Michael T. Herbst v. Dave Cook, Dir. Oregon Dep't of Corr., 260 F.3d 1039 (9th Cir. 2001). · Go Syfert
Michael T. Herbst v. Dave Cook, Dir. Oregon Dep't of Corr., 260 F.3d 1039 (9th Cir. 2001). Cases Citing This Book View Copy Cite
341 citation events (341 in the last 25 years) across 22 distinct courts.
Strongest positive: Loren D. Hammond v. State of Hawaii; City and County of Honolulu Prosecuting Attorney’s Office; Former Prosecuting Attorney Keith M. Kaneshiro; Deputy Prosecuting Attorney Danica Swenson; and John Doe, HPD Officers of the Honolulu Police Department (hid, 2026-03-24)
Treatment trajectory · 2001 → 2026 · click a year to view as-of
2001 2013 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Loren D. Hammond v. State of Hawaii; City and County of Honolulu Prosecuting Attorney’s Office; Former Prosecuting Attorney Keith M. Kaneshiro; Deputy Prosecuting Attorney Danica Swenson; and John Doe, HPD Officers of the Honolulu Police Department
D. Haw. · 2026 · signal: see · quote attribution · 1 verbatim quote · confidence high
while the district court has the authority to raise the statute of limitations sua sponte and to dismiss the petition on those grounds, that authority should only be exercised after the court provides the petitioner with adequate notice and an opportunity to respond.
discussed Cited as authority (verbatim quote) Joseph Williams v. Warden GDCP
11th Cir. · 2024 · quote attribution · 1 verbatim quote · confidence high
a motion for reconsideration is not an adequate substitute opportunity for a ha- beas petitioner to respond when a district court sua sponte dismisses the petition.
discussed Cited as authority (verbatim quote) Ethridge v. Bell
2d Cir. · 2022 · signal: see, e.g. · quote attribution · 1 verbatim quote · confidence high
a motion for reconsideration is not an adequate substitute opportunity for a habeas petitioner to respond when a district court sua sponte dismisses the petition.
examined Cited as authority (verbatim quote) Mclemore v. Houser
D. Alaska · 2021 · signal: see · quote attribution · 1 verbatim quote · confidence high
while the district court has the authority to raise the statute of limitations sua sponte and to dismiss the petition on those grounds, that authority should only be exercised after the court provides the petitioner with adequate notice and an opportunity to respond.
examined Cited as authority (verbatim quote) Mayer v. Houser
D. Alaska · 2021 · signal: see · quote attribution · 1 verbatim quote · confidence high
while the district court has the authority to raise the statute of limitations sua sponte and to dismiss the petition on those grounds, that authority should only be exercised after the court provides the petitioner with adequate notice and an opportunity to respond.
examined Cited as authority (verbatim quote) Davis v. Jones
D. Alaska · 2020 · signal: see · quote attribution · 1 verbatim quote · confidence high
while the district court has the authority to raise the statute of limitations sua sponte and to dismiss the petition on those grounds, that authority should only be exercised after the court provides the petitioner with adequate notice and an opportunity to respond.
examined Cited as authority (verbatim quote) Blaylock v. Houser
D. Alaska · 2020 · signal: see · quote attribution · 1 verbatim quote · confidence high
while the district court has the authority to raise the statute of limitations sua sponte and to dismiss the petition on those grounds, that authority should only be exercised after the court provides the petitioner with adequate notice and an opportunity to respond.
examined Cited as authority (verbatim quote) Christopher Dickson v. Alan Yochelson
C.D. Cal. · 2019 · signal: see · quote attribution · 1 verbatim quote · confidence high
the district court has the authority to raise the statute of limitations sua sponte and to dismiss the petition on those grounds" if "the court provides the petitioner with adequate notice and an opportunity to respond.
discussed Cited as authority (verbatim quote) United States v. Otero
3rd Cir. · 2005 · signal: see · quote attribution · 1 verbatim quote · confidence high
the district court . . . had the authority to raise the aedpa statute of limitations sua sponte.
