United States v. Donald Courtois, 131 F.3d 937 (10th Cir. 1997). · Go Syfert
United States v. Donald Courtois, 131 F.3d 937 (10th Cir. 1997). Cases Citing This Book View Copy Cite
70 citation events (27 in the last 25 years) across 6 distinct courts.
Strongest positive: United States v. Kirsch (ca10, 1999-12-10)
Treatment trajectory · 1998 → 2026 · click a year to view as-of
1998 2012 2026
Top citers, strongest first. 31 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) United States v. Kirsch (2×) also: Cited "see"
10th Cir. · 1999 · signal: see, e.g. · quote attribution · 1 verbatim quote · confidence high
the government may bargain away this discretion . . . in a plea agreement.
examined Cited as authority (verbatim quote) United States v. Brye
10th Cir. · 1998 · signal: see · quote attribution · 1 verbatim quote · confidence high
we agree with the other circuits that have considered this issue and have found that whether a plea agreement unequivocally obligates the government to provide defendant with the opportunity to provide substantial assistance turns on the specific language of the agreement.
discussed Cited as authority (rule) United States v. Abston
10th Cir. · 2010 · signal: cf. · confidence medium
Cf. United States v. Courtois, 131 F.3d 937, 938 (10th Cir.1997) (“Even if a defendant undeniably renders substantial assistance, the government retains discretion to decide whether to request a § 5K1.1 downward departure.” (citing Wade v. United States, 504 U.S. 181, 185 , 112 S.Ct. 1840 , 118 L.Ed.2d 524 (1992))).
discussed Cited as authority (rule) United States v. Cervantes (2×)
10th Cir. · 2004 · confidence medium
See United States v. Brye, 146 F.3d 1207, 1209 (10th Cir.1998); United States v. Courtois, 131 F.3d 937, 938 (10th Cir.1997).
cited Cited as authority (rule) United States v. Kovac
10th Cir. · 2001 · confidence medium
United States v. Courtois, 131 F.3d 937, 938 (10th Cir.1997).
cited Cited as authority (rule) United States v. Thompson
10th Cir. · 2001 · confidence medium
United States v. Burner, 134 F.3d 1000, 1003 (10th Cir.1998); United States v. Courtois, 131 F.3d 937, 938 (10th Cir.1997).
discussed Cited as authority (rule) United States v. Snow
4th Cir. · 2000 · confidence medium
See, e.g., United States v. Price, 95 F.3d 364, 368 (5th Cir. 1996) (government’s indication that it "will file" a motion in exchange for substantial assistance surrenders its discretion, whereas if plea agreement states that government retains "sole discre- tion" over the decision, refusal to do so is reviewable only for uncon- stitutional motive); United States v. Courtois, 131 F.3d 937, 938-39 (10th Cir. 1997) (same).
discussed Cited as authority (rule) United States v. Glen Scott Snow
4th Cir. · 2000 · confidence medium
See, e.g., United States v. Price, 95 F.3d 364, 368 (5th Cir.1996) (government's indication that it "will file" a motion in exchange for substantial assistance surrenders its discretion, whereas if plea agreement states that government retains "sole discretion" over the decision, refusal to do so is reviewable only for unconstitutional motive); United States v. Courtois, 131 F.3d 937, 938-39 (10th Cir.1997) (same).
discussed Cited as authority (rule) United States v. Webb (2×) also: Cited "see"
10th Cir. · 2000 · signal: cf. · confidence medium
Cf. Courtois , 131 F.3d at 939 (holding that, in absence of specific language dictating otherwise, plea agreement did not obligate government to give defendant opportunity to render substantial assistance).
discussed Cited as authority (rule) United States v. Calvin J. Crocklin
10th Cir. · 1999 · confidence medium
United States v. Courtois, 131 F.3d 937, 938 (10th Cir.1997). 4 Section 5K1.1 of the Sentencing Guidelines permits a district court "[u]pon motion of the government" to depart downward from a guideline range if "the defendant has provided substantial assistance in the investigation or prosecution of another person who has committed an offense." In exchange for Defendant's plea, the government in this case agreed-- 5 to advise the sentencing court, prior to sentencing, of the nature and extent of the cooperation provided by this defendant, by means of confidential memorandum.
cited Cited as authority (rule) United States v. Crocklin
10th Cir. · 1999 · confidence medium
United States v. Courtois, 131 F.3d 937, 938 (10th Cir. 1997).
