United States v. Ronald Thrasher, 483 F.3d 977 (9th Cir. 2007). · Go Syfert
United States v. Ronald Thrasher, 483 F.3d 977 (9th Cir. 2007). Cases Citing This Book View Copy Cite
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cited 7× by 7 distinct cases · …limits the district 12 court's authority on remand. at p. 982 ≈ altered Topic ↗
145 citation events (145 in the last 25 years) across 22 distinct courts.
Strongest positive: United Behavioral Health v. United States District Court for the Northern District of California, Sa (ca9, 2024-09-04)
Treatment trajectory · 2007 → 2026 · click a year to view as-of
2007 2016 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) United Behavioral Health v. United States District Court for the Northern District of California, Sa
9th Cir. · 2024 · signal: see · quote attribution · 1 verbatim quote · confidence high
if a district court errs by violating the rule of mandate, the error is a jurisdictional one.
discussed Cited as authority (verbatim quote) Todd R. v. Premera Blue Cross Blue Shield of Alaska
W.D. Wash. · 2021 · signal: cf. · quote attribution · 1 verbatim quote · confidence high
the 21 district court is bound by the decree as the law of the case, and must carry it into 22 execution according to the mandate.
discussed Cited as authority (verbatim quote) United States v. Thornton
9th Cir. · 2008 · signal: see · quote attribution · 1 verbatim quote · confidence high
for the law of the case doctrine to apply and preclude reconsideration of an issue, the issue in question must have been decided explicitly or by necessary implication in the previous disposition.
discussed Cited as authority (quoted) In re: Erik Samuel De Jong and Daryl Lynn De Jong
9th Cir. BAP · 2018 · quote attribution · 1 verbatim quote · confidence low
if a district court errs by violating the rule of mandate, the error is a jurisdictional one.
discussed Cited as authority (rule) JB Carter Enterprises, LLC dba ATM Merchant Systems v. Elavon, Inc.
D. Nev. · 2026 · confidence medium
After scrutinizing and summarizing the bases for that ruling, 10 the Ninth Circuit panel held that it “was not clear error.”43 And it found that ATMMS had 11 “forfeited” its challenge of my refusal to award reputational damages “because ATMMS did not 12 explain its argument or cite any supporting authorities.”44 The panel then expressly 13 “AFFIRMED IN PART as to . . . actual and reputational damages. . . .”45 So my compensatory 14 15 16 17 18 40 Mirchandani v. United States, 836 F.2d 1223, 1225 (9th Cir. 1988). 19 41 United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007)…
discussed Cited as authority (rule) League of Conservation Voters v. Biden
D. Alaska · 2025 · confidence medium
Case No. 3:17-cv-00101-SLG, League of Conservation Voters v. Trump Order on Plaintiffs’ Rule 60(b)(6) Motion Page 4 of 11 LEGAL STANDARDS The appellate mandate rule provides that, when a case has been decided on appeal and remanded to the district court, “whatever was before [the appellate] court, and disposed of by its decree, is considered as finally settled.”16 Under Federal Rule of Civil Procedure 60(b), a party may seek relief from a prior judgment or dismissal order for specific reasons enumerated in the rule or “any other reason that justifies relief.”17 A motion brought under…
discussed Cited as authority (rule) Familias Unidas Por La Justicia AFL-CIO v. United States Department of Labor
W.D. Wash. · 2025 · confidence medium
But for the law-of-the-case doctrine to apply, “the issue in 13 question must have been decided explicitly or by necessary implication in the previous 14 disposition.” San Francisco Herring Ass’n, 946 F.3d at 575 (quoting United States v. Thrasher, 15 483 F.3d 977, 981 (9th Cir. 2007)).
examined Cited as authority (rule) Alaska Department of Fish and Game v. Federal Subsistence Board (5×) also: Cited "see"
9th Cir. · 2025 · confidence medium
United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (quoting In re Sanford Fork & Tool Co., 160 U.S. 247 , 255- 56 (1895)) (alterations omitted).
discussed Cited as authority (rule) Marks v. UMG Recordings, Inc.
9th Cir. · 2025 · confidence medium
The doctrine “states that the decision of an appellate court on a legal issue must be followed in all subsequent proceedings in the same case,” whether that issue was decided “explicitly” or “by necessary implication.” United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (citation omitted).
discussed Cited as authority (rule) Manuel Andrews, Jr. v. James J. Lombardi, in his capacity as Treasurer of the City of Providence, Rhode Island
unknown court · 2025 · confidence medium
That court cannot vary it, or examine it for any other purpose than execution; or give any other or further relief; or review it, even for apparent error, upon any matter decided on appeal; or intermeddle with it, further than to settle so much as has been remanded. * * * But the Superior Court may consider and decide any matters left open by the mandate of this [C]ourt.” Pleasant Management, LLC v. Carrasco, 960 A.2d 216, 223 (R.I. 2008) (brackets omitted) (quoting United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007)).
discussed Cited as authority (rule) Western Watersheds Project v. Debra Haaland
9th Cir. · 2025 · confidence medium
“The law of the case doctrine states that the decision of an appellate court on a legal issue must be followed in all subsequent proceedings in the same case.” United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (quoting Herrington v. County of Sonoma, 12 F.3d 901, 904 (9th Cir. 1993)).
cited Cited as authority (rule) Mickey Fowler v. Tracy Guerin
9th Cir. · 2024 · confidence medium
United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (alteration in original) (quoting In re Sanford Fork & Tool Co., 160 U.S. 247 , 255–56 (1895)).
discussed Cited as authority (rule) Hayday Farms, Inc. v. Feedx Holdings, Inc.
9th Cir. · 2024 · confidence medium
United States v. Kellington, 217 F.3d 1084, 1092 (9th Cir. 2000). “[I]f a district court errs by violating the rule of mandate, the error is a jurisdictional one.” United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007).
