People v. Charles, 462 N.E.2d 118 (N.Y. 1984). · Go Syfert
People v. Charles, 462 N.E.2d 118 (N.Y. 1984). Cases Citing This Book View Copy Cite
177 citation events (67 in the last 25 years) across 8 distinct courts.
Strongest positive: People v. Knapp (nyappdiv, 2023-10-12) · Strongest negative: People v. Barnes (nyappdiv, 1985-07-12)
Treatment trajectory · 1984 → 2026 · click a year to view as-of
1984 2005 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited "but see" People v. Barnes
N.Y. App. Div. · 1985 · signal: but see · confidence high
Ill In view of the foregoing it is unnecessary to reach the defendant’s contention (based on McCray v Abrams, 750 F2d 1113; but see, People v Charles, 61 NY2d 321 ; People v McCray, 57 NY2d 542 , cert denied 461 US 961 ) that his constitutional rights were infringed by the prosecutor’s allegedly systematic exclusion of blacks from the trial jury.
discussed Cited as authority (rule) People v. Knapp
N.Y. App. Div. · 2023 · confidence medium
As for coercion in the third degree, a person is guilty of this crime "when he or she compels or induces a person to engage in conduct which the latter has a legal right to abstain from engaging in . . . by means of instilling in him or her a fear that, if the demand is not complied with, the actor or another will . . . [c]ause physical injury to a person[ ] or . . . [c]ause damage to property" (Penal Law § 135.60 [1], [2]). [FN1] It is well established that "the prosecution need not prove allegations in an indictment that are extraneous to the material elements of the offense charged" ( Peop…
discussed Cited as authority (rule) The People v. Michael Saenger
NY · 2023 · confidence medium
First, fair 4 Notably, Penal Law § 240.75 is different in structure than a statute that allows a defendant to commit an offense by “doing any one of several things,” in which case the indictment may “in a single count, group them together and charge the defendant with having committed them all” (People v Charles, 61 NY2d 321, 327-328 [1984] [internal quotation marks omitted]; see People v Middleton, 35 NY3d 952 , 955 [2020]).
discussed Cited as authority (rule) People v. Lee
N.Y. App. Div. · 2020 · confidence medium
"However, not every fact mentioned in an indictment is essential to establish the defendant's guilt of the crime charged, and thus it is not necessary in every case that the People prove all acts alleged in the indictment when the remaining acts alleged are sufficient to sustain a conviction" ( People v Spratley , 144 AD2d 769, 771 [1988] [internal quotation marks, brackets and citations omitted], lv denied 73 NY2d 896 [1989]; accord People v Buanno , 296 AD2d 600, 601 [2002], lv denied 98 NY2d 695 [2002]; see People v Flanders , 25 NY3d 997, 999 [2015]; People v Charles , 61 NY2d 321, 327 [19…
discussed Cited as authority (rule) People v. Hidalgo
N.Y. App. Div. · 2018 · confidence medium
The predatory sexual assault count contained language that defendant's alleged sexual conduct "included at least one act of sexual intercourse and oral sexual conduct." Notwithstanding the use of conjunctive rather than disjunctive language, the People were not required to prove both sexual intercourse and oral sexual conduct ( see People v Charles , 61 NY2d 321, 327-328 [1982]), and they were entitled to argue that oral conduct sufficed.
discussed Cited as authority (rule) People v. Newell (2×)
N.Y. App. Div. · 2017 · confidence medium
Therefore, despite the People’s use of the word “and” in their bill of particulars here, the People were not required to prove that defendant attempted to forcibly steal two separate items in order to sustain the charged crimes (see People v Flanders, 25 NY3d 997, 999-1000 [2015]; People v Charles, 61 NY2d 321, 327-328 [1984]; People v Sutera, 107 AD3d 556 , 558 [2013], lv denied 23 NY3d 968 [2014]; People v Molloy, 58 AD3d 404, 404 [2009], lv denied 12 NY3d 856 [2009]; see also People v Frascone, 271 AD2d 333, 333 [2000]).
discussed Cited as authority (rule) People v. Newell (2×)
N.Y. App. Div. · 2017 · confidence medium
Therefore, despite the People’s use of the word “and” in their bill of particulars here, the People were not required to prove that defendant attempted to forcibly steal two separate items in order to sustain the charged crimes (see People v Flanders, 25 NY3d 997, 999-1000 [2015]; People v Charles, 61 NY2d 321, 327-328 [1984]; People v Sutera, 107 AD3d 556 , 558 [2013], lv denied 23 NY3d 968 [2014]; People v Molloy, 58 AD3d 404, 404 [2009], lv denied 12 NY3d 856 [2009]; see also People v Frascone, 271 AD2d 333, 333 [2000]).
