v.
Laura Sitrin, as Finance Director for the City of Newport
Supreme Court No. 2021-320-Appeal.
No. 2021-321-Appeal.
(NC 14-333) (Dissent begins on Page 14)
Carol Allen : v. :
Laura Sitrin, as Finance Director for : the City of Newport, et al.
NOTICE: This opinion is subject to formal revision before publication in the Rhode Island Reporter. Readers are requested to notify the Opinion Analyst, Supreme Court of Rhode Island, 250 Benefit Street, Providence, Rhode Island 02903, at Telephone (401) 222-3258 or Email [email protected] of any typographical or other formal errors in order that corrections may be made before the opinion is published.
Supreme Court No. 2021-320-Appeal.
No. 2021-321-Appeal.
(NC 14-333) (Dissent begins on Page 14) Carol Allen : v. :
Laura Sitrin, as Finance Director for : the City of Newport, et al.
Present: Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Long, JJ. OPINION Justice Lynch Prata, for the Court. In these consolidated appeals, the plaintiff, Carol Allen individually, and in her capacity as Administratrix for the Estate of Kenneth MacDuff (Allen or the plaintiff),1 and the defendants, Laura Sitrin, as the Finance Director for the City of Newport (the city), Donald Botelho, and Ben Bona (collectively, the city defendants), cross-appeal from two amended judgments of the Superior Court entered in favor of the plaintiff following a nonjury trial. The city defendants argue that the trial justice erred by: failing to apply the Connecticut Rule;2 finding that there were unusual circumstances that triggered their duty before the end of the storm; determining that Botelho and Bona owed duties in their individual capacities to the plaintiff; and finding that the plaintiff did not assume the risk of her injury. On her cross-appeal, the plaintiff argues that the trial justice erred by limiting the city’s liability under the public-duty doctrine. For the reasons stated herein, we vacate the judgments of the Superior Court.
Facts and Travel
On February 3, 2014, Allen and MacDuff, Allen’s husband, 3 went to Newport City Hall (city hall) to pay their quarterly property taxes. MacDuff dropped Allen off at the Bull Street entrance to city hall. Allen testified that when she arrived, she remembered feeling an icy rain or sleet on her face. On cross-examination, she explained that it could have been a light mix of sleet and snow. Allen made it up the steps to city hall without any difficulty, but she testified that there was a slushy mixture or “slight film” on the stairway. A bystander, Charles M. Holder Sr., testified that there was no snow accumulation on the stairway before Allen’s fall, but that the stairs were slippery and wet. 4 Holder further testified that it may have been lightly snowing prior to Allen’s fall. After paying her taxes, Allen began to exit the building the way she entered.
That morning, defendants Bona and Botelho were the employees responsible for treating the city hall steps with ice melt. Although Bona typically treated all the stairways and sidewalks before 8 a.m., he had not begun treating the Bull Street entrance at the time of Allen’s fall. Further, Bona had neither placed warning signs at the exits nor roped off the Bull Street stairway, as he had done on prior occasions. Allen made it down the first set of stairs, but as she approached the landing, she noticed that the second set of stairs was covered with a slushy film. Consequently, she held onto the center handrail with both hands and proceeded slowly down the stairway, one step at a time.
While descending, Allen slipped and fell on the granite steps. Photographs of the scene taken approximately seven to twenty-three minutes after her fall depict “heavy, wet snow” falling and accumulating on nearby bushes, cars, railings, and people. As a result of her fall, Allen suffered a severe head injury, which induced multiple seizures and the loss of her ability to taste and smell. When Allen returned home from the hospital, she needed around-the-clock care. She could not cook, clean, or do her laundry without help from MacDuff, friends, and family. MacDuff cared for her until his death in 2017. Allen alleges that the city and its employees were negligent in failing to properly treat the stairs for adverse weather conditions.
Allen filed a complaint for negligence and, in her capacity as Administratrix of MacDuff’s estate, for loss of consortium against the city, Bona, Botelho, and William R. Riccio Jr., the Director of Public Services for the city.[5] Following a nonjury trial, the trial justice issued a written decision summarizing the facts established at trial and making findings relative to the credibility of the witnesses. He first addressed the city’s duty to plaintiff. He noted the general rule that the duty of a premises owner to clear snow and ice is not triggered until a reasonable time after a storm ends, known as the Connecticut Rule. However, the trial justice commented that precedent “clearly suggests that there are fact patterns in which the Connecticut Rule may not apply even if winter precipitation is occurring.”
