Goforth v. Owens, 766 F.2d 1533 (11th Cir. 1985). · Go Syfert
Goforth v. Owens, 766 F.2d 1533 (11th Cir. 1985). Cases Citing This Book View Copy Cite
Quick Summary

Dismissal with prejudice is considered a sanction of last resort (explaining dismissal with prejudice is considered a sanction of last resort).

After a plaintiff's counsel failed to submit a required preliminary statement, missed a scheduled Rule 16 conference, and failed to appear for trial despite court orders, the district court dismissed the medical malpractice action with prejudice under Rule 41(b). The court must determine whether there is a clear record of delay or willful contempt and a finding that lesser sanctions would not suffice. Because the attorney's pattern of delay and disregard for court directions would have unfairly prejudiced the defendants, who had canceled medical appointments for trial, the district court did not abuse its discretion in imposing dismissal as a sanction.

586 citation events (504 in the last 25 years) across 23 distinct courts.
Strongest positive: Nelson Boatyard, Inc. v. Vessel Michele’s 4 Aces a/k/a “Battlewagon”, IMO NO. 647002, her engines, apparel, furniture, equipment, appurtenances, tackle, etc., in rem, and Roger Latham, in personam (alsd, 2026-06-12)
Treatment trajectory · 1985 → 2026 · click a year to view as-of
1985 2005 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Nelson Boatyard, Inc. v. Vessel Michele’s 4 Aces a/k/a “Battlewagon”, IMO NO. 647002, her engines, apparel, furniture, equipment, appurtenances, tackle, etc., in rem, and Roger Latham, in personam
S.D. Ala. · 2026 · quote attribution · 1 verbatim quote · confidence high
the court's power to dismiss is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits.
discussed Cited as authority (verbatim quote) Planet Home Lending, LLC v. Vincent L. Reese, Jr., et al
S.D. Ala. · 2025 · quote attribution · 1 verbatim quote · confidence high
the court's power to dismiss is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits.
discussed Cited as authority (verbatim quote) Peter Falkner and Carla Falkner v. Ovum Medical, LLC, et al.
S.D. Ala. · 2025 · quote attribution · 1 verbatim quote · confidence high
the court's power to dismiss is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits.
discussed Cited as authority (verbatim quote) Gregory Kelly and Annette B. Kelly v. Alabama State Port Authority dba Alabama State Port Authority, et al. (2×) also: Cited as authority (rule)
M.D. Ala. · 2025 · quote attribution · 1 verbatim quote · confidence high
the legal standard to be applied under rule 41(b) is whether there is a 'clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.
discussed Cited as authority (verbatim quote) GREGORY KELLY and ANNETTE B. KELLY v. MONTGOMERY REAL ESTATE, LLC, doing business as Rapid Fire Home Buyers, and JOSEPH BACK (2×) also: Cited as authority (rule)
M.D. Ala. · 2025 · quote attribution · 1 verbatim quote · confidence high
the legal standard to be applied under rule 41(b) is whether there is a 'clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.
discussed Cited as authority (verbatim quote) Gregory Kelly and Annette B. Kelly v. State Farm Insurance Company doing business as the State Farm Insurance Company, and Kris Stallworth individually and his position as State Farm Insurance Agent (2×) also: Cited as authority (rule)
M.D. Ala. · 2025 · quote attribution · 1 verbatim quote · confidence high
the legal standard to be applied under rule 41(b) is whether there is a 'clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.
discussed Cited as authority (verbatim quote) Walls v. Lee Memorial Health System
M.D. Fla. · 2024 · quote attribution · 1 verbatim quote · confidence high
dismissal of a case with prejudice is considered a sanction of last resort, applicable only in extreme circumstances.
discussed Cited as authority (verbatim quote) Dixon v. Mobile County DHR
S.D. Ala. · 2023 · signal: see also · quote attribution · 1 verbatim quote · confidence high
the court's power to dismiss is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits.
discussed Cited as authority (verbatim quote) Poschmann v. R.L.R. Investments, LLC
M.D. Fla. · 2021 · signal: see · quote attribution · 1 verbatim quote · confidence high
the sanctions contained in rule 16(f) were designed to punish lawyers and parties for conduct which unreasonably delays or otherwise interferes with the expeditious management of trial preparation.
discussed Cited as authority (verbatim quote) Chevaldina v. Katz
S.D. Fla. · 2021 · quote attribution · 1 verbatim quote · confidence high
the court's power to dismiss is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits.
