v.
Damond Julian Roker
03/09/2021 IN THE COURT OF APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs January 4, 2021
STATE EX REL. TYNESHA APRIL DIOR MOODY v. DAMOND JULIAN ROKER
Appeal from the Juvenile Court for Shelby County No. CC4940 Dan H. Michael, Judge1 ___________________________________
No. W2019-01464-COA-R3-JV ___________________________________
Mother filed a petition under the Uniform Interstate Family Support Act, seeking establishment of paternity and a child support order against Father, who is incarcerated. The State of Tennessee is acting on Mother’s behalf, and Father is acting pro se. Father filed multiple pretrial motions in the trial court, which the trial court did not rule on before the trial on Mother’s petition. Additionally, the trial court’s order fails to comply with Rule 52.01 of the Tennessee Rules of Civil Procedure and is apparently not based on any properly admitted evidence. Therefore, we vacate the trial court’s order and remand for a new trial.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Juvenile Court Vacated and Remanded
J. STEVEN STAFFORD, P.J., W.S., delivered the opinion of the court, in which THOMAS R. FRIERSON, II and W. NEAL MCBRAYER, JJ., joined.
Damond Julian Roker, Tiptonville, Tennessee, Pro se.
Herbert H. Slatery, III, Attorney General and Reporter; Matt D. Cloutier, Assistant Attorney General, for the appellee, State of Tennessee, Department of Human Services and Tynesha April Dior Moody.
OPINION
FACTUAL AND PROCEDURAL HISTORY filed on April 24, 2019, Father stated that this action was filed in the trial court on or about January 19, 2019, that Appellee was duly served on or about January 21, 2019, and that the case had been pending before the trial court for approximately sixty days without the court clerk setting it upon the docket to be heard.[6] On March 14, 2019, two days after Father filed his motion to participate, Appellee filed a motion for judgment by default in the trial court, arguing that Father was properly served with Mother’s UIFSA petition and failed to answer or appear as required by the Tennessee Rules of Civil Procedure, and requesting that the trial court proceed with a hearing on the UIFSA petition.
[*2]After this case was continued twice in early 2019, a bench trial occurred before a judicial magistrate in the trial court on June 19, 2019. Only counsel for Appellee (the IV- D Staff Attorney) was present. There is no transcript of this hearing in the record, and no statement of the evidence that was actually presented.[7] On June 19, 2019, the magistrate made his written findings and recommendations, and the juvenile court judge adopted, ratified, and confirmed them as the order of the trial court. That order was filed on July 9, 2019. In that order, the magistrate ruled on Mother’s UIFSA petition, Appellee’s motion for default judgment, and most of Father’s motions, without directly addressing all of the issues Father had raised and the relief he had sought. Of Father’s motions and requests that the trial court specifically addressed in its written order, it denied most, including the motion to determine the status of the case, on the basis that it sought relief that could not be granted and because “[t]his matter was set for hearing on June 19, 2019, and the Court never set a status hearing.” The trial court also denied Father’s motion to participate, with no explanation. As to Appellee’s motion for default judgment, the trial court treated one of Father’s filings, which included multiple motions, including his motion for a continuance, as an answer to the UIFSA petition, reasoning that it “ma[de] several factual allegations, and in some ways answer[ed] the Petition to Set Support.” Thus, the trial court found that it was “not appropriate to enter a default judgment against [Father],” and denied Appellee’s motion. The trial court went on, however, to make further findings and recommendations “based on the proof and testimony and evidence presented at the hearing,” including granting Mother’s UIFSA petition and ordering the following:
1. Father was to pay all medical expenses incident to the child’s birth and $316.00 per month in child support, beginning July 1, 2019.
2. Retroactive child support was ordered in the amount of $20,856.00, calculated as of the date of the hearing and covering a period of sixty-six months. The trial court acknowledged that Father sought credit for $12,800.00 in previous child support payments, but stated that because Father bore the burden of proving that he already paid that amount by supporting documentation, and because no such documentation was provided,8 his balance of retroactive support owed would not be offset by credits.
[*3]3. The retroactive support was to be paid by income assignment at a rate of $25.00 per month, starting on July 1, 2019, to the Central Child Support Receipting Unit in Nashville.
4. Both parties were to provide medical insurance for the child, if available at a reasonable cost, and are responsible for equally splitting the child’s necessary expenses related to medical care that are not covered by insurance.
5. Father was to make child support payments directly to the same office where his retroactive payments would be sent, “until the employer begins deducting payments and at any time that the full amount of [Father’s] child support obligation is not being withheld by income assignment.”
6. The child’s surname would remain as the Mother’s, because neither party appeared.
7. Father was to reimburse the state for the cost of the state-ordered DNA test, in the amount of $34.41.
8. Father was to pay $15.00, an amount equal to the fee for processing a new birth certificate.
9. Father was to pay the costs, for which execution may issue.
The trial court also found that the Child Support and Credit Worksheets appeared to be correct and should be admitted in evidence and incorporated by reference in its findings.
