United States v. Richard Frank Plechner, Sur. Ins. Co. of California, Sur.-Appellant, 577 F.2d 596 (9th Cir. 1978). · Go Syfert
United States v. Richard Frank Plechner, Sur. Ins. Co. of California, Sur.-Appellant, 577 F.2d 596 (9th Cir. 1978). Cases Citing This Book View Copy Cite
G Cite
cited 2× by 2 distinct cases, last quoted 1984 · …fairer to those adversely affected by a bond forfeiture.
51 citation events (3 in the last 25 years) across 15 distinct courts.
Strongest positive: Pueblo v. Martínez Hernández (prsupreme, 2003-01-22)
Treatment trajectory · 1978 → 2026 · click a year to view as-of
1978 2002 2026
Top citers, strongest first. 30 distinct citers. How cited ↗
discussed Cited as authority (rule) Pueblo v. Martínez Hernández
prsupreme · 2003 · confidence medium
A manera de ejemplo, véase United States v. Abernathy, 757 F.2d 1012, 1014 (9no Cir. 1985), “an action to enforce a bond forfeiture, which is essentially an action on a contract between the government and the defendants, is a civil action”; United States v. Plechner, 577 F.2d 596, 598 (9no Cir. 1978), “[a] bail bond is a contract between the government and the defendant and his surety.
cited Cited as authority (rule) United States v. Gonzalez
S.D. Tex. · 1995 · confidence medium
See United States v. Toro, 981 F.2d 1045, 1048 (9th Cir.1992); United States v. Plechner, 577 F.2d 596, 598 (9th Cir.1978) (“[u]pon forfeiture, the surety becomes the government’s debtor”).
cited Cited as authority (rule) United States v. John Joseph Vaccaro, and Rochelle Bell, Doing Business as Bell Bail Bonds, Real Party in Interest-Appellant
9th Cir. · 1995 · confidence medium
United States v. Plechner, 577 F.2d 596, 597 (9th Cir.1978).
discussed Cited as authority (rule) United States v. Diego Toro Adriana Toro, and Ralph T. Powell, Maria L. Powell, Sureties, Real Parties in Interest (2×)
9th Cir. · 1992 · confidence medium
“The government also offers a variation of this argument, relying upon the statement this court made in United States v. Plechner, 577 F.2d 596, 598 (9th Cir.1978), that “[ujpon forfeiture, the surety becomes the government’s debtor.” The government argues that since there was no judicial declaration of forfeiture here, the sureties did not become “the government’s debtor” and the government “was never in a position to file a complaint against the sureties to collect the bail amounts.” Accordingly, the government argues, the statute of limitations never began to run.
discussed Cited as authority (rule) United States v. Lacey
D. Kan. · 1991 · confidence medium
In United States v. Brouillet, 736 F.2d 1414, 1415 (10th Cir.1984) the Tenth Circuit held "the time for appeal from an order relating to the forfeiture of a criminal bail bond is governed by the rules for appeals from a civil case.” The court of appeals also commented: “A bail bond is a contract between the government and the defendant and his surety---Upon forfeiture, the surety becomes the government’s debtor____ Thus the government’s motion for judgment [is] ‘civil, not criminal, in nature.”’ Id. (quoting United States v. Plechner, 577 F.2d 596, 598 (9th Cir.1978)). 3 .
discussed Cited as authority (rule) United States v. Vaccaro
D. Nev. · 1989 · confidence medium
See, e.g., United States v. Minor, 846 F.2d 1184 (9th Cir.1988) (trial court ordered forfeiture of appeal bond upon defendant’s failure to appear; trial court did not err in remitting only $65,000 of defendant’s $75,000 appeal bond where defendant’s breach was willful); United States v. Frias-Ramirez, 670 F.2d 849 (9th Cir.1982) (judgment of forfeiture affirmed where defendant breached condition of bond when he failed to appear; court found magistrate adequately informed sureties of their obligation in event of breach), cert. denied, 459 U.S. 842 , 103 S.Ct. 94 , 74 L.Ed.2d 86 (1982); Ap…
cited Cited as authority (rule) Tommy v. Greenhow v. Secretary of Health & Human Services
9th Cir. · 1988 · confidence medium
See, e.g., McCall, 628 F.2d at 1187 ; United States v. Plechner, 577 F.2d 596, 598 (9th Cir.1978); Rothman v. Hospital Serv., 510 F.2d 956 , 960 (9th Cir.1975).
discussed Cited as authority (rule) United States v. Douglas Wayne Brown
8th Cir. · 1987 · confidence medium