discussed Cited as authority (verbatim quote) United States v. Bendolph
3rd Cir. · 2005 · signal: see · quote attribution · 1 verbatim quote · confidence high
the district court . . . had the authority to raise the aedpa statute of limitations sua sponte.
discussed Cited as authority (rule) Saldy Marzan v. State of Hawaii
D. Haw. · 2026 · confidence medium
“A district court should do so, however, only after ‘provid[ing] the petitioner with adequate notice and an opportunity to respond.’” Valdez, 918 F.3d at 693 (quoting Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)) (alteration in original).
discussed Cited as authority (rule) Chris Grindling v. Warden Dosanj
D. Haw. · 2026 · confidence medium
“A district court should do so, however, only after ‘provid[ing] the petitioner with adequate notice and an opportunity to respond.’” Valdez, 918 F.3d at 693 (quoting Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)) (alteration in original).
cited Cited as authority (rule) John C. Douglas v. Tyrell Davis
D. Idaho · 2026 · confidence medium
Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001).
discussed Cited as authority (rule) Leroy Lee Bolden v. Law Enforcement
D. Haw. · 2025 · confidence medium
“A district court should do so, however, only after ‘provid[ing] the petitioner with adequate notice and an opportunity to respond.’” Valdez, 918 F.3d at 693 (quoting Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)) (alteration in original).
cited Cited as authority (rule) Marlor v. The Housing Company
D. Idaho · 2025 · confidence medium
Herbst v. Cook, 260 F.3d 1039, 1042 (9th Cir. 2001).
cited Cited as authority (rule) (HC) Fuller v. Warden
E.D. Cal. · 2025 · confidence medium
Neiss v. Bludworth, 114 F.4th 1038, 1044 (9th Cir. 2024); 26 Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001).
discussed Cited as authority (rule) Marlor v. Goodin
D. Idaho · 2025 · signal: cf. · confidence medium
Cf. Herbst v. Cook, 260 F.3d 1039, 1042 (9th Cir. 2001) (in habeas corpus context, finding the district court “has the authority to exercise its discretion by raising the statute of INITIAL REVIEW ORDER BY SCREENING JUDGE - 2 limitations sua sponte when doing so furthers the interests of comity, federalism, and judicial efficiency”).
discussed Cited as authority (rule) Ah Puck v. State of Hawaii
D. Haw. · 2025 · confidence medium
“A district court should do so, 3 A court may take judicial notice of matters of public record but it “cannot take judicial notice of disputed facts contained in such public records.” Khoja v. Orexigen Therapeutics, Inc., 899 F.3d 988, 999 (9th Cir. 2018). however, only after ‘provid[ing] the petitioner with adequate notice and an opportunity to respond.’” Valdez, 918 F.3d at 693 (quoting Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)) (alteration in original).
discussed Cited as authority (rule) Kamana'o v. Chang
D. Haw. · 2025 · confidence medium
“A district court should do so, however, only after ‘provid[ing] the petitioner with adequate notice and an opportunity to respond.’” Valdez, 918 F.3d at 693 (quoting Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)) (alteration in original).
cited Cited as authority (rule) (HC) Williams v. Morales
E.D. Cal. · 2025 · confidence medium
Id.; Herbst v. Cook, 6 260 F.3d 1039, 1043 (9th Cir. 2001). 7 II.
cited Cited as authority (rule) (HC) Taylor v. Kern State Prison
E.D. Cal. · 2024 · confidence medium
Id.; 9 Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001). 10 III.
discussed Cited as authority (rule) Carter v. Schell
D. Haw. · 2024 · confidence medium
“A district court should do so, however, only after ‘provid[ing] the petitioner with adequate notice and an opportunity to respond.’” Valdez, 918 F.3d at 693 (quoting Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)) (alteration in original).
discussed Cited as authority (rule) Carter v. State of Hawaii
D. Haw. · 2024 · confidence medium
“A district court should do so, however, only after ‘provid[ing] the petitioner with adequate notice and an opportunity to respond.’” Valdez, 918 F.3d at 693 (quoting Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)) (alteration in original).
cited Cited as authority (rule) (HC) Melger v. Newsome
E.D. Cal. · 2024 · confidence medium
