v.
Commonwealth of Virginia
COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Huff, Judges Russell and Malveaux Argued at Richmond, Virginia PUBLISHED
RUSSELL ERVIN BROWN, III OPINION BY v. Record No. 0434-17-2 CHIEF JUDGE GLEN A. HUFF MAY 22, 2018 COMMONWEALTH OF VIRGINIA FROM THE CIRCUIT COURT OF DINWIDDIE COUNTY Paul W. Cella, Judge Matthew L. Engle (Bernadette M. Donovan; Douglas A. Ramseur; Seth T. Shelley; Shameka L. Hall; Jacqueline M. Reiner; Donovan & Engle, PLLC; Office of the Capital Defender, Central Region; Jacqueline M. Reiner, PLLC, on briefs), for appellant. Eugene Murphy, Senior Assistant Attorney General (Mark R. Herring, Attorney General, on brief), for appellee. Russell Ervin Brown, III, (“appellant”) appeals his convictions of capital murder and attempted capital murder, in violation of Code § 18.2-31; attempted murder, in violation of Code § 18.2-32; and three counts of use of a firearm in the commission of a felony, in violation of Code § 18.2-53.1. Following a jury trial, the Circuit Court of Dinwiddie County (“trial court”) sentenced appellant to the jury’s recommended sentence of two life sentences for the capital murder and attempted capital murder charges, ten years for the attempted murder charge, and a total of thirteen years for the firearm charges. On appeal, appellant raises seven assignments of error: unusual, Hales pulled his truck onto the shoulder and backed toward appellant’s car and the cruiser. He saw Walker sitting in the cruiser’s front seat “kind of slumped over” and was unsure
[*558]if Walker was alive. “[J]ust a few seconds” after Hales stepped out of his truck to investigate the scene, he observed appellant—dressed in camouflage and holding a rifle—abruptly stand up opposite him on the cruiser’s passenger side. Hales fled back to his truck, and just as he made it into the driver’s seat, appellant fired multiple rounds at the truck, blowing out its passenger window and the windshield in front of the driver’s seat. Hales returned to the interstate as quickly as he could, took the next exit, and called 911 to report the encounter.
Meanwhile, Virginia State Police Trooper Samuel Moss came upon the scene. He saw
the conspicuous collection of appellant’s car, Walker’s police cruiser partially in the woods, and Hales’ delivery truck parked off the interstate. He could hear the gunfire as he pulled his cruiser onto the shoulder. As Moss parked, Hales’ box truck began to pull away from the scene. Moss later testified that he “had no clue what was going on” when he arrived because “[t]here was no
911 call or anything like that. It was literally something [he] just came up on.” At this point, appellant turned his attention from Hales’ truck to Moss and began firing at Moss. Moss exited and took cover at the cruiser’s rear, where he exchanged gunfire with appellant.
As the gunfight raged on, Moss recognized he needed a more powerful weapon than his sidearm in order to hold his position. He crept back to the driver’s seat to release the trunk, then returned to his position at the left rear tire from which he was able to retrieve his M4 rifle from
the trunk. Moss then fired at appellant, who had taken cover inside the passenger cabin of Walker’s cruiser. Appellant responded by diving from the cruiser onto the ground and returning fire from a prone position.[1] Appellant used the surrounding brush as cover as the altercation continued, “hiding behind [the brush], popping out, shooting, going back for cover.”
[*559]Eventually, appellant ran toward the front of Walker’s car into the woods and ceased firing. Moss could not see where appellant went, but remained in position scanning for him because Moss “didn’t want him to come across the wood line and get a better angle on me.”
Backup officers arrived on the scene shortly thereafter. The gunfight ultimately had lasted
“several minutes,” which was far longer than the “five or six seconds” Moss’s training taught him to expect. Moss later testified that “the shots just kept coming” and that he wondered
“[h]ow much [ammunition] has he got over there?” Appellant fired no fewer than twenty-nine rounds during the exchange.
Appellant fled into the woods after the gunfight, where he abandoned his rifle and clothing. Immediately opposite the roadside scene, just through a stand of woods, was a small towing business’ unfenced rear salvage lot containing several wrecked vehicles. Appellant located a sedan there with missing windows and hid in its rear passenger floorboard area.