discussed Cited as authority (rule) Allen v. Kijakazi
D. Nev. · 2024 · confidence bake:cell
See Arizona v. California, 460 U.S. 605, 618 (1983) 3 (explaining that “when a court decides upon a rule of law, that decision should continue 4 to govern the same issues in subsequent stages in the same case”); United States v. 5 Thrasher, 483 F.3d 977, 982 (9th Cir. 2007) (holding that a lower court is limited by the 6 higher “court’s remand in situations where the scope of the remand is clear”); Ramirez- 7 Ruano v. Garland, Case No. 22-1122, 2023 WL 5500202 , *1 (9th Cir. 2023) (unpublished 8 memorandum opinion) (“But this issue was previously raised and denied by our court; it …
discussed Cited as authority (rule) United States v. Jeffrey Olsen
9th Cir. · 2024 · confidence medium
Here, the district court improperly defied the “plain language” of our previous decision, United States v. Thrasher, 483 F.3d 977, 983 (9th Cir. 2007), “exceed[ing] the boundaries as delineated by [the] court’s previous mandate,” Garcia-Beltran, 443 F.3d at 1130 .
cited Cited as authority (rule) United States v. Laron Carter
9th Cir. · 2023 · confidence medium
United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007).
discussed Cited as authority (rule) Ussec v. Charles Liu (2×) also: Cited "see"
9th Cir. · 2022 · confidence medium
The Court also noted that that Appellants did not “suggest that their finances were not comingled, or that one spouse did not enjoy the fruits of the scheme, or that other circumstances would render a joint-and-several disgorgement order unjust.” Id. 8 Indeed, we recently held that Appellants’ “liability had already been established as law of the case.” SEC v. Liu, 851 F. App’x 665 , 668 (9th Cir. 2021). 8 21-56090 disturb Wang’s liability and was therefore required to deny her motion to dismiss. 9 We agree. “[I]n both civil and criminal cases, . . . a district court is limited…
discussed Cited as authority (rule) Schackart v. Ryan
D. Ariz. · 2022 · confidence medium
In Thrasher the Ninth Circuit held that the district 26 court did not err in refusing to consider a new ineffective assistance of counsel argument 27 based on evidence presented during a post-appeal evidentiary hearing. 483 F.3d at 982–83. 28 The court explained that the case was “remanded for a single purpose”—“a hearing to - 10 - Case 4:03-cv-00287-DCB Document 162 Filed 03/29/22 Page 11 of 68 1 resolve a critical disputed fact”—and thus “[t]he plain language of the disposition 2 precluded the district court from considering any other arguments concerning [counsel’s] 3 effe…
discussed Cited as authority (rule) (PC)Suarez v. Beard
E.D. Cal. · 2021 · confidence medium
The rule of mandate is jurisdictional and “limit[s] the district 12 court’s authority on remand.” United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007). 13 While there is some flexibility in following the mandate, United States v. Kellington, 217 F.3d 14 1084 , 1095 n.12 (9th Cir. 2000), that flexibility does not include acting contrary to terms 15 expressly mandated by the Ninth Circuit’s decision. 16 Since the mandate issued, the parties in the above cases have taken various actions, 17 described below, followed by a discussion of this court’s resolution. 18 On April 22, 202…
discussed Cited as authority (rule) (PC) Lipsey v. Norum
E.D. Cal. · 2021 · confidence medium
The rule of mandate is jurisdictional and “limit[s] the district 12 court’s authority on remand.” United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007). 13 While there is some flexibility in following the mandate, United States v. Kellington, 217 F.3d 14 1084 , 1095 n.12 (9th Cir. 2000), that flexibility does not include acting contrary to terms 15 expressly mandated by the Ninth Circuit’s decision. 16 Since the mandate issued, the parties in the above cases have taken various actions, 17 described below, followed by a discussion of this court’s resolution. 18 On April 22, 202…
discussed Cited as authority (rule) (PC) Harris v. Sexton
E.D. Cal. · 2021 · confidence medium
The rule of mandate is jurisdictional and “limit[s] the district 12 court’s authority on remand.” United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007). 13 While there is some flexibility in following the mandate, United States v. Kellington, 217 F.3d 14 1084 , 1095 n.12 (9th Cir. 2000), that flexibility does not include acting contrary to terms 15 expressly mandated by the Ninth Circuit’s decision. 16 Since the mandate issued, the parties in the above cases have taken various actions, 17 described below, followed by a discussion of this court’s resolution. 18 On April 22, 202…
discussed Cited as authority (rule) (PC) Wilson v. Beard
E.D. Cal. · 2021 · confidence medium
The rule of mandate is jurisdictional and “limit[s] the district 12 court’s authority on remand.” United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007). 13 While there is some flexibility in following the mandate, United States v. Kellington, 217 F.3d 14 1084 , 1095 n.12 (9th Cir. 2000), that flexibility does not include acting contrary to terms 15 expressly mandated by the Ninth Circuit’s decision. 16 Since the mandate issued, the parties in the above cases have taken various actions, 17 described below, followed by a discussion of this court’s resolution. 18 On April 22, 202…
discussed Cited as authority (rule) (PC) Rico v. Beard
E.D. Cal. · 2021 · confidence medium
The rule of mandate is jurisdictional and “limit[s] the district 12 court’s authority on remand.” United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007). 13 While there is some flexibility in following the mandate, United States v. Kellington, 217 F.3d 14 1084 , 1095 n.12 (9th Cir. 2000), that flexibility does not include acting contrary to terms 15 expressly mandated by the Ninth Circuit’s decision. 16 Since the mandate issued, the parties in the above cases have taken various actions, 17 described below, followed by a discussion of this court’s resolution. 18 On April 22, 202…
discussed Cited as authority (rule) (PC) Matthews v. Holland