Id.; 3 Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001). 4 II.
discussed Cited as authority (rule) Granados v. State of Hawaii
D. Haw. · 2024 · confidence medium
“A district court should do so, however, only after ‘provid[ing] the petitioner with adequate notice and an opportunity to respond.’” Valdez, 918 F.3d at 693 (quoting Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)) (alteration in original).
discussed Cited as authority (rule) Martinez v. Hawaii Paroling Authority
D. Haw. · 2023 · confidence medium
“A district court should do so, however, only after ‘provid[ing] the petitioner with adequate notice and an opportunity to respond.’” Valdez, 918 F.3d at 693 (quoting Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)) (alteration in original).
discussed Cited as authority (rule) Martinez v. Hawaii Paroling Authority
D. Haw. · 2023 · confidence medium
“A district court should do so, however, only after ‘provid[ing] the petitioner with adequate notice and an opportunity to respond.’” Valdez, 918 F.3d at 693 (quoting Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)) (alteration in original).
cited Cited as authority (rule) (HC) Adam v. Horst
E.D. Cal. · 2023 · confidence medium
Herbst v. Cook, 28 260 F.3d 1039, 1043 (9th Cir. 2001).
cited Cited as authority (rule) Davis v. Madden
S.D. Cal. · 2023 · confidence medium
Enters., 5 F.3d 391 , 395 (9th Cir. 1993); 14 Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001)). 15 C.
cited Cited as authority (rule) (HC) Moreno v. Brewer
E.D. Cal. · 2023 · confidence medium
Herbst v. Cook, 3 260 F.3d 1039, 1043 (9th Cir. 2001).
cited Cited as authority (rule) (HC) Scott v. Lynch
E.D. Cal. · 2023 · confidence medium
Herbst v. Cook, 2 260 F.3d 1039, 1043 (9th Cir. 2001). 3 II.
cited Cited as authority (rule) (HC) Simmons v. Allison
E.D. Cal. · 2022 · confidence medium
Herbst v. Cook, 260 F.3d 1039, 1042 (9th Cir. 2001).
cited Cited as authority (rule) (HC) Sanford v. McVay
E.D. Cal. · 2022 · confidence medium
Herbst v. Cook, 260 F.3d 1039, 1042 (9th Cir. 2001).
cited Cited as authority (rule) (HC) Casarez v. People of San Joaquin County
E.D. Cal. · 2022 · confidence medium
Id., Rule 4; Herbst v. 24 Cook, 260 F.3d 1039, 1043 (9th Cir. 2001). 25 III.
discussed Cited as authority (rule) Blandino v. Lombardo
D. Nev. · 2022 · confidence medium
Co. v. Herron, 634 F.3d 1101, 1111 (9th Cir. 2011). 28 17 See Herbst v. Cook, 260 F.3d 1039, 1044 (9th Cir. 2001). 1 IT IS ORDERED that Petitioner Kim Blandino’s Motion to Reopen [ECF No. 12] is 2 || DENIED. 3 5 Dated June 13, 2022 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
discussed Cited as authority (rule) (HC) Green v. Kibler
E.D. Cal. · 2022 · confidence medium
The court may summarily dismiss a petition for writ of habeas corpus on its 28 own motion after providing the petitioner with adequate notice and an opportunity to respond. 1 Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001).
cited Cited as authority (rule) (HC)Brown v. Thompson
E.D. Cal. · 2022 · confidence medium
Herbst v. Cook, 3 260 F.3d 1039, 1043 (9th Cir. 2001).
cited Cited as authority (rule) (HC) Toft v. D'Agostini
E.D. Cal. · 2022 · confidence medium
Herbst v. Cook, 24 260 F.3d 1039, 1043 (9th Cir. 2001).
cited Cited as authority (rule) Barrios v. Sullivan
S.D. Cal. · 2021 · confidence medium
Herbst v. Cook, 260 F.3d 1039, 1042 (9th Cir. 2001).
discussed Cited as authority (rule) (HC) Johnson v. Davey
E.D. Cal. · 2021 · confidence medium
Herbst v. Cook, 260 F.3d 1039, 1044 (9th Cir. 2001). “[A] motion for reconsideration should not be granted, absent highly unusual circumstances, unless the district court is presented with newly discovered evidence, committed clear error, or if there is an intervening change in the controlling law.” Marlyn Nutraceuticals, Inc. v. Mucos Pharma GmbH & Co., 571 F.3d 873, 880 (9th Cir. 2009) (quoting 389 Orange St.
discussed Cited as authority (rule) Camacho v. Daniels
D. Nev. · 2021 · confidence medium