discussed Cited as authority (rule) United States v. James Walton, AKA Petie, AKA Tim Olds, AKA Jamal Thomas, AKA Jamal Thomas
10th Cir. · 1998 · signal: cf. · confidence medium
Cf. United States v. Courtois, 131 F.3d 937, 939 (10th Cir.1997) (holding that in absence of specific language in plea agreement to the contrary, government was not required to give defendant the opportunity to provide substantial assistance); United States v. Vargas, 925 F.2d 1260, 1266 (10th Cir.1991) (noting plea agreement did not promise to reward mere cooperative intent) 5 Walton argues he mistakenly admitted guilt as to certain of the overt acts of the charged conspiracy at his plea colloquy.
discussed Cited as authority (rule) United States v. Walton
10th Cir. · 1998 · signal: cf. · confidence medium
Cf. United States v. Courtois, 131 F.3d 937, 939 (10th Cir. 1997) (holding that in absence of specific language in plea agreement to the contrary, government was not required to give defendant the opportunity to provide substantial assistance); United States v. Vargas, 925 F.2d 1260, 1266 (10th Cir. 1991) (noting plea agreement did not promise to reward mere cooperative intent). -8- based on Walton’s testimony at the Anderson trial, the Government determined he had compromised his ability to assist them in further investigation.
cited Cited as authority (rule) United States v. Thompson
10th Cir. · 1998 · signal: cf. · confidence medium
Cf. United States v. Courtois, 131 F.3d 937, 939 (10th Cir. 1997).
discussed Cited as authority (rule) United States v. John L. Thompson
10th Cir. · 1998 · signal: cf. · confidence medium
Cf. United States v. Courtois, 131 F.3d 937, 939 (10th Cir.1997). 13 Moreover, in the absence of language in the plea agreement promising Walton that he would be given the opportunity to provide assistance, the fact that another opportunity did not arise for him to provide further assistance does not render the government's decision not to file a § 5K1.1 motion a bad faith decision.
cited Cited as authority (rule) United States v. Alfredo Deollos
10th Cir. · 1998 · confidence medium
United States v. Courtois, 1997 WL 763464 at * 2 (10th Cir.1997).
cited Cited as authority (rule) United States v. Deollos
10th Cir. · 1998 · confidence medium
United States v. Courtois, 1997 WL 763464 at *2 (10th Cir. 1997).
discussed Cited "see" United States v. Altamirano-Quintero (2×)
10th Cir. · 2007 · signal: see · confidence high
See United States v. Courtois, 131 F.3d 937, 938-39 (10th Cir.1997).
discussed Cited "see" United States v. Duncan (2×)
10th Cir. · 2001 · signal: see · confidence high
See United States v. Courtois, 131 F.3d 937, 938 (10th Cir.1997) (“Even if a defendant undeniably renders substantial assistance, the government retains discretion to decide whether to request a § 5K1.1 downward depar *947 ture.”) (citing Wade, 504 U.S. at 185 , 112 S.Ct. 1840 ). 9 In light of the above discussion, we hold Wade eliminated the egregious case exception identified in Kuntz.
discussed Cited "see" United States v. Youmans (2×)
10th Cir. · 1999 · signal: see · confidence high
See United States v. Courtois, 131 F.3d 937, 938 (10th Cir. 1997).
discussed Cited "see" United States v. Loving
D. Kan. · 1999 · signal: see · confidence high
See United States v. Courtois, 131 F.3d 937, 939 (10th Cir.1997) (“We agree with the other circuits that have considered this issue and have found that whether a plea agreement unequivocally obligates the government to provide defendant with the opportunity to provide substantial assistance turns on the specific language of the agreement.”); Rockwell, 124 F.3d at 1200 ; United States v. Vargas, 925 F.2d 1260, 1266-67 (10th Cir.1991); United States v. Easterling, 921 F.2d 1073, 1079 (10th Cir.1990).
cited Cited "see" United States v. Cerrato-Reyes
10th Cir. · 1999 · signal: see · confidence high
See United States v. Courtois, 131 F.3d 937, 938 (10th Cir.1997).
discussed Cited "see" United States v. Frederick Brye
10th Cir. · 1998 · signal: see · confidence high
See United States v. Courtois, 131 F.3d 937, 939 (10th Cir.1997) (“We agree with the other circuits that have considered this issue and have found that whether a plea agreement unequivocally obligates the government to provide defendant with the opportunity to provide substantial- assistance turns on the specific language of the agreement.”); Rockwell, 124 F.3d at 1200 ; United States v. Vargas, 925 F.2d 1260, 1266-67 (10th Cir.1991); United States v. Easterling, 921 F.2d 1073, 1079 (10th Cir.1990).