discussed Cited as authority (rule) People v. Harris
N.Y. App. Div. · 2015 · confidence medium
While defendant seemingly contends that the indictment was rendered duplicitous by the court’s instruction, defendant’s actual contention is not that the proof at trial established more than one assault but, rather, that the court’s instruction to the jury “differed significantly from the theory of the crime charged in the indictment” (People v Charles, 61 NY2d 321, 326 [1984]), and thus violated his “right to be tried and convicted of only those crimes and upon only those theories charged in the indictment” (People v Gaston, 104 AD3d 1206 , 1207 [2013], lv denied 22 NY3d 1156 [2…
discussed Cited as authority (rule) People v. Harris
N.Y. App. Div. · 2015 · confidence medium
While defendant seemingly contends that the indictment was rendered duplicitous by the court’s instruction, defendant’s actual contention is not that the proof at trial established more than one assault but, rather, that the court’s instruction to the jury “differed significantly from the theory of the crime charged in the indictment” (People v Charles, 61 NY2d 321, 326 [1984]), and thus violated his “right to be tried and convicted of only those crimes and upon only those theories charged in the indictment” (People v Gaston, 104 AD3d 1206 , 1207 [2013], lv denied 22 NY3d 1156 [2…
discussed Cited as authority (rule) People v. Rodriguez
N.Y. App. Div. · 2014 · confidence medium
In any event, we would have found no error, as the instruction neither altered the theory of the prosecution nor prejudiced defendant on the merits (see People v Charles, 61 NY2d 321, 328-329 [1984]; People v Ardrey, 92 AD3d 967, 970-971 [2012], lv denied 19 NY3d 861 [2012]; People v Dorfeuille, 91 AD3d 1023, 1024 [2012], lv denied 19 NY3d 996 [2012]). .
discussed Cited as authority (rule) PeoplevRodriguez
N.Y. App. Div. · 2014 · confidence medium
In any event, we would have found no error, as the instruction neither altered the theory of the prosecution nor prejudiced defendant on the merits (see People v Charles, 61 NY2d 321, 328-329 [1984]; People v Ardrey, 92 AD3d 967, 970-971 [2012], lv denied 19 NY3d 861 [2012]; People v Dorfeuille, 91 AD3d 1023, 1024 [2012], lv denied 19 NY3d 996 [2012]). -4- 106274 heroin that he supplied to purchasers in that city, and who were paid for their efforts with heroin to support their drug habits.
discussed Cited as authority (rule) People v. Rodriguez
N.Y. App. Div. · 2014 · confidence medium
In any event, we would have found no error, as the instruction neither altered the theory of the prosecution nor prejudiced defendant on the merits (see People v Charles, 61 NY2d 321, 328-329 [1984]; People v Ardrey, 92 AD3d 967, 970-971 [2012], lv denied 19 NY3d 861 [2012]; People v Dorfeuille, 91 AD3d 1023, 1024 [2012], lv denied 19 NY3d 996 [2012]). .
discussed Cited as authority (rule) People v. Johnson
N.Y. App. Div. · 2014 · confidence medium
At trial, the People presented evidence supporting a theory of constructive possession, and we conclude that such evidence did not impermissibly vary from the bill of particulars, and that defendant was not hampered in his ability to prepare for trial (see People v Charles, 61 NY2d 321, 327 [1984]).
discussed Cited as authority (rule) People v. Johnson
N.Y. App. Div. · 2014 · confidence medium
At trial, the People presented evidence supporting a theory of constructive possession, and we conclude that such evidence did not impermissibly vary from the bill of particulars, and that defendant was not hampered in his ability to prepare for trial (see People v Charles, 61 NY2d 321, 327 [1984]).
discussed Cited as authority (rule) People v. Flanders
N.Y. App. Div. · 2013 · confidence medium
It is well established that, “ ‘[wjhere an offense may be committed by doing any one of several things, the indictment may, in a single count, group them together and charge the defendant with having committed them all, and a conviction may be had on proof of the commission of any one of the things, without proof of the commission of the others’ ” (People v Charles, 61 NY2d 321, 327-328 [1984]).