E.D. Cal. · 2021 · confidence medium
The rule of mandate is jurisdictional and “limit[s] the district 12 court’s authority on remand.” United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007). 13 While there is some flexibility in following the mandate, United States v. Kellington, 217 F.3d 14 1084 , 1095 n.12 (9th Cir. 2000), that flexibility does not include acting contrary to terms 15 expressly mandated by the Ninth Circuit’s decision. 16 Since the mandate issued, the parties in the above cases have taken various actions, 17 described below, followed by a discussion of this court’s resolution. 18 On April 22, 202…
discussed Cited as authority (rule) (PC) Rico v. Ducart
E.D. Cal. · 2021 · confidence medium
The rule of mandate is jurisdictional and “limit[s] the district 12 court’s authority on remand.” United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007). 13 While there is some flexibility in following the mandate, United States v. Kellington, 217 F.3d 14 1084 , 1095 n.12 (9th Cir. 2000), that flexibility does not include acting contrary to terms 15 expressly mandated by the Ninth Circuit’s decision. 16 Since the mandate issued, the parties in the above cases have taken various actions, 17 described below, followed by a discussion of this court’s resolution. 18 On April 22, 202…
discussed Cited as authority (rule) Hardesty v. Sacramento Metropolitan Air Quality Mgt. Dist. (2×) also: Cited "see"
E.D. Cal. · 2021 · confidence medium
But the [district court] may consider and decide any matters left open 21 by the mandate of this court. . . . 22 United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (quoting In re Sanford Fork & Tool 23 Co., 160 U.S. 247 , 255–56 (1895)). 24 III.
discussed Cited as authority (rule) Pulte Home Corporation v. American Safety Indemnity Company
S.D. Cal. · 2021 · confidence medium
United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007) (explaining rule of mandate 2g || promotes “consistency, finality and efficiency” and “preserv[es] the hierarchical structure of the court system’).
discussed Cited as authority (rule) Lee Memorial Hospital v. Xavier Becerra
D.C. Cir. · 2021 · confidence medium
United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2 Other circuits have recognized, and our court should too, that a Rule 60(b) motion raising only an issue already decided on appeal violates the mandate rule and the law-of-the-case doctrine.2 “[A] district court does not have jurisdiction to alter an appellate ruling where the appellate court has already considered and rejected the basis for the movant’s Rule 60(b) motion.”3 Several circuits have resolved similar cases along these lines.4 We should do the same. 2007) (collecting cases).
discussed Cited as authority (rule) Doerr v. Shinn
D. Ariz. · 2021 · confidence medium
In Thrasher the Ninth Circuit held that the district 26 court did not err in refusing to consider a new ineffective assistance of counsel argument 27 3 Doerr was sentenced prior to the Supreme Court’s decision in Ring v. Arizona, 536 U.S. 28 584, 609 (2002), which held that a jury, not a judge, must make the findings that render a defendant eligible for death. -4- 1 based on evidence presented during a post-appeal evidentiary hearing. 483 F.3d at 982–83. 2 The court explained that the case was “remanded for a single purpose”—“a hearing to 3 resolve a critical disputed fact”—and…
cited Cited as authority (rule) Hamilton v. Barnes
N.D. Cal. · 2021 · confidence medium
United States v. Thrasher, 483 F.3d 977, 983 (9th Cir. 2007) (emphasis in original).
discussed Cited as authority (rule) Juniper v. Davis
E.D. Va. · 2021 · signal: cf. · confidence medium
Cf. United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007) (discussing whether the mandate tule is jurisdictional in the Ninth Circuit, noting a circuit split on the issue, and collecting cases).
cited Cited as authority (rule) ASARCO v. Atlantic Richfield Company
D. Mont. · 2020 · confidence medium
Stacy v. Colvin, 825 F.3d 563, 568 (9th Cir. 2016); United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007).
discussed Cited as authority (rule) Davis v. Strus
E.D. Wash. · 2020 · confidence medium
For the doctrine 13 to apply, the issue in question must have been decided explicitly or by necessary implication in the previous disposition. 14 United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (quoting 15 Herrington v. County of Sonoma, 12 F.3d 901, 904 (9th Cir. 1993)). 16 In this case, the Ninth Circuit, in affirming this Court’s decision, determined 17 18 6 The Riverside Defendants originally also argued that Plaintiff could not provide 19 any facts in support of the argument that G.B.’s death was caused by abuse, rather than an accidental injury.
discussed Cited as authority (rule) Maricopa, County of v. Office Depot Incorporated (2×)
D. Ariz. · 2020 · confidence medium
The mandate rule, on the other 16 hand, provides that when a case has been appealed and remanded, “whatever was before 17 [the appellate court], and disposed of by its decree, is considered as finally settled.” United 18 States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (quoting In re Sanford Fork & Tool 19 Co., 160 U.S. 247, 255-56 (1895)). 20 In the Ninth Circuit, the mandate is “jurisdictional” rather than an iteration of the 21 law of the case doctrine, meaning that a district court has no authority to depart from 22 matters settled by appellate decision.
discussed Cited as authority (rule) San Francisco Herring Ass'n v. Usdoi (2×) also: Cited "see, e.g."
9th Cir. · 2019 · confidence medium
“For th[at] doctrine to apply, the issue in question must have been decided explicitly or by necessary implication in the previous disposition.” Thrasher, 483 F.3d at 981 (quotations omitted).
discussed Cited as authority (rule) United States v. Omar Dominguez-Valencia
9th Cir. · 2019 · confidence medium
The rule of mandate doctrine provides that when “a case has been once decided by this court on appeal, and remanded to the district court, whatever was before this court, and disposed of by its decree, is considered as finally settled.” United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007), cert. denied, 553 U.S. 1007 (2008).