Looking to the facts of the instant case, the trial justice found: that “there was intermittent light to moderate snow on the morning of February 3, 2014”; that “the temperatures on February 3, 2014[,] were falling and reached freezing (32 degrees) at 8:22 a.m.”; that the photographs of the scene taken after Allen’s fall show no detectable accumulation of snow on the steps, but that Allen and Holder’s testimony that there was a “slight film” forming on the steps as she ascended them was credible; and that the application of ice melt “would have prevented the early accumulation of snow and the formation of ice” on the steps. The trial justice thus found that “there was not a sufficient accumulation of snow or ice on the steps where [Allen] fell to [in]voke the Connecticut Rule.”
Alternatively, the trial justice found that “[e]ven if the Connecticut Rule were to apply * * * the circumstances here present[ed] a scenario that would trigger the unusual circumstance[s] exception.” The trial justice reasoned that there were unusual circumstances present because the failure to “apply ice melt and to take other protective measures that had been used in the past exacerbated the risks inherent in the use of the stairs by [Allen].” The trial justice further reasoned that the policy behind the Connecticut Rule would not be fulfilled by its application in this case because the storm was not so severe that any efforts of the city defendants to clear the steps would have been useless.
The trial justice then proceeded to address the remaining issues in the case, finding that: the public-duty doctrine did not apply; Botelho and Bona were individually liable to plaintiff; Allen was 35 percent comparatively negligent for her fall; Allen did not assume the risk of the fall; Allen’s injuries were causally related to her fall; plaintiff was entitled to damages; the statutory damages cap applied to the city’s liability for damages; and the statutory damages cap did not apply to the individual defendants. Thereafter, two amended judgments were entered in favor of plaintiff, against Bona, Botelho, and the city. The city defendants and plaintiff filed timely notices of appeal, and this Court consolidated the appeals for briefing and argument.
Standard of Review
“A judgment in a nonjury case will be reversed on appeal when it can be shown that the trial justice misapplied the law, misconceived or overlooked material evidence or made factual findings that were clearly wrong.” Quillen v. Cox, 306 A.3d 1040, 1045 (R.I. 2024) (quoting Boisse v. Miller, 267 A.3d 634, 636 (R.I. 2022)). “Upon review, we accord the factual findings of a trial justice sitting without a jury great deference and consider questions of law de novo.” Id. (quoting Boisse, 267 A.3d at 636). The existence of a legal duty and the application of the Connecticut Rule are questions of law, properly decided by the Court. See Sullo v. Greenberg, 68 A.3d 404, 408 (R.I. 2013).
Discussion
The city defendants argue that the trial justice erred by failing to apply the Connecticut Rule. They assert that the application of the Connecticut Rule does not depend upon the extent of accumulation or whether a defendant could have taken protective measures, but rather whether there was an active snowfall at the time of the injury and whether the defendant had a reasonable time to clear the accumulation. Therefore, they argue, they owed no duty to plaintiff under the Connecticut Rule because the evidence demonstrated that the storm was ongoing at the time of plaintiff’s fall.
The plaintiff maintains that the trial justice’s decision to not apply the Connecticut Rule in this case was clearly supported by his findings of fact—i.e., that there was no ongoing storm and that there was no accumulation of snow or ice on the stairway. Therefore, she argues, according to these facts, it was not error for the trial justice to find that the Connecticut Rule did not apply.
It is a fundamental principle of tort law that a “defendant cannot be liable under a negligence theory unless the defendant owes a duty to the plaintiff.” Benaski v. Weinberg, 899 A.2d 499, 502 (R.I. 2006) (quoting Lucier v. Impact Recreation, Ltd., 864 A.2d 635, 638 (R.I. 2005)). “Rhode Island follows the ‘Connecticut Rule’ when determining the duty of care to keep a premises safe from naturally occurring accumulations of ice and snow.” Berardis v. Louangxay, 969 A.2d 1288, 1291 (R.I. 2009). Pursuant to this rule, we recognize that a landlord or a business invitor has a duty to “use reasonable care to see that the common areas are kept reasonably safe from the dangers created by an accumulation of snow and ice which is attributed to purely natural causes.” Fuller v. Housing Authority of City of Providence, 108 R.I. 770, 772, 279 A.2d 438, 440 (1971); see also Terry v. Central Auto Radiators, Inc., 732 A.2d 713, 716-17 (R.I. 1999) (extending application of Connecticut Rule to business invitor/business invitee situation).
