we had to file something timely so we filed it" without those
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¶ 27 In support of its motion to dismiss, the State argued that the petition had no affidavits to support the actual-innocence claim and that the trial court should dismiss that claim "for that reason alone." Defendant's lawyer, in his oral argument to the trial court, made no substantive
argument whatsoever concerning the actual-innocence claim. The trial court continued the case for a ruling on the motion.
¶ 28 On July 13, 2004, before the trial court had ruled on defendant's petition, defendant filed a motion seeking new counsel. Defendant asserted that his postconviction attorney "failed to investigate thoroughly and to present evidence that could [have] cleared" him. Defendant said that he and his family had given counsel "large[ ] sums of money" to investigate this evidence, and that
neither he nor his family could "afford legal representation due to having spent large[ ] sums of money on ineffective counsel."
¶ 29 On August 9, 2004, the trial court addressed defendant's motion to substitute counsel. With regard to the absence of evidence to support the petition, defense counsel explained:
"[T]here is a witness, two witnesses who for a long period of time, and I mean years, had told family members and friends that they were willing to come in and provide an affidavit with respect to one of the two claims, but those witnesses while they came to our office never were willing to give an affidavit, and *** the [defendant's] mother, who
was in attendance at most of the Court proceedings up until maybe five or six months ago, was aware of that because she came in with the gentleman once and left with him, knowing that he didn't sign the affidavit."
The court denied defendant's motion to substitute his attorney.
¶ 30 At the same hearing, the trial court granted the State's motion to dismiss defendant's
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No. 1-09-0884 postconviction petition. The court dismissed defendant's actual-innocence claim because he did not attach affidavits or other evidence to support it, stating, "[W]ith regard to the newly-discovered
evidence claims, *** there are no affidavits in support of those claims ***. Those portions of the post-conviction that refer to newly-discovered evidence will be dismissed." Defendant appealed, and we affirmed the trial court's judgment. People v. Warren, No. 1-04-2380 (2006) (unpublished order under Supreme Court Rule 23). On appeal, defendant did not allege that his postconviction attorney's performance was deficient. Id.
¶ 31 C. Second Postconviction Petition
¶ 32 On January 5, 2009, defendant, this time acting pro se, filed a motion seeking leave to file
a successive postconviction petition, along with a copy of his successive petition. In his motion for leave to file, defendant asserted that, "at the time [his] initial post-conviction petition was filed
***, his claim of newly discovered evidence *** was not fully developed." He said that he did not receive the affidavits supporting his claim of actual innocence until "late 2006, 2007, and 2008."
Defendant said that he established "cause" justifying his filing of a successive petition because he
"was unable to gain and complete the evidence to raise" his claim earlier.
¶ 33 Defendant's petition included four affidavits, as well as two unsworn writings. As defendant does not claim that the unsworn writings are evidence supporting his claim, we will confine our discussion to the four affidavits.
¶ 34 The first affidavit was from Grace Warren, defendant's mother. She attested that Willie
Madlock had told her over the phone and in person that he shot Ebony Higgins, and that defendant was not in the car at the time of the shooting. She did not specify when these conversations took place. Grace also stated that she brought Madlock to "attorney [sic] office," but that Madlock did not confess once he was there.
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¶ 35 The second affidavit was from Andrea Young, who was raised in the same neighborhood as defendant. Young said that she knew defendant was in prison for murder, but she did not know the date of the murder or the details of the incident. Young knew a man named "Willie" who was friends with Germaine Bledsoe and her nephew, but she did not know Willie's last name.
According to Young, Bledsoe had died, but Willie was still living in Chicago. Young said that she and her nephew spoke to Willie in the park one day and, during their conversation, he told her "that
he knew [defendant] was in prison for a crime [he] did not commit" because Willie had fired the shots during the drive-by "near 107th Street." Willie told Young that "Cornelius, Dewayne and Germaine" were also in the car. Young said that she did not immediately come forward with this information because Willie led her to believe that this evidence had already been presented at defendant's trial "so there was nothing [she] could do." After learning that this evidence was not introduced at defendant's trial, Young met with defendant's attorney on February 19, 2000.