Dinwiddie County Sheriff’s Office Investigator Charles Lucy was familiar with the area
and heard over the radio that appellant had retreated into the woods, so he responded to the towing business in order to intercept appellant. Lucy located the sedan and approached to
“clear” it for his safety.[2] As he did so, he observed appellant lying naked on the rear floorboard.
Lucy called for backup and ordered appellant to put his hands up. Appellant yelled “don’t kill
1 Moss later testified that assuming a prone position meant lying on one’s stomach. He stated that state troopers are instructed shoot from a prone position because it creates “a smaller target,” making them “much harder to hit” and allowing them “to steady your weapon even more.” Moss testified that appellant’s actions in taking the prone position and returning fire is “what [he would] have done” in the same situation given his training. [2] The investigator later testified that “clearing a vehicle” meant to approach it, “make it safe, know that there’s [sic] no threats inside that vehicle that can shoot or do anything, any harm” to an officer.
[*560]me,” and responding backup officers arrested him. Lucy later testified that appellant’s nudity made it less likely that law enforcement officers would fire on him. Lucy stated that because appellant wore no clothing and had visible hands, he was “able to maintain cover on [appellant]
. . . which made [him] relax a bit.” Lucy clarified that had appellant been clothed, the situation
“would have been very, very high elevated” because he knew he was responding to “an officer-involved shooting.”
Following appellant’s arrest, Virginia State Police Trooper Walter Craig transported him to a state police office where officers instructed him to “sit there and be quiet.” Without any prompting, appellant volunteered various statements about his actions that day that Craig later recounted at trial:
He stated that he sat in his car for a while, watching traffic go by; and while he was sitting in his car, he was talking to his father,3 and a police car pulled up beside him on the shoulder, with no lights. He also stated that he knows procedure, and police are supposed to pull behind you with lights on and call for backup. He stated that he didn’t see lights, and he saw the black officer’s face and that he looked like a dead man and didn’t know it. [Appellant] stated that as he saw the officer’s face, he didn’t know what happened, and he turned into a demon, and he picked up his rifle and shot him, and the police car kept rolling in the grass. And he got out of his car; and after the car crashed, he kept shooting him. He stated that he tried to get his gun, but he couldn’t get his gun because he knew the type of holster and safety that was used. [Appellant] stated that a truck stopped, and he shot at him too, but he hoped that the truck driver was okay, as the truck left. [Appellant] stated that a white police [officer] showed up, and he shot at him too. He stated that his father told him to leave, and he ran through the woods and the water. He took off his clothes, and his Browns hat, and dropped them in the woods. He stated that he saw a junk car, and he laid down in it, and he said that a white officer shined a light in his face, and his father told him to put his hands up and tell the truth.
3 Appellant’s biological father suffers from schizophrenia and lives in an adult care facility. His condition, which ranged “between floridly psychotic and in remission,” made it nearly impossible to conduct an ordinary conversation with him. Officers recovered no mobile phone or other means of communication from the scene.
[*561]Grand Jury
A Dinwiddie County grand jury indicted appellant for the capital murder of Walker, attempted capital murder of Moss, attempted murder of Hales, and three counts of using a firearm in the commission of a felony. Appellant pled not guilty to all charges.
In a July 14, 2015 motion, appellant sought disclosure of “all grand juror information for the preceding five years” in order to prepare a potential Sixth Amendment fair cross-section challenge to the Dinwiddie County grand jury selection process. Counsel for appellant contended that the previous five years of data were necessary in order to “arrive at
statistically-sound calculations.” During a hearing on October 7, 2015, the trial court asked the Commonwealth whether it agreed that “the Defense is entitled to the jury list for the term in which this case is scheduled to be tried.” The Commonwealth conceded that good cause existed for granting appellant access to the grand jury list for the 2016 term. The trial court then asked the Commonwealth whether its position was that “prior grand jury lists from prior years are not pertinent to this case.” The Commonwealth agreed, noting its concerns for citizens’ privacy given the voluminous nature of the request. The trial court ultimately ruled in a letter opinion that appellant was entitled only to the “jury list for the 2016 term in which this case is tried.”
