United States v. Kimball, 15 F.3d 54 (5th Cir. 1994). · Go Syfert
United States v. Kimball, 15 F.3d 54 (5th Cir. 1994). Cases Citing This Book View Copy Cite
“when the defendant invokes his fifth amendment privilege, he has made himself unavailable to any other party, but he is not unavailable to himself”
31 citation events (19 in the last 25 years) across 14 distinct courts.
Strongest positive: Commonwealth v. Labelle (massappct, 2006-11-07)
Treatment trajectory · 1995 → 2026 · click a year to view as-of
1995 2010 2026
Top citers, strongest first. 16 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Commonwealth v. Labelle
Mass. App. Ct. · 2006 · quote attribution · 1 verbatim quote · confidence high
when the defendant invokes his fifth amendment privilege, he has made himself unavailable to any other party, but he is not unavailable to himself
discussed Cited as authority (rule) STATE OF NEW JERSEY VS. BARTHOLOMEW P. MCINERNEY(08-10-2334, MIDDLESEX COUNTY AND STATEWIDE)
N.J. Super. Ct. App. Div. · 2017 · confidence medium
Nor can the proponent who seeks to admit a declarant's prior testimony "create the condition of unavailability and then benefit therefrom." United States v. Kimball, 15 F.3d 54, 55-56 (5th Cir.), cert. denied, 513 U.S. 999 , 115 S. Ct. 507 , 130 L.
discussed Cited as authority (rule) Jared Benjamin Bailey v. Commonwealth of Virginia (2×) also: Cited "see"
Va. Ct. App. · 2013 · confidence medium
United States v. Kimball, 15 F.3d 54, 55-56 (5th Cir.1994).
discussed Cited as authority (rule) Securities & Exchange Commission v. Ficken
1st Cir. · 2008 · confidence medium
See United States v. Bollin, 264 F.3d 391, 413 (4th Cir.2001), cert. denied, 534 U.S. 935 , 122 S.Ct. 303 , 151 L.Ed.2d 225 (2001), and cert. denied, 535 U.S. 989 , 122 S.Ct. 1544 , 152 L.Ed.2d 469 (2002); United States v. Peterson, 100 F.3d 7, 13-14 (2d Cir.1996) (noting that “when a defendant invokes his Fifth Amendment privilege, he has made himself unavailable to any other party, but he is not unavailable to himself” and thus that it was within the district court’s discretion to exclude the defendant's prior grand jury testimony when the defendant asserted the privilege at trial); Un…
examined Cited as authority (rule) Garcia-Martinez v. City & County of Denver (4×)
10th Cir. · 2004 · confidence medium
First, "[t]he sponsor of a declarant's former testimony may not create the condition of unavailability and then benefit therefrom." United States v. Kimball, 15 F.3d 54, 55-56 (5th Cir.1994); see also United States v. Peterson, 100 F.3d 7, 13-14 (2d Cir.1996).
discussed Cited as authority (rule) United States v. Bollin
4th Cir. · 2001 · confidence medium
Accord United States v. Peterson, 100 F.3d 7, 13 (2d Cir. 1996) (holding that a defendant who exercises his privilege not to testify at a second trial of his case is not entitled to introduce the testimony he gave at the first trial); United States v. Kimball, 15 F.3d 54, 55-56 (5th Cir. 1994) (same). 2.
discussed Cited as authority (rule) United States v. Gary D. Bollin, United States of America v. Ernst N. Tietjen, United States of America v. James Gormley
4th Cir. · 2001 · confidence medium
Accord United States v. Peterson, 100 F.3d 7, 13 (2d Cir.1996) (holding that a defendant who exercises his privilege not to testify at a second trial of his case is not entitled to introduce the testimony he gave at the first trial); United States v. Kimball, 15 F.3d 54, 55-56 (5th Cir.1994) (same). 2.
discussed Cited as authority (rule) United States v. Bollin
4th Cir. · 2001 · confidence medium
Accord United States v. Peterson, 100 F.3d 7, 13 (2d Cir. 1996) (holding that a defendant who exercises his privilege not to testify at a second trial of his case is not entitled to introduce the testimony he gave at the first trial); United States v. Kimball, 15 F.3d 54, 55-56 (5th Cir. 1994) (same). 2.
discussed Cited as authority (rule) People v. Sibadan
N.Y. App. Div. · 1998 · confidence medium