Therefore, “an accumulation of ice or snow upon those portions of the premises reserved for the common use * * * may make the [business invitor] liable for injuries sustained by his [invitee] which are due to such an accumulation * * *.” Fuller, 108 R.I. at 774, 279 A.2d at 441; see also Terry, 732 A.2d at 716 (applying Fuller to business invitors). However, “[t]o require a landlord or other invit[or] to keep walks and steps clear of dangerous accumulations of ice, sleet or snow or to spread sand or ashes while a storm continues is inexpedient and impractical.” Berardis, 969 A.2d at 1293 (quoting Kraus v. Newton, 558 A.2d 240, 243 (Conn. 1989)). Therefore, a business invitor has “a reasonable time after the storm has ceased to remove the accumulation of snow or ice found on the common ways or to take such measures as will make the common areas reasonably safe from the hazards arising from such a condition.” See Fuller, 108 R.I. at 774, 279 A.2d at 441; Terry, 732 A.2d at 716.
The trial justice found that on the morning in question, there was “intermittent light to moderate snow” and that although the photographs taken after the fall show no detectable accumulation, Allen’s testimony that there was a “slight film” forming on the steps had more weight regarding the conditions when she fell.[6] The trial justice therefore concluded that “there was not a sufficient accumulation of snow or ice on the steps where [Allen] fell to [in]voke the Connecticut Rule.”
The application of the Connecticut Rule by this Court has never been based upon the extent of accumulation. See Fuller, 108 R.I. at 773-74, 279 A.2d at 440-41 (holding landlord could be liable for tenant’s injuries caused by accumulation of snow and ice because landlords are equipped to “do battle with the fallen snow, the sun-melted snow now turned to ice, or the frozen rain”); Barenbaum v. Richardson, 114 R.I. 87, 93, 328 A.2d 731, 734 (1974) (holding trial justice did not err in instructing jury on Connecticut Rule when there was a “slight dusting”); Sullo, 68 A.3d at 408 (holding that dispute regarding whether there was any accumulation of snow at time of plaintiff’s fall precluded summary judgment). Instead, the application of the rule depends upon whether the plaintiff’s injuries were caused by the accumulation of snow or ice and whether the defendant was given “a reasonable time after the storm has ceased to remove the accumulation * * * or to take such measures as will make the common areas reasonably safe from the hazards arising from such a condition.” Fuller, 108 R.I. at 774, 279 A.2d at 441; see also Sullo, 68
Cascione’s opinion on the form of precipitation in Newport on the day in question because “he testified that the weather station at Newport was unmanned * * * and he used the weather reports from T.F. Green Airport for reference.” Further, he determined that “the photographs depicting the scene do not necessarily depict the weather conditions at the time of the fall and f[ound] the testimony of [Allen] and * * * Holder to have more weight.” He specifically credited Allen’s testimony that there was a slight film on the stairway.
A.3d at 407 (“Because the rationale is to allow a reasonable time to treat surfaces rather than ineffectually fight a continuing storm, the Connecticut Rule is intended to apply to ongoing winter storms resulting in an accumulation of snow, ice, or frozen rain.”); Aubin v. MAG Realty, LLC, 161 A.3d 1143, 1146 n.1 (R.I. 2017) (holding Connecticut Rule did not apply because plaintiff slipped on black ice that had formed the previous night instead of freshly accumulated snow).
The trial justice found that there was light to moderate snow on the morning of Allen’s fall. He found credible Allen’s testimony regarding the condition of the stairway at the time of her fall, and she testified that she felt either an “icy rain” or a light “mix of sleet and snow” on her face when she arrived at city hall, roughly ten minutes prior to her fall. Further, he found that Allen slipped and fell on the stairway which was slippery with a “slushy film.” According to the trial justice’s findings, to which we must give great deference, Allen fell due to the accumulation of snow or ice; therefore, the Connecticut Rule applies. See Fuller, 108 R.I. at 774, 279 A.2d at 441; Aubin, 161 A.3d at 1146 n.1; see also Quillen, 306 A.3d at 1045 (noting that trial justice’s findings of fact are given great deference). Consequently, the city defendants’ duty to clear the natural accumulation of slush or ice did not arise until a reasonable time after the storm ended. Berardis, 969 A.2d at 1292.