See United States v. Roher, 706 F.2d 725, 726-27 (5th Cir.1983); United States v. Jackson, 691 F.2d 478, 479 (11th Cir.1982); United States v. Martinez, 613 F.2d 473 , 482 n. 30 (3d Cir.1980); United States v. Plechner, 577 F.2d 596, 597-98 (9th Cir.1978).
discussed Cited as authority (rule) United States v. Eleuteria Felix-Meza, and Surety Flores Bail Bonds, Claimant-Appellant
9th Cir. · 1987 · confidence medium
Flores argues the court should have given notice of the order of forfeiture because forfeiture is a “civil proceeding,” United States v. Plechner, 577 F.2d 596, 597 (9th Cir.1978), and Federal Rule of Civil Procedure 77(d) requires the clerk to mail notice of an order to the parties.
discussed Cited as authority (rule) United States v. Rafael Santiago, Appeal of Esther Cruz (2×)
7th Cir. · 1987 · confidence medium
See, e.g., United States v. Brouillet, 736 F.2d 1414, 1415 (10th Cir.1984); United States v. Roher, 706 F.2d 725, 726 (5th Cir.1983); United States v. Jackson, 691 F.2d 478, 479 (11th Cir.1982); United States v. Martinez, 613 F.2d 473 , 482 n. 30 (3d Cir.1980); United States v. Plechner, 577 F.2d 596, 597-98 (9th Cir.1978).
discussed Cited as authority (rule) 40 Fair empl.prac.cas. 673, 40 Empl. Prac. Dec. P 36,097 Lynda D. Gibbs, Nancy R. Meyer, Kay A. Simmons, Rosemarie Sowell, and Judith A. Thompson v. Pierce County Law Enforcement Support Agency, City of Tacoma and Its Police Department, and Pierce County and Its Sheriff's Office
9th Cir. · 1986 · confidence medium
Inasmuch as LESA offers no explanation of its failure to raise the issue in the district court, see United States v. Plechner, 577 F.2d 596, 598 (9th Cir.1978) (without explanation or exceptional circumstances courts will not deviate from general rule of declining issue) and no "exceptional circumstances" are present, we conclude that LESA is estopped from raising the "Sowell issue" here.
discussed Cited as authority (rule) Gibbs v. Pierce County Law Enforcement Support Agency
9th Cir. · 1986 · confidence medium
Inasmuch as LESA offers no explanation of its failure to raise the issue in the district court, see United States v. Plechner, 577 F.2d 596, 598 (9th Cir.1978) (without explanation or exceptional circumstances courts will not deviate from general rule of declining issue) and no “exceptional circumstances” are present, we conclude that LESA is estopped from raising the “Sowell issue” here.
cited Cited as authority (rule) United States v. Banks
S.D. Cal. · 1985 · confidence medium
United States v. Lujan, 589 F.2d 436, 438 (9th Cir.1978); United States v. Plechner, 577 F.2d 596, 598 (9th Cir.1978); accord United States v. Martinez, 613 F.2d 473, 476 (3rd Cir.1980).
cited Cited as authority (rule) United States v. Donald Ray Abernathy, Daniel David Abernathy
9th Cir. · 1985 · confidence medium
United States v. Plechner, 577 F.2d 596, 597 (9th Cir.1978).
discussed Cited as authority (rule) United States v. Ernest Patrick Brouillet, United States of America v. Ernest Patrick Brouillet, Colonial Bonding Agency, Inc. And Heritage Insurance Company of North America, Inc.
10th Cir. · 1984 · confidence medium
See United States v. Roher, 706 F.2d 725, 726 (5th Cir.1983); United States v. Jackson, 691 F.2d 478, 479 (11th Cir.1982); United States v. Martinez, 613 F.2d 473 , 482 n. 30 (3rd Cir.1980); United States v. Plechner, 577 F.2d 596, 597-98 (9th Cir.1978).
discussed Cited as authority (rule) United States v. Brouillet
10th Cir. · 1984 · confidence medium
See United States v. Roher, 706 F.2d 725, 726 (5th Cir.1983); United States v. Jackson, 691 F.2d 478, 479 (11th Cir.1982); United States v. Martinez, 613 F.2d 473 , 482 n. 30 (3rd Cir.1980); United States v. Plechner, 577 F.2d 596, 597-98 (9th Cir.1978).
cited Cited as authority (rule) American Druggists Ins. Co., Inc., and John H. Brown v. Joseph I. Bogart, Clerk of the Court, Southern District of Florida
11th Cir. · 1983 · confidence medium
United States v. Plechner, 577 F.2d 596, 598 (9th Cir.1978).
discussed Cited as authority (rule) United States v. Glenn Richard Roher, International Fidelity Insurance Company, Surety
5th Cir. · 1983 · confidence medium