Jury Selection
Appellant also moved to change venue citing the extensive media coverage of Walker’s
murder and the closeness of the Dinwiddie community. The trial court denied that motion, noting that it was “not prepared to move this case to a different jurisdiction without even attempting to seat a jury.”
Jury selection in fact took six days, during which the trial court questioned six panels of twenty prospective jurors each in order to form a pool of twenty-eight from which twelve jurors and four alternates would be selected. The trial court began by asking each panel preliminary questions and dismissing jurors it found were unqualified based on those questions, then it called in the remaining prospective jurors individually for more detailed questioning by the attorneys.
[*562]On the first day of jury selection, the trial court asked whether any members of the first panel
had “heard anything about this case from any source such as the news media.” Reviewing the response, the trial court observed, “[i]t appears as if almost everybody has.” Following extensive examination by the attorneys, five jurors were qualified from the first panel and seven were
excused for their familiarity with Walker or preconceived opinions of appellant’s guilt.[4] Of the second panel, only two of the prospective jurors had not heard about the case from the media or other sources. The trial court qualified six people out of the second panel and excused another six for their familiarity with Walker or belief in appellant’s guilt.
The trial court asked the third panel whether anyone had learned information about the case from sources such as media reports that might affect their impartiality; six prospective jurors responded affirmatively. After individual examination of the panel members, the trial court qualified four members and excused two because of their familiarity with Walker or belief that appellant was guilty. In the fourth panel, several jurors indicated familiarity with the case
from media or other sources, and ten had formed a prior opinion of appellant’s guilt or innocence. The trial court ultimately qualified six jurors from the fourth panel after detailed
individual examination by the attorneys and excused eight for their familiarity with Walker or fixed opinion that appellant was guilty.
The trial court considered a fifth panel, asking the usual preliminary questions including whether anyone had heard anything about the case from sources like the media. The trial court observed that “frankly, virtually everybody in the group” had heard something about the case.
4 The remaining members of the twenty-person panel here and in subsequent panels were excused for other reasons, foremost among which were fixed views for or against the death penalty and inability to understand the different burdens of proof involved in the case.
[*563]Following individual examination, the trial court qualified five prospective jurors and excused eight based on their familiarity with Walker or opinion that appellant had committed the charged crimes. After the fifth panel, the trial court had qualified twenty-six of the twenty-eight jurors necessary to proceed. It accordingly summoned a sixth panel of twenty jurors, half of whom
acknowledged hearing about the case from sources like the media. The trial court qualified the first two prospective jurors individually questioned by the attorneys, completing the pool of twenty-eight members. Both parties made their peremptory strikes on the following day, leaving the final jury of twelve members and four alternates.
Two members of the final jury, Delores Palmer and Aaron Whitworth, survived motions to strike for cause during the initial selection process. Asked by one of the Commonwealth’s attorneys whether she had formed any opinions regarding appellant’s guilt, Palmer indicated she believed “he did it” and noted that opinion was based on the media reports about the crime. She immediately thereafter stated that she “still [had] to draw my own answer” and that “my opinion
just now wouldn’t decide on what I heard. I need to, like I told you before, to hear the rest of the facts of what happened . . . . I could decide from that.” During examination by defense counsel, she maintained that she could put her opinions aside. She stated: “We all form—everybody form[s] opinions, but to hear the facts would decide my decision once everything is laid out . . . because that was then; this is now. . . . I can come to a clear conclusion after everything is said and done.” Appellant moved to strike Palmer based on her preformed opinion that appellant was guilty. After hearing argument, the trial court ruled that
the standard is whether a person has some fixed opinion that would prevent them from hearing the evidence and deciding the case based on the evidence. And the fairest characterization of her answer as a whole was, “Yes, I had an opinion. I heard something about this in the news, but I would have to listen to the evidence before deciding the case.” So your motion will be overruled[.]
