United States v. Edward Rucker, 557 F.2d 1046 (4th Cir. 1977). · Go Syfert
United States v. Edward Rucker, 557 F.2d 1046 (4th Cir. 1977). Cases Citing This Book View Copy Cite
79 citation events (17 in the last 25 years) across 20 distinct courts.
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At page 1049 “that has the effect of impairing the defendant's ability to exercise intelligently his challenges is ground for reversal, irrespective of prejudice.”26 citing cases2 citing courts quote it
Show 16 more citing cases
  • Mee Sook Sasaki v. Class, 92 F.3d 232 (4th Cir. 1996).published
    A voir dire “that has the effect of impairing the defendant’s ability to exercise intelligently his challenges is ground for reversal, irrespective of prejudice.” United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir.1977).
  • Kirk v. Raymark Indus., Inc., 61 F.3d 147 (3d Cir. 1995).
    (erroneous refusal to excuse a juror for cause constitutes reversible error despite defendant’s use of peremptory challenge where district court’s error reduced number of peremptory challenges)
  • Kirk v. Raymark Indus., Inc., 61 F.3d 147 (3d Cir. 1995).published
    (erroneous refusal to excuse a juror for cause constitutes reversible error despite defendant's use of peremptory challenge where district court's error reduced number of peremptory challenges)
  • State v. Brodowski, 600 A.2d 925 (N.H. 1991).published
    (court’s voir dire examination must allow the defendant to make reasonably intelligent use of his peremptory challenges and challenges for cause)
  • James Roy Knox v. James A. Collins, Dir., Texas Dep't of Crim. Just., Institutional Div., 928 F.2d 657 (5th Cir. 1991).published
    The Fourth Circuit has recognized that the defendant must at least have the opportunity to exercise his peremptory challenges “meaningfully.” United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir.1977).
  • United States v. Ivn Mitchell, A/K/A David W. Freeman, A/K/A Steven Mitchell, A/K/A Steven M. Johnson, A/K/A Steve Mitchell, 911 F.2d 725 (4th Cir. 1990).unpublished
    United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir.1977).
  • United States v. Daniel T. Hashimoto, 878 F.2d 1126 (9th Cir. 1989).published 2 cites
    See Swain v. Alabama, 380 U.S. 202, 219 , 85 S.Ct. 824, 835 , 13 L.Ed.2d 759 (1965); Baldwin, 607 F.2d at 1298-99 ; United States v. Allsup, 566 F.2d 68, 71 (9th Cir.1977); United States v. Hill, 738 F.2d 152, 153-55 (6th Cir.1984); United…
  • United States v. James Knox Botsch, 862 F.2d 315 (4th Cir. 1988).unpublished
    United States v. Brown, 767 F.2d 1078, 1081 (4th Cir.1985); United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir.1977). 5 In this case, seven prospective jurors had previously served on juries in criminal cases.
  • United States v. Ronald Gasque, 831 F.2d 292 (4th Cir. 1987).unpublished 2 cites
    United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir.1977).
  • United States v. Hayden, 17 M.J. 749 (1984).published
    Carr v. Watts, 597 F.2d 830 (2d Cir.1979); United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir.1977); United States v. Nell, 526 F.2d 1223 (5th Cir.1976); United States v. Turner, 558 F.2d 535 (9th Cir.1977). * Reversal under such circum…
  • United States v. Garnett Johnnie Jones, 608 F.2d 1004 (4th Cir. 1979).published 2 cites
    United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir. 1977). 24 An impartial jury is an imperative constitutional right under the Sixth Amendment and here the circumstances indicate the probability of partiality.
  • United States v. Gregory Singleton, A/K/A Greg, United States of Am. v. Julio Suarez, A/K/A Jules, 41 F.3d 1505 (4th Cir. 1994).unpublished