discussed Cited as authority (rule) Goldman v. Khalil
Bankr. C.D. Cal. · 2019 · confidence medium
But the [district court] may consider and decide any matters left open 15 by the mandate of this court.... 16 U.S. v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (quoting In re Sanford Fork & Tool Co., 160 17 U.S. 247 255-56, (1895)).
discussed Cited as authority (rule) Jessica Holmes v. Walter Miller
9th Cir. · 2019 · confidence medium
We have “repeatedly held, in both civil and criminal cases, that a district court is limited by this court’s remand in situations where the scope of the remand is clear.” United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007) (quoting Mendez-Gutierrez v. Gonzales, 444 F.3d 1168, 1172 (9th Cir. 2006)).
cited Cited as authority (rule) United States v. Fabel Roque
9th Cir. · 2019 · confidence medium
United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007).
discussed Cited as authority (rule) Elaine Marshall v. Howard Stern
9th Cir. · 2019 · confidence medium
The rule of mandate proscribes the jurisdiction of the lower court following an appellate decision, United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007), and prevents re-litigation of “whatever was before [the] court, and disposed of by its decree,” In re Sanford Fork & Tool Co., 160 U.S. 247, 255 (1895).
cited Cited as authority (rule) Facebook, Inc. v. Power Ventures, Inc.
9th Cir. · 2019 · confidence medium
Reviewing de novo, United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007), we hold that the district court complied with our mandate.
discussed Cited as authority (rule) Manuel Olivas-Motta v. Matthew Whitaker
9th Cir. · 2018 · confidence medium
But the scope of the rule is limited to that which is before the court “and disposed of by its decree.” United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (quoting In re Sanford Fork & Tool Co., 160 U.S. 247, 255 (1895)).
discussed Cited as authority (rule) Robert Ybarra, Jr. v. Timothy Filson
9th Cir. · 2017 · confidence medium
These issues were therefore not "decided explicitly or by necessary implication,” and the district court did not otherwise "vary” from our prior decree, See United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (citations omitted). 8 .
discussed Cited as authority (rule) Tulelake Horseradish, Inc. v. Dist. Ct. (Santa Margarita Ranch, LLC)
Nev. · 2017 · signal: cf. · confidence medium
Court, 107 Nev. 674, 677 , 818 P.2d 849, 851 (1991) ("Prohibition is a proper remedy to restrain a district judge from exercising a judicial function without or in excess of its jurisdiction."); cf. United States v. Thrasher, 483 F.3d 977, 982 (9th Cir. 2007) (observing that the mandate rule implicates the lower court's jurisdiction, but recognizing a split of authority). 1 We disagree with the argument by real parties in interest (collectively, Santa Margarita) regarding a due process violation.
discussed Cited as authority (rule) U.S. Securities & Exchange Commission v. Brookstreet Securities Corp.
9th Cir. · 2016 · confidence medium
“When a case has been once decided by this court on appeal, and remanded to the [district court], whatever was before this court, arid disposed of by its decree, , is considered as finally settled.” United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (internal quotation marks omit'ted).
discussed Cited as authority (rule) The Hemmer Group v. Southwest Water Company (2×) also: Cited "see"
9th Cir. · 2016 · confidence medium
The rule of mandate doctrine provides that “[w]hen a case has been once decided by this court on appeal, and remanded to the [district court], whatever was before this court, and disposed of by its decree, is considered as finally settled.” United States v. Thrasher, 483 F.3d 977, 981 (9th Cir. 2007) (quoting In re Sanford Fork & Tool Co., 160 U.S. 247, 255-56 , 16 S.Ct. 291 , 40 L.Ed. 414 (1895)).
discussed Cited as authority (rule) Bennie Sisto, as the Trustee of Goat Island Realty Trust v. America Condominium Association, Inc. (2×)
R.I. · 2016 · confidence medium
That court cannot vary it, or examine it for any other purpose than execution; or give any other or further relief; or review it, even for apparent error, upon any matter decided on appeal; or intermeddle with it, further than to settle so much as has been remanded. * * * But the [Superior Court] may consider and decide any matters left open by the mandate of this court.’ ” Pleasant Management, LLC v. Carrasco, 960 A.2d 216, 223 (R.I.2008) (quoting United States v. Thrasher, 483 F.3d 977, 981 (9th Cir.2007)).
discussed Cited as authority (rule) Butterfly Realty v. James Romanella & Sons, Inc. (2×)
R.I. · 2014 · confidence medium
“When a case has been once decided by this [CJourt on appeal, and remanded to the [Superior Court], * * * [the Superior Court] * * * cannot * * * intermeddle with it, further than to settle so much as has been remanded.” Id. (quoting United States v. Thrasher, 483 F.3d 977, 981 (9th Cir.2007)).
cited Cited as authority (rule) Xia Zhou v. Eric Holder, Jr.
9th Cir. · 2014 · confidence medium
United States v. Thrasher, 483 F.3d 977, 981 (9th Cir.2007) (defining the two doctrines). 2.
discussed Cited as authority (rule) Todd Rochow v. Life Ins. Co. of N. Am. (2×)
6th Cir. · 2013 · confidence medium
United States v. Thrasher, 483 F.3d 977, 982 (9th Cir.2007) (collecting cases).
Retrieving the full opinion text from the archive…
UNITED STATES of America, Plaintiff-Appellee,
v.
Ronald THRASHER, Defendant-Appellant
05-35929.
Court of Appeals for the Ninth Circuit.
Apr 18, 2007.
483 F.3d 977
2007 U.S. App. LEXIS 8816
2007 WL 1138486
Per C. Olson, Hoevet Boise & Olson, P.C., for the defendant-appellant., Gary Y. Sussman, Assistant United States Attorney, Portland, OR, for the plaintiff-appellee.
Wallace, Gould, Berzon.
Cited by 108 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 59%
Citer courts: Ninth Circuit (1)
Reporter's Syllabus editorial summary, not part of the Court's opinion

