Carl Shelton v. Dir., Off. of Workers' Comp. Programs, 899 F.2d 690 (7th Cir. 1990). · Go Syfert
Carl Shelton v. Dir., Off. of Workers' Comp. Programs, 899 F.2d 690 (7th Cir. 1990). Cases Citing This Book View Copy Cite
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cited 4× by 2 distinct cases, last quoted 1991 · …is not a welfare program for cigarette smokers.
100 citation events (19 in the last 25 years) across 3 distinct courts.
Strongest positive: Lois Blakley, Widow of Morris Blakley v. Amax Coal Company, and Director, Office of Workers' Compensation Programs, United States Department of Labor (ca7, 1995-05-25)
Treatment trajectory · 1990 → 2026 · click a year to view as-of
1990 2008 2026
Top citers, strongest first. 30 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Lois Blakley, Widow of Morris Blakley v. Amax Coal Company, and Director, Office of Workers' Compensation Programs, United States Department of Labor (2×) also: Cited as authority (rule)
7th Cir. · 1995 · quote attribution · 1 verbatim quote · confidence high
a miner is not entitled to benefits if by reason of his heavy smoking ... he would have become totally disabled (and no later than he did) even if he had never gone near a coal mine.... the black lung act is generous, but not that generous. it is not a welfare program for cigaret…
discussed Cited as authority (rule) Arch on the Green, Inc. v. Lawrence Groves
6th Cir. · 2014 · confidence medium
Several courts have addressed the issue, and formulated various standards: Robinson v. Pickands Mather & Co./Leslie Coal Co., 914 F.2d 35, 38 (4th Cir.1990) ("contributing cause”); Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990) (necessary though not sufficient cause); Lollar v. Alabama By-Products, 893 F.2d 1258 , 1265 (11th Cir.1990) ("substantial contributing factor”); Adams v. Director, OWCP, 886 F.2d 818, 825 (6th Cir.1989) (disability "due at least in part” to pneumoconio-sis); Bonessa v. United States Steel Corp., 884 F.2d 726, 733 (3d Cir.1989) ("substantial contribut…
cited Cited as authority (rule) Sprague v. Director, Office of Workers' Compensation Programs
7th Cir. · 2009 · confidence medium
Programs, 899 F.2d 690, 693 (7th Cir.1990).
cited Cited as authority (rule) Richard Sprague v. Office of Workers' Compensatio
7th Cir. · 2009 · confidence medium
Programs, 899 F.2d 690, 693 (7th Cir. 1990).
cited Cited as authority (rule) Sprague v. Director, Office of Workers' Compensation Programs
7th Cir. · 2009 · confidence medium
Programs, 899 F.2d 690, 693 (7th Cir.1990).
discussed Cited as authority (rule) Midland Coal Co. v. Director, Office of Workers' Compensation Programs
7th Cir. · 2004 · confidence medium
See, e.g., Freeman United Coal Mining Co. v. Foster, 30 F.3d 834, 839 (7th Cir.1994) (claimant disabled by back injury not entitled to black lung benefits); Peabody Coal Co. v. Vigna, 22 F.3d 1388, 1394 (7th Cir.1994) (miner disabled by stroke not entitled to black lung benefits); Shelton v. Dir., OWCP, 899 F.2d 690, 693 (7th Cir.1990) (remanding, but suggesting that a miner disabled by pulmonary disease unrelated to coal mining not entitled to black lung benefits); Wetherill v. Dir., OWCP, 812 F.2d 376, 382-83 (7th Cir.1987) (miner disabled by heart disease not entitled to black lung benefits…
discussed Cited as authority (rule) Midland Coal Company v. Director, Office Of Workers' Compensation Programs
7th Cir. · 2004 · confidence medium
See, e.g., Freeman United Coal Mining Co. v. Foster, 30 F.3d 834, 839 (7th Cir.1994) (claimant disabled by back injury not entitled to black lung benefits); Peabody Coal Co. v. Vigna, 22 F.3d 1388, 1394 (7th Cir.1994) (miner disabled by stroke not entitled to black lung benefits); Shelton v. Dir., OWCP, 899 F.2d 690, 693 (7th Cir.1990) (remanding, but suggesting that a miner disabled by pulmonary disease unrelated to coal mining not entitled to black lung benefits); Wetherill v. Dir., OWCP, 812 F.2d 376, 382-83 (7th Cir.1987) (miner disabled by heart disease not entitled to black lung benefits…
cited Cited as authority (rule) Smith v. Jewell Smokeless Coal Corp.