discussed Cited as authority (rule) People v. Flanders
N.Y. App. Div. · 2013 · confidence medium
It is well established that, “ ‘[wjhere an offense may be committed by doing any one of several things, the indictment may, in a single count, group them together and charge the defendant with having committed them all, and a conviction may be had on proof of the commission of any one of the things, without proof of the commission of the others’ ” (People v Charles, 61 NY2d 321, 327-328 [1984]).
discussed Cited as authority (rule) People v. Sutera
N.Y. App. Div. · 2013 · confidence medium
This did not change the theory set forth in the indictment, or the People’s bill of particulars, alleging that each of the four statements was false (see People v Charles, 61 NY2d 321, 327-328 [1984]; People v Frascone, 271 AD2d 333 [1st Dept 2000]).
discussed Cited as authority (rule) People v. Sutera
N.Y. App. Div. · 2013 · confidence medium
This did not change the theory set forth in the indictment, or the People’s bill of particulars, alleging that each of the four statements was false (see People v Charles, 61 NY2d 321, 327-328 [1984]; People v Frascone, 271 AD2d 333 [1st Dept 2000]).
discussed Cited as authority (rule) People v. Gaston
N.Y. App. Div. · 2013 · confidence medium
We conclude that the fact that the indictment included the “beating” allegation does not require reversal (see generally People v Charles, 61 NY2d 321, 327-328 [1984]; People v Rooney, 57 NY2d 822, 823 [1982]).
discussed Cited as authority (rule) People v. Gaston
N.Y. App. Div. · 2013 · confidence medium
We conclude that the fact that the indictment included the “beating” allegation does not require reversal (see generally People v Charles, 61 NY2d 321, 327-328 [1984]; People v Rooney, 57 NY2d 822, 823 [1982]).
discussed Cited as authority (rule) People v. Ardrey
N.Y. App. Div. · 2012 · confidence medium
Thus, a jury charge may not constructively amend an indictment by varying the theory of the prosecution (see People v Charles, 61 NY2d 321, 329 [1984]; People v Buanno, 296 AD2d 600, 601 [2002], lv denied 98 NY2d 695 [2002]; People v Grega, 132 AD2d at 750 ).
discussed Cited as authority (rule) People v. Ferguson
N.Y. App. Div. · 2011 · confidence medium
Contrary to the defendant’s contention, the County Court did not err in its charge to the jury as to the elements of rape in the first degree, and the charge given as to that count was not inconsistent with the applicable indictment (see Penal Law § 130.35 [1]; § 130.00 [8]; People v Charles, 61 NY2d 321, 327-329 [1984]; People v Faber, 64 AD3d 788 [2009]).
discussed Cited as authority (rule) People v. Dell'Aera
N.Y. App. Div. · 2011 · confidence medium
Furthermore, the County Court’s charge did not alter the People’s theory as presented in the indictment or the facts as presented at trial (see People v Charles, 61 NY2d 321, 326-329 [1984]; People v Kaminski, 58 NY2d 886, 887 [1983]; People v Faber, 64 AD3d 788 [2009]; People v Jean, 146 AD2d 803, 804 [1989], affd 75 NY2d 744 [1989]).
discussed Cited as authority (rule) People v. Chandler
N.Y. App. Div. · 2010 · confidence medium
The defendant’s contention that he was prejudiced by the trial court’s charge on burglary in the first degree is unpreserved for appellate review and, in any event, without merit (see People v Charles, 61 NY2d 321, 327-328 [1984]; People v Leal, 48 AD3d 700, 701 [2008]; People v Gillespie, 287 AD2d 288, 289 [2001]).
discussed Cited as authority (rule) People v. Smith
N.Y. App. Div. · 2009 · confidence medium
The court properly exercised its discretion in precluding defense counsel from making a summation argument positing an alternate scenario that would have required the jury to draw excessively speculative inferences from the evidence (see People v Charles, 61 NY2d 321, 329 [1984]; People v Blount, 286 AD2d 649 [2001], lv denied, 97 NY2d 701 [2002]).
discussed Cited as authority (rule) People v. Cash J.Y.
N.Y. App. Div. · 2009 · confidence medium
Contrary to defendant’s final contention, we conclude that, although the indictment charged defendant with taking the victim’s jacket and necklace, the court properly instructed the jury that it could convict defendant of grand larceny in the fourth degree based on the taking of either the jacket or the necklace (see People v Charles, 61 NY2d 321, 327-328 [1984]; People v Frascone, 271 AD2d 333 [2000]). “[B]ecause the nature of the property stolen was not a material element of the charge which required only proof that ‘property’ was stolen,” the court did not err in its instruction…