The procedural history of this appeal after the trial court’s written order was filed is rather protracted, and we need not tax the length of this opinion by reviewing it in detail. Of note, this Court granted Father’s motion to proceed as indigent.[9] However, this Court denied Father’s motion for the appointment of counsel and his motion to require the state to file a transcript of the June 19, 2019 trial in the appellate record and provide him with a copy.
ISSUES PRESENTED The parties essentially raise the same issues, which we slightly restate as follows.[10]
[*4]I. Whether the trial court had subject matter jurisdiction over the action to establish parentage and child support under UIFSA.
II. Whether the trial court had personal jurisdiction over the parties in the UIFSA action.
III. Whether the state of Georgia was required to be joined as a party in the trial court proceedings.
IV. Whether the trial court erred in failing to credit Father for the financial contributions he previously made toward the care and support of the child and the time he previously spent with the child.
V. Whether the trial court erred in calculating the amount of child support owed, including ordering retroactive support for a period of more than five years without showing good cause.
VI. Whether the trial court erred by failing to make the findings required under Rule 52.01 of the Tennessee Rules of Civil Procedure.
DISCUSSION
We begin by noting that Father has acted pro se throughout the entirety of this case, while he has also been imprisoned. “While entitled to fair and equal treatment before the courts, a pro se litigant is still required to comply with substantive and procedural law as do parties represented by counsel.” Gilliam v. Gilliam, No. M2007-02507-COA-R3-CV, 2008 WL 4922512, at *3 (Tenn. Ct. App. Nov. [13], 2008) (citing Hessmer v. Hessmer, 138 S.W.3d 901, 903 (Tenn. Ct. App. 2003)). As explained by this Court, “[t]he courts should take into account that many pro se litigants have no legal training and little familiarity with the judicial system. However, the courts must also be mindful of the boundary between fairness to a pro se litigant and unfairness to the pro se litigant’s adversary.” Jackson v. Lanphere, No. M2010-01401-COA-R3-CV, 2011 WL 3566978, at *3 (Tenn. Ct. App. Aug. [12], 2011) (quoting Hessmer, 138 S.W.3d at 903 (internal citations omitted)). “[A]lthough this Court gives pro se litigants a certain amount of leeway in their filings, . . . we have ruled that this leeway is generally reserved for those ‘untrained in the law.’” Masserano v. Masserano, No. W2018-01592-COA-R3-CV, 2019 WL 2207476, at *5, 5 n.11 (Tenn. Ct. App. May 22, 2019) (quoting Lacy v. Mitchell, 541 S.W.3d 55, 59 (Tenn. Ct. App. 2016) (citing Hessmer, 138 S.W.3d at 903)). We keep these principles in mind in adjudicating this appeal.
[*5]I. Subject Matter Jurisdiction
We will first address the threshold issue of subject matter jurisdiction. See Redwing v. Catholic Bishop for Diocese of Memphis, 363 S.W.3d 436, 445 (Tenn. 2012) (citations and quotation marks omitted) (“Challenges to a court’s subject matter jurisdiction call into question the court’s lawful authority to adjudicate a controversy brought before it, and, therefore, should be viewed as a threshold inquiry.”). “A challenge to subject matter jurisdiction cannot be waived and may be raised at any time.” Church of God in Christ, Inc. v. L. M. Haley Ministries, Inc., 531 S.W.3d 146, 157 (Tenn. 2017) (citations omitted). “Whenever subject matter jurisdiction is challenged, the burden is on the plaintiff to demonstrate that the court has jurisdiction to adjudicate the claim.” Redwing, 363 S.W.3d at 445 (citations omitted). “The lack of subject matter jurisdiction is so fundamental that it requires dismissal whenever it is raised and demonstrated.” Dishmon v. Shelby State Cmty. Coll., 15 S.W.3d 477, 480 (Tenn. Ct. App. 1999) (citing Tenn. R. Civ. P. 12.08). “Subject matter jurisdiction depends on the nature of the cause of action and the relief sought . . . and can only be conferred on a court by the constitution or a legislative act.” Chapman v. DaVita, Inc., 380 S.W.3d 710, 712 (Tenn. 2012) (internal citations omitted). The question of whether a court possesses subject matter jurisdiction is an issue of law, which we review de novo. Id. at 712–13.