[*564]Appellant similarly moved to strike Whitworth, who eventually became the jury foreperson, because of his familiarity with the case from media reports and his prior experiences
with mental health issues during a divorce. During the Commonwealth’s questioning, Whitworth affirmed that he would be able to decide the case “based solely on the evidence presented in the courtroom.” He conceded that he had “followed [the case] pretty heavily when
it happened” and that “[i]t would be hard not to form an opinion” about the case based on the media exposure. He stated that “[i]t would be very difficult to—you can’t unlearn something, and especially with something that was as shocking as what happened to Trooper Walker. You can’t leave that at the door, and that is all I was alluding to.” He clarified that he did not “know enough about what happened to be able to base a judgment on that” and indicated that he would not let the media reports about the case affect his judgment. Despite becoming emotional while discussing his prior personal experiences with mental health issues in his family, Whitworth maintained those experiences would not prevent him from fairly considering appellant’s case.
The trial court ruled:
Well, he was a thoughtful and emotional individual, but, as I said, that is not a disqualification. I think he indicated that his wife had some mental difficulties in his judgment and that he had some media information, but I think he was sufficiently rehabilitated in that he indicated that he would not let the media coverage affect his judgment. I think he made the statement that the media is entertainment. I think he also said, after a thoughtful presentation, that he would not let his issues with his wife affect his judgment regarding the mental health evidence in the case, so I think that he was sufficiently rehabilitated, and the motion will be denied[.]
Appellant renewed his motion to change venue at the conclusion of jury selection, arguing that the difficulty in seating a jury justified the relocation. Appellant emphasized the length of time jury selection took and the pervasive media coverage that the vast majority of the venire had seen. In its ruling from the bench, the trial court first noted the presumption that “the defendant will receive a fair trial in the jurisdiction where the offense occurred and that . . . the defendant bears the burden of overcoming this presumption.” The trial court recognized that media publicity and appellant’s proposed insanity defense to the capital murder charge were special considerations that necessitated a longer selection process. It noted that the slower selection process “was due to the fact that we were being thorough and careful about a case that involved multiple considerations.” After discussing in considerable detail the governing precedent and arguments by counsel, the trial court denied the motion.
[*565]Proceedings at Trial
At the conclusion of the Commonwealth’s case-in-chief, appellant moved to strike the capital murder charge on the grounds that the Commonwealth did not prove appellant’s intent to interfere with Walker’s official duties. Finding that the Commonwealth’s evidence supported an inference of that intent, the trial court denied the motion.
The defense case-in-chief emphasized appellant’s mental condition as it endeavored to
establish that appellant was not guilty by reason of insanity. Dr. Evan Nelson, an expert in clinical psychology appointed at the Commonwealth’s request, testified for the defense that he had interviewed appellant and considered voluminous other materials in order to reach an opinion regarding appellant’s mental state at the time of the offense. After explaining his
methodology, Nelson opined that, at the time of the offense, appellant “knew what he was doing, but he lacked the capacity because of his mental illness to appreciate the wrongfulness of his actions.” He clarified his opinion as follows:
He knows that this is a gun. He knows that he’s shooting a gun. He knows that he has killed a police officer. He repeatedly said that. He knows what his action was, but he has a delusional understanding of the wrongfulness. In this case he believes the wrongfulness is fulfilling some sort of mission from God that’s been preordained. . . . Mental illness doesn’t simply start up in the moments just before the offense. All this is a process. People decline into it. . . . [C]oming into the moment of this offense, he - 10 -
already had such a strong belief in these religious delusions that he was willing to act on them. . . . And so when he tells us a delusional idea of why he shot the officer, it makes it more credible to believe, because he has a history of doing that.
Nelson reiterated that appellant “did understand the criminal nature of his acts in the sense that— knowing the nature, character, and consequences of them, yes,” but emphasized that “he thinks
that the nature of his actions [is] not wrongful in any sort of measurable way that matters to him, because he’s acting for God from the delusion.”