The limitation period shall run from the latest of . . . 10 (D) the date on which the factual predicate of the claim or claims 11 presented could have been discovered through the exercise of due diligence.7 12 Any time spent pursuing a properly filed application for state post-conviction review or 13 other collateral review does not count toward this one-year limitation period.8 The period of 14 limitation resumes when the post-conviction judgment becomes final upon issuance of the 15 remittitur.9 16 17 18 19 3 ECF No. 1-1 at 32-35. 20 4 ECF No. 1-1 at 36. 21 5 ECF No. 1-1 at 39. 6 ECF No. 1-1…
discussed Cited as authority (rule) Seth Hernandez v. M. Powler
C.D. Cal. · 2021 · confidence medium
The Court has “the authority to raise [AEDPA’s] statute of limitations sua sponte and to dismiss the petition on those grounds” once it has given petitioner “adequate notice and an opportunity to respond.” Herbst v. Cook, 260 F.3d 1039, 1042-43 (9th Cir. 2001).
discussed Cited as authority (rule) Richard McIntee v. Glen E. Pratt
C.D. Cal. · 2021 · confidence medium
The Court has “the authority to raise [AEDPA’s] statute of limitations sua sponte and to dismiss the petition on those grounds” once it has given petitioner “adequate notice and an opportunity to respond.” Herbst v. Cook, 260 F.3d 1039, 1042-43 (9th Cir. 2001).
discussed Cited as authority (rule) Johnson v. Perry
D. Nev. · 2021 · confidence medium
See Day v. McDonough, 547 U.S. 198, 209 (2006); Herbst 26 v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001). 27 /// 28 /// 2 After a jury trial, Johnson was convicted in state court of one count of conspiracy 3 to commit robbery, two counts of robbery, and one count of battery with intent to commit 4 a crime.
cited Cited as authority (rule) Rosales v. State of Washington
W.D. Wash. · 2021 · confidence medium
Herbst v. Cook, 260 F.3d 1039, 1042 (9th Cir. 2001).
discussed Cited as authority (rule) Lopez v. Johnson
D. Nev. · 2020 · confidence medium
Day v. 9 McDonough, 547 U.S. 198, 209 (2006); Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001). 10 In state district court, Lopez pleaded guilty to conspiracy to commit robbery, battery with 11 intent to commit a crime, robbery with the use of a deadly weapon, trafficking in a controlled 12 substance, ownership or possession of a firearm by a prohibited person, burglary while in 13 possession of a firearm, and conspiracy to commit burglary.
discussed Cited as authority (rule) (HC) Booker v. Lynch
E.D. Cal. · 2020 · confidence medium
Such dismissal should occur only after “provid[ing] the petitioner with adequate notice 27 and an opportunity to respond.” Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001). 28 Petitioner raises several unexhaustedclaims attacking a state conviction that occurred in wOASe 2 OW UVM TVET MMU PR ee Ay Ov 1 | 2014 and in the Sacramento County Superior Court.
cited Cited as authority (rule) Barnett v. Garrett
D. Nev. · 2020 · confidence medium
Day 19 v. McDonough, 547 U.S. 198, 209 (2006); Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001). 20 III.
discussed Cited as authority (rule) Shawn Jones v. Kelly Santoro
C.D. Cal. · 2020 · confidence medium
(Id. at 5.) The Court 24 assumes that these payments reflect income from working as a porter, because none 25 of the other line items reflect income. 26 27 28 2 Petitioner wrote 2007 but apparently meant 2017. 1 II. 2 DISCUSSION 3 A. Legal Standard. 4 The Ninth Circuit has held that the district court has the authority to raise the 5 statute of limitations issue sua sponte when untimeliness is obvious on the face of 6 the Petition and to summarily dismiss a habeas petition on that ground pursuant to 7 Rule 4 of the Rules Governing Section 2254 Cases in the United States District 8 Courts, so l…
cited Cited as authority (rule) Fowler v. Uttecht
W.D. Wash. · 2020 · confidence medium
Herbst v. Cook, 260 F.3d 1039, 1042 (9th Cir. 2001).
Retrieving the full opinion text from the archive…
Michael T. HERBST, Petitioner-Appellant,
v.
Dave COOK, Director Oregon Department of Corrections, Respondent-Appellee
99-35133.
Court of Appeals for the Ninth Circuit.
Aug 10, 2001.
260 F.3d 1039
2001 Cal. Daily Op. Serv. 6915
2001 U.S. App. LEXIS 18031
2001 WL 897358
Michael T. Herbst, Umatilla, Oregon, petitioner-appellant pro se.**, Timothy A. Sylwester, Assistant Attorney General, Salem, Oregon, for the respondent-appellee.
Alarcon, Fernandez, Tashima.
Cited by 283 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 83%
Citer courts: Ninth Circuit (1)
[*1041] TASHIMA, Circuit Judge:

Michael T. Herbst (“Herbst”) pled guilty to arson in Oregon state court. His federal habeas corpus petition alleging, inter aha, ineffective assistance of counsel was denied sua sponte by the district court as time-barred pursuant to the one-year limitations period enacted under the Antiter-rorism and Effective Death Penalty Act. (“AEDPA”). See 28 U.S.C. § 2244(d). Herbst moved for reconsideration, but the district court summarily affirmed its initial order of dismissal. We conclude that the district court erred in sua sponte dismissing the petition as time-barred without providing the petitioner with prior notice and an opportunity to respond. We have jurisdiction under 28 U.S.C. §§ 1291 and 2253, and we reverse.

I.

Herbst pled guilty to one count of first degree arson in Oregon state court and was sentenced to 60 months’ imprisonment and $50,000 restitution on June 15, 1994. After he dismissed his direct appeal on November 8, 1994, Herbst filed a state-court petition for post-conviction relief on July 1, 1996. His state petition was dismissed on March 7, 1997, and he did not appeal from that judgment. On July 29, 1998, Herbst filed a pro se petition for habeas corpus relief in federal district court pursuant to 28 U.S.C. § 2254, as well as a motion to proceed in forma pauperis, a motion for extension of time, and a motion for appointment of counsel.

The district court denied the motions, allowing Herbst 30 days to amend his application for reconsideration to proceed in forma pauperis. Herbst timely filed an amended application on August 31, 1998. On September 8, 1998, the court denied that motion as moot and allowed Herbst another 30 days to file an amended petition setting forth the claims he raised in his state court petition so that it could determine whether he had exhausted his state remedies (his federal petition referenced his state court petition, but the latter was not attached to his federal petition). He then filed an amended petition dated October 1, 1998, and renewed the motion for appointment of counsel. On October 14, 1998, the district court issued an order concluding that Herbst had exhausted his state remedies; however, the court sua sponte. denied the petition on the basis that it did not comply with the one-year statute of limitations under 28 U.S.C. § 2244(d). [1]

The district court decided that because petitioner’s state conviction was final before the effective date of the AEDPA, his federal petition must have been filed by April 23, 1997 (i.e., one year after the[*1042] effective date of the AEDPA). [2] See Calderon v. United States Dist. Court (Beeler), 128 F.3d 1283, 1287-88 (9th Cir.1997) (rejecting retroactive application of the one-year statute of limitations under the AEDPA), overruled in part on other grounds by Calderon v. United States Dist. Court (Kelly), 163 F.3d 530, 540 (9th Cir.1998) (en banc), cert. denied, 526 U.S. 1060, 119 S.Ct. 1377, 143 L.Ed.2d 535 (1999). The district court also held that, even assuming the one-year period was tolled pursuant to § 2244(d)(2) until the date that petitioner’s state collateral proceedings were dismissed, his federal petition would have had to have been filed by March 7, 1998, in any event. Therefore, the court concluded, Herbst’s petition was necessarily time-barred.

Herbst moved for reconsideration and enlargement of time on November 2, 1998. His motion, supported by an affidavit and exhibits, contained allegations of a state-created impediment to the filing of his federal habeas petition and potential grounds for equitable tolling. The district court, however, summarily affirmed its initial order dismissing his petition on December 7, 1998. Petitioner timely filed a notice of appeal on January 7, 1998, and we granted a certificate of appealability to review the district court’s sua sponte dismissal of his petition as time barred under § 2244(d).