4th Cir. · 2001 · confidence medium
See Ballard, 65 F.3d at 1196 ; Shelton v. Director, Office of Workers’ Compensation Programs, 899 F.2d 690, 693 (7th Cir.1990).
discussed Cited as authority (rule) Peabody Coal Co. v. Smith
6th Cir. · 1997 · confidence medium
In contrast, the Fourth Circuit, the Seventh Circuit and the Tenth Circuit have held that a miner must prove by a preponderance of the evidence that his pneumoconiosis was at least a contributing cause of his totally disabling respiratory impairment See Robinson v. Pickands Mather & Co., 914 F.2d 35 , 38 (4th Cir.1990); Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990); Mangus v. Director, OWCP, 882 F.2d 1527, 1531 (10th Cir.1989).
discussed Cited as authority (rule) Peabody Coal Company v. Smith
6th Cir. · 1997 · confidence medium
See Robinson v. Pickands Mather & Co., 914 F.2d 35, 38 (4th Cir.1990); Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990); Mangus v. Director, OWCP, 882 F.2d 1527, 1531 (10th Cir.1989). 9 Peabody argues that the ALJ in this case applied an incorrect causation standard because he assumed that any degree of nexus between pneumoconiosis and total disability, no matter how slight or infinitesimal, is sufficient to establish that Smith's total respiratory disability is "due to" pneumoconiosis.
cited Cited as authority (rule) Zeigler Coal Company v. Evelyn M. Kelley and Office of Workers' Compensation Programs, United States Department of Labor
7th Cir. · 1997 · confidence medium
Programs, 899 F.2d 690, 693 (7th Cir.1990).
discussed Cited as authority (rule) Dehue Coal Company v. Laymond Ballard Director, Office of Workers' Compensation Programs, United States Department of Labor (2×)
4th Cir. · 1995 · confidence medium
Robinson, 914 F.2d at 38 (emphasis added) (citing Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990) (“A miner is not entitled to benefits if by reason of his heavy smoking or some other activity or condition of his that is not itself mining, he would have become totally disabled _”)); 8 see Freeman United Coal Mining Co. v. Foster, 30 F.3d 834, 838-39 (7th Cir.1994) (rejecting use of a disability unrelated to extant simple pneumoconiosis to support an award of black lung benefits), cert. denied, —— U.S. —, 115 S.Ct. 1399 , 131 L.Ed.2d 287 (1995).
cited Cited as authority (rule) Freeman United Coal Mining Co. v. William E. Foster
7th Cir. · 1994 · confidence medium
Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990).
discussed Cited as authority (rule) Rita J. Mitchell v. Office of Workers Compensation Programs
7th Cir. · 1994 · confidence medium
Peabody Coal Co. v. Director, O.W.C.P., 778 F.2d 358, 363 (7th Cir.1985) (stating that "concurrence of two sufficient disabling medical causes, one within the ambit of the Act, and the other not, will in no way prevent a miner from claiming benefits under the Act”); see also Patrich v. Old Ben Coal Co., 926 F.2d 1482, 1490 (7th Cir.1991) (finding substantial medical evidence to support ALJ’s finding that claimant’s total disability was caused entirely by cancer and not at all by pneumoconiosis); cf. Compton v. Inland Steel Coal Co., 933 F.2d 477, 480 (7th Cir.1991) (stating that pneumoco…
cited Cited as authority (rule) Old Ben Coal Co. v. Warren Battram and Director, Office of Workers' Compensation Programs
7th Cir. · 1993 · confidence medium
Shelton v. Director, Office of Workers’ Compensation Programs, 899 F.2d 690, 692-93 (7th Cir.1990).