Furthermore, a criminal defendant may not create his unavailability by invoking his privilege against self-incrimination, and then seek to benefit therefrom by introducing his own prior hearsay statements not subject to cross-examination (see, United States v Peterson, 100 F3d 7, 13-14 [2d Cir 1996]; United States v Kimball, 15 F3d 54, 55-56 [5th Cir 1994], cert denied 513 US 999 ; see also, People v Ely, 164 AD2d 442, 445-446 , lv denied 77 NY2d 905 ).
discussed Cited as authority (rule) United States v. Shawn Peterson
2d Cir. · 1996 · confidence medium
In the instant case, [the defendant] created his own unavailability by invoking his fifth amendment privilege against self-incrimination. *14 United States v. Kimball, 15 F.3d 54, 55-56 (5th Cir.) (footnotes omitted), cert. denied, - U.S. —, 115 S.Ct. 507 , 130 L.Ed.2d 415 (1994).
discussed Cited "see" State v. King
N.M. · 2015 · signal: see · confidence high
See United States v. Peterson, 100 F.3d 7, 13 (2d 14 Cir. 1996) (“When the defendant invokes his Fifth Amendment privilege, he has 15 made himself unavailable to any other party, but he is not unavailable to himself.”). 16 See also United States v. Kimball, 15 F.3d 54, 56 (5th Cir. 1994) (holding that a 17 declarant cannot cause his own unavailability by invoking his Fifth Amendment 18 privilege against self-incrimination); United States v. Hughes, 535 F.3d 880, 882 (8th 16 1 Cir. 2008). 2 {29} Defendant was not unavailable as contemplated by Rule 11-804(A)(1).
discussed Cited "see" United States v. John Hughes
8th Cir. · 2008 · signal: see · confidence high
Even had Hughes chosen not to testify, however, “[w]hen the defendant invokes his Fifth Amendment privilege, he has made himself unavailable to any other party, but he is not unavailable to himself.” United States v. Peterson, 100 F.3d 7, 13 (2d Cir. 1996); see United States v. Kimball, 15 F.3d 54 , 55–56 (5th Cir. 1994) (concluding that a defendant “may not create the condition of unavailability and then benefit therefrom”) (citing Fed.
discussed Cited "see" United States v. Hughes
8th Cir. · 2008 · signal: see · confidence high
Even had Hughes chosen not to testify, however, “[w]hen the defendant invokes his Fifth Amendment privilege, he has made himself unavailable to any other party, but he is not unavailable to himself.” United States v. Peterson, 100 F.3d 7, 13 (2d Cir.1996); see United States v. Kimball, 15 F.3d 54, 55-56 (5th Cir.1994) (concluding that a defendant “may not create the condition of unavailability and then benefit therefrom”) (citing Fed.R.Evid. 804(a)).
discussed Cited "see" United States v. Collins
5th Cir. · 2004 · signal: see · confidence high
See United States v. Kimball, 15 F.3d 54, 56 (5th Cir.1994) (“temporal proximity will not transform two crimes into one.”); United States v. Kelley, 981 F.2d 1464, 1474 (5th Cir.1993) (“ ‘multiple convictions arising from multiple criminal transactions should be treated as separate convictions, regardless of the number of judicial proceedings involved in the conviction’ ”).
discussed Cited "see, e.g." State v. King
N.M. · 2015 · signal: see also · confidence medium
See also United States v. Kimball, 15 F.3d 54, 56 (5th Cir. 1994) (holding that a declarant cannot cause his own unavailability by invoking his Fifth Amendment privilege against self- incrimination); United States v. Hughes, 535 F.3d 880, 882 (8th Cir. 2008). 8 {29} Defendant was not unavailable as contemplated by Rule 11-804(A)(1).
cited Cited "see, e.g." Dennis v. State
Tex. App. · 1997 · signal: see also · confidence medium
Castro, 914 S.W.2d at 163 ; see also U.S. v. Kimball, 15 F.3d 54, 55-56 (5th Cir.1994) (applying Fed.
Retrieving the full opinion text from the archive…
UNITED STATES of America, Plaintiff-Appellee,
v.
Lawrence KIMBALL, Defendant-Appellant
93-03225.
Court of Appeals for the Fifth Circuit.
Feb 10, 1994.
15 F.3d 54
Francis King, Asst. Federal Public Defender, John T. Mulvehill, Federal Public Defender, New Orleans, LA, for defendant-appellant., Herbert W. Mondros, Michael Magner, Asst. U.S. Attys., Harry Rosenberg, U.S. Atty., New Orleans, LA, for plaintiff-appel-lee.
Politz, Garwood, Barksdale.
Cited by 25 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 74%
Citer courts: D. Puerto Rico (1)
POLITZ, Chief Judge:

Lawrence J. Kimball appeals his conviction of possession of a firearm by a felon and the enhanced prison sentence imposed for that crime. Finding neither error nor abuse of discretion we affirm.

Background

A jury found Kimball, a convicted felon, guilty of possessing a firearm. He received an enhanced sentence of 235 months imprisonment. His first trial ended in a mistrial. In the second trial, Kimball sought to elicit from the government’s case agent a part of his testimony during the first trial, [1] a strategy which would have enabled the presentation of his earlier exculpatory testimony without any cross-examination leveler. The district court ruled that the case agent could not testify about Kimball’s earlier exculpatory statements.

Before trial the government notified Kim-ball that it would seek imposition of penalty enhancements under 18 U.S.C-. § 924(e)(1). because of his prior convictions. Finding a previous conviction for aggravated battery and two independent convictions for cocaine distribution, the district court imposed a significantly enhanced sentence. Kimball timely appeals. '

Analysis

Kimball challenges the evidentiary ruling and the enhanced sentence. He first contends that the hearsay exceptions of the Federal Rules of Evidence allow introduction of a person’s former testimony where that person is unavailable. [2] Kimball argues that he was unavailable as a witness because at the time of the district court’s evidentiary ruling he had invoked his fifth amendment privilege against self-incrimination, a privilege that under our precedents constitutes unavailability under the Rules. [3] We review the district court’s rejection of this argument for an abuse of discretion. [4]

Kimball’s argument is answered by the Rules. The sponsor of a declarant’s for[*56] mer testimony may not create the condition of unavailability and then benefit therefrom. [5] The rule Kimball relies upon was designed to ensure one access to testimony where, by the actions of the opponent, or at least through no fault of the testimony’s proponent, a desired witness becomes unavailable. In the instant case, Kimball created his own unavailability by invoking his fifth amendment privilege against self-incrimination. [6]

While sensitive to the importance of not discouraging or prejudicing a defendant who invokes the fifth amendment, [7] we cannot accept the view proposed by Kimball. A defendant seeking to testify and make exculpatory statements must face cross-examination. [8] That is a basic rule of our adversary system. Kimball would change that. The district court did not abuse its discretion in its evidentiary ruling.

As to the assigned sentence enhancement error, Kimball insists that his two cocaine distribution convictions were not based upon distinct criminal acts. The controlling rubric provides that a convicted felon in possession of a firearm is subject to enhanced penalties if the person “has three previous convictions ... committed on occasions different from one another.” [9]

Kimball maintains that inasmuch as the cocaine distribution charges were brought at the same time, he had been convicted of only one crime before committing both his second and third offenses. Kimball suggests that this compels us to ignore one of his cocaine convictions for purposes of section 924(e)(1). He also argues that because the two charges involved incidents only days apart, the two convictions should be treated as part of a single crime “spree” and not as separate offenses committed on separate occasions. We are not persuaded.