discussed Cited "see, e.g." United States v. Forrest
4th Cir. · 2003 · signal: see, e.g. · confidence medium
See, e.g., United States v. Courtois, 131 F.3d 937, 938-39 (10th Cir.1997) (holding that government may waive § 5K1.1 discretion by failing to state that it retains discretion to evaluate defendant’s assistance).
cited Cited "see, e.g." United States v. Overstreet
10th Cir. · 2002 · signal: see also · confidence medium
See United States v. Belt, 89 F.3d 710, 712 (10th Cir.1996); see also United States v. Courtois, 131 F.3d 937, 938 (10th Cir.1997).
discussed Cited "see, e.g." United States v. Berger
10th Cir. · 2001 · signal: see also · confidence medium
See also United States v. Courtois, 131 F.3d 937, 938-39 (10th Cir.1997) (prosecutor’s discretionary refusal to move for downward departure is not reviewable absent unconstitutional motive or lack of rational relationship to legitimate government end).
cited Cited "see, e.g." United States v. Almodovar
E.D. Pa. · 2000 · signal: see also · confidence low
See United States v. Rexach, 896 F.2d 710 (2d Cir.1990) (contract principles apply to enforcement of plea agreements); see also, United States v. Courtois, 131 F.3d 937 (10th Cir.1997).
discussed Cited "see, e.g." United States v. Sonya Evette Singleton, National Association of Criminal Defense Lawyers, Amicus Curiae (2×)
10th Cir. · 1999 · signal: see, e.g. · confidence medium
See, e.g., United States v. Courtois, 131 F.3d 937, 938-39 (10th Cir.1997) (holding that prosecution may bargain away its discretion not to file a § 5K1.1 motion) (citing Wade v. United States, 504 U.S. 181, 185 , 112 S.Ct. 1840 , 118 L.Ed.2d 524 (1992)). 54 In totality, these various statutes create both a substantive and procedural framework for bargaining between government agents and potential witnesses.
discussed Cited "see, e.g." United States v. Singleton
10th Cir. · 1998 · signal: see, e.g. · confidence medium
See, e.g. , United States v. Courtois , 131 F.3d 937, 938-39 (10th Cir. 1997) (holding that prosecution may bargain away its discretion not to file a § 5K1.1 motion) (citing Wade v. United States , 504 U.S. 181, 185 (1992)) .
discussed Cited "see, e.g." United States v. Isaac
3rd Cir. · 1998 · signal: see, e.g. · confidence medium
See, e.g., United States v. Courtois, 131 F.3d 937, 939 (10th Cir. 1997)(holding that where plea agreement states that the discretion to file a downward departure motion rests with the government, the government does not obligate itself to file a 5K1.1 motion and the court reviews only for 18 unconstitutional motive); United States v. Mote, 97 F.3d 1462 , 1996 WL 528437 (9th Cir. September 19, 1996)(unpublished opinion)(holding that government does not breach plea agreement by refusing to file 5K1.1 motion where agreement states that the government alone will determine whether to file the moti…
discussed Cited "see, e.g." United States of America Government of the Virgin Islands v. Rupert Isaac (2×)
3rd Cir. · 1998 · signal: see, e.g. · confidence medium
See, e.g., United States v. Courtois, 131 F.3d 937, 939 (10th Cir. 1997) (holding that where plea agreement states that the discretion to file a downward departure motion rests with the government, the government does not obligate itself to file a 5K1.1 motion and the court reviews only for unconstitutional motive); United States v. Mote, 97 F.3d 1462, 1996 WL 528437 (9th Cir. September 19, 1996) (unpublished opinion) (holding that government does not breach plea agreement by refusing to file 5K1.1 motion where agreement states that the government alone will determine whether to file the motio…
Retrieving the full opinion text from the archive…
UNITED STATES of America, Plaintiff-Appellee,
v.
Donald COURTOIS, Defendant-Appellant
96-5105.
Court of Appeals for the Tenth Circuit.
Dec 11, 1997.
131 F.3d 937
1997 U.S. App. LEXIS 34772
1997 WL 763464
Michael G. Katz, Federal Public Defender, Jill M. Wichlens, Assistant Federal Public Defender, Denver, CO, for Defendant-Appellant., Stephen C. Lewis, United States Attorney, Allen J. Litchfield, Assistant United States Attorney, Tulsa, OK, for Plaintiff-Appellee.
Porfilio, Lucero, Marten.
Cited by 45 opinions  |  Published
LUCERO, Circuit Judge.