Per C. Olson, Hoevet Boise & Olson, P.C., for the defendant-appellant.

Gary Y. Sussman, Assistant United States Attorney, Portland, OR, for the plaintiff-appellee.

Appeal from the United States District Court for the District of Oregon; James A. Redden, District Judge, Presiding. D.C. Nos. CV-03-00204-RE, CR-98-00388-RE.

Before: WALLACE, GOULD, and BERZON, Circuit Judges.

WALLACE, Senior Circuit Judge:

Lead Opinion

WALLACE, Senior Circuit Judge:

Thrasher appeals from the district court’s denial of his 28 U.S.C. § 2255 motion. We have jurisdiction pursuant to 28 U.S.C. § 2253, and we affirm.

I

In April 1997, Tia Carlson was driving a Ford automobile in Gresham, Oregon. Thrasher was in the passenger seat. Officer Durbin of the Gresham Police Department stopped the Ford after observing several traffic violations. When Carlson admitted that she had recently used methamphetamine, Officer Durbin arrested her for driving under the influence of an intoxicant and placed her in his police car.

Officer Durbin returned to the Ford, where he informed Thrasher that Carlson was under arrest and that he would impound the vehicle. Thrasher showed Officer Durbin an Oregon driver’s license,[*979] which falsely indicated that his name was Trevor Shaw. Officer Durbin told Thrasher that he was free to go, and Thrasher departed on foot.

When Officer Durbin searched the Ford, he discovered a briefcase containing a loaded .380 caliber semi-automatic pistol. Carlson first denied knowing anything about the briefcase and its contents, but later at the police station her story changed. According to Officer Durbin, she stated “that she knew that the gun was in the briefcase and knew who the briefcase belonged to.” Thrasher was subsequently apprehended and indicted for being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1). The case went to trial.