discussed Cited as authority (verbatim quote) Alexander Eugenio Moskovits v. Aldridge Pite, LLP
11th Cir. · 2017 · signal: see also · quote attribution · 1 verbatim quote · confidence high
the court's power to dismiss is an inherent aspect, of its authority to enforce its orders and insure prompt disposition of lawsuits.
discussed Cited as authority (verbatim quote) Billy Warner v. Tinder, Inc.
11th Cir. · 2017 · signal: see also · quote attribution · 1 verbatim quote · confidence high
the court's power to dismiss is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits.
examined Cited as authority (verbatim quote) Ronald A. Nurse v. Sheraton Atlanta Hotel (3×) also: Cited "see", Cited "see, e.g."
11th Cir. · 2015 · signal: see also · quote attribution · 1 verbatim quote · confidence high
the record also supports an implicit finding that any lesser sanction than dismissal would not have served the interests of justice.
discussed Cited as authority (verbatim quote) Christopher J. Weiland v. Palm Beach County Sheriff's Office
11th Cir. · 2015 · signal: see · quote attribution · 1 verbatim quote · confidence high
the legal standard to be applied under rule 41(b) is whether there is a clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.
discussed Cited as authority (verbatim quote) Baltimore v. Jim Burke Motors, Automotive (2×) also: Cited as authority (rule)
11th Cir. · 2008 · quote attribution · 1 verbatim quote · confidence high
the record also supports an implicit finding that any lesser sanction than dismissal would not have served the interests of justice.
examined Cited as authority (verbatim quote) Yan Zocaras v. Castro (3×) also: Cited as authority (rule)
11th Cir. · 2006 · signal: see also · quote attribution · 1 verbatim quote · confidence high
where any other sanction would fail to cure the harm ... dismissal can be appropriate.
discussed Cited as authority (verbatim quote) Yan Zocaras v. Castro (2×) also: Cited as authority (rule)
11th Cir. · 2006 · signal: see also · quote attribution · 1 verbatim quote · confidence high
where any other sanction would fail to cure the harm . . . dismissal can be appropriate.
discussed Cited as authority (verbatim quote) Betty K Agencies, Ltd. v. M/V Monada (2×) also: Cited as authority (rule)
11th Cir. · 2005 · quote attribution · 1 verbatim quote · confidence high
the legal standard to be applied under rule 41(b) is whether there is a clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.
discussed Cited as authority (quoted) Lavenston Lamon Horne v. Jennifer Rodrigue
S.D. Fla. · 2026 · signal: see also · quote attribution · 1 verbatim quote · confidence low
the court's power to dismiss is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits.
discussed Cited as authority (quoted) Lavenston Lamon Horne v. Daniella Levine Cava
S.D. Fla. · 2026 · signal: see also · quote attribution · 1 verbatim quote · confidence low
the court's power to dismiss is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits.
discussed Cited as authority (quoted) James J. Gormley v. William Nix
11th Cir. · 2005 · quote attribution · 1 verbatim quote · confidence low
dismissal of a case with prejudice is considered a sanction of last resort, applicable only in extreme circumstances.
cited Cited as authority (rule) Tedie Barrow v. Erica Lane Enterprises, Inc.
N.D. Ala. · 2026 · confidence medium
Ga. Nov. 23, 2010) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)), report and recommendation adopted, No. CV 109-136, 2011 WL 117061 (S.D.
discussed Cited as authority (rule) CALVIN J. BROOKS v. BRADLEY F. SMOKE
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Herlanka B. Jones v. Alabama Beverage Control Board, et al.
M.D. Ala. · 2026 · confidence medium
“The legal standard to be applied under Rule 41(b) is whether there is aclear record of delay or willful contempt and a finding that lesser sanctions would not suffice.” Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985).
discussed Cited as authority (rule) Deonta Turner v. Warden Headly, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co-Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Leroy Debruce v. Warden Headly, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Joe Shack v. Warden Headly, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Darelle Fortner v. Warden Headly, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Stephen Howard v. Warden Headly, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Nathan Wallace, AIS # 280860 v. Warden Headly, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
cited Cited as authority (rule) Kevin Lee Harvey v. Officer Melanie Patterson
M.D. Ala. · 2026 · confidence medium
Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Jamin Miguel Valverde v. Milton Washington