cited Cited as authority (rule) Freeman United Coal Mining Company v. Ralph E. Anderson Director, Office of Workers' Compensation Programs and United States Department of Labor
7th Cir. · 1992 · confidence medium
Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990); Pancake, 858 F.2d at 1257 .
cited Cited as authority (rule) Amax Coal Company v. Ruby Beasley, Widow of Robert v. Beasley, and Director, Office of Workers' Compensation Programs, U.S. Department of Labor
7th Cir. · 1992 · confidence medium
Compton v. Inland Steel Coal Co., 933 F.2d 477, 480-81 (7th Cir.1991); Hawkins v. Director, OWCP, 907 F.2d 697, 704 (7th Cir.1990); Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990).
cited Cited as authority (rule) Marian J. Whatley v. Paul Masciopinto
7th Cir. · 1990 · confidence medium
Shelton v. Director, OWCP, 899 F.2d 690, 692 (7th Cir.1990).
discussed Cited as authority (rule) Robinson v. Pickands Mather & Company (2×)
4th Cir. · 1990 · confidence medium
A miner is not entitled to benefits if by reason of his heavy smoking or some other activity or condition of his that is not itself mining, he would have become totally disabled (and no later than he did) even if he had never gone near a coal mine. 16 Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990). 17 After carefully reviewing all of these cases, we believe that, despite their use of different words, the standards expressed are practically the same in essence and in effect.
discussed Cited as authority (rule) Robinson v. Pickands Mather & Co./Leslie Coal Co. (2×)
4th Cir. · 1990 · confidence medium
Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990).
discussed Cited as authority (rule) Robert Hawkins v. Director, Office of Workers' Compensation Programs, United States Department of Labor, and Freeman United Coal Mining Company (2×)
7th Cir. · 1990 · signal: cf. · confidence medium
Cf. Shelton v. Director, OWCP, 899 F.2d 690, 692 (7th Cir.1990) (respondents waived the waiver argument).
cited Cited "see" Charles Raubuck v. Office of Workers Compensation Programs
7th Cir. · 1995 · signal: see · confidence high
See Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990).
cited Cited "see" Robert J. McGlone v. Commissioner of Internal Revenue
7th Cir. · 1992 · signal: see · confidence high
See Shelton v. Director, Office of Workers' Compensation Programs, 899 F.2d 690, 692 (7th Cir.1990).
cited Cited "see" Fred M. Newell v. Director, Office of Workers' Compensation Programs, United States Department of Labor and Freeman United Coal Mining Company
7th Cir. · 1991 · signal: see · confidence high
See Shelton v. Director, OWCP, 899 F.2d 690 (7th Cir.1990); Hawkins, 907 F.2d 697 .
discussed Cited "see, e.g." Little T Coal Co. v. OWCP
6th Cir. · 2023 · signal: compare · confidence medium
Compare Shelton v. Dir., OWCP, 899 F.2d 690, 693 (7th Cir. 1990) (suggesting that “mining” must be a necessary but not sufficient cause of a miner’s disability) with Hawkins v. Dir., OWCP, 907 F.2d 697 , 704 & n.10 (7th Cir. 1990) (clarifying that a claimant who proves that legal pneumoconiosis was a cause of their disability would be eligible for benefits “notwithstanding the implication in Shelton that a direct link is required between the claimant’s mining and his or her total disability”).