II.

We review the dismissal of a habeas petition on statute of limitations grounds de novo. Miles v. Prunty, 187 F.3d 1104, 1105 (9th Cir.1999). Herbst contends that the district court erred by dismissing his habeas petition without pri- or notice or opportunity to respond and without consideration of whether there was a state-created impediment to the filing of his petition, or whether other factors might justify equitable tolling of the statute of limitations, as alleged in his motion for reconsideration. The state contends that he was afforded adequate notice and opportunity to respond by his motion for reconsideration after dismissal of his petition, and that equitable tolling would be inapplicable under the facts of this case. For the reasons stated below, we reverse the dismissal of Herbst’s petition and remand for appropriate development of the record.

Although we have not addressed the precise issue of whether the statute of limitations under the AEDPA may be raised sua sponte when untimeliness is obvious on the face of the petition, we have done so in the analogous context of procedural default. See Boyd v. Thompson, 147 F.3d 1124, 1127 (9th Cir.1998). The interests of comity, federalism, and judicial efficiency underlying the district court’s discretion to raise the issue of procedural default sua sponte apply equally to the statute of limitations, and we join the other circuits that have considered the issue by so holding. See, e.g., Acosta v. Artuz, 221 F.3d 117, 124 (2d Cir.2000) (“We agree with the Tenth and Fifth Circuits that a district court has the authority to raise the AEDPA statute of limitation on its own motion.”); Kiser v. Johnson, 163 F.3d 326, 329 (5th Cir.1999). The district court therefore had the authority to raise the statute of limitations sua sponte. [3]

[*1043] Just as the authority to raise the issue sua sponte should apply equally to the statute of limitations and to procedural default in the habeas context, however, so too should its limits. In Boyd, we specifically warned:

A district court’s use of this summary dismissal power is not without limits. A habeas court must give a petitioner notice of the procedural default and an opportunity to respond to the argument for dismissal. When dealing with a pro se petitioner, the court must make clear the procedural default at issue and the consequences for failing to respond. In this case, the Magistrate Judge issued an Order to Show Cause which clearly identified the procedural default and detailed the cause and actual prejudice standard, allowed Boyd an opportunity to respond, and made a thorough and well-reasoned report and recommendation to the district court.

Boyd, 147 F.3d at 1128. Herbst was afforded no such protection before the court sua sponte dismissed his petition on statute of limitations grounds and summarily affirmed its initial order upon reconsideration. Thus, while the district court has the authority to raise the statute of limitations sua sponte and to dismiss the petition on those grounds, that authority should only be exercised after the court provides the petitioner with adequate notice and an opportunity to respond. See Acosta, 221 F.3d at 124-26. Such was not the case here.

We reject the state’s suggestion that the dismissal order and Herbst’s motion for reconsideration provided adequate notice and an opportunity to respond. We find the rationale of the Second Circuit to be persuasive:

If the court chooses to raise sua sponte the affirmative defense of failure to comply with the AEDPA statute of limitation, however, the court must provide the petitioner with notice and an opportunity to be heard before dismissing on such ground. Here, we apply the well-established principle that a person is entitled to notice before adverse judicial action is taken against him.

Acosta, 221 F.3d at 121 (emphasis added) (internal quotation marks and citation omitted). We agree. Petitioner was entitled to adequate notice and an opportunity to respond prior to the district court’s sua sponte dismissal of his petition on statute of limitations grounds.

Moreover, the dismissal order itself would otherwise have been insufficient to provide Herbst with adequate notice in any case. The order stated only that the petitioner must, pursuant to AEDPA, file a federal petition within one year of the entry of the state court final judgment; that a petition for a conviction final before the effective date of AEDPA must be filed by April 23, 1997; and that the period is tolled during state collateral review proceedings. The court did not inform Herbst that his petition would be subject to dismissal unless he could plead facts which prevented the statute of limitations from running against him. [4]