On cross-examination, Nelson acknowledged that “[a] very large number of criminal defendants, unfortunately, are mentally ill at the time they commit their crimes, but that doesn't mean that they necessarily meet the test for insanity. The mental illness may be highly relevant to what they did but not necessarily meet the test.” The Commonwealth’s cross-examination also revealed that Nelson had not interviewed several individuals involved in the case, that appellant was unable to recall the weeks before and after the offense in his interviews with
Nelson in 2016, and that Nelson had been unable to contact people appellant had telephoned in the hours prior to the shooting. Nelson’s report characterized these eventualities as “very unfortunate” because appellant’s memory loss precluded him from “provid[ing] any guidance on
the meaning of his ideas or behaviors, none that would point towards or away from insanity” and because his conversations prior to the shooting could have helped “define whether he planned the murder or not or if his motives were rational or insanity.” Nelson also acknowledged that appellant had “multiple rational motives for shooting a police officer that day” and that “several of [appellant’s] actions pointed away from insanity . . . and towards an awareness that his actions were legally wrong.”
Appellant also called Dr. Sara Boyd, an expert in forensic psychology appointed for the defense. Boyd, like Nelson, reached the opinion that appellant was delusional to the point of not understanding that his actions were wrong. She testified that she made that determination - 11 -
“because [appellant] was unable to appreciate the wrongfulness of his actions because of these delusions that he had, these fixed false beliefs” among which was “that God wanted him to shoot
Trooper Walker as a test of [his] faith.” On cross-examination, Boyd acknowledged that
although she did interview appellant, she did not interview several individuals connected to the case and that she did not seek any additional information from the prosecution or law enforcement beyond the statements and interrogation transcripts provided by defense counsel.
She testified that, in her report, she recognized appellant’s statements during police interrogation
“showed that he was aware (at least at the time of interrogation) that his actions were illegal and in fact were a capital offense.”
After the defense rested its case-in-chief, the Commonwealth presented rebuttal evidence.
Among the rebuttal witnesses called was Brad Mann of the Dinwiddie County Sheriff’s Office, who testified that he was in the courtroom when appellant made his first court appearance in this case. Counsel for appellant objected when the Commonwealth’s attorney asked what Mann
heard appellant say during that appearance on the grounds that it was beyond the scope of the defense case and that the Commonwealth did not provide notice of the statement during
discovery. The trial court indicated that it was “not going to get into a discovery dispute” and requested the parties argue the objection’s substance. After hearing the Commonwealth’s proffer of Mann’s testimony and argument from both parties, the trial court overruled the objection because the testimony was “relevant as rebuttal to the defense expert testimony that [appellant] didn’t know what he was doing was wrong.” Mann ultimately testified that during appellant’s arraignment, he heard appellant state in open court: “I’m guilty. Go ahead and stick the needle in my arm.”
Defense counsel renewed appellant’s motion to strike at the conclusion of all evidence, arguing that reasonable minds could not differ with respect to appellant’s insanity defense in - 12 -
light of the uncontradicted evidence of appellant’s condition at the time of the offense. The Commonwealth responded that the insanity defense was a jury issue for which appellant bore the burden and that the Commonwealth had established a prima facie case. The trial court agreed that the issues raised in appellant’s argument were jury questions and overruled the motion.
The defense also requested a second-degree murder jury instruction, to which the Commonwealth objected on the grounds that the instruction was not supported by more than a scintilla of evidence. The trial court found that insufficient evidence had been presented to support a second-degree murder instruction and accordingly denied it.
After deliberation, the jury returned guilty verdicts for all charges. Before proceeding to the sentencing phase, counsel for appellant moved to set aside the verdict as contrary to the law and evidence presented, specifically emphasizing the expert opinions regarding appellant’s insanity. The trial court overruled the motion, again noting that the jury was not required to accept the experts’ opinions and was entitled to infer that appellant knew his actions were wrong based on other evidence.
After hearing evidence and argument regarding sentencing, the jury recommended a collective sentence of two life terms plus twenty-three years. The trial court imposed that sentence, and this appeal followed.
II. ANALYSIS
Appellant presents seven assignments of error on appeal, which this Court will consider in turn.