discussed Cited "see, e.g." Gulley v. Director, Office Of Workers' Compensation Programs
7th Cir. · 2005 · signal: see also · confidence medium
Patrich, 926 F.2d at 1490 ; see also Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990) (pneumoconiosis must be necessary condition for miner's disability under § 718). 12 Evalene argues that she was entitled to benefits under an amended version of § 718.204(a), which became effective in January of 2001, and under this court's recent decision in Midland Coal Co. v. Director, OWCP, 358 F.3d 486 (7th Cir.2004).
cited Cited "see, e.g." Gulley v. Director, Office of Workers' Compensation Programs
7th Cir. · 2005 · signal: see also · confidence medium
Patrick, 926 F.2d at 1490; see also Skelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990) (pneumoconiosis must be necessary condition for miner’s disability under § 718).
discussed Cited "see, e.g." Milburn Colliery Co v. Hicks
4th Cir. · 1998 · signal: see also · confidence medium
A claimant cannot establish eligibility for benefits if he would have been totally disabled "to the same degree[and] by the same time in his life had he never been a miner." Dehue Coal Co. v. Ballard, 65 F.3d 1189, 1196 (4th Cir. 1995); see also Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir. 1990) (holding miner not entitled to bene- fits if he would have become disabled by reason of heavy smoking or other activity or condition). 14 Therefore, on remand, the ALJ must determine whether Hicks suf- fers from a totally disabling condition that is entirely respiratory or pulmonary in nature…
discussed Cited "see, e.g." Milburn Colliery Company v. Guy Hicks Director, Office of Workers' Compensation Programs, United States Department of Labor
4th Cir. · 1998 · signal: see also · confidence medium
A claimant cannot establish eligibility for benefits if he would have been totally disabled “to the same degree[and] by the same time in his life had he never been a miner.” Dehue Coal Co. v. Ballard, 65 F.3d 1189, 1196 (4th Cir.1995); see also Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990) (holding miner not entitled to benefits if he would have become disabled by reason of heavy smoking or other activity or condition). *535 Therefore, on remand, the ALJ must determine whether Hicks suffers from a totally disabling condition that is entirely respiratory or pulmonary in nature…
discussed Cited "see, e.g." Peabody Coal Company v. Donald S. Kirkling and Director, Office of Workers' Compensation Programs, United States Department of Labor
7th Cir. · 1997 · signal: see also · confidence medium
Id.; see also Shelton v. Director, OWCP, 899 F.2d 690, 693 (7th Cir.1990) (miner not entitled to benefits if he became totally disabled by smoking). 18 In this case, the ALJ relied upon the opinions of Drs.
Retrieving the full opinion text from the archive…
Carl SHELTON, Petitioner,
v.
DIRECTOR, OFFICE OF WORKERS’ COMPENSATION PROGRAMS, Et Al., Respondents
89-2232.
Court of Appeals for the Seventh Circuit.
Apr 13, 1990.
899 F.2d 690
1990 U.S. App. LEXIS 5827
1990 WL 42286
Harold B. Culley, Jr., Raleigh, Ill., for Carl Shelton., Cathryn C. Helm, Appellate Litigation, Donald S. Shire, Sol. Gen., Michael J. Den-ney, Carla Chapman, Benefits Review Bd., Dept, of Labor, John H. Secaras, Sol. Gen., Dept, of Labor, Washington, D.C., for Inland Steel Co., Office of Workers’ Compensation Programs and Benefits Review Bd., Louis R. Hegeman, Jay D. Stein, Gould & Ratner, Chicago, Ill., for Consolidation Coal Co.
Cummings, Posner, Easterbrook.
Cited by 50 opinions  |  Published
POSNER, Circuit Judge.

