97 Cal. Daily Op. Serv. 2005, 97 Daily Journal D.A.R. 3695 in Re Elko Cnty. Grand Jury, Subpoena Served On: Ben Siminoe, Assistant Forest Supervisor, U.S. Dep't of Agric., Forest Serv.. Elko Cnty. Grand Jury v. Ben Siminoe, Assistant Forest Supervisor, U.S. Dep't of Agric., Forest Serv., 109 F.3d 554 (9th Cir. 1997). · Go Syfert
97 Cal. Daily Op. Serv. 2005, 97 Daily Journal D.A.R. 3695 in Re Elko Cnty. Grand Jury, Subpoena Served On: Ben Siminoe, Assistant Forest Supervisor, U.S. Dep't of Agric., Forest Serv.. Elko Cnty. Grand Jury v. Ben Siminoe, Assistant Forest Supervisor, U.S. Dep't of Agric., Forest Serv., 109 F.3d 554 (9th Cir. 1997). Cases Citing This Book View Copy Cite
“the jurisdiction of the federal court on removal is, in a limited sense, derivative jurisdiction. in 24 short, if the state court lacks jurisdiction of the subject-matter or of the 25 parties, the federal court acquires none.”
81 citation events (65 in the last 25 years) across 26 distinct courts.
Strongest positive: Sweeney v. Kulbeth (azd, 2024-09-27)
Treatment trajectory · 1997 → 2026 · click a year to view as-of
1997 2011 2026
Top citers, strongest first. 30 distinct citers. How cited ↗
examined Cited as authority (quoted) Sweeney v. Kulbeth (2×) also: Cited "see, e.g."
D. Ariz. · 2024 · quote attribution · 1 verbatim quote · confidence low
the jurisdiction of the federal court on removal is, in a limited sense, derivative jurisdiction. in 24 short, if the state court lacks jurisdiction of the subject-matter or of the 25 parties, the federal court acquires none.
discussed Cited as authority (quoted) Ahern v. Jefferson County (2×) also: Cited as authority (rule)
D. Or. · 2023 · quote attribution · 1 verbatim quote · confidence low
we note that because this case was removed from state court pursuant to 1442, our jurisdiction is derivative of the state court's jurisdiction.
discussed Cited as authority (quoted) McKoy-shields v. Finmarc Management, Inc.
D.D.C. · 2012 · quote attribution · 1 verbatim quote · confidence low
because this case was removed from state court pursuant to 1442, our jurisdiction is derivative of the state court's jurisdiction.
cited Cited as authority (rule) (PS) Bland v. Kandow
E.D. Cal. · 2025 · confidence medium
In re Elko County Grand Jury, 109 F.3d at 554, 555 (1997).
cited Cited as authority (rule) Russell v. Jones
5th Cir. · 2022 · confidence medium
Grand Jury, 109 F.3d at 556 (applying federal sovereign immunity to state-court subpoenas).
discussed Cited as authority (rule) People v. Aguilera
Cal. Ct. App. · 2020 · confidence medium
(Williams, supra, 170 F.3d at p. 434 ; Elko County, supra, 109 F.3d at p. 557, fn. 1; Shah v. Dept. of Justice (D.Nev. 2015) 89 F.Supp.3d 1074, 1079 .) "On review, district courts have jurisdiction to set aside agency action that is 'arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law,' including action that is 'contrary to constitutional right, power, privilege, or immunity.' 5 U.S.C.A. § 706 (2)(A)-(B).
discussed Cited as authority (rule) Cox v. United States Department of Agriculture (2×) also: Cited "see"
9th Cir. · 2015 · confidence medium
Grand Jury, 109 F.3d 554, 555 (9th Cir.1997).
discussed Cited as authority (rule) Jesus Lopez v. Ramon Vaquera
5th Cir. · 2014 · confidence medium
Grand Jury, 109 F.3d 554, 555 (9th Cir.1997) (same), with North Dakota v. Fredericks, 940 F.2d 333, 337 (8th Cir.1991) (holding that the "policy of Congress underlying new § 1441(e) supports the complete abandonment of the derivative-jurisdiction theory”). 11 .
discussed Cited as authority (rule) Glass v. National Railroad Passenger Corp.
C.D. Cal. · 2008 · confidence medium
Co., 258 U.S. 377, 382 , 42 S.Ct. 349 , 66 L.Ed. 671 (1922) (“If the state court lacks jurisdiction of the subject-matter or of the parties, the federal court acquires none, although it might in a like suit originally brought there have had jurisdiction”); In re Elko County Grand Jury, 109 F.3d 554, 555 (9th Cir.), cert. denied sub nom., Elko County Grand Jury v. Siminoe, 522 U.S. 1027 , 118 S.Ct. 625 , 139 L.Ed.2d 606 (1997).
discussed Cited as authority (rule) Federal Bureau of Investigation v. Superior Court
N.D. Cal. · 2007 · confidence medium
Confusingly, the most recent Ninth Circuit case addressing a § 1442(a) removal, In re Elko County Grand Jury, 109 F.3d 554, 555 (9th Cir.1997), resuscitated the doctrine of derivative jurisdiction without addressing the 1986 amendment to § 1441 or the Ninth Circuit’s decisions stating that the doctrine had been eliminated for § 1442(a) removals.