    See United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir.1977); cf. Fed.R.Evid. 611(a).
  • Joanne Kotler, Individually & as Adm'x, Etc. v. The Am. Tobacco Co., 926 F.2d 1217 (1st Cir. 1990).published
    See United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir.1977). 11 .
  • United States v. Anderson J. Coleman, 805 F.2d 474 (3d Cir. 1986).published
    See United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir.1977).
  • United States v. Eric Mejia-Ramos, No. 17-4030 (4th Cir. Dec. 9, 2019).unpublished
    Such discretion “clearly” extends to the granting of permission to recall a witness, Kuhn v. United States, 24 F.2d 910, 914 (9th Cir. 1928), or to reopen an examination, United States v. Never Misses A Shot, 781 F.3d 1017 , 1023–24 (8th C…
  • United States v. Adams, 36 M.J. 1201 (1993).published
    See also United States v. Rucker, 557 F.2d 1046, 1049 (4th Cir.1977); United States v. Lewin, 467 F,2d 1132 (7th Cir. 1972).
At page 1048 “physical or mental incapacity to serve, no less than the existence of bias, strikes at the very fitness of a venireman to sit as a juror.”10 citing cases2 citing courts quote it
At page 1047 [mjental incapacity to serve, no less than the existence of bias, strikes at the very fitness of a venireman to sit as a juror.4 citing cases1 citing court put it this way
  • United States v. Barry Mark Hall, 989 F.2d 711 (4th Cir. 1993).published
    ([mjental incapacity to serve, no less than the existence of bias, strikes at the very fitness of a venireman to sit as a juror.)
  • United States v. Alec Brown, Jr., 799 F.2d 134 (4th Cir. 1986).published 2 cites
    Baldwin, 607 F.2d at 1298 (citing United States v. Dellinger, 472 F.2d 340, 366-77 (7th Cir.), cert. denied, 410 U.S. 970 , 93 S.Ct. 1443 , 35 L.Ed.2d 706 (1972); United States v. Rucker, 557 F.2d 1046, 1047-49 (4th Cir.1977)). 4 .
  • United States v. Joe Don Baldwin, 607 F.2d 1295 (9th Cir. 1979).published
    United States v. Allsup, 566 F.2d 68, 71 (9th Cir. 1977), and cases cited therein; and see United States v. Dellinger, 472 F.2d 340, 366-377 (7th Cir.), cert. denied, 410 U.S. 970 , 93 S.Ct. 1443 , 35 L.Ed.2d *1299 706 (1972); United State…
  • United States v. Robert Mason Gray, (Two Cases), 47 F.3d 1359 (4th Cir. 1995).published
    (reversing conviction where district court did not grant the defendant’s request for a specific inquiry on voir dire into the physical and mental competence of the potential jurors)
At page 1046 refusal to excuse a juror for cause was reversible error despite defendant’s use of peremptory challenge, where result was reduction in number of strikes available.1 citing case1 citing court put it this way
  • Watson v. Camp, 663 F. Supp. 1039 (C.D. Ill. 1987).published
    (refusal to excuse a juror for cause was reversible error despite defendant’s use of peremptory challenge, where result was reduction in number of strikes available.)
Other citing cases3 with no pin cite or quoted language on record
Retrieving the full opinion text from the archive…
UNITED STATES of America, Appellee,
v.
Edward RUCKER, Appellant
76-2157.
Court of Appeals for the Fourth Circuit.
Jun 24, 1977.
Published opinion
557 F.2d 1046
1977 U.S. App. LEXIS 12720
George F. West, Jr., Alexandria, Va. (Murphy, McGettigan, McNally & West, Alexandria, Va., on brief), for appellant., Robert F. McDermott, Jr., Asst. U. S. Atty., Alexandria, Va. (William B. Cummings, U. S. Atty., Alexandria, Va., on brief), for appellee.
Haynsworth, Craven, Widener.
Cited by 63 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 73%
Citer courts: Fourth Circuit (1)
WIDENER, Circuit Judge:

Appellant Edward Rucker was convicted of voluntary manslaughter in the stabbing death of a fellow inmate at Virginia’s Lorton Reformatory, in violation of 18 U.S.C. § 1112. The dispositive issue in his appeal is whether the trial judge committed reversible error in refusing to question individually on voir dire two prospective jurors whose answers to jury qualification questionnaires left open to question their physical or mental capacities to render effective jury service. Rucker used two of his ten peremptory challenges, all of which were ultimately exercised, to strike the questionable veniremen from the panel, and now claims that the trial judge’s failure to make specific inquiry impaired his ability to make intelligent use of those challenges. We agree, and hold that the judgment of conviction must be vacated and the case remanded for a new trial.

Of the veniremen who had filled out the questionnaires, two had failed to answer fully Questions 18 and 19. Question 18 inquired whether or not a venireman suffered from any physical or mental infirmity that would impair his ability to serve as a juror. One venireman answered affirmatively, but failed to provide an explanation as required by Question 19. Another failed entirely to answer Question 18.

Counsel for the appellant brought these matters to the attention of the court, and requested that, on voir dire, the two veniremen in question be individually asked to explain their answers or lack thereof. The court denied the request, and denied a challenge for cause to the one juror who had indicated that he in fact had such a disability. Instead, the court inquired generally of the panel as a whole whether any venireman suffered from any physical or mental infirmity that would impair his ability to sit as a juror. The oral inquiry was answered with silence. [1]

We think the trial judge committed error in failing to ascertain why the questions pertaining to physical or mental impairment had not been fully answered, or had been answered in the affirmative, once that fact had been called to the court’s attention by defendant’s counsel. Physical or mental incapacity to serve, no less than[*1048] the existence of bias, [2] strikes at the very fitness of a venireman to sit as a juror. The questionnaires are presumably distributed for a reason, and once the answers indicated at least an ambiguity as to the physical or mental capacity of one venireman and the disability of another, we think that, on request of defense counsel, the matter should have been inquired into in greater depth. The general question did not necessarily resolve the matter. From the record here, it is as reasonable a supposition as any other, for example, that if the impairment indicated by one of the veniremen were a hearing disability he would have been unable to hear the court’s oral inquiry.

We have not overlooked the fact that the two veniremen did not actually sit on Rucker’s jury, having been excused by peremptory challenges. Still, a defendant is entitled to have sufficient information brought out on voir dire to enable him to exercise his challenges in a reasonably intelligent manner, lest the statutory right become an empty ritual. . When the court received notice that two veniremen either were or may well have been physically or mentally incompetent to serve, it was not within the court’s sound discretion to, in effect, require the defendant to exercise peremptory challenges on a speculative basis so far as their disability was concerned.

The right of peremptory challenge, known to the common law in capital cases, Frazier v. United States, 335 U.S. 497, 506-07, 69 S.Ct. 201, 93 L.Ed. 187 note 11 (1948), (Swain, infra, n. 9 indicates felonies) has long been recognized as “one of the most important rights secured to the accused.” Pointer v. United States, 151 U.S. 396, 408, 14 S.Ct. 410, 414, 38 L.Ed. 208 (1894); see Lewis v. United States, 146 U.S. 370, 376, 13 S.Ct. 136, 36 L.Ed. 1011 (1892). Indeed, it has been characterized as an essential component of an impartial jury trial as long ago as by Coke and Blackstone, [3] and as recently as by the Supreme Court in 1965 in Swain v. Alabama, 380 U.S. 202, 85 S.Ct. 824, 13 L.Ed.2d 759 (1965). “The function of the challenge is not only to eliminate extremes of partiality, on both sides, but to assure the parties that the jurors before whom they try the case will decide on the basis of the evidence placed before them and not otherwise.” [4] Id. at 219, 85 S.Ct. at 835.

Of course, this purpose would largely be vitiated if peremptory challenges were required to be exercised without the benefit of adequate information upon which rational challenges may be predicated, irrespective of whether such information is actually utilized, or whether the crucial factor to a particular defendant is “those with blue eyes.” While it is the nature of a peremp[*1049] tory challenge that it may be exercised capriciously or whimsically, Swain, supra, 380 U.S. at 220-221, 85 S.Ct. 824, at least the opportunity to exercise it meaningfully must be present. Thus, the adequacy of the court’s voir dire examination becomes inevitably bound up with the defendant’s opportunity to make reasonably intelligent use of his peremptory challenges and challenges for cause. If probing questions are never asked after notice of probable disability of particular jurors, salient information about prospective jurors might never be revealed, and the entire process would do nothing to advance the cause of selecting a competent, disinterested jury. See Swain, supra, 380 U.S. at 219-220, 85 S.Ct. 824.

While the conduct of a voir dire examination is a matter within the broad discretion of the trial judge, Ristaino v. Ross, 424 U.S. 589, 594, 96 S.Ct. 1017, 47 L.Ed.2d 258 (1976); Ham v. South Carolina, 409 U.S. 524, 93 S.Ct. 848, 35 L.Ed.2d 46 (1973); Aldridge v. United States, 283 U.S. 308, 51 S.Ct. 470, 75 L.Ed. 1054 (1931), the exercise of that discretion is limited by “the essential demands of fairness.” Aldridge, supra, at 310, 51 S.Ct. 470. A voir dire that has the effect of impairing the defendant’s ability to exercise intelligently his challenges is ground for reversal, irrespective of prejudice. Swain v. Alabama, supra, 380 U.S. at 219, 85 S.Ct. 824; United States v. Lewin, 467 F.2d 1132 (7th Cir. 1972).