During opening statement, Storkel, Thrasher’s counsel, advised the jury that it would hear testimony from Thrasher’s former girlfriend, Renee Scarlett (or Rene Scarlet). Storkel set forth the following theory of the case:

Well, Rene Scarlet and Ronald Thrasher had a fight and they broke up. And, Mr. Thrasher, when he left Rene Scarlet’s house, he had a hairbrush, that was it because she wanted him out; and he got out. All he left with is a hairbrush. And, when he went with that hairbrush, he got a ride from a tall skinny friend who took him over to his sister’s house and dropped him off. He was there for three days before Tia Carlson ever shows up.
We are also going to find out how the stuff got in the car — how Mr. Thrasher’s stuff got in the car.
The stuff that belonged to Mr. Thrasher got in that car because it was packed up by Rene Scarlet; and, Tia Carlson went over and picked up a whole bunch of items of Mr. Thrasher’s and put them in the car; and, there was also some things that didn’t belong to Mr. Thrasher that went into that car and were packed up. One of the items that didn’t belong to him, it wasn’t his and he had no ideá in this big jumble of stuff that was there when Tia Carlson came to pick him up was this handgun.

Carlson testified that two days before her arrest, Thrasher called her and indicated that he had been fighting with Scarlett. Carlson said that she picked up Thrasher’s belongings at Scarlett’s house and met with him at a motel; that Thrasher had a briefcase with him at the time; that after spending the night together in the motel, she and Thrasher went to the home of his sister, Laurie Odom; and that while there, Thrasher showed both Carlson and Odom the contents of the briefcase, which included the pistol. Carlson testified that she and Thrasher were stopped in the Ford after spending the night at Odom’s house.

Odom, by contrast, testified that Thrasher arrived at her house three days prior to Carlson’s arrest and that Thrasher remained at her home during those three days until Carlson picked him up in the Ford, which was packed with clothes and “stuff.” Odom testified that she never saw Thrasher with either a briefcase or a firearm during his stay at her home. Scarlett was not called to testify.

Thrasher was convicted. After unsuccessfully pursuing direct appeal of his conviction, see United States v. Thrasher, 14 Fed.Appx. 966 (9th Cir.2001) (unpublished), Thrasher filed a section 2255 motion, in which he argued that the government had engaged in misconduct and that he had been denied effective assistance of counsel. Thrasher alleged that Storkel “fail[ed] to investigate, interview and call as witnesses at trial” various people, including Scarlett, and that Storkel failed to object to testimony that Thrasher had warrants outstanding for his arrest.

In response to the section 2255 motion, the government offered Storkel’s affidavit,[*980] which indicated that he was planning to call Scarlett as a witness until she approached him during a break in trial and said that “she would not lie for [Thrasher]” and that she was “going to tell the truth, which would not be helpful to [Thrasher’s] case.” Storkel’s affidavit also stated that he consulted with Thrasher, who indicated that he would leave the decision whether to call Scarlett as a witness to Storkel’s “professional judgment.” According to Storkel, it was on this basis that he decided not to call Scarlett.

Thrasher, on the other hand, stated in his affidavit that “Storkel never sought input from [him] before deciding to not call [Scarlett]” and that he never told Storkel that he would leave the decision whether to call Scarlett to Storkel’s “professional judgment.” Thrasher also stated that Scarlett had told him that “when she showed up to testify, ... Storkel simply told her to leave,” and that she did not tell him that she advised Storkel that 'she would testify in a way that was harmful to Thrasher’s case.

The district court denied the section 2255 motion without holding an evidentiary hearing. On appeal, we held that in the absence of any “record evidence upon which Thrasher’s credibility could be determined,” remand was necessary “for a hearing to resolve a critical disputed fact: whether Scarlett told Storkel that she was going to testify unfavorably to Thrasher.” United States v. Thrasher, 122 Fed.Appx. 876, 877 (9th Cir.2004) (unpublished) (:Thrasher I). “This factual dispute,” we continued, was “central to the reasonableness of Storkel’s decision not' to call Scar-lett.” Id. We emphasized that the district court’s order was vacated only “to the extent the petition raises claims based on Storkel’s mid-trial decision not to call Scarlett.” Id. This reflected our determination that the district court had “properly rejected” Thrasher’s remaining arguments, including his argument “that Storkel provided ineffective assistance by not investigating Scarlett more carefully before mentioning her as a witness in his opening statement.” Id.

On remand, the district court held an evidentiary hearing, at which Scarlett, Odom, and Storkel, among others, testified. During cross-examination, Storkel identified a Bureau of Alcohol, Tobacco and Firearms (ATF) investigative report and indicated that he may have received the report from the government before trial. The report relates to three telephone conversations between Scarlett and ATF Special Agent Lyon. At the hearing, Thrasher’s appellate counsel suggested that the report constituted “evidence ... that’s contrary to what [Storkel] expected [Scarlett] to testify to[.]”

Ultimately, however, the district court rejected Thrasher’s argument based on the ATF report that “Storkel should have known that Scarlett might change her testimony, and that Storkel should have verified Scarlett’s testimony before mentioning her during his opening statement.” United States v. Thrasher, Nos. CR 98-388-RE, CV 03-204-RE, at 9 (D.Or. July 6, 2005) (unpublished) (Thrasher II). The district court held that Thrasher I, which did not address the ATF report, nonetheless foreclosed consideration of an ineffective assistance of trial counsel argument based on the contents of the report.