Father argues that under UIFSA, Tennessee courts have subject matter jurisdiction to recognize and enforce child support orders, judgments, and decrees from other states or jurisdictions. Thus, he argues that because Mother did not first bring her UIFSA action in Georgia, and, as such, there is no judgment or order from a Georgia court, her action is not enforceable in Tennessee. Father is not wrong, in that, “[i]n cases where one of the parents and/or a child is domiciled outside of this state, the provisions of [UIFSA] come into play. The establishment, enforcement, or modification of support orders across state lines is governed by UIFSA.” State ex rel. Irwin v. Mabalot, No. M2004-00614-COA-R3-CV, 2005 WL 3416293, at *3 (Tenn. Ct. App. Dec. [13], 2005) (citation omitted). However, UIFSA does not only empower Tennessee courts to enforce and modify existing child support orders from other states. It also allows Tennessee courts to establish child support- related orders. See id. (“Tennessee Code Annotated § 36-5-2401 authorizes a Tennessee court to order a parent residing in this state to pay for the support of a child who lives in another state, if no such order has been issued in that other state.”).11 Appellee argues that the trial court had subject matter jurisdiction because “[t]he chancery, circuit, juvenile, and any courts exercising domestic relations jurisdiction . . . are the tribunals of this state,” Tenn. Code Ann. § 36-5-2102(a), and a petitioner can file “directly in a tribunal of another state . . . which has or can obtain personal jurisdiction over the respondent[.]” Tenn. Code Ann. § 36-5-2301(b). According to Appellee’s reasoning, then, Tennessee must be “another state,” as referenced in section 36-5-2301(b), and Mother, as a resident of Georgia, was therefore allowed to file her petition in a Tennessee tribunal, as long as that tribunal has personal jurisdiction over Father. Appellee also relies on section 36-5-2401(a)(1), which states, “If a support order entitled to recognition under parts 20-29 of this chapter has not been issued, a responding tribunal of this state with personal jurisdiction over the parties may issue a support order if . . . [t]he individual seeking the order resides outside this state . . . .”12 While the use of the term “responding tribunal” does suggest some type of two-state proceeding, the definition of that term reveals otherwise. Specifically, the term “[r]esponding tribunal” is defined as “the authorized tribunal in a responding state or foreign country,” Tenn. Code Ann. § 36-5- 2101(24), and “responding state” is defined as “a state in which a petition or comparable pleading for support or to determine parentage of a child is filed or to which a petition or comparable pleading is forwarded for filing from another state or a foreign country,” Tenn. Code Ann. § 36-5-2101(23). Thus, a responding tribunal is simply a tribunal in a state either where a child support petition is filed or where a petition is forwarded. Indeed, this understanding tracks the language of section 36-5-2301(b), which expressly allows a party to file a petition “directly in . . . another state,” without the need for forwarding of the petition from the petitioner’s home state.
[*6]Here, no prior child support order had previously been entered with respect to the child. As such, the trial court, as a responding tribunal of Tennessee, was within its powers to issue a support order as long as it had personal jurisdiction over the parties. See Tenn. Code Ann. § 36-5-2401(a)(1). The same is true of the parentage portion of this action. See Tenn. Code Ann. § 36-5-2402 (“A tribunal of this state authorized to determine parentage of a child may serve as a responding tribunal in a proceeding to determine parentage of a child brought under parts 20-29 of this chapter or a law or procedure substantially similar to parts 20-29 of this chapter.”); see also Tenn. Code Ann. § 36-2-307 (giving juvenile courts subject matter jurisdiction over paternity actions). We consequently conclude that the juvenile courts of Tennessee had subject matter jurisdiction under UIFSA to adjudicate Mother’s petition for child support and to establish parentage, so long as Tennessee had personal jurisdiction over the parties.[13] We therefore proceed to discuss that issue.
[*7]II. Personal Jurisdiction
Next, Father argues that the trial court did not have personal jurisdiction over Mother. Father seems to conflate this argument with another argument, that the State of Georgia is the proper, or true, petitioner/party in interest here (and he also raises, as a distinct issue, whether Georgia was required to be joined as a party). Father asserts that Tennessee has no true interest in the case, because Mother and the child do not reside in Tennessee, nor do they receive any benefits from Tennessee. That may be true, but our resolution of this case does not necessitate that we explore that argument or decide if Georgia is a necessary party. Rather, we will confine our analysis of this issue to deciding whether the trial court lacked personal jurisdiction over the parties.
[*8]Appellee argues that Father waived this issue by raising it for the first time on appeal. Regardless of whether Father waived this argument,14 it fails because the trial court had personal jurisdiction over each party. The trial court has personal jurisdiction over Father because Father undisputedly resides in Tennessee. See Torrico, 2006 WL 334032, at *4 (“There is no serious dispute but that the Juvenile Court had in personam jurisdiction over Father as a Tennessee resident.”). Mother certainly submitted herself to the personal jurisdiction of the trial court by filing her UIFSA petition there. Tenn. Code Ann. § 36-5- 2301 cmt. (“It is also axiomatic that an individual petitioner requesting affirmative relief under this act submits to the personal jurisdiction of the tribunal.”); see Torrico, 2006 WL 334032, at *2, 4 (“Mother certainly has submitted herself to the personal jurisdiction of the Juvenile Court [by filing a paternity action there].”). Thus, despite Father’s insistence that Georgia had a greater interest in this matter, because Tennessee courts could exercise personal jurisdiction over the parties, UIFSA clearly provides that Tennessee juvenile courts had subject matter jurisdiction to adjudicate this matter, as discussed supra. Therefore, we will proceed to address the remaining outcome determinative issues.
