Bates v. Whitley, 19 F.3d 1066 (5th Cir. 1994). · Go Syfert
Bates v. Whitley, 19 F.3d 1066 (5th Cir. 1994). Cases Citing This Book View Copy Cite
22 citation events (15 in the last 25 years) across 10 distinct courts.
Strongest positive: Mitchell v. Hooper (lawd, 2025-01-07)
Treatment trajectory · 1995 → 2026 · click a year to view as-of
1995 2010 2026
Top citers, strongest first. 16 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Mitchell v. Hooper
W.D. La. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
a federal habeas court's rejection of a petitioner's constitutional claim because of state procedural default and a failure to show cause and prejudice must be regarded as a determination on the merits in examining whether a subsequent petition is successive.
cited Cited as authority (rule) John Utne v. Home Depot U.S.A., Inc.
N.D. Cal. · 2022 · confidence medium
The jury returned an aggregate damages award based on the 18 expert’s calculations, id. at *1, which the Ninth Circuit upheld, see Ridgeway v. Walmart Inc., 946 19 F.3d 1066, 1089 (9th Cir. 2020).
discussed Cited as authority (rule) Fayeda Abdullah Alawi v. U.S. Citizenship and Immigration Services (USCIS)
E.D. Cal. · 2022 · confidence medium
On a motion to dismiss under 15 Rule 12(b)(1), the standards that must be applied by the Court vary according to the nature of the 16 jurisdictional challenge. 17 If a defendant presents a facial challenge to jurisdiction, the Court must presume the truth of 18 the plaintiff’s factual allegations “and draw all reasonable inferences in his favor.” Doe v. Holy, 557 19 F.3d 1066, 1073 (9th Cir. 2009); Savage v. Glendale Union High Sch.
discussed Cited as authority (rule) Frank Young v. Secretary, Florida Department of Corrections
11th Cir. · 2017 · signal: cf. · confidence medium
Cf. Bates v. Whitley, 19 F.3d 1066, 1067 (5th Cir. 1994) (concluding, pre-AEDPA, that denial of a claim due to “state procedural default and a failure to show cause and prejudice must be regarded as a determination on the merits”); Hawkins v. Evans, 64 F.3d 543, 547 (10th Cir. 1995) (same); Shaw v. Delo, 971 F.2d 181, 184 (8th Cir. 1992) (same).
discussed Cited as authority (rule) In Re Abu-Ali Abdur'rahman, Movant. Abu-Ali Abdur'rahman v. Ricky Bell, Warden (2×)
6th Cir. · 2004 · confidence medium
Despite Abdur'Rahman's efforts to characterize the dismissal of his petition for procedural default as a purely procedural dismissal that failed to reach the merits of his claim, we have consistently held that procedural default determinations are "on the merits." See In re Cook, 215 F.3d 606, 608 (6th Cir.2000); see also Carter v. United States, 150 F.3d 202, 205-06 (2d Cir.1998); Bates v. Whitley, 19 F.3d 1066, 1067 (5th Cir.1994).
discussed Cited as authority (rule) In re: Abdur'Rahman v.
6th Cir. · 2004 · confidence medium
Despite Abdur’Rahman’s efforts to characterize the dismissal of his petition for procedural default as a purely procedural dismissal that failed to reach the merits of his claim, we have Nos. 02-6547/6548 In re Abdur’Rahman Page 12 consistently held that procedural default determinations are “on the merits.” See In re Cook, 215 F.3d 606, 608 (6th Cir. 2000); see also Carter v. United States, 150 F.3d 202, 205-06 (2d Cir. 1998); Bates v. Whitley, 19 F.3d 1066, 1067 (5th Cir. 1994).
discussed Cited as authority (rule) James Harvey v. Robert F. Horan, Jr., Commonwealth's Attorney, County of Fairfax, Jennifer Thompson Karen R. Pomer Jeri Elster, Amici Curiae (2×)
4th Cir. · 2002 · confidence medium
See, e.g., In re Cook, 215 F.3d 606, 608 (6th Cir.2000); Carter v. United States, 150 F.3d 202, 205-06 (2d Cir.1998); Hawkins v. Evans, 64 F.3d 543, 547 (10th Cir.1995); Bates v. Whitley, 19 F.3d 1066, 1067 (5th Cir.1994); Howard v. Lewis, 905 F.2d 1318, 1322-23 (9th Cir.1990).
discussed Cited as authority (rule) Harvey v. Horan
4th Cir. · 2002 · confidence medium
See, e.g., In re Cook, 215 F.3d 606, 608 (6th Cir. 2000); Carter v. United States, 150 F.3d 202, 205-06 (2d Cir. 1998); Hawkins v. Evans, 64 F.3d 543, 547 (10th Cir. 1995); Bates v. Whitley, 19 F.3d 1066, 1067 (5th Cir. 1994); Howard v. Lewis, 905 F.2d 1318, 1322-23 (9th Cir. 1990).