The district court went on to determine, “[i]n response to [our] narrow question on remand,” that

Storkel and Yarbrough [Storkel’s hired private investigator] gave credible, unequivocal, and consistent testimony about their interactions with both Scar-lett and defendant. On the other hand, Scarlett acknowledged she had been a heavy methamphetamine user whose memory had been affected by her drug[*981] abuse and the passage of time. Her testimony and defendant’s affidavit are in substantial conflict in several respects ....

Based on its finding that “Scarlett did tell Storkel that she was going to testify unfavorably to Thrasher,” the district court reaffirmed its denial of Thrasher’s section 2255 motion.

Thrasher subsequently filed a motion for reconsideration, which the district court described as seeking reevaluation of “the evidentiary hearing testimony and briefing” so that the court could determine “whether Storkel provided ineffective assistance of counsel when he told the jury in opening statement that Scarlett would testify she placed the firearm in defendant[’s] briefcase.” The district court held that consideration of this issue was foreclosed by our mandate in Thrasher I and denied the motion.

Thrasher first contends that the district court erred by ruling that Thrasher I foreclosed consideration of his argument, based on the ATF report, that trial counsel provided ineffective assistance by telling “the jury in opening statement that it would hear from [Scarlett].” Second, he argues that the district court likewise erred by denying his motion for reconsideration. Finally, Thrasher asserts that Storkel in fact provided ineffective assistance of counsel by “promising” the jury during his opening statement that it would hear from Scarlett despite having “reason to know that the witness should not be called.” Significantly, Thrasher fails to challenge the district court’s determination of the issue we remanded in our limited mandate: whether Storkel’s mid-trial decision not to call Scarlett as a witness constituted ineffective assistance of counsel.

II

We first consider whether the district court had subject matter jurisdiction over Thrasher’s arguments. The government’s brief suggests that the issue of the district court’s jurisdiction implicates longstanding federal court doctrines known as “the law of the case” and “the rule of mandate.”

The law of the case doctrine states that the decision of an appellate court on a legal issue must be followed in all subsequent proceedings in the same case. The doctrine is a judicial invention designed to aid in the efficient operation of court ‘ affairs. Under the doctrine, a court is generally precluded from reconsidering an issue previously decided by the same court, or a higher court in the identical case. For the doctrine to apply, the issue in question must have been decided explicitly or by necessary implication in the previous disposition.

Herrington v. County of Sonoma, 12 F.3d 901, 904 (9th Cir.1993) (internal citations, quotations, and punctuation omitted). The rule of mandate doctrine, on the other hand, provides:

When a case has been once decided by this court on appeal, and remanded to the [district court], whatever was before this court, and disposed of by its decree, is considered as finally settled. ■ The [district court] is bound by the decree as the law of the case, and must carry it into execution according to the mandate. That court cannot vary it, or examine it for any other purpose than execution; or give any other or further relief; or review it, even for apparent error, upon any matter decided on appeal; or in-termeddle with it, further than to settle so much as has been remanded.... But the [district court] may consider and decide any matters left open by the mandate of this court....

In re Sanford Fork & Tool Co., 160 U.S. 247, 255-56, 16 S.Ct. 291, 40 L.Ed. 414 (1895). “Thus, a district court could not[*982] refuse to dismiss a case when the mandate required it, and a district court could not revisit its already final determinations unless the mandate allowed it.” United States v. Cote, 51 F.3d 178, 181 (9th Cir.1995) (citations omitted).

Courts have not been consistent in describing the mandate doctrine. We have said the doctrine is “similar to, but broader than, the law of the case doctrine.” Id. By contrast, several of our sister circuits have described the rule of mandate doctrine as “nothing more than a specific application of the ‘law of the case’ doctrine.” Piambino v. Bailey, 757 F.2d 1112, 1120 (11th Cir.1985); see also Kavorkian v. CSX Transp., Inc., 117 F.3d 953, 958 (6th Cir.1997); City of Cleveland, Ohio v. Fed. Power Comm’n, 561 F.2d 344, 348 (D.C.Cir.1977). There certainly is a difference between the two doctrines, and they are not identical. While both doctrines serve an interest in consistency, finality and efficiency, the mandate rule also serves an interest in preserving the hierarchical structure of the court system.

We have described our mandate as limiting the district court’s “authority” on remand, which is jurisdiction language. See United States v. Pimentel, 34 F.3d 799, 800 (9th Cir.1994). Several of our sister circuits have also considered the mandate as jurisdictional. See, e.g., Seese v. Volkswagenwerk, A.G., 679 F.2d 336, 337 (3d Cir.1982); Tapco Prods. Co. v. Van Mark Prods. Corp., 466 F.2d 109, 110 (6th Cir.1972). Other circuits, however, have reached a different conclusion, holding that their mandates are not jurisdictional. See, e.g., United States v. Matthews, 312 F.3d 652, 657 (5th Cir.2002); Tronzo v. Biomet, Inc., 236 F.3d 1342, 1349 (Fed.Cir.2001); United States v. Gama-Bastidas, 222 F.3d 779, 784 (10th Cir.2000); United States v. Bell, 988 F.2d 247, 251 (1st Cir.1993). The circuits appear to be split four to four on the issue. We cannot change the position of our court absent en banc reconsideration.