Young's affidavit appears to have been prepared in 2000, but it was not notarized until January 3, 2006.
¶ 36 The third affidavit came from Rayetta Felton, who knew defendant because her sons grew
up in the same neighborhood as defendant. Felton said that, at the time of defendant's arrest and conviction, she did not know anything about the facts of the case. Felton said that, "about a year
ago," she had a conversation with Germaine Bledsoe when Bledsoe came to her house to see one of her sons. Bledsoe mentioned that "it was too bad [that defendant] was in prison because
[defendant] was not the shooter." Bledsoe said he knew this because he was driving the car from which the shots were fired, and that "Willie, Cornelius, and DeShawn" were also in the car.
According to Felton, Bledsoe did not say who fired the shots, but he did say that defendant was not present. On February 13, 2000, Felton met with defendant's attorney and told him about her
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conversation with Bledsoe. Defendant's attorney then sent Felton a copy of her affidavit to review, which she did. Again, Felton's affidavit appeared to have been drafted in 2000. But it was not signed and notarized until January 3, 2006.
¶ 37 The fourth affidavit was from Aisha Daily, who lived in the same neighborhood as defendant. She first contacted defendant in 1999 and then started asking around the neighborhood about Willie and Germaine. Daily said that, in 2001, Willie came to her house and spoke to her about the case. He said that "he was the actual shooter and that [defendant] was not involved."
Daily contacted defendant's lawyer, and he said that he would get an affidavit from her. After that conversation, however, defendant's attorney never contacted Daily about obtaining her affidavit.
Daily attested that, on an unspecified date, Willie came to her house again and told her that he wanted to confess to defendant's attorney. Daily brought Willie to defendant's attorney, but he "did not confess." Daily's signature on the affidavit was dated January 9, 2005, but it was notarized on
January 8, 2006.
¶ 38 We would make two notes about these affidavits. First, Andrea Young, Rayetta Felton, and Aisha Daily each swore in their affidavits that they met with postconviction counsel about their testimony, which is consistent with what postconviction counsel told the court the first time he discussed the absence of supporting affidavits: that he had previously been in touch with three witnesses who would provide him statements, but he had to file an unsupported petition because the limitations period on filing the petition was about to run. See supra ¶ 26. The State does not dispute this fact and even points out that the affidavits of Young and Felton appear to have been originally prepared back in 2000, during their initial meeting with postconviction counsel.
¶ 39 Second, the affidavits of Grace Warren and Aisha Daily, each of whom claim that they brought Willie Madlock to the office of defendant's postconviction counsel to confess his guilt, are
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No. 1-09-0884 consistent with what defendant's postconviction counsel told the court during the initial postconviction hearing, when defendant asked for new counsel—that a man who had purportedly been willing to confess was brought to counsel's law office, but he ultimately refused to confess.
Supra ¶ 29. The State agrees that "the visit with Madlock to [defendant's] attorney that is described by Ms. Warren is undoubtedly the same visit that [postconviction counsel] described on the record in the first postconviction proceeding."
¶ 40 On March 3, 2009, the trial court denied defendant leave to file his successive postconviction petition. The court found that the affidavits used to support defendant's claim were not new because defendant "already presented the theory at trial that Willie Madlock was the 'real' shooter and that [defendant] was not in the vehicle when the crime occurred." Thus, the court
ruled, "these affidavits [were] cumulative and immaterial in nature and would not change the verdict on retrial." Defendant appeals from the trial court's order.
¶ 41 II. ANALYSIS
¶ 42 Defendant argues that the trial court erred in denying him leave to file because he stated a colorable claim of actual innocence. In a supplemental brief filed after the Illinois Supreme Court's first remand in 2012, defendant also argues that he established cause and prejudice justifying his leave to file a successive petition, because his attorney performed inadequately during his initial postconviction proceedings, and that his mandatory life without parole sentence is unconstitutional.