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Alqurin Harrell v. Nicole Nelson, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) JOHNNY RAY WELCH, JR. v. DOTHAN POLICE DEPT., et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Arthur Tigner v. Lowndes County Jail, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) MARIO DERELL SLAUGHTER v. ALABAMA DEPT OF CORRECTIONS, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Carlton L. Avery doing business as Avery Mediation Services v. The Buller Group, LLC, et al. (2×)
M.D. Ala. · 2026 · confidence medium
“The legal standard to be applied under Rule 41(b) is whether there is a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985) (quoting Jones, 709 F.2d at 1458 ).
discussed Cited as authority (rule) Shane Eugene Carden v. Jerry Gurley, M.D., and Nurse LeAnne Conkling
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Jessie Adams v. Sergio Jimenez
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo, 864 F.2d at 102 (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985) (emphasis omitted)).
discussed Cited as authority (rule) Letterron Djon Brannon v. Thomas Huggins, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v, 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)).
cited Cited as authority (rule) Wendy M. Williams v. United States Postal Service in Prichard, Alabama and Mobile; Wendy M. Williams v. Richard Burns, et al.
S.D. Ala. · 2026 · confidence medium
Dismissal with prejudice under Rule 41(b) “is considered a sanction of last resort, applicable only in extreme circumstances.” Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985).
cited Cited as authority (rule) Wendy M. Williams v. United States Postal Service in Prichard, Alabama and Mobile; Wendy M. Williams v. Richard Burns, et al.
S.D. Ala. · 2026 · confidence medium
Dismissal with prejudice under Rule 41(b) “is considered a sanction of last resort, applicable only in extreme circumstances.” Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985).
discussed Cited as authority (rule) Walter J. Avery v. Dr. Borrowitz, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Derek Nicholas Snow v. Officer Spann, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)).
discussed Cited as authority (rule) Larry Kyle Harper v. Bill Franklin, et al.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co-Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) GS Holistic, LLC v. Zaidal Blue Sky Investments Corp
11th Cir. · 2026 · confidence medium
“The sanctions contained in Rule 16(f) were designed to punish lawyers and parties for conduct which unreasonably delays USCA11 Case: 24-14233 Document: 62-1 Date Filed: 01/23/2026 Page: 4 of 4 4 Opinion of the Court 24-14233 or otherwise interferes with the expeditious management of trial preparation.” Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985). “[D]istrict courts have discretion to decide if there is a pattern of delay or a deliberate refusal to comply with court orders or direc- tions that justifies a sanction.” Samaniego, 345 F.3d at 1284 .
discussed Cited as authority (rule) Richard Frank Howell, Jr. v. Nicole Nelson, Quality Correctional Health Care Services, Dr. Gurley, and Warden Crosby
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co- Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Roderick Carmichael v. CO 1 Glenn and Ventress Corr. Fac.
M.D. Ala. · 2026 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co-Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
discussed Cited as authority (rule) Socrates Peeples Machado v. Secretary, U.S. Dept. of State (2×) also: Cited "see"
M.D. Fla. · 2026 · confidence medium
In Goforth, the trial court dismissed with prejudice an action for failure to prosecute after counsel failed to submit a preliminary statement and failed to appear at trial. 766 F.2d at 1535.
discussed Cited as authority (rule) Jaquane Henry v. Lee County Justice Center, et al.
M.D. Ala. · 2025 · confidence medium
Dismissal with prejudice as a sanction “is warranted only upon a ‘clear record of delay or willful contempt and a finding that lesser sanctions would not suffice.’” Mingo v. Sugar Cane Growers Co-Op of Fla., 864 F.2d 101 , 102 (11th Cir. 1989) (per curiam) (emphasis omitted) (quoting Goforth v. Owens, 766 F.2d 1533, 1535 (11th Cir. 1985)); accord McNair, 143 F.4th at 1306.
Retrieving the full opinion text from the archive…
Minnie Goforth
v.
Roger Douglas Owens, M.D., Roger Douglas Owens, M.D., P.C., James F. Parks, M.D., P.C., Pierce Kendall Dixon, M.D., Pierce Kendall Dixon, M.D., P.C.
85-8013.
Court of Appeals for the Eleventh Circuit.
Jul 29, 1985.
766 F.2d 1533
1985 U.S. App. LEXIS 20734