cited Cited as authority (rule) People v. Molloy
N.Y. App. Div. · 2009 · confidence medium
Use of the conjunctive “and” in the indictment did not obligate the People to prove more than what was required under the statutes (see People v Charles, 61 NY2d 321, 327-328 [1984]).
discussed Cited as authority (rule) People v. Taylor
N.Y. App. Div. · 2008 · confidence medium
Contrary to defendant’s further contention, the court’s charge on the issue of constructive possession did not change the theory of the People’s case from that set forth in the indictment and bill of particulars (see People v Charles, 61 NY2d 321, 327-329 [1984]).
discussed Cited as authority (rule) People v. Hilliard
N.Y. App. Div. · 2008 · confidence medium
Contrary to defendant’s contentions, while the factual recitation in the conspiracy count of the indictment named the intended robbery victim (Hayes), the People were not required to prove that all of the coconspirators knew the intended victim’s identity, 2 which is not an element of the conspiracy count (see People v Treuber, 64 NY2d 817, 818 [1985]; People v Charles, 61 NY2d 321, 327 [1984]; cf. People v Grega, 72 NY2d 489, 497-498 [1988]). “[W]hen an indictment alleges facts that are extraneous or immaterial to the charges or beyond what is necessary to support the charges, . . . the…
discussed Cited as authority (rule) People v. Caldarola
N.Y. App. Div. · 2007 · confidence medium
In any event, the contention is without merit, as the indictment charged more than the People were required to prove under the statute (see Penal Law § 215.40 [2]), and the trial court’s charge did not usurp the grand jury’s powers or change the theory of the prosecution (see People v Charles, 61 NY2d 321, 326-328 [1984]; People v Clougher, 246 NY 106, 112 [1927]; People v Nicholas, 35 AD2d 18, 20 [1970]).
discussed Cited as authority (rule) People v. Osinowo (2×)
N.Y. App. Div. · 2006 · confidence medium
It is well settled that “the prosecution need not prove allegations in an indictment that are extraneous to the material elements of the offense charged” (People v Charles, 61 NY2d 321, 327 [1984]; see People v Rooney, 57 NY2d 822, 823 [1982]; People v Buanno, 296 AD2d 600, 601 [2002], lv denied 98 NY2d 695 [2002]).
discussed Cited as authority (rule) People v. Kowallis
N.Y. App. Div. · 2003 · confidence medium
To the extent that defendant contends that her conviction of scheme to defraud is inconsistent with her acquittals on the petit larceny charges because the count of the indictment charging scheme to defraud named five sets of complainants and the People failed to prove the two petit larcenies implicit therein, we note that the People were under no burden to prove the scheme to defraud with respect to each complainant named in the indictment (see People v Charles, 61 NY2d 321, 326-327 [1984]; People v Rooney, 57 NY2d 822, 823 [1982]; see also Penal Law § 190.65 [1] [b]; [2]).
discussed Cited as authority (rule) People v. Kilpatrick
N.Y. App. Div. · 1988 · confidence medium
The accused’s right "to be tried and convicted of only those crimes and upon only those theories charged in the indictment is fundamental and nonwaivable” (People v Rubin, 101 AD2d 71, 77 [4th Dept 1984]; see, People v Spann, 56 NY 469 [1982]; People v Charles, 61 NY2d 321, 329 [1984]).
discussed Cited as authority (rule) United States v. Stanley Friedman, Michael Lazar, Lester Shafran, and Marvin Kaplan, Defendants
2d Cir. · 1988 · confidence medium
As the language of the statute suggests, acceptance of a bribe “requires no act beyond the agreement or understanding.” People v. Charles, 61 N.Y.2d 321, 326 , 462 N.E.2d 118, 120 , 473 N.Y.S.2d 941, 943 (1984).
discussed Cited as authority (rule) People v. Colon (2×)
N.Y. City Crim. Ct. · 1988 · confidence medium
(See, e.g., People v Charles, 61 NY2d 321, 326-327 [1984]; People v Morris, 61 NY2d 290, 293 [1984]; People v Spann, 56 NY2d 469, 472-473 [1982]; People v Iannone, 45 NY2d 589, 594-595 [1978].) The right of an accused to receive adequate and timely notice of the charges on which he is to be tried is guaranteed by both Federal and State Constitutions (see, US Const 6th Amend; NY Const, art I, § 6) and is considered so fundamental a component of justice and fair play that a defendant can challenge its deprivation at any time.