By contrast, in United States v. Plechner, 577 F.2d 596, 597-98 (9th Cir.1978), the court held that enforcement of a bond forfeiture is, like an action to collect a criminal fine, a civil case arising from a prior criminal proceeding and that the filing of the appeal was governed by the rule for civil cases.
cited Cited as authority (rule) 30 Fair empl.prac.cas. 1517, 30 Empl. Prac. Dec. P 33,284
9th Cir. · 1983 · confidence medium
See, e.g., Wellman v. Jellison, 593 F.2d 876, 879 (9 Cir.1979); United States v. Plechner, 577 F.2d 596, 598 (9 Cir.1978).
cited Cited as authority (rule) Scott v. Pacific Maritime Ass'n
9th Cir. · 1983 · confidence medium
See, e.g., Wellman v. Jellison, 593 F.2d 876, 879 (9 Cir.1979); United States v. Plechner, 577 F.2d 596, 598 (9 Cir.1978).
cited Cited as authority (rule) United States v. Ronald E. Jackson, Joseph M. McLaughlin for American Druggist Insurance Company, Movant-Appellant
11th Cir. · 1982 · confidence medium
We find our position in accord with that of the Ninth Circuit in United States v. Plechner, 577 F.2d 596, 597 (9th Cir. 1978).
discussed Cited as authority (rule) George P. McCartin v. Eleanor Holmes Norton, Chairperson, U. S. Equal Employment Opportunity Commission and Edward Mercado (2×)
9th Cir. · 1982 · confidence medium
United States v. Plechner, 577 F.2d 596, 598 (9th Cir. 1978).
cited Cited as authority (rule) Loretta Jasinski v. Showboat Operating Company, D/B/A Showboat Hotel, and Third-Party v. R. C. Johnson & Associates, and Jonny Industries, Third-Party Defendants
3rd Cir. · 1981 · confidence medium
United States v. Plechner, 577 F.2d 596, 598 (9th Cir. 1978); Rothman v. Hospital Service of Southern California, 510 F.2d 956 (9th Cir. 1975).
cited Cited as authority (rule) Jasinski v. Showboat Operating Co.
9th Cir. · 1981 · confidence medium
United States v. Plechner, 577 F.2d 596, 598 (9th Cir. 1978); Rothman v. Hospital Service of Southern California, 510 F.2d 956 (9th Cir. 1975).
cited Cited as authority (rule) United States v. Humberto Martinez, Surety Insurance Company and Cal Rynerson, In79-1189. Appeal of Allegheny Mutual Casualty Co., in 79-2696
3rd Cir. · 1980 · confidence medium
United States v. Plechner, 577 F.2d 596, 597 (9th Cir. 1978).
cited Cited as authority (rule) Dalton E. Wellman and Anna M. Wellman v. Dean Jellison
9th Cir. · 1979 · confidence medium
United States v. Plechner, 577 F.2d 596, 598 (9th Cir. 1978); Evans v. Valley West Shopping Center, Inc., 567 F.2d 358 , 361 (9th Cir. 1977).
cited Cited as authority (rule) United States v. Guillermo Lujan, Myrna Lujan, Sunshine Bail Bonding Company and Stuyvesant Insurance Company
9th Cir. · 1979 · confidence medium
United States v. Plechner, 577 F.2d 596, 598 (9th Cir. 1978).
discussed Cited "see" State ex rel. Miller v. Eighth Judicial District Court (2×) also: Cited "see, e.g."
Nev. · 1981 · signal: see · confidence high
See United States v. Plechner, supra; People v. Montaigne, 407 N.E.2d 1107 (Ill.App. 1980).
cited Cited "see" Steve Gerald Stevens v. Municipal Court for the San Jose-Milpitas Judicial District, County of Santa Clara, State of California
9th Cir. · 1979 · signal: see · confidence high
See United States v. Plechner, 577 F.2d 596 (9th Cir. 1978); Frommhagen v. Klein, 456 F.2d 1391, 1395 (9th Cir. 1972).
discussed Cited "see, e.g." United States v. Phu Tan Luong
9th Cir. · 2008 · signal: see also · confidence medium
Instead, we have held that where “the order appealed from is civil in nature, the civil notice of appeal provision set out in Rule 4(a) will apply, even if the order arises from a criminal proceeding.” United States v. Ono, 72 F.3d 101, 102 (9th Cir.1995); see also United States v. Plechner, 577 F.2d 596, 598 (9th Cir.1978) (holding that a motion by the government in a criminal case to enforce a bond forfeiture was civil, not criminal, in nature, and therefore the appeal was governed by the rule for civil cases, Rule 4(a)(1)(B) of the Federal Rules of Appellate Procedure).
Retrieving the full opinion text from the archive…
United States
v.
Richard Frank Plechner, Surety Insurance Company of California, Surety-Appellant
77-2484.
Court of Appeals for the Ninth Circuit.
Jun 28, 1978.
577 F.2d 596
1978 U.S. App. LEXIS 10468
Published