- We are required in this sentence appeal to decide whether the use of language by the United States in a plea agreement stating that “the discretion [to file a downward departure motion for substantial assistance] rests solely with the government” requires that the government give defendant the opportunity to provide substantial assistance. [1] Because we conclude that the specific language of the agreement at issue did not place such an obligation on the government, we affirm defendant’s sentence.

Defendant-appellant Donald Courtois was arrested and charged with possession of heroin with intent to distribute and conspiracy.[*938] Upon the government’s motion, he was detained without bond. Defendant subsequently agreed to plead guilty to the possession charge and to cooperate with the government, pursuant to a plea agreement. This agreement obligated the government to “make the nature and extent of [defendant’s] cooperation known” to the trial court at sentencing, and contained the following provision:

At this time, the defendant has been debriefed by federal agents and is making a good faith effort to cooperate in the government’s continuing investigation. To insure defendant’s continuing cooperation, this plea agreement specifically leaves potentially available all sentencing possibilities contemplated by 18 U.S.C. § 3553(a), (b) and (e) and § 5K1.1 of the Sentencing Guidelines. However, the discretion and decision to file any motion under 18 U.S.C. § 3553(e) (departure below the' mandatory minimum sentence) or a motion pursuant to § 5K1.1 (downward departure for substantial assistance) rests solely with the government.

Attachment “A” to Appellant’s Opening Br.

It is undisputed that defendant gave truthful information to the government, which included identifying several potential buyers of the seized heroin. The government stated at the sentencing hearing, however, that it was unable to capitalize on the defendant’s cooperative efforts and eventually terminated the investigation for the following reasons: (1) it could not utilize defendant’s assistance due to the manner in which defendant intended to distribute the heroin; (2) defendant was in custody without bond and therefore unable to complete any prearranged deliveries; and (3) due to time pressures and a subsequent transfer to Honduras, the Tulsa DEA agent was unable to interview the defendant and pursue the investigation after defendant was transferred to a facility forty miles from Tulsa for security reasons.