Carl Shelton, a former coal miner, seeks disability benefits under the Black Lung Benefits Act, 30 U.S.C. §§ 901 et seq. He is conceded to be totally disabled as a result of respiratory disease, and to have black lung disease (pneumoconiosis). The question is the causal relationship between his black lung disease and his total disability, and is not adequately illuminated by the pertinent regulation: “benefits are provided under the Act for or on behalf of miners who are totally disabled due to pneumoco-niosis.” 20 C.F.R. § 718.204(a) (emphasis added). In finding that Shelton had shown total disability due to pneumoconiosis, the administrative law judge relied primarily on a report by a Dr. Partridge, who had examined Shelton in 1980 (while he was still working), found that he had chronic obstructive lung disease “related to” Shelton’s exposure to coal dust in mines — Shel[*692] ton had been working underground in coal mines for 27 years — but noted that Shelton continued to work daily with little difficulty and also that he had been smoking a pack of cigarettes a day for 40 years. The administrative law judge discounted testimony by a Dr. Getty, who, examining Shelton four years after Partridge, concluded that Shelton had simple miner's pneumoconiosis and chronic obstructive lung disease, the latter being due, in Getty’s opinion, to Shelton’s smoking. Getty also testified that he did not think that simple pneumoconiosis was totally disabling.

The Benefits Review Board reversed the administrative law judge’s award of benefits. The Board invoked a doctrine that it had announced in Wilburn v. Director, 11 Black Lung Rep. 1-135 (Benefits Rev.Bd. 1988): the claimant must show that his pneumoconiosis is, “in and of itself, totally disabling.” Dr. Partridge’s report did not show that.

A number of courts have rejected, implicitly or explicitly, the Board’s “in and of itself” standard, and have held that all the claimant need show is that his pneumoconiosis was a “contributing cause” or “substantial contributing cause” of his total disability. Lollar v. Alabama By-Products Corp., 893 F.2d 1258, 1265 (11th Cir.1990); Adams v. Director, 886 F.2d 818 (6th Cir.1989); Bonessa v. United States Steel Corp., 884 F.2d 726, 732-34 (3d Cir. 1989); Mangus v. Director, 882 F.2d 1527, 1531 (10th Cir.1989) (per curiam). Our court has not spoken to the issue directly, but has endorsed the “contributing cause” formulation in cases interpreting a related black-lung regulation. Wetherill v. Director, 812 F.2d 376, 380 (7th Cir.1987); Pancake v. AMAX Coal Co., 858 F.2d 1250, 1257 (7th Cir.1988). Shelton’s main brief in this court did not cite Wilburn or even mention the “in and of itself” standard, let alone challenge that standard. Ordinarily this would spell waiver. In re Bear, 789 F.2d 577, 579 (7th Cir.1986); United States v. Rodriguez, 888 F.2d 519, 525 (7th Cir.1989). However, the Director of the Office of Workers’ Compensation Programs, which enforces the Black Lung Benefits Act and is a statutory respondent in a proceeding to review decisions by the Benefits Review Board, has confessed error on the Board. His action, coupled with the company’s indifference to the standard of causation — the company did not cite Wilburn either, or even mention the “in and of itself” standard, and at argument told us that it took no position on the correct causal standard — persuades us to relieve Shelton from the consequences of his lawyer’s default. In effect, both respondents have waived the argument for affirmance that they could have based on Shelton’s waiver. United States v. Rodriguez, suyra, 888 F.2d at 524.

We were distressed to discover at argument that none of the lawyers in this case is able to explain the meaning of the competing causal standards that are bandied about in these cases. The standards (or their articulation) rather than the lawyers may be to blame; in any event, we are compelled to approach the issue from the standpoint of first principles rather than of precedent.