discussed Cited as authority (rule) People v. McDermott
NY · 1987 · signal: cf. · confidence medium
The requirement serves two purposes: to provide notice enabling the defendant to prepare for trial and to distinguish the offense sufficiently to prohibit reprosecution (People v McGuire, 5 NY2d 523, 526 ; cf., People v Charles, 61 NY2d 321, 326-327 [dealing with indictments]).
discussed Cited "see" People v. Barreno (Yenson)
N.Y. App. Term. · 2022 · signal: see · confidence high
Furthermore, it is well established that "[a jury] charge which constructively amends an indictment in such a way as to allow a variation in the theory of the prosecution is impermissible" ( People v Buanno , 296 AD2d 600, 601 [2002] [internal quotation marks omitted]; see People v Charles , 61 NY2d 321, 329 [1984]; People v Kaminski , 58 NY2d 886, 887 [1983]; People v Tucker , 195 AD3d 1547, 1547 [2021]).
discussed Cited "see" People v. Johnson (Latasha)
N.Y. App. Term. · 2021 · signal: see · confidence high
The alleged variance between the allegations of the accusatory instrument and the proof at trial does not amount to a change in the theory of the prosecution, but relates to matters that were "extraneous or immaterial to the charge[]" ( People v Grega , 72 NY2d 489, 497 [1988]; see People v Charles , 61 NY2d 321, 327 [1984]) and "constitutes merely an alteration in a factual incident that is still consistent with the theory presented" ( People v Beard , 148 AD3d 1745, 1746 [2017] [internal quotation marks omitted]).
discussed Cited "see" People v. Harris
N.Y. App. Div. · 2015 · signal: see · confidence high
The People relied upon those acts at trial and, suffice it to say, defendant was provided “with fair notice of the accusations against him and the People’s theory at trial was the same in all material respects to that charged in the indictment” (People v Osinowo, 28 AD3d 1011, 1013 [2006], lv denied 7 NY3d 792 [2006]; see People v Charles, 61 NY2d 321, 327-329 [1984]).
discussed Cited "see" People v. Odom
N.Y. App. Div. · 2008 · signal: see · confidence high
In any event, that contention is without merit because “the indictment charged more than the People were required to prove under the statute . . . , and the trial court’s charge did not usurp the grand jury’s powers or change the theory of the prosecution” (People v Caldarola, 45 AD3d 600, 601 [2007]; see People v Charles, 61 NY2d 321, 326-328 [1984]).
discussed Cited "see" People v. Kuykendall
N.Y. App. Div. · 2007 · signal: see · confidence high
With regard to defendant’s unpreserved claim that the court was required to read the lengthy, sordid litany of factual allegations—set forth in the indictment in alternative form—in that endangering count, we disagree. “[W]hen an indictment alleges facts that are extraneous or immaterial to the charges or beyond what is necessary to support the charges, or when factual allegations are made in the alternative, the People need not prove more than those factual allegations necessary to support a conviction” (People v Grega, 72 NY2d 489, 497 [1988]; see People v Charles, 61 NY2d 321, 326…
discussed Cited "see" People v. Sanoguet
N.Y. Sup. Ct. · 1993 · signal: see · confidence high
"The crimes of bribery and bribe receiving are complete upon the requisite agreement or understanding; no further act, such as the actual transfer of money, is required.” (Donnino, Practice Commentary, McKinney’s Cons Laws of NY, Book 39, Penal Law art 200, at 454; see, People v Charles, 61 NY2d 321 [1984] [taking of official action unnecessary]; People v Arcadi, 79 AD2d 845, 846 [4th Dept 1980], affd on decision below 54 NY2d 981 [1981] ["The essence of the crime (of bribe receiving) is the agreement, and the results of the agreement are immaterial”].) Here the defendant approached an e…
discussed Cited "see" People v. Di Gioia
N.Y. App. Div. · 1990 · signal: see · confidence high
In our view, the threatening nature of an oral threat may be implicit or explicit (see, Penal Law § 130.00 [8] [b]), and the indictment at issue here sufficiently puts defendant on notice that implied threats would also be proven at trial such that "the crime for which the defendant [was] brought to trial [was] in fact one for which he was indicted by the Grand Jury” (People v Iannone, 45 NY2d 589, 594 ; see, People v Charles, 61 NY2d 321, 327 ).