discussed Cited as authority (rule) In Re: Benedict Joseph Cook, Iii, Movant
6th Cir. · 2000 · confidence medium
Although other Circuits have held that a dismissal for procedural default is a dismissal “on the merits,” see, e.g., Carter v. United States, 150 F.3d 202, 205-06 (2d Cir.1998) (procedural default for failure to raise issue during trial or direct appeal); Bates v. Whitley, 19 F.3d 1066, 1067 (5th Cir.1994) (procedural default for failure to comply with state’s contemporaneous objection rule), we have yet to rule explicitly that when a prisoner’s first habe-as application is dismissed for procedural default arising from failure to exhaust state remedies where the statute of limitations …
discussed Cited as authority (rule) In re: Benedict Cook v.
6th Cir. · 2000 · confidence medium
Although other • the factual predicate for the claim could not have Circuits have held that a dismissal for procedural default is a been discovered previously through the exercise of dismissal “on the merits,” see, e.g., Carter v. United States, due diligence, and the facts underlying the claim, if 150 F.3d 202, 205-06 (2d Cir. 1998) (procedural default for proven and viewed in light of the evidence as a failure to raise issue during trial or direct appeal); Bates v. whole, would be sufficient to establish by clear and Whitley, 19 F.3d 1066, 1067 (5th Cir. 1994) (procedural convincing ev…
discussed Cited as authority (rule) United States v. White
W.D. Tenn. · 1999 · confidence medium
See also Hawkins v. Evans, 64 F.3d 543, 547 (10th Cir.1995) (following Howard); Bates v. Whitley, 19 F.3d 1066, 1067 (5th Cir.1994) (following Howard); Williams v. Whitley, 994 F.2d 226, 233-34, (5th Cir.) (following Howard); Shaw v. Delo, 971 F.2d 181, 184 (8th Cir.1992) (following Howard); Vann v. Hopkins, 829 F.Supp. 293, 295, 299 (D.Neb.1993) (following Howard). 3 .
discussed Cited as authority (rule) Willie Carter v. United States
2d Cir. · 1998 · confidence medium
Our sister circuits have held that the denial of a first § 2254 petition for procedural default, which default is not overcome by a showing of cause and prejudice, “must be regarded as a determination on the merits in examining whether a subsequent petition is successive.” Bates v. Whitley, 19 F.3d 1066, 1067 (5th Cir.1994); accord Hawkins v. Evans, 64 F.3d 543, 546-47 (10th Cir.1995) (quoting Bates); Howard v. Lems, 905 F.2d 1318, 1322-23 (9th Cir.1990) (dismissal for procedural default, unlike dismissal for failure to exhaust state remedies, is a disposition on the merits); cf. Shaw v. …
discussed Cited as authority (rule) Ervin Hawkins v. Edward L. Evans, Warden Attorney General for the State of Oklahoma (2×) also: Cited "see"
10th Cir. · 1995 · confidence medium
“A federal habeas court’s rejection of a petitioner’s constitutional claim because of state procedural default and a failure to show cause and prejudice must be regarded as a determination on the merits in examining whether a subsequent petition is successive.” Bates v. Whitley, 19 F.3d 1066, 1067 (5th Cir.1994); accord Shaw v. Delo, 971 F.2d 181, 184 (8th Cir.1992), cert. denied, — U.S. —, 113 S.Ct. 1301 , 122 L.Ed.2d 690 (1993); Howard v. Lewis, 905 F.2d 1318, 1323 (9th Cir.1990).
cited Cited "see" Yangtze Memory Technologies, Inc. v. Strand Consult
N.D. Cal. · 2025 · signal: see · confidence high
See CollegeSource, Inc. v. AcademyOne, Inc., 653 19 F.3d 1066, 1079 (9th Cir. 2011).
cited Cited "see" (PC)Royal v. Ierokomos
E.D. Cal. · 2021 · signal: see · confidence high
See Colwell, 763 19 F.3d at 1066; Wilhelm, 680 F.3d at 1122 ; Toguchi, 391 F.3d at 1057, 1060 .
cited Cited "see" United States v. Cullum
5th Cir. · 1995 · signal: see · confidence high
See Bates v. Whitley, 19 F.3d 1066, 1067 (5th Cir.1994).
Retrieving the full opinion text from the archive…
Norman BATES, Petitioner-Appellant,
v.
John WHITLEY, Warden, La. State Penitentiary and Richard P. Ieyoub, Attorney General, State of Louisiana, Respondents-Appellees
93-03466.
Court of Appeals for the Fifth Circuit.
May 3, 1994.
19 F.3d 1066
Norman Bates, pro se., Valerie Ann Welz, Sessions & Fishman, David Arena, Asst. Dist. Atty., New Orleans, LA, for respondents-appellees.
King, Higginbotham, Barksdale.
Cited by 24 opinions  |  Published
PER CURIAM:

Norman Bates, proceeding pro se and in forma pauperis, appeals the district court’s denial of his petition for habeas corpus relief. We vacate the judgment of the district court and remand for further proceedings consistent with this opinion.

I.

Norman Bates, a prisoner at the Louisiana State Penitentiary in Angola, Louisiana, is serving a life sentence after having been convicted by an Orleans Parish jury of the second-degree murder of Jack MeGraw in 1976. The relevant facts of the offense conduct have been detailed by this court in an earlier opinion denying Bates federal habeas relief. See Bates v. Blackburn, 805 F.2d 569, 571-72 (5th Cir.1986), cert. denied, 482 U.S. 916, 107 S.Ct. 3190, 96 L.Ed.2d 678 (1987). We concluded that Bates was not entitled to relief on two of his claims — that the evidence was insufficient to support his conviction and that the jury instructions were erroneous— because they were procedurally barred under Wainwright v. Sykes, 433 U.S. 72, 84, 97 S.Ct. 2497, 2505, 53 L.Ed.2d 594 (1977), and because Bates had not shown the requisite[*1067] “cause and prejudice” for us to address the merits of his claims. Id. at 573-77. We also concluded that Bates failed to establish the requisite incompetence and prejudice necessary to gain habeas relief on his claim of ineffective assistance of counsel. Id. at 579.

On January 21, 1991, Bates filed a second petition for federal habeas relief pursuant to 28 U.S.C. § 2254 in the United States District Court for the Eastern District of Louisiana. He raised the same issues he had in his earlier petition: sufficiency of the evidence to support his conviction, erroneous jury instructions, and ineffective assistance of counsel at trial.

Bates pointed out that since this court’s previous Bates opinion, the Supreme Court decided Hams v. Reed, 489 U.S. 255, 109 S.Ct. 1038, 103 L.Ed.2d 308 (1989), which held that a procedural default in state court does not bar consideration of a claim on federal habeas .review unless the last reasoned state court decision denying habeas relief explicitly did so based upon that procedural bar. Id. at 262, 109 S.Ct. at 1042; see also Ylst v. Nunnemaker, 501 U.S. 797, -, 111 S.Ct. 2590, 2594, 115 L.Ed.2d 706 (1991) (clarifying Harris). He argued that because the state courts which denied him habeas relief did so without written opinion, [1] he was now entitled to federal habeas review of his claims not previously addressed oh the merits.

The district court agreed that under Harris, which may be applied retroactively, see Edwards v. Butler, 882 F.2d 160, 165 (5th Cir.1989), Bates was now entitled to federal habeas review of his claims on the merits. Nonetheless, after reviewing his claims, the district court denied Bates federal habeas relief. This appeal ensued.

II.

Rule 9(b) of the Rules Governing § 2254 Proceedings precludes federal review of a state prisoner’s second federal habeas petition if the petition “fails to allege new or different grounds for relief and the prior determination was on the merits.” Rule 9(b) of the Rules Governing § 2254 Proceedings; Williams v. Whitley, 994 F.2d 226, 230 (5th Cir.), cert. denied, — U.S. -, 114 S.Ct. 608, 126 L.Ed.2d 572 (1993).

Bates’ current petition raises claims previously presented to this court in an appeal from the denial of his first habeas petition. The question thus presented is whether Bates’ attempt to relitigate these same claims should subject Bates’ current petition to dismissal under Rule 9(b).

A federal habeas court’s rejection of a petitioner’s constitutional claim because of state procedural default and a failure to show cause and prejudice must be regarded as a determination on the merits in examining whether a subsequent petition is successive. See Williams, 994 F.2d at 233-34 n. 3; Shaw v. Delo, 971 F.2d 181, 184 (8th Cir.1992), ce rt. denied, — U.S. -, 113 S.Ct. 1301, 122 L.Ed.2d 690 (1993); Howard v. Lewis, 905 F.2d 1318, 1322 (9th Cir.1990). Although this court cannot dismiss Bates’ successive habeas petition because the issue of a successive petition was not raised below, we do have the discretion to remand this case to the district court for consideration of whether Bates’ petition should be dismissed under Rule 9(b). See Williams, 994 F.2d at 231 n. 2. Bates should be given specific notice that the district court is considering the dismissal of his petition under Rule 9(b) and at least ten days in which to respond. See id. at 231-32; Urdy v. McCotter, 773 F.2d 652, 656 (5th Cir.1985).

III.

For the foregoing reasons, we VACATE the judgment of the district court and REMAND for further proceedings consistent with this opinion.

1

. In our first Bates opinion, we noted:

In 1983 Bates filed a petition for writ of habe-as corpus in the Orleans Criminal District Court based upon violations of his federal constitutional rights of due process of law and effective assistance of counsel. The petition was denied without opinion. On appeal the Louisiana Supreme Court denied Bates habeas relief again without opinion.

Bates, 805 F.2d at 572.