As to the former argument, we have expressly rejected the proposition that multiple offenses should be counted as one conviction under section 924(e)(1) merely because they are prosecuted in the same judicial proceeding. [10] As to the latter, we have found that temporal proximity will not transform two crimes into one. [11] By our announced standard, Kimball had three extant convictions at the time of his arrest as a felon in possession of a firearm. He was sentenced legally.

AFFIRMED.

1

. In the previous trial, Kimball had explained that he was only in possession of a firearm because immediately before the arrival of the police he had wrested the weapon from an unidentified person who had attempted to rob him at gunpoint.

2

. Fed.R.Evid. 804(b)(1). This exception is subject to the condition that “the party against whom the testimony is now offered ... had an opportunity and similar motive to develop the testimony by direct, cross, or redirect examination." Id.

3

. See United States v. Young Bros., Inc., 728 F.2d 682 (5th Cir.), cert. denied, 469 U.S. 881, 105 S.Ct. 246, 83 L.Ed.2d 184 (1984) (“it is clear that a witness who is unavailable because he has invoked the Fifth Amendment privilege against self-incrimination is unavailable under the terms of 804(a)(1)”).

4

. United States v. Capote-Capote, 946 F.2d 1100 (5th Cir.1991), ce rt. denied sub nom., Rodriguez v. United States, — U.S.-, 112 S.Ct. 2278, 119 L.Ed.2d 204 (1992).

5

. “A declarant is not unavailable as a witness if [his] refusal ... is due to the procurement or wrongdoing of the proponent of a statement for the purpose of preventing the witness from attending or testifying.” Fed.R.Evid. 804(a)(5).

6

. Although Kimball had invoked his fifth amendment privilege at the time of the evidentiary ruling, he nonetheless waived this right and testified at his second trial in even stronger terms than at his first. The presentation of his version of the facts was not adversely affected by the ruling. Were we to reject the ruling, any error necessarily would have been harmless. See, e.g., United States v. Quintero, 872 F.2d 107 (5th Cir.1989), ce rt. denied, 496 U.S. 905, 110 S.Ct. 2586, 110 L.Ed.2d 267 (1990) (error is harmless if it did not influence the jury or had only a slight effect).

7

. See, e.g., Doyle v. Ohio, 426 U.S. 610, 96 S.Ct. 2240, 49 L.Ed.2d 91 (1976) (barring prosecutorial comment on a criminal defendant’s constitutionally privileged silence and suggesting that invocation of fifth amendment should carry no penally).

8

. See Fitzpatrick v. United States, 178 U.S. 304, 20 S.Ct. 944, 44 L.Ed. 1078 (1900) ("While no inference of guilt can be drawn from his refusal to avail himself of the privilege of testifying, he has no right to set forth to the jury all the facts which tend in his favor without laying himself open to a cross-examination upon those facts.”).

10

. United States v. Herbert, 860 F.2d 620 (5th Cir.1988), ce rt. denied, 490 U.S. 1070, 109 S.Ct. 2074, 104 L.Ed.2d 639 (1989).

11

. United States v. Kelley, 981 F.2d 1464 (5th Cir.), cert. denied, - U.S. -, 113 S.Ct. 2427, 124 L.Ed.2d 647 (1993) (two drug deliveries at separate locations are separate criminal transactions under section 924(e)(1)); United States v. Washington, 898 F.2d 439 (5th Cir.), cert. denied, 498 U.S. 842, 111 S.Ct. 122, 112 L.Ed.2d 91 (1990) (robbing the same clerk at the same convenience store twice within a few hours constituted separate crimes); Herbert (burglaries committed at separate locations within three days of each other constituted separate criminal transactions).