Our holding is a narrow one. When the district judge had reason to believe from information supplied by the veniremen themselves that one of them may well have lacked, and one did lack, physical or mental capacity to serve as jurors, the defendant’s request for a specific inquiry into the matter was reasonable and should have been granted.

United States v. Cavanaugh, 535 F.2d 1251 (4th Cir. 1976), an unpublished opinion of this court relied upon by the United States, held, in an alternate holding, on somewhat similar facts, that the trial court acted within its discretion in propounding a general question to the entire panel concerning physical or mental competence. While Cavanaugh may be factually distinguished on its other ground that the defendant in that case did not use his peremptory challenges to strike the veniremen in question, in any event, as an unpublished opinion it is not binding on us, and we decline to follow it so far as it may hold that no follow-up questions are required after the court is put on notice of probable disqualification of a venireman.

The government next takes the position that, even though the trial court may have erred in declining further voir dire examination, and assuming the disqualification of the juror involved, the error was not reversible because the questionable jurors were excused by two of the defendant’s peremptory challenges. Even apart from what we have said about the necessity of an adequate voir dire to provide a foundation for the exercise of challenges, we think that an erroneous refusal to excuse a juror for cause constitutes reversible error despite the defendant’s use of peremptory challenges, where, as here, as a result of the error the number of peremptory challenges available to the defense is reduced. United States v. Nell, 526 F.2d 1223 (5th Cir. 1976).

Finally, since the case must be retried, we briefly address Rucker’s remaining assignments of error pertaining to the government’s use of demonstrative evidence, and the government’s recall of a witness after the witness had had an opportunity to confer with the Assistant United States Attorney. We think both of these matters were within the discretion of the district court, and that there was no abuse of that discretion. See United States v. Skinner, 138 U.S.App.D.C. 121, 425 F.2d 552, 555 (1970), with respect to visual evidence, and Holder v. United States, 150 U.S. 91, 14 S.Ct. 10, 37 L.Ed. 1010 (1893), with respect to recalling the witness.

REVERSED AND REMANDED FOR A NEW TRIAL.

1

. We do not imply that the manner or form of inquiry is in general wrong for it has repeatedly been held sufficient in this circuit. Our holding is limited to making only the general inquiry after notice that a particular venireman does have, or well may have, a physical or mental impairment which might affect his ability to render efficient jury service.

2

. Failure of a trial judge to inquire on voir dire into possible racial biases of veniremen has been held to be reversible error in Aldridge v. United States, 283 U.S. 308, 51 S.Ct. 470, 75 L.Ed. 1054 (1931), and raised to constitutional significance in Ham v. South Carolina, 409 U.S. 524, 93 S.Ct. 848, 35 L.Ed.2d 46 (1973). In Ham, where a black civil rights activist was on trial in circumstances suggesting that racial bias might play a role in the minds of jurors, the Court held that the failure of the trial judge to inquire into the subject violated the Due Process Clause of the Fourteenth Amendment.

It has subsequently been made clear, however, that “The Constitution does not always entitle a defendant to have questions posed during voir dire specifically directed to matters that conceivably might prejudice veniremen against him,” Ristaino v. Ross, 424 U.S. 589, 96 S.Ct. 1017, 1020, 47 L.Ed.2d 258 (1976), even in the context of racial discrimination when there were no racial issues to be tried. See also Hamling v. United States, 418 U.S. 87, 94 S.Ct. 2887, 41 L.Ed.2d 590 (1974).

3

. See Lewis v. United States, 146 U.S. 370, 376, 13 S.Ct. 136, 36 L.Ed.1011 (1892); and Pointer v. United States, 151 U.S. 396, 408, 14 S.Ct. 410, 414, 38 L.Ed. 208 (1894), in which the statement is attributed to Coke that, “The end of challenge is to have an indifferent trial, and which is required by law; and to bar the party indicted of his lawful challenge is to bar him of a principal matter concerning his trial.”

4

. The right of peremptory challenge, however, is conferred by Congress and the Federal Rules of Criminal Procedure, and is not required by the Constitution. In Frazier v. United States, 335 U.S. 497, 505-06 and n. 11, 69 S.Ct. 201, 93 L.Ed. 187 (1948), the Court points out that peremptory challenges can be withheld without impairing the constitutional guaranties of an impartial jury or a fair trial.