Not only was the dismissal order insufficient to provide adequate notice, but[*1044] a motion for reconsideration is inadequate as an opportunity to respond. First, the bar that must be cleared in order to succeed upon reconsideration is higher than pre-dismissal. A motion under Fed. R.Civ.P. 59(e) “should not be granted, absent highly unusual circumstances, unless the district court is presented with newly discovered evidence, committed clear error, or if there is an intervening change in the controlling law.” McDowell v. Calderon, 197 F.3d 1253, 1255 (9th Cir.1999) (en banc) (quoting 389 Orange St. Partners v. Arnold, 179 F.3d 656, 665 (9th Cir.1999)); see also Fed.R.Civ.P. 60(b). Second, the denial of a motion for reconsideration is reviewed only for an abuse of discretion. See McDowell, 197 F.3d at 1256. Third, an appeal from the denial of such a motion does not raise the merits of the underlying judgment. See id. at 1255. Thus, a motion for reconsideration is not an adequate substitute opportunity for a habeas petitioner to respond when a district court sua sponte dismisses the petition on the basis of untimeliness.

Finally, the state also contends that equitable tolling is insufficient to excuse Herbst’s untimely filing as he was not continuously incarcerated during the entire limitation period. Specifically, the government contends that he escaped for a four-month period from January to March, 1997, and thus cannot meet the high standard we have set for equitable tolling. See, e.g., Miles, 187 F.3d at 1107 (“We will permit equitable tolling of AEDPA’s limitations period only if extraordinary circumstances beyond a prisoner’s control make it impossible to file a petition on time.” (Internal quotation marks and citation omitted)). The present record, however, is an inadequate basis on which to make a determination with respect to equitable tolling. Moreover, Herbst does not rely solely upon a theory of equitable tolling. He also alleges circumstances suggesting he may be entitled to a finding of impediment under § 2244(d)(1)(B), thus affecting the commencement of the limitations period. We thus cannot determine with any certainty that there are no circumstances consistent with Herbst’s allegations under which he would be entitled to a finding of a state-created impediment under § 2244(d)(1)(B), to equitable tolling under Beeler, or to a combination of the two grounds. Accordingly, “[b]ecause determinations of whether there was an ‘impediment’ under § 2244(d)(1)(B) and whether there are grounds for equitable tolling are highly fact-dependent, and because the district court is in a better position to develop the facts and assess their legal significance in the first instance, we believe the best course is to remand to the district court for appropriate development of the record.” Whalem/Hunt, 233 F.3d at 1148.

REVERSED and REMANDED.

1

. The AEDPA provides:

(1) A 1-year period of limitation shall apply to an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court. The limitation period shall run from the latest of-
(A) the date on which the judgment became final by the conclusion of direct review or the expiration of the time for seeking such review;
(B) the date on which the impediment to filing an application created by State action in violation of the Constitution or laws of the United States is removed, if the applicant was prevented from filing by such State action;
(C) the date on which the constitutional right asserted was initially recognized by the Supreme Court and made retroactively applicable to cases on collateral review; or
(D) the date on which the factual predicate of the claim or claims presented could have been discovered through the exercise of due diligence.
(2) The time during which a properly filed application for State post-conviction or other collateral review with respect to the pertinent judgment or claim is pending shall not be counted toward any period of limitation under this subsection.

28 U.S.C. § 2244(d).

2

. Actually, the correct date is April 24, 1997. See Patterson v. Stewart, 251 F.3d 1243, 1246 (9th Cir.2001).

3

. To be clear, our holding today is not meant to suggest that a district court is required to raise the statute of limitations sua sponte, but merely that it has the authority to do so. Nor do we opine as to when or under what circumstances the affirmative defense may be considered waived. The issue of waiver is irrelevant under the facts here, where the district court dismissed a petition sua sponte before the state ever filed a response. We simply hold that a court has the authority to[*1043] exercise its discretion by raising the statute of limitations sua sponte when doing so furthers the interests of comity, federalism, and judicial efficiency noted above.

4

. Herbst alleges that he did not have access to legal materials describing or setting forth the provisions of the AEDPA even through the preparation of his motion for reconsideration, and in the affidavit attached to the motion, he states that he only gained actual knowledge of the one-year limitations period in April, 1998. That alone may raise serious factual issues, which call for "appropriate development of the record.” Whalem/Hunt v. Early, 233 F.3d 1146, 1148-49 (9th Cir.2000) (enbanc).