III. Substantive Matters
Father next takes issue with several of the decisions made by the trial court in the final trial on this matter. In particular, Father asserts that the trial court erred in failing to give him credit for moneys previously paid and time previously spent with the child, in its determination of child support, and in failing to make appropriate findings of fact and conclusions of law to support its ruling. As a procedural matter, he also argues that Georgia was a necessary party to this case. In contrast, Appellee asserts that Georgia was not a necessary party, and that the trial court’s ruling is both sufficient and correct.
We begin with the sufficiency of the trial court’s order. Rule 52.01 of the Tennessee Rules of Civil Procedure provides as follows:
In all actions tried upon the facts without a jury, the court shall find the facts specially and shall state separately its conclusions of law and direct the entry of the appropriate judgment. The findings of a master, to the extent that the court adopts them, shall be considered as the findings of the court. If an opinion or memorandum of decision is filed, it will be sufficient if the findings of fact and conclusions of law appear therein. Findings of fact and conclusions of law are unnecessary on decisions of motions under Rules 12 or 56 or any other motion except as provided in Rules 41.02 and 65.04(6).[15] Thus, “[i]n bench trials, trial courts must make findings of fact and conclusions of law to support their rulings.” Hardin v. Hardin, No. W2012-00273-COA-R3-CV, 2012 WL 6727533, at *3 (Tenn. Ct. App. Dec. 27, 2012). “Simply stating the trial court’s decision, without more, does not fulfill [the Rule 52.01] mandate.” Cain-Swope v. Swope, 523 S.W.3d 79, 86 (Tenn. Ct. App. 2016) (citations and quotation marks omitted). While there is no bright-line rule for the adequacy of a trial court’s order, “the findings of fact must include as much of the subsidiary facts as is necessary to disclose to the reviewing court the steps by which the trial court reached its ultimate conclusion on each factual issue.” Lovlace v. Copley, 418 S.W.3d 1, 35 (Tenn. 2013). Even “‘a lengthy summary of the testimony adduced at the hearing and a few credibility observations’ without further indicating which testimony or other evidence the trial court relied upon in making its decision is not sufficient to satisfy the requirement of making specific findings of fact.” Rosebrough v. Caldwell, No. W2018-01168-COA-R3-CV, 2019 WL 6898218, at *4 (Tenn. Ct. App. Dec. [18], 2019) (quoting In re S.S.-G., No. M2015-00055-COA-R3-PT, 2015 WL 7259499, at[*12] (Tenn. Ct. App. Nov. [16], 2015)). A trial “‘court must go beyond mere summation by linking the evidence to its clearly stated findings of fact and conclusions of law.’” Id. A trial court’s order should “provide which evidence the Trial Court relied on when making its decision” and explain “how it came to its conclusion.” See id. Generally, the proper remedy when the trial court fails to make sufficient findings of fact and conclusions of law is to vacate and remand for the entry of a more detailed order. Lake v. Haynes, No. W2010-00294-COA-R3-CV, 2011 WL 2361563, at *1 (Tenn. Ct. App. June 9, 2011).
[*9]Father is correct that the trial court’s order is deficient. Indeed, it contains very little that could even be characterized as factual findings. Instead, the trial court merely states its rulings as to Father’s obligations. For example, there are no findings as to either party’s income or that in any way explain what proof was presented on this issue. Perhaps this is because neither Mother nor Father was present for the trial. In fact, according to the trial court’s final order, the only person present at trial was the IV-D Staff Attorney. And yet, the trial court’s final order indicates that it “considered the evidence, and [] proof introduced” in making its ruling. Respectfully, in the absence of testimony from either Mother or Father or findings of fact that indicate that testimony was adduced from a single other witness, we are perplexed as to what evidence was actually presented at this trial.[16]
In similar cases, this Court has explained that a trial court may not rule upon evidence that is not properly introduced and admitted in the record. For example, in Dayhoff v. Cathey, No. W2011-02498-COA-R3-JV, 2012 WL 5378090 (Tenn. Ct. App.
actions can proceed in tribunals that already have jurisdiction over parentage actions in Tennessee, including juvenile courts. See Tenn. Code Ann. §§ 36-2-307, 36-5-2402. Furthermore, Appellee concedes that the Tennessee Rules of Civil Procedure are applicable to this case.