In re Marks, 72 A.D.2d 399 (N.Y. App. Div. 1980). · Go Syfert
In re Marks, 72 A.D.2d 399 (N.Y. App. Div. 1980). Cases Citing This Book View Copy Cite
G Cite
cited 2× by 2 distinct cases, last quoted 1993 · 2 courts · …any attorney who converts funds entrusted to his custody is, presumptively, unfit to be a member of the bar. ⚠ not in text
66 citation events (4 in the last 25 years) across 3 distinct courts.
Strongest positive: In re Zalk (nyappdiv, 2007-08-23)
Treatment trajectory · 1980 → 2026 · click a year to view as-of
1980 2003 2026
Top citers, strongest first. 7 distinct citers. How cited ↗
discussed Cited as authority (rule) In re Zalk
N.Y. App. Div. · 2007 · confidence medium
While the venal misappropriation of client funds generally results in disbarment (see Matter of Marks, 72 AD2d 399, 401 [1980]; Matter of Ampel, 208 AD2d 57 [1995]), “[i]n cases where . . . the attorney was mistaken as to his entitlement to his client’s funds and there was not motive to convert, this Court has imposed the penalty of suspension rather than disbarment” (Matter of Glazer, 218 AD2d 411, 413 [1996], citing Matter of Klugerman, 189 AD2d 284 [1993]).
discussed Cited as authority (rule) In re McCann
N.Y. App. Div. · 2003 · confidence medium
“This result is called for by the obvious reflection on the attorney’s integrity, and more importantly, by the duty to protect the public and to vindicate the public’s trust in lawyers as custodians of clients’ funds” (Matter of Britton, supra at 20, quoting Matter of Marks, 72 AD2d 399, 401 [1980]).
discussed Cited as authority (rule) In re Safier
N.Y. App. Div. · 1995 · confidence medium
(Matter of Pressment, 118 AD2d 270, 273 [1st Dept 1986], citing Matter of Marks, 72 AD2d 399, 401 [1st Dept 1980].) The repeated acts of conversion established by the evidence before the Hearing Panel standing alone warrant disbarment.
discussed Cited as authority (rule) In re Pitts
N.Y. App. Div. · 1994 · confidence medium
(Matter of Pressment, 118 AD2d 270, 273 [1st Dept 1986], citing Matter of Marks, 72 AD2d 399, 401 [1st Dept 1980].) Respondent failed to present a rational explanation of his diversion of funds and produced no documentation to support his claims.
discussed Cited as authority (rule) In re Schmidt
N.Y. App. Div. · 1989 · confidence medium
This result is necessitated " 'by the obvious reflection on the attorney’s integrity, and more importantly, by the duty to protect the public and to vindicate the public’s trust in lawyers as custodians of clients’ funds.’ ” (Matter of Pressment, 118 AD2d 270, 273 [1st Dept 1986], quoting Matter of Marks, 72 AD2d 399, 401 [1st Dept 1980].) Accordingly, the report of the Hearing Panel is confirmed and the respondent is disbarred from the practice of law forthwith.
cited Cited as authority (rule) In re Weintraub
N.Y. App. Div. · 1987 · confidence medium
A client clearly has a right to expect that an attorney will act competently as a custodian of funds entrusted to him (Matter of Marks, 72 AD2d 399, 401).
cited Cited as authority (rule) In re Malatesta
N.Y. App. Div. · 1987 · confidence medium
(Matter of Pressment, 118 AD2d 270 [1st Dept 1986], citing Matter of Marks, 72 AD2d 399, 401 [1st Dept 1980].) The record contains ample evidence to support the charges.
Retrieving the full opinion text from the archive…
In the Matter of Lewis S. Marks, an Attorney, Departmental Disciplinary Committee for the First Judicial Department
Appellate Division of the Supreme Court of the State of New York.
Feb 5, 1980.
72 A.D.2d 399
1980 N.Y. App. Div. LEXIS 9694
APPEARANCES OF COUNSEL, Bruce H. Wiener of counsel (Nicholas C. Cooper, attorney), for petitioner., Clement Segal of counsel (Segal, Liling & Erlitz, attorneys), for respondent.
Cited by 54 opinions  |  Published

OPINION OF THE COURT

Per Curiam.

Respondent was admitted to practice as an attorney and counselor at law on June 25, 1952 in the Appellate Division of the Supreme Court, Second Judicial Department. At all times relevant to the instant proceeding, respondent maintained an office for the practice of law within the First Judicial Department.

From about March, 1975 to about June, 1976, respondent appropriated and converted to his own use $31,345.46 from a client-decedent’s estate without permission or authority to do so, forging the administratrix’ signature to a number of checks. There were apparently eight transactions and misappropriations over a period of time.

On June 23, 1977, respondent was convicted in the Criminal Court of the City of New York, County of New York, on charges of petit larceny, a class A misdemeanor, in violation of section 155.25 of the Penal Law on his plea of guilty. Respondent received a sentence of conditional discharge requiring him to agree to make complete restitution of the stolen moneys within three years.

Respondent has apparently made restitution to the extent of about $16,000 or about half of his defalcations.

Petitioner, Departmental Disciplinary Committee for the First Judicial Department, after a hearing by a hearing panel,[*401] found respondent attorney guilty of professional misconduct under subdivision 2 of section 90 of the Judiciary Law and the Code of Professional Responsibility (DR 1-102 [A] [3]; DR 1-102 [A] [4]) and guilty of a serious crime under the Rules of the Appellate Division, First Department (22 NYCRR 603.12 [b]).

The Departmental Disciplinary Committee brings this petition asking that the hearing panel’s report be confirmed and that respondent be disciplined.

Respondent admits all findings of the hearing panel except that respondent says his mental and physical condition was such that he neither knew nor could have known that he was committing the acts referred to nor the significance of the acts.

Although respondent is collaterally estopped from relitigating this or any other element of his crime (Matter of Levy, 37 NY2d 279; Rules of Appellate Division, 1st Dept, § 603.12 [c]), he contends that his mental state, resulting from severe heart ailments and related illnesses, was one of virtual unawareness of the significance of his acts and that this is a mitigating circumstance which warrants a lenient sanction.

Petitioner’s hearing panel—perhaps in consideration of this circumstance—concluded that it did not wish to make an affirmative recommendation as to the quantum of sanction to be imposed by this court.

There is no doubt that respondent did suffer from severe, life threatening and preoccupying illnesses. But although obviously causing great emotional trauma, none of them was a type to affect his mental capacity or responsibility. They obviously cannot serve as an excuse for theft by an attorney from a client and forging of a client’s signature.

Presumptively, an attorney who misappropriates a client’s funds cannot be permitted to remain a member of the Bar. This result is called for by the obvious reflection on the attorney’s integrity, and more importantly, by the duty to protect the public and to vindicate the public’s trust in lawyers as custodians of clients’ funds. (Matter of Wilson, — NJ —, NJLJ, Jan. 17, 1980, p 1.)

The circumstances of this case do not require a different result.

The report of the hearing panel of the Departmental Disciplinary Committee is confirmed.

Respondent is disbarred and the clerk is directed to strike[*402] respondent’s name from the roll of attorneys and counselors at law.

Kupferman, J. P., Fein, Sullivan, Bloom and Silverman, JJ., concur.

Respondent disbarred from practice as an attorney and counselor at law in the State of New York, effective as of March 5, 1980.