The trial justice made no explicit findings with regard to when the icy rain or “mix of sleet and snow” ended. Nevertheless, he found that the “unrefuted evidence
- 10 - establishes that intermittent periods of light to moderate snow were falling the morning of February 3, 2014.” Moreover, he relied upon the testimony of Allen to determine the weather conditions at the time of the fall, and she testified that there was a light sleet, snow, or icy rain in the minutes leading up to her fall. Photographs of the scene, taken between seven and twenty-three minutes after Allen’s fall, demonstrate that the light sleet or snow had developed into a “[h]eavy, wet snow.” Therefore, based upon the factual findings of the trial justice, the storm was ongoing at the time of Allen’s fall, and the city defendants did not owe her a duty to clear the natural accumulation of snow and ice unless the unusual circumstances exception to the Connecticut Rule is applicable. Berardis, 969 A.2d at 1292.
A business invitor has a reasonable amount of time after the end of a “storm to clear snow and ice ‘only in the absence of unusual circumstances.’” Terry, 732 A.2d at 717 (emphasis omitted) (quoting Cooks v. O’Brien Properties, Inc., 710 A.2d 788, 792 (Conn. App. Ct. 1998)). If unusual circumstances are present, then the business invitor’s duty of reasonable care arises before the end of the storm. Berardis, 969 A.2d at 1292. Unusual circumstances are those “that have been created by the business invitor and left to exist at the particular time and place and which results in injury to the business invitee.” Terry, 732 A.2d at 718 n.7. “The linchpin of our duty analysis in Terry was the presence of a heightened risk * * * created by the business invitor.” Benaski, 899 A.2d at 503-04. Accordingly, unusual
- 11 - circumstances are present when the business invitor’s conduct exacerbates the inherent risk that a plaintiff voluntarily undertakes by going out during a winter storm. Id. at 504; Berardis, 969 A.2d at 1293.
The city defendants argue that it was error for the trial justice to apply the unusual circumstances exception to the Connecticut Rule. They contend that the keystone of the unusual circumstances inquiry is whether there was a heightened risk to Allen that was created by the city defendants. Therefore, they contend, because the trial justice failed to point to any actions by the city defendants that exacerbated the risk to Allen, the decision was in error.
The plaintiff disagrees, arguing that there were unusual circumstances in this case because the city could have taken measures to reduce the risk of harm. She contends that this Court has never held that the only unusual circumstances that can trigger a defendant’s duty are actions by the defendant that exacerbate and increase the risk to the plaintiff. Thus, plaintiff maintains that unusual circumstances exist when a defendant could have taken steps to mitigate the risk to the plaintiff.
This Court has held that unusual circumstances were present when a business invitor created a dangerous situation that made the risk to the invitee greater than the risk that originally existed before the invitor’s actions. See Terry, 732 A.2d at 717-
18. By contrast, we have rejected the argument that unusual circumstances were present by virtue of a business invitor’s failure to take action that would have made
- 12 - traveling during a storm safer. See Berardis, 969 A.2d at 1293 (finding no unusual circumstances where defendant business invitor undertook task of shoveling and applying ice melt earlier in day because his actions did not increase inherent risk of traveling during storm); Benaski, 899 A.2d at 503-04 (finding no unusual circumstances where defendant business invitor failed to follow usual practice of plowing roadway before start of business, failed to conduct daily inspections of premises, and failed to post signs warning of dangerous conditions because such actions did not exacerbate risk of commuting during storm).
The trial justice found there were unusual circumstances because there were reasonable precautionary measures that the city defendants could have taken to alleviate the danger to Allen, including putting down ice melt, posting warning signs, and roping off the stairway. However, the city defendants’ failure to alleviate the danger of the accumulated snow and ice did not exacerbate the risks already inherent in traveling during such a storm. See Benaski, 899 A.2d at 503-04; Berardis, 969 A.2d at 1293. Allen voluntarily undertook the risks of traveling in slick conditions when she traveled to city hall during a snow event. The city defendants did not engage in any behavior that increased the risk to her. Therefore, there were no unusual circumstances that triggered the city defendants’ duty prior to the end of the storm. See Benaski, 899 A.2d at 503-04; Berardis, 969 A.2d at 1293.