discussed Cited "see" People v. Udzinski (2×) also: Cited "see, e.g."
N.Y. App. Div. · 1989 · signal: see · confidence high
C As was discussed above, the first reason for considering an indictment as a jurisdictional predicate to any felony prosecution derives from the State constitutional right to be held for trial only after a finding of probable cause by a Grand Jury (NY Const, art I, § 6; see, People v Charles, 61 NY2d 321, 326-327 , supra; People v Spann, 56 NY2d 469, 472-473 ; People v Iannone, 45 NY2d 589, 594-595 , supra; see also, People v McDermott, 69 NY2d 889 ).
discussed Cited "see" People v. Spratley
N.Y. App. Div. · 1988 · signal: see · confidence high
However, "[n]ot every fact mentioned in an indictment is essential to establish the defendant’s guilt of the crime charged, and thus it is not necessary in every case that the People prove all acts alleged in the indictment when the remaining acts alleged are sufficient to sustain a conviction” (People v Rooney, 57 NY2d 822, 823 [emphasis supplied]; see, People v Charles, supra; People v Spann, 56 NY2d 469 ; People v La Boy, 91 AD2d 1102 ).
discussed Cited "see, e.g." People v. DeRaffele (John)
N.Y. App. Term. · 2019 · signal: see also · confidence low
Donnino, New York Court of Appeals on Criminal Law § 2.23 at 32 [3d ed rev 2011]; see also People v Treuber , 64 NY2d 817 [1985]; People v Rooney , 57 NY2d 822 [1982]; People v Newell , 148 AD3d 1216 [2017]); (2) "Where an offense may be committed by doing any one of several things, the indictment may, in a single count, group them together and charge the defendant with having committed them all, and a conviction may be had on proof of the commission of any one of the things, without proof of the commission of the others" ( People v Nicholas , 35 AD2d 18, 20 [1970], citing Bork v People , 91 …
discussed Cited "see, e.g." People v. Williams
N.Y. App. Div. · 2017 · signal: see also · confidence medium
Defendant’s pro se contention that the conspiracy charge (count 1) was duplicitous is also unpreserved for our review and, in any event, without merit (see People v Falkenstein, 288 AD2d 922, 922-923 [2001], lv denied 97 NY2d 704 [2002]; see also People v Charles, 61 NY2d 321, 327-328 [1984]). 3 .
discussed Cited "see, e.g." People v. Gibson
N.Y. App. Div. · 2014 · signal: see also · confidence medium
Because the charged offense can be committed by possessing either an imitation pistol or a dangerous weapon (see Penal Law §§ 265.01 [2]; 265.02 [1]), the failure of the indictment to so specify did not render that count jurisdictionally inadequate (see People v Hagmann, 160 AD2d 1125, 1128 [1990]; People v Nicholas, 35 AD2d 18, 20 [1970]; see also People v Charles, 61 NY2d 321, 327-328 [1984]).
discussed Cited "see, e.g." People v. Gibson
N.Y. App. Div. · 2014 · signal: see also · confidence medium
Because the charged offense can be committed by possessing either an imitation pistol or a dangerous weapon (see Penal Law §§ 265.01 [2]; 265.02 [1]), the failure of the indictment to so specify did not render that count jurisdictionally inadequate (see People v Hagmann, 160 AD2d 1125, 1128 [1990]; People v Nicholas, 35 AD2d 18, 20 [1970]; see also People v Charles, 61 NY2d 321, 327-328 [1984]).
discussed Cited "see, e.g." People v. Greaves
N.Y. App. Div. · 2003 · signal: see also · confidence medium
The court charged the jury on the definition of forcible compulsion as both the use of physical force or the threat of immediate harm but, given the limited scope of the indictment and bill of particulars, that was error (see People v Kaminski, 58 NY2d 886, 887 [1983]; cf. People v Wieber, 202 AD2d 789, 791-792 [1994], lv denied 84 NY2d 834 [1994]; see also People v Charles, 61 NY2d 321, 328-329 [1984]; People v Norfleet, 267 AD2d 881, 883-884 [1999], lv denied 95 NY2d 801 [2000]; see generally People v Termotto, 155 AD2d 965 [1989], lv denied 75 NY2d 925 [1990]).
Retrieving the full opinion text from the archive…
The People of the State of New York
v.
Clinton Charles
New York Court of Appeals.
Mar 27, 1984.
462 N.E.2d 118
1984 N.Y. LEXIS 4074
POINTS OF COUNSEL, Eric A. Stiff and Frances S. Cohen for appellant., Thomas A. Duffy, Jr., Deputy Attorney-General CMichael Shapiro and Jill Simon of counsel), for respondent.
Simons.
Cited by 140 opinions  |  Published