It is true that the Supreme Court has called into question whether the law of the case doctrine is jurisdictional. The Court has stated that “[t]he law of the case doctrine ... simply ‘expresses’ common judicial ‘practice’; it does not ‘limit’ the courts’ power.” Castro v. United States, 540 U.S. 375, 384, 124 S.Ct. 786, 157 L.Ed.2d 778 (2003), quoting Messenger v. Anderson, 225 U.S. 436, 444, 32 S.Ct. 739, 56 L.Ed. 1152 (1912). Castro, however, did not implicate the rule of mandate doctrine. Therefore, in this circuit, if a district court errs by violating the rule of mandate, the error is a jurisdictional one.

Ill

Our limited remand dealt with Storkel’s mid-trial decision not to call Scarlett' as a witness. The district court held that this did not constitute ineffective assistance of counsel. Thrasher does not challenge this determination on appeal, and we affirm. That should end the appeal, but Thrasher objects because the district court refused to rule on a different issue: whether Storkel’s opening statement identifying Scarlett as a witness constituted ineffective assistance of counsel. We therefore consider the district court’s determination that our mandate deprived it of the authority to consider the merits of Thrasher’s ineffective assistance of trial counsel argument based on the ATF report. Our review is de novo. Cassett v. Stewart, 406 F.3d 614, 620 (9th Cir.2005).

“[WJe have repeatedly held, in both civil and criminal cases, that a district court is limited by this court’s remand in situations where the scope of the remand is clear.” Mendez-Gutierrez v. Gonzales, 444 F.3d 1168, 1172 (9th Cir.2006); see also Twentieth Century Fox Film Corp. v. Entm’t Distrib., 429 F.3d 869, 883 (9th Cir.2005)[*983] (“There is nothing in our prior decision that indicates that we issued an open remand. Rather, in remanding to the district court, our opinion contemplates a trial to resolve the only remaining genuine issue of material fact”). For instance, in Planned Parenthood of Columbia/Willamette, Inc. v. American Coalition of Life Activists, a prior en banc decision had “affirmed the district court’s judgment in all respects but for the constitutionality of the punitive damages awards.” 422 F.3d 949, 966 (9th Cir.2005). On remand, the defendant attempted to raise seven new issues, including intervening decisions of the Supreme Court. Id. We narrowly construed the scope of the remand, holding “[o]ur mandate in [the prior decision] was clear. We finally adjudicated all issues except for, and remanded only for consideration of, the constitutional implications of the punitive damages awards. Accordingly, [defendant’s] additional issues [were] not open for review.” Id. at 967.

The district court did not err by refusing to consider the merits of Thrasher’s ineffective assistance of trial counsel argument based on the ATF report. Thrasher I remanded for a single purpose: “a hearing to resolve a critical disputed fact: whether Scarlett told Storkel that she was going to testify unfavorably to Thrasher.” (Emphasis added.) The plain language of the disposition precluded the district court from considering any other arguments concerning Storkel’s effectiveness. We therefore affirm Thrasher II as well as the district court’s denial of Thrasher’s motion for reconsideration.

AFFIRMED.

Concurrence

BERZON, Circuit Judge,

concurring.

I agree with the panel that the law of the case exceptions do not apply to the rule of the mandate. See United States v. Bad Marriage, 439 F.3d 534, 541-42 (9th Cir.2006) (Berzon, J., dissenting). I also agree, under compulsion of our precedent, that the rule of mandate is in some sense jurisdictional. See United States v. Kellington, 217 F.3d 1084, 1093 (9th Cir.2000) (stating that, in interpreting the mandate, “the ultimate task is to distinguish matters that have been decided on appeal, and are therefore beyond the jurisdiction of the lower court, from matters that have not” (emphasis added)); United States v. Pimentel, 34 F.3d 799, 800 (9th Cir.1994) (per curiam) (describing the mandate as limiting the district court’s “authority”).

Although this case does not raise the issue, there are in my view very limited circumstances, as suggested in Bad Marriage, 439 F.3d at 541-42 (Berzon, J., dissenting), in which the district court may not be required to follow the directions we have given in our mandate. This conclusion would not necessarily be inconsistent with the use of the term “jurisdiction.” See Kontrick v. Ryan, 540 U.S. 443, 454-55, 124 S.Ct. 906, 157 L.Ed.2d 867 (2004) (“ ‘Jurisdiction’ ... is a word of many, too many, meanings.”); see also Eberhart v. United States, 546 U.S. 12, 126 S.Ct. 403, 406, 163 L.Ed.2d 14 (per curiam); United States v. Sadler, 480 F.3d 932, 935 (9th Cir.2007).