766 F.2d 1533

3 Fed.R.Serv.3d 78

Minnie GOFORTH, Plaintiff-Appellant,
v.
Roger Douglas OWENS, M.D., Roger Douglas Owens, M.D., P.C.,
James F. Parks, M.D., P.C., Pierce Kendall Dixon,
M.D., Pierce Kendall Dixon, M.D., P.C.,
Defendants-Appellees.

No. 85-8013

Non-Argument Calendar.

United States Court of Appeals,
Eleventh Circuit.

July 29, 1985.

William R. Parker, Atlanta, Ga., for plaintiff-appellant.

James E. Brim III, Gainesville, Ga., for defendants-appellees.

Appeal from the United States District Court for the Northern District of Georgia.

Before RONEY, FAY and JOHNSON, Circuit Judges.

JOHNSON, Circuit Judge:

[*~1533]1

Plaintiff appeals a dismissal with prejudice of a diversity medical malpractice action for failure to prosecute under Rule 41(b) of the Federal Rules of Civil Procedure. Because the district court acted within the bounds of its discretion in imposing this sanction, we affirm.

2

This medical malpractice action was originally filed in state court in May 1981. On the day of the state court trial date in September 1983, plaintiff voluntarily dismissed because she could not afford the expert witness fees necessary to bring her out-of-town experts in for trial. Six months later, plaintiff refiled her case in state court and filed the same action in federal court.[1]

3

The district court's deputy clerk sent plaintiff's counsel the court's pretrial instructions on April 2, 1984. The instructions required counsel to submit a preliminary statement on or before May 8, 1984, and required that a consolidated pretrial order be filed on or before August 29, 1984. The instructions further advised counsel that the case would be considered ready for trial after August 29, 1984.

4

No preliminary statement was received by the court. On June 7, 1984, the court ordered that, unless a preliminary statement was received within ten days, the parties were to appear on June 22, 1984, for a conference pursuant to Rule 16 of the Federal Rules of Civil Procedure. Two days before the date of the scheduled conference, plaintiff's counsel sent the court a letter stating that he would be unable to attend the Rule 16 conference because of an undiagnosed throat condition. The courtroom deputy clerk telephoned counsel's office and learned from his secretary that counsel had been suffering from a throat condition for several weeks, but had been able to attend to some other court matters. Counsel's secretary was informed that, unless counsel presented a medical statement that he was physically incapable of attending court, his presence at the Rule 16 conference would be required.

5

On the date of the scheduled conference, counsel's secretary informed the court that she was forwarding a medical certificate to the court on counsel's behalf. The case was removed from calendar for that date, and the court informed counsel's secretary that counsel should prepare the preliminary statement and forward it to the court in prompt fashion. No preliminary statement was ever received.

[*~1534]6

Counsel were sent notices on August 17, 1984, stating that the case was scheduled for a pretrial conference on September 7, 1984, and for trial during the two-week term commencing on September 10, 1984. At the pretrial conference, plaintiff's counsel requested a continuance, which request was denied. On the afternoon of Friday, September 14, the deputy clerk contacted plaintiff's counsel to notify him that trial would commence on Monday, September 17, 1984.

7

Plaintiff's counsel had also been scheduled to appear for trial in state Superior Court on September 17. However, the district court judge conferred with the superior court judge, and both judges agreed that plaintiff's counsel would be excused from appearing in Superior Court. The deputy clerk advised plaintiff's counsel of this fact when notifying him to be ready to proceed on the following Monday.