OPINION OF THE COURT

Simons, J.

Defendant appeals from an order of the Appellate Division, which affirmed, with one Justice dissenting, a judgment entered on a jury verdict finding him guilty of bribe receiving in the second degree (Penal Law, § 200.10). The conviction came after juries had failed to agree in two previous trials.

The principal issues raised on this appeal are the legal sufficiency of the evidence to establish that the alleged bribe was offered to defendant to affect his judgment or action “as a public servant,” and whether the conviction must be reversed because a variation between the definition of the crime in the court’s charge and the language contained in the indictment improperly changed the theory of the prosecution and prejudiced the defense.

Defendant, was employed as a court clerk for a Criminal Court in New York City. On March 15, 1979, he was approached by James Villafana, an undercover agent for the office of the Special Prosecutor posing as a gypsy cab[*325] driver. Villafana had been issued several traffic summonses under an assumed name as part of a continuing investigation into allegations that court workers were “fixing” summonses in return for bribes. He took the summonses to traffic court, presented them to defendant and asked for his help. Defendant explained that one of the tickets, issued for driving an uninsured vehicle, would result in a minimum fine of $100 and revocation of Villafana’s driver’s license, and that redemption of the license would cost $300. He explained that the others concerned minor violations which would probably result in small fines of $5 or $10. Defendant then told Villafana that for $100 he could get the “uninsured” ticket dismissed. After Villafana agreed, defendant took him into a locked restroom where he instructed Villafana how to plead to the charges and where, the prosecution contended, he accepted the $100 in bribe money. Defendant then took the agent to the courtroom and assisted him in pleading and obtaining receipts for the small fines. The “uninsured” ticket was dismissed, not through any act of defendant but because it was invalid on the face: Villafana was not the owner of the uninsured vehicle. At the time of the transaction, Villafana was wearing a recording device and the tapes of his conversations with defendant were played to the jury during the trial.

Defendant was not arrested until some time later and none of the bribe money was traced to him. He denied soliciting or receiving it.

Defendant’s first point on this appeal, and the point on which the Justices at the Appellate Division disagreed, is that the statute prohibits solicitation or receipt of money to influence his judgment or action and that because he did not have the authority in his job to affect the disposition of Villafana’s tickets, he could not have been guilty of bribe receiving in the second degree. The statute defines the crime as follows: “A public servant is guilty of bribe receiving in the second degree when he solicits, accepts or agrees to accept any benefit from another person upon an agreement or understanding that his vote, opinion, judgment, action, decision or exercise of discretion as a public servant will thereby be influenced.” (Penal Law, § 200.10.) The[*326] proof necessary to establish the crime must show, at a minimum, that a public servant solicited or agreed to accept a benefit from another person upon an agreement or understanding that his action as a public servant would thereby be influenced. The statute requires no act beyond the agreement or understanding, however, and defendant’s inability to influence the disposition of traffic tickets did not necessarily remove his conduct from that proscribed by it (see People v Chapman, 13 NY2d 97). If the briber sought to affect his judgment or action in his capacity as a public servant and within the “colorable” authority of the public position he held at the time of the bribe offer, the crime was committed. The decisions hold that “colorable” authority exists when a bribe is offered to a public official “to act corruptly in a matter to which he bears some official relation, though the act itself may be technically beyond his official powers or duties” (People v Lafaro, 250 NY 336, 342; see People v Herskowitz, 41 NY2d 1094). Manifestly, as a clerk in the courts, defendant came within this rule and his conduct constituted a crime although he did not have authority to dismiss traffic tickets.

Defendant next challenges the court’s instructions to the jury. He contends that they differed significantly from the theory of the crime charged in the indictment and therefore require reversal. Although the statute proscribes solicitation or an agreement to accept or acceptance of a bribe, the indictment and the bill of particulars charged that defendant “solicited, agreed to accept and accepted” a bribe. Defendant contends that the prosecution was bound by this use of conjunctive language and that in the absence of an amendment to the indictment and bill of particulars the court’s instructions in the language of the statute rather than the language of the indictment were error and the judgment must be reversed inasmuch as the jury’s verdict was based upon them.

It is familiar law that the requirement found in section 6 of article I of the State Constitution that “[n]o person shall be held to answer for a capital or otherwise infamous crime * * * unless on indictment of a grand jury” serves a threefold purpose. First, an indictment provides the defendant with fair notice of the accusations made against him to[*327] enable him to prepare a defense. Second, it insures that the crime for which defendant is tried is the same as intended by the Grand Jury, and thus prevents the court or prosecutor from usurping the Grand Jury’s powers. Finally, the indictment protects against double jeopardy by specifying the particular crime for which a defendant has been tried (see People v Spann, 56 NY2d 469, 472; People v Iannone, 45 NY2d 589, 594-595).

Defendant asserts that this indictment did not give him fair notice of the prosecution’s theory of the crime. We disagree. Defense counsel was not hampered in his ability to prepare by the use of the language in the indictment and bill of particulars. At the beginning of the trial he asked the court to require the People, if they were to sustain their burden, to prove that defendant solicited and agreed to accept and accepted a bribe. In support of this pretrial motion he contended that he had relied on the bill of particulars as notice of the prosecutor’s trial strategy and it was crucial to the defense that it not be changed. Defense counsel had participated in defendant’s second trial, however, and he had participated in the preliminaries to the third trial. He was aware of the prosecution’s strategy and he admitted as much. The court correctly denied counsel’s motion (see People v Taylor, 74 AD2d 177, 181).