discussed Cited as authority (rule) Bowers v. J & M DISCOUNT TOWING, LLC.
D.N.M. · 2006 · confidence medium
LEXIS 25779, at **2-3 (10th Cir. Oct. 13, 1998)(referring to the derivative nature of a federal court’s jurisdiction in the context of a case removed under 28 U.S.C. § 1442 ); 1 Elko County Grand Jury v. Siminoe (In re Elko County Grand Jury), 109 F.3d 554, 555 (9th Cir.1997)(finding that federal courts jurisdiction over cases removed under 28 U.S.C. § 1442 was derivative in nature); Edwards v. U.S. Dep’t of Justice, 43 F.3d 312, 316 (7th Cir.1994)(“The jurisdiction of the federal court upon removal, pursuant to 28 U.S.C. § 1442 , is essentially derivative of that of the state court.�…
discussed Cited as authority (rule) Barnaby v. Quintos
S.D.N.Y. · 2005 · confidence medium
See Kasi v. Angelone, 300 F.3d 487 , 503 n. 6 (4th Cir.2002); Smith v. Cromer, 159 F.3d 875, 879 (4th Cir.1998); In re Elko Co. Grand Jury, 109 F.3d 554, 555 (9th Cir.1997); Edwards v. United States Dep’t of Justice, 43 F.3d 312, 316 (7th Cir.1994).
discussed Cited as authority (rule) Bishop Paiute Tribe v. County of Inyo
9th Cir. · 2002 · confidence medium
In Elko County Grand Jury v. Siminoe, 109 F.3d 554, 556 (9th Cir.1997), the Ninth Circuit denied the enforcement of a subpoena against a Forest Service employee, holding that principles of sovereign immunity bar a state court from enforcing a subpoena against the United States. .
discussed Cited as authority (rule) Bishope Paiute Tribe v. County of Inyo
9th Cir. · 2002 · confidence medium
In Elko County Grand Jury v. Siminoe, 109 F.3d 554, 556 (9th Cir.1997), the Ninth Circuit denied the enforcement of a subpoena against a Forest Service employee, holding that principles of sovereign immunity bar a state court from enforcing a subpoena against the United States. .
discussed Cited as authority (rule) Bishop Paiute Tribe v. County Of Inyo
9th Cir. · 2002 · confidence medium
In Elko County Grand Jury v. Siminoe, 109 F.3d 554, 556 (9th Cir.1997), the Ninth Circuit denied the enforcement of a subpoena against a Forest Service employee, holding that principles of sovereign immunity bar a state court from enforcing a subpoena against the United States. 4 "This provision was added in 1934, when the voters approved Proposition 4.
discussed Cited as authority (rule) Kwan Fai Mak v. The Federal Bureau of Investigation Department of Justice John Ashcroft , Attorney General
9th Cir. · 2001 · confidence medium
While principles of sovereign immunity preclude actions to enforce state-court subpoenas against the United States, Elko County Grand Jury v. Siminoe, 109 F.3d 554, 556 (9th Cir.1997), those principles do not preclude issuance of such subpoenas, and the Touhy regulations, authorizing responses to demands for information from state courts, clearly contemplate that subpoenas may issue.
discussed Cited as authority (rule) Bermudez v. United States Department of Housing & Urban Development
C.D. Cal. · 2000 · confidence medium
However, in this case, the government appears to have been mislead by a stray and essentially inexplicable reference to “derivative jurisdiction” in the recent case of In re Elko County Grand Jury, 109 F.3d 554, 556 (9th Cir.1997).
discussed Cited as authority (rule) Moreland v. Van Buren GMC
E.D.N.Y · 1999 · confidence medium
See Smith v. Cromer, 159 F.3d 875, 879 (4th Cir.1998) (“It is clear that a federal court’s jurisdiction upon removal under 28 U.S.C. § 1442 (a)(1) is derivative of the state court jurisdiction, and where the state court lacks jurisdiction over the subject matter or the parties, the federal court acquires none upon removal, even though in a like suit originally brought in federal court, the court would have had jurisdiction.”); Elko County Grand Jury v. Siminoe, 109 F.3d 554, 555 (9th Cir.) (“[B]ecause this case was removed from state court pursuant to § 1442, our jurisdiction is deri…
discussed Cited as authority (rule) Golden Eagle Ins. Corp. v. Allied Technology Group (2×) also: Cited "see, e.g."
C.D. Cal. · 1999 · confidence medium