A. Motion for Grand Jury Information
Appellant first contends that the trial court erred in denying his 2015 motion seeking
“grand jury lists and any other information reflecting the name, race, gender, and age of all potential” grand jurors for a five-year period preceding appellant’s trial “in order to prepare a
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Sixth Amendment Fair Cross-Section constitutional challenge to the Dinwiddie County grand jury composition and selection process.” Because a criminal defendant in Virginia is not automatically entitled to grand juror lists and appellant’s expansive request implicated recognized juror privacy concerns, the trial court did not abuse its discretion in denying appellant’s motion. Moreover, as discussed infra, a petit jury’s verdict of guilt renders harmless beyond a reasonable doubt any claim of defect in the composition of the grand jury, unless a structural error is shown, such as might arise in a claim of intentional discrimination in violation of the Equal Protection Clause under the Fifth or Fourteenth Amendments. Because appellant asserts no such challenge here, the trial court’s decision—even if erroneous—was harmless.
1. Standard of Review
Whether to permit examination of a jury list, like other trial management decisions, lies
in the sound discretion of the trial court. Archer v. Mayes, 213 Va. 633, 640-41, 194 S.E.2d 707, 712 (1973). Under this deferential standard, the “trial judge’s ruling will not be reversed simply because an appellate court disagrees.” Thomas v. Commonwealth, 44 Va. App. 741, 753, 607
S.E.2d 738, 743, adopted upon reh’g en banc, 45 Va. App. 811, 613 S.E.2d 870 (2005). Instead, “we consider only whether the record fairly supports the trial court’s action.” Grattan v. Commonwealth, 278 Va. 602, 620, 685 S.E.2d 634, 644 (2009) (quoting Beck v. Commonwealth, 253 Va. 373, 385, 484 S.E.2d 898, 906 (1997)).
2. A Virginia Defendant’s Limited Grand Jury Protections
Appellant’s assignment of error is not itself a constitutional challenge to the Dinwiddie
County grand jury selection procedure. Instead, it merely contends the trial court improperly exercised its discretion in a trial management matter. Nevertheless, a review of a criminal defendant’s constitutional and statutory grand jury rights is useful in addressing appellant’s argument.
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The Fifth Amendment to the United States Constitution enshrines the right to indictment by a grand jury for federal defendants, but the states are subject to no such requirement. Hurtado v. California, 110 U.S. 516, 538 (1884). Even so, Virginia has adopted a grand jury procedure by statute. Code § 19.2-217 provides in part that “no person shall be put upon trial for any felony, unless an indictment or presentment shall have first been found or made by a grand jury in a court of competent jurisdiction.”
A Virginia felony defendant’s grand jury right, however, is more limited than that of a
federal criminal defendant. It is subject to waiver, procedural rather than jurisdictional in nature, and is “purely a statutory requirement . . . not predicated upon any guarantee or provision found
in the Constitution of Virginia.” Scales v. Commonwealth, 214 Va. 728, 730, 204 S.E.2d 273, 276 (1974) (citing former Code § 19.1-162, the predecessor statute of Code § 19.2-217); Triplett
v. Commonwealth, 212 Va. 649, 651, 186 S.E.2d 16, 17 (1972) (“[T]he requirement for indictment is not jurisdictional and constitutionally imposed but is only statutory and procedural.”); Cunningham v. Hayes, 204 Va. 851, 854, 134 S.E.2d 271, 274 (1964) (“In Virginia there is no constitutional requirement that prosecutions for felonies be by indictment.
The requirement is merely statutory and may be waived by the accused.”); Council v. Smyth, 201 Va. 135, 139, 109 S.E.2d 116, 119 (1959) (“Since a person charged with a felony may waive
indictment by a grand jury and elect to be tried on a warrant or information, the requirement of an indictment is not jurisdictional.”). Further, any errors at the grand jury stage are generally
ameliorated by conviction at the trial stage. See Diehl v. Commonwealth, 9 Va. App. 191, 196, 385 S.E.2d 228, 231 (1989) (“[T]he petit jury’s subsequent guilty verdict means not only that there was probable cause to believe that the defendants were guilty as charged, but also that they are in fact guilty as charged beyond a reasonable doubt . . . [and] any error in the grand jury