Moreover, the trial court’s charge that the jury could find defendant guilty if it found that he either solicited or agreed to accept or accepted a bribe, rather than requiring cumulative proof of all three acts, did not usurp the Grand Jury’s powers. It correctly advised the trial jurors that the prosecution need not prove allegations in an indictment that are extraneous to the material elements of the offense charged (see People v Rooney, 57 NY2d 822; People v Spann, 56 NY2d 469, supra). The use of the conjunctive “and” rather than the disjunctive “or” in the indictment charged more than the People were required to prove under the statute and did not bind the prosecution to prove all three acts (see People v Clougher, 246 NY 106,112). The rule was stated in People v Nicholas (35 AD2d 18, 20 [Cooke, J.]): “Where an offense may be committed by doing any one of several things, the indictment may, in a single count, group them together and charge the defendant with[*328] having committed them all, and a conviction may be had on proof of the commission of any one of the things, without proof of the commission of the others (Bork v. People, 91 N. Y. 5,13; People v. Dabek, 18 AD2d 773; People v. Farson, 218 App. Div. 488, 490, affd. 244 N. Y. 413).”

People v Rooney (supra) is to the point. In that criminally negligent homicide case, the indictment charged that defendant “operated a motor vehicle at an excessive rate of speed, on the wrong side of the road while intoxicated and struck another vehicle” causing the death of another person. Defendant contended that he could not be found guilty of criminally negligent homicide unless the jury found that he had committed all of the acts mentioned in the indictment, a matter of some consequence because the jury by its verdict finding criminal negligence had also acquitted defendant of a separate count of driving while under the influence of alcohol. Because the allegation of driving while under the influence was not necessary to sustain the conviction for criminally negligent homicide, we sustained the conviction.

Similarly, in People v Spann (56 NY2d 469, supra), we held that the trial court had not constructively amended an indictment charging robbery by allowing proof that the defendant stole drugs, rather than jewelry or money as alleged in the indictment. The defendant in his testimony had admitted stealing the drugs, and, because the nature of the property stolen was not a material element of the charge which required only proof that “property” was stolen, the robbery conviction was affirmed. In People v Feldman (50 NY2d 500) we considered the appeal of a conviction of criminal sale of a controlled substance in the third degree where the indictment charged the defendant with selling drugs to an undercover policeman and the evidence at trial revealed that the drugs were actually sold to an informant who in turn sold them to the policeman. We held that the person to whom the drugs were sold was immaterial to the corpus delicti of the crime charged.

To be distinguished from these and similar cases are those in which the jury is charged in a manner that changes the theory of the prosecution from that in the indictment and bill of particulars, or otherwise prejudices[*329] the defendant on the merits. Thus, an indictment for sodomy which included a charge that forcible compulsion was accomplished “by means of physical force which overcame earnest resistance” could not provide a basis for a jury charge that guilt could be premised on a finding of physical force or a threat placing the victim in fear of immediate death or physical injury. The variation from the theory of prosecution found in the indictment did not merely alter a factual incident in a way still consistent with that theory, but in fact changed the theory itself (see People v Kaminski, 58 NY2d 886; see, also, People v Barnes, 50 NY2d 375).

Defendant’s two remaining points require little discussion. First, he contends that the court erred in failing to hold a hearing to consider whether the prosecutor used his peremptory challenges during jury selection to disqualify substantially more black veniremen than white veniremen. Counsel contends that the challenges were used to systematically exclude minority jurors. We have held recently, however, that such hearings are not required and that a prosecutor is not required to disclose his reasons for excluding prospective jurors in a particular case (People v McCray, 57 NY2d 542, cert den _. US _, 103 S Ct 2438; but see McCray v Abrams, 576 F Supp 1244). Defendant asks us to reconsider that decision but we see no reason to do so, particularly in view of the record in this case which fails to contain evidence of systematic exclusion.

Finally, defendant contends the court erred in restricting his summation because it prevented him from commenting on the investigator’s failure to “tail” defendant after defendant received the bribe money. The ruling was discretionary and well within a stipulation made by counsel earlier in the trial not to discuss certain matters. It presents no grounds for reversal.

Accordingly, the order of the Appellate Division should be affirmed.

Chief Judge Cooke and Judges Jasen, Jones, Wachtler, Meyer and Kaye concur.

Order affirmed.