The causal issue in a black lung case is whether the claimant shall win or lose under different assumptions concerning the state of his health if history had been different in particular respects. Two respects are potentially relevant here: working in a coal mine for a given length of time, and smoking cigarettes at a given level for a given length of time. Implicitly the administrative law judge had to determine whether Shelton would have been totally disabled if he had not worked in a coal mine all those years but had smoked, if he had not smoked all those cigarettes but had worked in a coal mine, and if he had neither worked in a coal mine nor smoked. The last counterfactual is the easiest. If Shelton had neither worked in a mine nor smoked, the probability is very small that he would be totally disabled as a result of lung disease, and this suggests that his total disability was caused either by working in a mine, or by smoking, or by doing both. Suppose that if he had worked in a coal mine but had not smoked he would not have become disabled as a result of lung[*693] disease, and if he had smoked but had not worked in a coal mine he would have become disabled as a result of lung disease. Then it would be plain that working in a coal mine was not a cause — sole, contributing, or any other kind — of his disability, because the disability depended only on whether he smoked, and not on whether he worked in a coal mine. The administrative law judge rejected this hypothesis by crediting Dr. Partridge’s conclusion that Shelton’s lung disease, which later proved disabling, was related to his exposure to coal dust in mines.

The remaining possibilities are two. The first is that Shelton was doomed to become totally disabled by virtue of smoking so heavily for so long a time, but that if he had not smoked at all he still would have become totally disabled because of his exposure to coal dust. On these assumptions mining and smoking were each sufficient, but not necessary, conditions of the total disability, and it would be a question of policy whether to count the mining condition as a cause under the Black Lung Benefits Act. The second possibility is that if Shelton had not smoked, or had not mined, he would have gotten lung disease but it would not have been totally disabling. A variant is if smoking and exposure to coal dust are synergistic, that is, if their effects are multiplicative rather than additive. In either case, mining is a necessary although not sufficient condition of the total disability, and again it is a question of policy whether in such a case to call mining a cause of the disability for purposes of black-lung benefits.

The doctrine of Wilburn implies that, for benefits to be awarded, mining must be shown to be both a necessary and a sufficient condition of the miner’s total disability. This at any rate is the most natural meaning to ascribe to the proposition that the miner’s black lung disease must “in and of itself” cause the miner’s disability. For the proposition seems to require (for benefits to be awarded) a showing that if the miner had not worked in a mine he would not have become disabled no matter what else he had done and that if he had not smoked or done anything else (besides working in a mine) hazardous to the lungs he would nevertheless have become disabled. The mining would then be the sole cause, to which “in and of itself” seems to point.

The “contributing cause” formulation suggests, in contrast, that mining must be a necessary, but need not be a sufficient, condition of the miner’s disability; if he had not mined, he would not have become totally disabled, although he might have avoided the disability by care on some other front, for example by not smoking. We think this is the standard that the “due to” regulation is artlessly attempting to prescribe, as it corresponds to the standard of causation used in most other areas of law. Bastian v. Petren Resources Corp., 892 F.2d 680, 684, 686 (7th Cir.1990); Wisconsin Knife Works v. National Metal Crafters, 781 F.2d 1280, 1289 (7th Cir.1986). It may well have been what Partridge was getting at in checking the “related to” box on the medical form he filled out. A miner is not entitled to benefits if by reason of his heavy smoking or some other activity or condition of his that is not itself mining, he would have become totally disabled (and no later than he did) even if he had never gone near a coal mine. To award benefits in such a case would be to confer a pure windfall, since by assumption the miner was no worse off by virtue of working in a mine than he would have been had he been working in an oxygen factory. The Black Lung Benefits Act is generous, but not that generous. It is not a welfare program for cigarette smokers.

The administrative law judge may have employed the correct standard — that black lung disease be a necessary, though it need not be a sufficient, condition of the miner’s total disability — but he did not articulate it, and the matter is so confused and the evidence so unsatisfactory (Partridge having examined Shelton before Shelton became disabled and having failed to elaborate on the meaning of “related to”) that the only just course is a remand to the agency. Zeigler Coal Co. v. Sieberg, 839 F.2d 1280, 1284 (7th Cir.1988); Tackett v. Benefits Review Bd., 806 F.2d 640, 642 (6th Cir.[*694] 1986) (per curiam); Nance v. Benefits Review Bd., 861 F.2d 68, 71 (4th Cir.1988).

Vacated and Remanded.