577 F.2d 596

UNITED STATES of America, Plaintiff-Appellee,
v.
Richard Frank PLECHNER, Defendant,
Surety Insurance Company of California, Surety-Appellant.

No. 77-2484.

United States Court of Appeals,
Ninth Circuit.

June 28, 1978.

Lester M. Fleischner, Los Angeles, Cal., for surety-appellant.

Harry D. Steward, D. Michael Waltz, Asst. U.S. Atty., on the brief, Terry J. Knoepp, U.S. Atty., San Diego, Cal., for plaintiff-appellee.

On Appeal from the United States District Court for the Southern District of California.

Before CHOY and ANDERSON, Circuit Judges, and PALMIERI,[*] District Judge.

J. BLAINE ANDERSON, Circuit Judge:

[*~596]1

This is an appeal by a surety from a judgment by the District Court adopting a magistrate's order of forfeiture of a $10,000 appearance bond and requiring the surety to pay $7500. On appeal, appellant asserts that the forfeiture was erroneous because (1) none of the bail bond's conditions was breached, and (2) the magistrate was without power to order a forfeiture. Neither contention is persuasive and we affirm.

2

Defendant Plechner, along with nine others, was charged with violations of 21 U.S.C. § 963 (conspiracy to import controlled substances) and 21 U.S.C. § 846 (conspiracy to possess with intent to distribute). Bond was fixed at $10,000. In order to effect Plechner's release from custody, appellant Surety Insurance Company of California caused an appearance bond in the amount of $10,000 to be filed with the District Court.

3

On June 24, 1975, Plechner appeared before U. S. Magistrate Edward A. Infante who ordered the defendant to appear on July 10, 1975, for an omnibus hearing before U. S. Magistrate Harry R. McCue. On July 10, 1975, Plechner appeared before Magistrate McCue who continued the matter to August 18, 1975. When Plechner failed to appear on August 18, Magistrate McCue declared bail forfeited.