At sentencing, the government recommended that defendant be given the benefit of 18 U.S.C. § 3553(f), which permits the court to impose a sentence of less than the ten-year statutory minimum if the defendant has truthfully provided all information and evidence he has concerning offenses that were part of the same course of conduct, common scheme, or plan. The government also recommended that defendant be sentenced to the minimum sentence in the range required by the Sentencing Guidelines based on his cooperation. The government did not, however, move for a downward departure pursuant to § 5K1.1 of the Sentencing Guidelines, because defendant had not actually rendered substantial assistance. The government acknowledged that this was due to circumstances beyond the defendant’s control. Defendant made no claim at sentencing that the plea agreement had been breached.

On appeal, defendant argues that the government obligated itself to give him the opportunity to render substantial assistance and that the government’s failure to do so denied him the benefit of his bargain. See, e.g., United States v. Laday, 56 F.3d 24, 26 (5th Cir.1995); United States v. Ringling, 988 F.2d 504, 506 (4th Cir.1993). Whether the government has breached a plea agreement is a question of law which we review de novo. See United States v. Belt, 89 F.3d 710, 713 (10th Cir.1996). [2]

Ordinarily, the court’s review of the government’s decision not to move for a substantial assistance downward departure is limited to determining whether the decision was animated by an unconstitutional motive or was not rationally related to a legitimate government, end. See Wade v. United States, 504 U.S. 181, 185-86, 112 S.Ct. 1840, 1843-44, 118 L.Ed.2d 524 (1992). Even if a defendant undeniably renders substantial assistance, the government retains discretion to decide whether to request a § 5K1.1 downward departure. See id. at 185, 112 S.Ct. at 1843 (holding § 5K1.1 “gives the Government a power, not a duty, to file a motion when a defendant has substantially assisted”).

The government may bargain away this discretion, however, in a plea agreement.[*939] See id. at 185, 112 S.Ct. at 1843; United States v. Price, 95 F.3d 364, 368 (5th Cir.1996). We agree with the other circuits that have considered this issue and have found that whether a plea agreement unequivocally obligates the government to provide defendant with the opportunity to provide substantial assistance turns on the specific language of the agreement. Compare Laday, 56 F.3d at 25 n. 1, 26 (holding language providing government “-will file” motion if defendant provides substantial assistance obligates government to give defendant opportunity to do so) with Price, 95 F.3d at 366, 368-69 (holding agreement committing decision to move for downward departure to “sole discretion” of government does not obligate government to give defendant opportunity to provide substantial assistance); compare Ringling, 988 F.2d at 506 (holding government’s promise that it “will make known at the time of sentencing the full nature and extent of Defendant’s cooperation” obligates government to interview defendant so that it can comment on the value of his cooperation) (emphasis added) with United States v. Lockhart, 58 F.3d 86, 88 (4th Cir.1995) (holding that where plea agreement grants government discretion to seek assistance and move for downward departure, agreement is not breached by failure to provide defendant with an opportunity to render assistance, unless this decision is motivated by impermissible animus or is not rationally related to a legitimate government end).

Here, the government promised Courtois that it would make his cooperation known to the court, which it did. Based on defendant’s cooperation, the government recommended both that he be exempt from the statutory ten-year minimum sentence and that he be sentenced at the bottom of the range required by the Sentencing Guidelines. The government did not, however, obligate itself to move for a § 5K1.1 downward departure. The language of the agreement merely left this possibility open, expressly leaving the decision to file such a motion in the sole discretion of the government. The government decided to terminate the drug investigation, rendering defendant’s cooperation unnecessary. As defendant has not alleged that the government terminated its investigation for impermissible or irrational reasons, he has alleged no ground for relief.

The judgment is AFFIRMED.

1

. After examining the briefs and appellate record, this panel has determined unanimously to grant the parties' request for a decision on the briefs without oral argument. See Fed. R.App. P. 34(f); 10th Cir. R. 34.1.9. The case is therefore ordered submitted without oral argument.

2

. Because the failure to object to an alleged breach of a plea agreement does not waive the issue, we may review defendant's claim de novo rather than for plain error. See Belt, 89 F.3d at 712-13.