In re Elko County Grand Jury, 109 F.3d 554, 555 (9th Cir.1997) (“[Bjecause this case was removed from the state court pursuant to § 1442, our jurisdiction is derivative of the state court’s jurisdiction.”); see also Smith v. Cromer, 159 F.3d 875, 879 (4th Cir.1998) (“It is clear that a federal court’s jurisdiction upon removal under 28 U.S.C. § 1442 (a)(1) is derivative of the state court jurisdiction ....”); Edwards v. United States Dep’t of Justice, 43 F.3d 312, 316 (7th Cir.1994) (“The jurisdiction of the federal court upon removal, pursuant to 28 U.S.C. § 1442 , is essen…
cited Cited as authority (rule) State of Nevada v. Glickman
D. Nev. · 1998 · confidence medium
Id. at 556.
cited Cited "see" Sadozai v. Defense Language Institute
N.D. Cal. · 2021 · signal: see · confidence high
See In re Elko County Grand Jury, 109 F.3d 554 , 555 (9th Cir. 1997); FBI v. 12 Super.
cited Cited "see" Moxley v. Orozco
D. Ariz. · 2021 · signal: see · confidence high
See id. 24 First, Defendants are correct that, to the extent Plaintiff alleges discrimination, the 25 claim is preempted by federal law.
cited Cited "see" Larry Cox v. Usda
9th Cir. · 2015 · signal: see · confidence high
See id.
discussed Cited "see" Palmer v. City Nat. Bank, of West Virginia
4th Cir. · 2007 · signal: accord · confidence high
See Kasi v. Angelone, 300 F.3d 487 , 504 n. 6 (4th Cir.2002) (“[A] federal court’s jurisdiction upon removal under § 1442(a)(1) is derivative of the state court’s jurisdiction....”); United States v. Williams, 170 F.3d 431, 433 (4th Cir.1999) (same); Cromer, 159 F.3d at 879 (same); Boron Oil Co. v. Downie, 873 F.2d 67, 70 (4th Cir.1989) (same); accord In re Elko County Grand Jury, 109 F.3d 554 (9th Cir.1997) (applying derivative-jurisdiction doctrine in case removed under § 1442); Edwards v. U.S. Dep’t of Justice, 43 F.3d 312 (7th Cir.1994) (same).
discussed Cited "see, e.g." Mendez v. United States Postal Service
D. Idaho · 2025 · signal: see also · confidence medium
“Although Congress has abolished that doctrine with respect to the general removal statute, 28 U.S.C. § 1441 (a), [the Ninth Circuit] has recently reaffirmed that the doctrine still applies to the federal officer removal statute.” Rodriguez v. United States, 788 F. App’x 535 , 536 (9th Cir. 2019) (per curiam); see also In re Elko, 109 F.3d at 555 (finding the doctrine of derivative jurisdiction applies in § 1442(a) cases).
discussed Cited "see, e.g." State v. Vance
Wash. Ct. App. · 2014 · signal: see, e.g. · confidence low
See, e.g., In re Elko County Grand Jury, 109 F.3d 554 (9th Cir. 1997) (state court lacked jurisdiction to compel a forest service employee to appear and testify before grand jury in contravention of United States Department of Agriculture regulations); Houston Bus.
discussed Cited "see, e.g." State Of Washington, V Darin Richard Vance
Wash. Ct. App. · 2014 · signal: see, e.g. · confidence low
See, e. g., In re Elko County Grand Jury, 109 F.3d 554 ( 9th Cir. 1997) ( state court lacked jurisdiction to compel a forest service employee to appear and testify before grand jury in contravention of USDA regulations); Houston Bus.
cited Cited "see, e.g." Allen v. Woodford
E.D. Cal. · 2008 · signal: see, e.g. · confidence medium
See, e.g., Elko County Grand Jury v. Siminoe, 109 F.3d 554, 556 (9th Cir.1997) (state court lacked jurisdiction to subpoena federal Forest Service employee to appear before grand jury).
discussed Cited "see, e.g." Smith v. Cromer
4th Cir. · 1998 · signal: see, e.g. · confidence low
See, e.g., In re Elko County Grand Jury, 109 F.3d 554 (9th Cir. 1997) (state court lacked jurisdiction to compel a forest service employee to appear and testify before grand jury in contraven- tion of USDA regulations); Houston Bus.
discussed Cited "see, e.g." Andrea Smith Gregory Welsh Larry Hornstein v. James Cromer (2×)
4th Cir. · 1998 · signal: see, e.g. · confidence low
See, e.g., In re Elko County Grand Jury, 109 F.3d 554 (9th Cir.1997) (state court lacked jurisdiction to compel a forest service employee to appear and testify before grand jury in contravention of USDA regulations); Houston Bus.
Retrieving the full opinion text from the archive…
97 Cal. Daily Op. Serv. 2005, 97 Daily Journal D.A.R. 3695 in Re Elko County Grand Jury, Subpoena Served On: Ben Siminoe, Assistant Forest Supervisor, U.S. Department of Agriculture, Forest Service. Elko County Grand Jury
v.
Ben Siminoe, Assistant Forest Supervisor, U.S. Department of Agriculture, Forest Service
96-16394.
Court of Appeals for the Ninth Circuit.
Mar 19, 1997.
109 F.3d 554