8

At the call of the district court calendar on September 17, 1984, plaintiff's counsel failed to appear, but instead reported to Superior Court. He sent an attorney not of record in the case to the district court to move for a continuance. The defendants, with their attorney and witnesses present in court, opposed the motion for continuance and moved that the case be dismissed for lack of prosecution.

9

The district court judge stated that to grant the motion for continuance would punish the defendant doctors, who had cancelled appointments with patients to be ready for trial. The judge said, "I'm not accustomed to having lawyers ignore the court, and the only time I have ever seen or heard from [plaintiff's counsel] has been when he came to pretrial conference. Other than that, he's ignored everything the court has directed or required, including coming here this morning." The district court granted defendants' motion to dismiss for want of prosecution.

[*1535]10

A district court is authorized, on defendant's motion, to dismiss an action for failure to prosecute or to obey a court order or federal rule. Fed.R.Civ.P. 41(b). The court's power to dismiss is an inherent aspect of its authority to enforce its orders and insure prompt disposition of lawsuits. Link v. Wabash Railroad Co., 370 U.S. 626, 630-31, 82 S.Ct. 1386, 1388-89, 8 L.Ed.2d 734 (1962); Jones v. Graham, 709 F.2d 1457, 1458 (11th Cir.1983). The legal standard to be applied under Rule 41(b) is whether there is a "clear record of delay or willful contempt and a finding that lesser sanctions would not suffice." Id.; Hildebrand v. Honeywell, Inc., 622 F.2d 179, 181 (5th Cir.1980). Dismissal of a case with prejudice is considered a sanction of last resort, applicable only in extreme circumstances. Jones v. Graham, 709 F.2d at 1458. The task of the reviewing court is to determine whether the trial court, in exercising its authority to dismiss, abused its discretion. Id.

11

The district court found that plaintiff's counsel engaged in a pattern of delay and deliberately refused to comply with the directions of the court. This finding is supported by the record. Despite the court's repeated insistence that plaintiff's counsel submit a preliminary statement, plaintiff's counsel failed to submit such a statement. Plaintiff's counsel also failed to appear for a pretrial conference in June 1984, as an alternative to submitting a preliminary statement. Finally, plaintiff's counsel disobeyed the court's instruction to be ready to proceed with trial on September 17, 1984.

[*1535]12

The record also supports an implicit finding that any lesser sanction than dismissal would not have served the interests of justice. The district court determined that by granting plaintiff's motion for a continuance the court would have punished defendants. Defendants were physicians who had to cancel three days of appointments with patients to be present for trial. If the continuance were granted, defendants would have been forced to cancel several additional days of appointments. As any further delay would have greatly prejudiced defendants, a lesser sanction than dismissal would not have served the interests of justice. See id. at 1461-62; Veazey v. Young's Yacht Sale & Service, Inc., 644 F.2d 475, 478 (5th Cir.1981).

13

This Court is aware that a dismissal imposes a severe penalty on a client for the misconduct of an attorney. A court should be reluctant to impose the harsh sanction of dismissal with prejudice where the plaintiff is not actually culpable. See Rogers v. Kroger Co., 669 F.2d 317, 322 (5th Cir.1982). However, where any other sanction would fail to cure the harm that the attorney's misconduct would cause to the defendant, dismissal can be appropriate.

[*1535]14

The trial court would also have been justified in dismissing this action under Rule 16(f) of the Federal Rules of Civil Procedure, as a sanction for the conduct of plaintiff's counsel. The sanctions contained in Rule 16(f) were designed to punish lawyers and parties for conduct which unreasonably delays or otherwise interferes with the expeditious management of trial preparation. In re Baker, 744 F.2d 1438, 1441 (10th Cir.1984). The court could have used the sanction of dismissal to punish counsel for his disregard of the court's orders to submit a preliminary statement and ultimately to be ready for trial.

15

In dismissing plaintiff's action with prejudice under Rule 41(b), the trial court acted within the bounds of its discretion. The decision of the district court is AFFIRMED.

1

Georgia law provides a plaintiff with six months to refile an action, notwithstanding the fact that the statute of limitations may have expired during the pendency of the lawsuit. O.C.G.A. Section 9-2-61