v.
Bullock
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MONTANA HELENA DIVISION
DONALD J. TRUMP FOR CV 20–66–H–DLC PRESIDENT, INC., REPUBLICAN NATIONAL COMMITTEE; (Consolidated with Case No. CV– NATIONAL REPUBLICAN 20–67–H–DLC) SENATORIAL COMMITTEE; MONTANA REPUBLICAN STATE CENTRAL COMMITTEE, ORDER Plaintiffs,
and GREG HERTZ, in his official capacity as Speaker of the Montana House of Representatives; SCOTT SALES, in his official capacity as President of the Montana Senate, on behalf of the Majorities of the Montana House of Representatives and the Montana Senate,
Intervenor- Plaintiffs, vs.
STEPHEN BULLOCK, in his official capacity as Governor of Montana; COREY STAPLETON, in his official capacity as Secretary of State of Montana,
Defendants, and DSCC, DCCC, and MONTANA DEMOCRATIC PARTY, Intervenor- Defendants.
“No right is more precious in a free country than that of having a voice in the election of those who make the laws under which, as good citizens, we must live.” Burdick v. Takushi, 504 U.S. 428, 441 (1992). As this case illustrates, protecting this right during a global pandemic presents unique challenges. Indeed, jurisdictions across the country have had to make difficult decisions about their electoral processes, often balancing the interests of public health against the interests of ensuring their citizens can adequately exercise their franchise. Montana is no exception. This litigation requires the Court to determine the constitutionality of Governor Bullock’s August 6, 2020 directive permitting counties to conduct the November 3, 2020 general election, in part, by mail ballot (“the Directive”). Plaintiffs in the lead case (CV 20–66–H–DLC) (“Lead-Plaintiffs”), Intervenor-
Plaintiffs, and Plaintiffs in the member case (CV–20–67–H–DLC) (“Member- Plaintiffs”) (collectively “the Plaintiffs”) ask this Court to permanently enjoin enforcement of the Directive. (Docs. [1] at 34; 1 at 39;1 38 at 21–22.) Additionally, Member-Plaintiffs seek to enjoin Secretary Stapleton’s approval of proposals from
counties seeking to conduct the November 3, 2020 general election, in part, by mail ballot. (Doc. [1] at 39.) In response, Defendant Stephen Bullock (“Governor Bullock”) and
Intervenor-Defendants (collectively referred to as “Defendants”) assert that not only do Plaintiffs’ claims fail, but jurisdictional hurdles preclude the issuance of the relief they seek. (See generally Docs. 73–74; 81.) For the reasons stated herein, the Court finds that while it has jurisdiction over the dispute, the Plaintiffs’
claims are without merit. Accordingly, the Plaintiffs’ prayers for relief will be denied and judgment in Defendants’ favor will be entered. In many respects, this case requires the Court to separate fact from fiction.
As referenced throughout this Order, the parties have provided the Court with considerable evidence in the form of declarations and documents. Central to some of the Plaintiffs’ claims is the contention that the upcoming election, both nationally and in Montana, will fall prey to widespread voter fraud. The evidence suggests, however, that this allegation, specifically in Montana, is a fiction.
1 As discussed below, this Court has consolidated the lead case (CV 20–66–H–DLC) and member case (CV–20–67–H–DLC) pursuant to Federal Rule of Civil Procedure 42(a)(2). (Doc. 45.) Citation to document “1 at 39” refers to document 1 as it exists in the member case (CV– 20–67–H–DLC) pre-consolidation. Throughout this Order citations to certain documents reference documents filed only in the member case (CV–20–67–H–DLC). When pressed during the hearing in this matter, the Plaintiffs were compelled to concede that they cannot point to a single instance of voter fraud in
Montana in any election during the last 20 years. Importantly, Montana’s use of mail ballots during the recent primary election did not give rise to a single report of voter fraud. This is due, in large part, to the fact that Montana has a long history of
absentee voting by as many as 73% of its electorate, combined with the experience, dedication, and skill of Montana’s seasoned election administrators. Thus, there is no record of election fraud in Montana’s recent history, and it is highly unlikely that fraud will occur during the November 3, 2020 general election. This is fact,
which should provide comfort to all Montanans, regardless of their political persuasion, that between now and November 3, 2020 they will be participating in a free, fair, and efficient election.
BACKGROUND I. Factual Background The COVID-19 pandemic constitutes a serious global health risk that has paralyzed most of the world. As with the rest of the United States, Montana has not
been immune to the virus’ effect on society. In response to COVID-19’s worldwide outbreak, on March 12, 2020, Governor Bullock issued an executive order declaring a state of emergency within Montana. (Doc. 81-8.) Notably, on March 13, 2020,
Governor Bullock amended his prior executive order “to run concurrent to the emergency declaration of the President of the United States,” after President Donald J. Trump declared a national state of emergency earlier that day. (Doc. 81-9.)