109 F.3d 554

97 Cal. Daily Op. Serv. 2005, 97 Daily Journal
D.A.R. 3695
In re ELKO COUNTY GRAND JURY, Subpoena Served on: Ben
Siminoe, Assistant Forest Supervisor, U.S.
Department of Agriculture, Forest Service.
ELKO COUNTY GRAND JURY, Appellant,
v.
Ben SIMINOE, Assistant Forest Supervisor, U.S. Department of
Agriculture, Forest Service, Appellee.

No. 96-16394.

United States Court of Appeals,
Ninth Circuit.

Submitted March 10, 1997.[*]
Decided March 19, 1997.

Appeal from the United States District Court for the District of Nevada, Edward C. Reed, Jr., District Judge, Presiding. D.C. No. CV-96-00336-ECR.

Gary D. Woodbury, Elko County District Attorney, Elko, Nevada, for Appellant.

Mark B. Stern, United States Department of Justice, Washington, D.C., for Appellee.

Before GOODWIN, BRUNETTI and FERNANDEZ, Circuit Judges.

BRUNETTI, Circuit Judge.

[*~554]1

The Elko County Grand Jury appeals from a district court order granting the Government's motion to quash a state subpoena and denying the Grand Jury's motion to remand.

2

Appellant issued a subpoena to Ben Siminoe, a Forest Service employee. After the Forest Service instructed Siminoe not to appear and testify pursuant to United States Department of Agriculture ("USDA") regulations, a Nevada state court ruled that the Grand Jury could validly subpoena federal employees and could petition for a bench warrant upon the federal officials refusal to comply with the subpoena. After re-issuance of the subpoena, Siminoe, represented by the Department of Justice, removed the case to the United States District Court pursuant to 28 U.S.C. § 1442. The district court quashed the subpoena and refused to remand the case, and Appellant timely appealed. We affirm the district court's decision.

I.

[*554]3

Initially we note that because this case was removed from state court pursuant to § 1442, our jurisdiction is derivative of the state court's jurisdiction. See Lambert Run Coal Co. v. Baltimore & Ohio R.R. Co., 258 U.S. 377, 382, 42 S.Ct. 349, 351, 66 L.Ed. 671 (1922) ("The jurisdiction of the federal court on removal is, in a limited sense, derivative jurisdiction. If the state court lacks jurisdiction of the subject-matter or of the parties, the federal court acquires none ...."); see also Swett v. Schenk, 792 F.2d 1447, 1451 (9th Cir.1986) (same). Because we conclude that the state court lacked jurisdiction to issue the subpoena, we must dismiss the case on that ground.