¶ 43 We begin by addressing the constitutionality of defendant's sentence.
¶ 44 A. Mandatory Life Without Parole Sentence
¶ 45 In Miller, the United States Supreme Court held that mandatory life sentences without the possibility of parole for offenders under 18 violate the eighth amendment's prohibition of cruel and - 11 -
No. 1-09-0884 unusual punishment. Miller, 567 U.S. at ___, 132 S. Ct. at 2469. The Court wrote that juveniles
"are constitutionally different from adults for purposes of sentencing" because they lack adults'
sense of responsibility, they are more susceptible to negative influence and outside pressure, and they possess a greater capacity to change their character. Id. at ___, 132 S. Ct. at 2464. Thus, juvenile offenders are both less culpable than adults and possess a greater capacity to reform. Id. at
___, 132 S. Ct. at 2464. Because mandatory life without parole sentences fail to acknowledge these
characteristics, the Court held that they do not serve any justifiable penological purpose. Id. at ___, 132 S. Ct. at 2465. The Court held that, at sentencing, trial courts must have the opportunity to consider a juvenile defendant's "age and the wealth of characteristics and circumstances attendant to it." Id. at ___, 132 S. Ct. at 2467.
¶ 46 In Davis, the Illinois Supreme Court held that Miller applied retroactively to cases pending on collateral review at the time Miller was decided. Davis, 2014 IL 115595, ¶¶ 34-43. The court reasoned that Miller effected a substantive change in the law by prohibiting mandatory life without
parole sentences for juveniles, exempting it from the general bar on the retroactive application of new rules to final convictions. Id. ¶¶ 36-39, 41. Thus, the court held that the defendant, who had raised the constitutionality of his sentence in a successive postconviction petition, was entitled to a new sentencing hearing "where the trial court [could] consider all permissible sentences." Id. ¶¶ 9, 43.
¶ 47 Here, the trial court was required to sentence defendant, who was 17 years old at the time of the shooting, to natural life in prison without the possibility of parole because he had previously been convicted of first-degree murder. See 730 ILCS 5/5-8-1(a)(1)(c)(i), (v) (West 1994)
(mandating a natural life sentence for defendants twice-convicted of first-degree murder); 730
ILCS 5/3-3-3(d) (West 1994) (precluding parole for defendants sentenced to natural life). Pursuant
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to Miller, defendant's sentence violated his eighth amendment right to be free from cruel and unusual punishment. Like Davis, this appeal was pending at the time Miller was decided. In light of the holding of Davis, defendant is entitled to be resentenced.
¶ 48 There is no procedural bar to defendant's challenge. As the court explained in Davis, Miller itself satisfies the cause-and-prejudice standard for successive petitions because Miller was not available for earlier postconviction proceedings, and it applied retroactively to defendant's
sentencing hearing. Davis, 2014 IL 115595, ¶ 42. Moreover, a challenge to the constitutionality of a sentencing statute may be raised at any time (People v. McCarty, 223 Ill. 2d 109, 123 (2006)), including on appeal from a collateral proceeding. See, e.g., People v. Croom, 2012 IL App (4th)
100932, ¶¶ 7-8, 10. Thus, the fact that defendant first raised this challenge on appeal from the denial of leave to file his successive postconviction petition does not bar us from granting him relief. [2]
¶ 49 Our conclusion is supported by the Illinois Supreme Court's decision in People v. Thompson, 2015 IL 118151. In Thompson, the defendant relied on Miller to challenge the constitutionality of his sentence in an untimely section 2-1401 petition. Id. ¶¶ 14-15, 17. The supreme court found that the defendant could not raise his untimely challenge simply because he
asserted that his sentence was unconstitutional and void. Id. ¶ 30. The court distinguished the defendant's challenge from two appellate court cases (People v. Luciano, 2013 IL App (2d)
110792, ¶ 46, and People v. Morfin, 2012 IL App (1st) 103568, ¶¶ 25, 56) that permitted minors to raise Miller challenges for the first time on appeal from the dismissal of their collateral