4

On October 7, 1975, the government filed a motion for judgment by default based on Plechner's failure to comply with the conditions of the bond. On December 29, 1976, appellant filed its opposition to the motion, contending that Plechner was dead and that a magistrate lacks jurisdiction to declare a bond forfeited.

5

After several continuances, the motion was heard by the District Court on February 22, 1977. The court granted a default in the amount of $7500.[1] Judgment was entered March 9, 1977.

6

Forty-three days later, on April 21, 1977, appellant filed its notice of appeal.

7

At the outset, we note a jurisdictional question briefed by neither party. In civil cases to which the United States is a party, notice of appeal must be filed within sixty days from entry of judgment. Fed.R.App.P. 4(a). In criminal cases the filing period is ten days, but may be extended thirty additional days by the district court. Fed.R.App.P. 4(b). Thus, appellant's notice was timely only if the instant appeal is a civil proceeding. We hold it is.

8

United States v. Jones, 567 F.2d 965 (10th Cir. 1977), holds that an appeal by a surety from judgment on bail bond forfeiture is controlled by the time prescriptions for criminal cases. Cf. Babb v. United States, 414 F.2d 719 (10th Cir. 1968). Based on precedent within our own circuit and a reexamination of the relevant principles, we conclude that enforcement of a bond forfeiture is, like an action to collect a criminal fine, a civil case arising from a prior criminal proceeding. See United States v. Taylor, 321 F.2d 339 (4th Cir. 1963); Smith v. United States, 143 F.2d 228 (9th Cir. 1944), cert. denied, 323 U.S. 729, 65 S.Ct. 65, 89 L.Ed. 585 (1944); 18 U.S.C. § 3565.

9

A bail bond is a contract between the government and the defendant and his surety. United States v. Gonware, 415 F.2d 82 (9th Cir. 1969). Upon forfeiture, the surety becomes the government's debtor. Western Surety Co. v. United States, 51 F.2d 470 (9th Cir. 1931). Thus, the government's motion for judgment was "civil, not criminal, in nature." United States v. Barger, 458 F.2d 396 (9th Cir. 1972).

10

Therefore, the filing of the instant appeal was governed by the rule for civil cases, rule 4(a), Fed.R.App.P., and was timely. We think this is not only more consistent with the nature of the action, but fairer to those adversely affected by a bond forfeiture. A contrary rule would lay a trap for the unwary.

11

Appellant contends that none of the bail bond conditions was breached because the bond did not cover an appearance before a magistrate. This contention is raised for the first time on appeal. As a general rule of practice, issues which have not been raised below will not be reviewed on appeal. United States v. Brizuela, 551 F.2d 249 (9th Cir. 1977); Krause v. Sacramento Inn, 479 F.2d 988 (9th Cir. 1973). Inasmuch as appellant has offered no explanation for this failure and we perceive no exceptional circumstances which would justify deviating from the rule, we decline to consider appellant's argument. Rothman v. Hospital Service of Southern California, 510 F.2d 956 (9th Cir. 1975); Frommhagen v. Klein, 456 F.2d 1391 (9th Cir. 1972).

12

The power of the magistrate to declare a bond forfeiture is also challenged by appellant. The challenge overlooks an inescapable fact. A forfeiture ordered by a magistrate is valid if adopted by the district court. See United States v. Ritte, 558 F.2d 926 (9th Cir. 1977). Here, the District Court did adopt and reiterate the magistrate's order of forfeiture and pronounced its own.

13

"WHEREAS, defendant failed to appear on August 18, 1975, and answer the charge of the plaintiff, United States of America, against him. By reason thereof, the bond posted in the above-entitled matter on June 16, 1975, was and is ordered forfeited." (Judgment, R. 69)

[*~597]14

The forfeiture was therefore properly ordered. The judgment is AFFIRMED.

*

The Honorable Edmund L. Palmieri, Senior United States District Judge for the Southern District of New York, sitting by designation

1

The court, pursuant to the provisions of Fed.R.Crim.P. 46(e)(4), ordered a remission of $2500