II.

4

The Forest Service refused to allow Siminoe to testify pursuant to USDA regulations governing the appearance of employees as witnesses. See 7 C.F.R. §§ 1.210-1.214. The authority for these regulations stems from 5 U.S.C. § 301, which states:

5

The head of an Executive department ... may prescribe regulations for the government of his department, the conduct of its employees, the distribution and performance of its business, and the custody, use, and preservation of its records, papers, and property. This section does not authorize withholding information from the public or limiting the availability of records to the public.

6

The Department of Agriculture issued regulations based on this statute which "set forth procedures governing the appearance of USDA employees as witnesses in order to testify or produce official documents in judicial or administrative proceedings when such appearance is in their official capacity or arises out of or is related to their employment with USDA." 7 C.F.R. § 1.210. Judicial proceedings are defined as "any case or controversy pending before any federal, state, or local court." 7 C.F.R. § 1.211(c). The regulations also state that "[n]o USDA employee may provide testimony or produce documents in judicial or administrative proceedings unless authorized in accordance with this subpart." 7 C.F.R. § 1.212.

III.

7

The appellant proffers a variety of arguments why the USDA regulations do not apply here. Appellant contends that a grand jury proceeding does not fall under the definition of a "judicial proceeding" because it is not a case or controversy before a court. It also argues that 5 U.S.C § 301's language stating that it "does not authorize withholding information from the public" constitutes a waiver of sovereign immunity and also bars the Forest Service from preventing Siminoe's compliance with the subpoena.

8

Because we ultimately find that we do not have jurisdiction to review their appeal, we will not examine the merits of these arguments.

IV.

[*~555]9

Instead, we examine the jurisdictional issues presented when a state entity subpoenas a federal official. The United States argues that the Touhy doctrine applies in this case to bar state jurisdiction to subpoena federal employees. This court has interpreted United States ex rel. Touhy v. Ragen, 340 U.S. 462, 71 S.Ct. 416, 95 L.Ed. 417 (1951) to hold that "subordinate federal officers could not be held in contempt for failing to comply with a court order in reliance on a validly promulgated regulation to the contrary." Swett, 792 F.2d at 1451.

10

Here, the relevant Department of Agriculture regulations essentially bar a USDA official from appearing in "a judicial or administrative proceeding unless authorized in accordance with this subpart." 7 C.F.R. § 1.212. The Forest Service denied Siminoe permission to appear and he based his refusal to testify on that decision.

11

The Grand Jury interprets 5 U.S.C. § 301 to constitute a waiver of sovereign immunity. We disagree. As the Seventh Circuit has noted previously, "cases involving § 1442(a) removals of state subpoena proceedings against unwilling federal officers have held that sovereign immunity bars the enforcement of the subpoena." Edwards v. U.S. Dep't. of Justice, 43 F.3d 312, 317 (7th Cir.1994). Appellant is also unable to demonstrate that the United States waived its sovereign immunity. If anything, the Forest Service's refusal to allow Siminoe to testify is an express application of this immunity. See Boron Oil Co. v. Downie, 873 F.2d 67, 70-71 (4th Cir.1989) (holding that subpoena of federal official falls within protection of sovereign immunity); United States v. McLeod, 385 F.2d 734, 750-52 (5th Cir.1967) (same).

12

In addition, the state court lacked jurisdiction to subpoena Siminoe and could not have issued a bench warrant had he refused to comply with the subpoena. This is true regardless of any court's interpretation of the appropriate regulations. "[A] consideration of the merits can play no part in our decision." Swett, 792 F.2d at 1452; see also In re Boeh, 25 F.3d 761, 764-65 & n. 4 (9th Cir.1994). We have no jurisdiction to weigh appellant's argument that 5 U.S.C. § 301 bars the Forest Service from refusing to comply with the subpoena. Any interpretation of the legality of the regulations as authorized by 5 U.S.C. § 301, must await another day.[1]

[*~556]13

AFFIRMED.

*

The panel unanimously finds this case suitable for decision without oral argument. Fed.R.App.P. 34(a); Ninth Circuit Rule 34-4

1

The appropriate means for challenging the Department of Agriculture's decision under Touhy is an action under the Administrative Procedure Act in federal court. See, e.g., Swett, 792 F.2d at 1452 n. 2