Currently, both the United States and Montana remain in states of emergency because of the COVID-19 pandemic. As Montana’s 2020 primary election approached, Governor Bullock issued a
directive permitting counties to “conduct the June 2 primary election under the mail ballot provisions of Title 13, Chapter 19.” (Doc. 81-10 at 4.) Pertinent to this case, Governor Bullock rooted this directive in the suspension power vested in him by Montana Code Annotated § 10-3-104(2)(a) by suspending Montana Code
Annotated § 13-19-104(3)(a)’s prohibition on the use of mail ballots for a “regularly scheduled federal . . . election.” (Id. at 2, 4.) Interestingly enough, one of the Intervenor-Plaintiffs in this case, the Speaker of the Montana House of
Representatives, Greg Hertz, expressed his “full support” for the directive which, in his view, allowed “counties to choose what is best for their voters and election staff during this state of emergency.” (Doc. 81-20 at 3.) Following Montana’s successful June 2, 2020 primary election, which
resulted in a record 55% turnout rate, the Montana Association of Counties and the Montana Association of Clerk & Recorders wrote to Governor Bullock applauding his prior directive, and urging him to issue a similar directive for the November 3,
2020 general election. (See generally Doc. 81-2.) On August 6, 2020, Governor Bullock issued the Directive, which, as with Montana’s primary election, permits, but does not require, counties to “conduct the November 3, 2020 election under the
mail ballot provisions of Title 13, Chapter 19, MCA.” (Doc. 81-15 at 4.) As with the prior directive, Governor Bullock relies on the suspension power vested in him by Montana Code Annotated § 10-3-104(2)(a), to render Montana’s prohibition on
the use of mail ballots for federal elections ineffective. (Id. at 2.) Pursuant to the Directive, 45 of Montana’s 56 counties have opted to conduct the November 3, 2020 general election by mail ballot.2 II. Procedural Background
Lead-Plaintiffs filed suit on September 2, 2020 advancing several constitutional challenges to the Directive. (Doc. [1].) Specifically, Lead-Plaintiffs’ complain that the Directive violates: (1) Article I, Section IV of the United States
Constitution by changing the time, place, and manner of the November 3, 2020 general election without legislative involvement; (2) Article II, § I of the United States Constitution by changing the manner in which Montana appoints electors for the November 3, 2020 general election without legislative involvement; and (3)
their rights under the Fourteenth Amendment of the United States Constitution by facilitating fraud and other illegitimate voting practices. (Doc. [1] at 31–33.)
2 These 45 counties are home to 680,315 of Montana’s 720,355 registered voters, or 94% of the State’s total electorate. Of note, the Directive does not abandon in-person voting, which will occur in all of Montana’s 56 counties. Following the filing of this complaint, the DCCC, DSCC, and the Montana Democratic party moved to intervene as defendants and Greg Hertz and Scott
Sales, on behalf of the Republican majorities of the Montana House of Representatives and the Montana Senate, moved to intervene as plaintiffs. (Docs. 28; 33.) The Court permitted such intervention and placed the Plaintiffs’ motion
for preliminary injunctive relief on an expedited schedule. (Doc. 35.) The Intervenor-Plaintiffs have asserted claims identical to those advanced by the Lead- Plaintiffs. (Doc. 38.) A nearly identical lawsuit was filed by Member-Plaintiffs on September 9,
2020. (Doc. [1].) In that case, the Plaintiffs’ complain that the Directive violates: (1) Article I, Section IV of the United States Constitution by changing the time, place, and manner of the November 3, 2020 general election without legislative
involvement; (2) their right to vote by “vote-dilution disenfranchisement” on account of the “cognizable risk of ballot fraud from mail-ballot elections”; (3) their right to vote by “direct disenfranchisement” on account of “the sudden surge in mail in ballots” resulting in “requested ballots never” arriving or arriving too late
and “filled-out ballots” getting lost or delayed in the return process; and (4) their right to vote and the Equal Protection Clause of the Fourteenth Amendment by providing greater voting power to voters in counties that elect to send mail ballots
than voters in the 11 counties that do not. (Doc. [1] at 33–38.) Given the common questions of law and fact that exist in the lead case (CV 20–66–H–DLC) and the member case (CV–20–67–H–DLC), this Court
consolidated the actions. (Doc. 45.) The Court additionally consolidated determination of the Plaintiffs’ motions for preliminary injunctions (Docs. 2; 8) with a trial on the merits. (Doc. 69.)3 A hearing on this matter was held on
September 22, 2020. LEGAL STANDARD An injunction “is an extraordinary remedy never awarded as of right.” Winter v. Natural Res. Def. Council, 555 U.S. 7, 24 (2008). In adjudicating
requests for injunctive relief, this Court must “balance the competing claims of injury and must consider the effect on each party of the granting or withholding of the requested relief.” Id. In doing so, it is imperative that this Court “pay
particular regard for the public consequences in employing the extraordinary remedy of injunction.” Id. As outlined below, the injunctive relief Plaintiffs request would severely impede Montana’s administration of the November 3, 2020 general election.
To obtain the injunctive relief they seek, the Plaintiffs must demonstrate: (1)
3 It also bears noting that the Intervenor-Defendants have moved to dismiss the Lead-Plaintiffs’ complaint (Doc. [1]) and for judgment on the pleadings. (Doc. 72.) Because the legal issues raised in this motion (Doc. 72) share the Court’s analysis with respect to the issuance of injunctive relief, the Court finds separate analysis of this motion unnecessary. actual success on the merits; (2) that they have suffered an irreparable injury; (3) there exists no adequate remedy at law; (4) the balance of the hardships justifies a
remedy in equity; and (5) that the public interest would not be disserved by a permanent injunction. Independent Training & Apprenticeship Program v. California Dep’t of Indus. Relations, 730 F.3d 1024, 1032 (9th Cir. 2013) (citing
eBay Inc. v. MerchExch., LLC, 547 U.S. 388, 391 (2006). When the government is a party, the final two factors merge into one. Drakes Bay Oyster Co. v. Jewell, 747 F.3d 1073, 1092 (9th Cir. 2014). In applying these elements, the Court is mindful that “[t]he standard for a
preliminary injunction is essentially the same as for a permanent injunction” and that cases interpreting the preliminary injunction standard apply “with equal force to . . . permanent injunction cases.” Flexible Lifeline Sys., Inc. v. Precision Lift,
Inc., 654 F.3d 989, 996 (9th Cir. 2011) (internal citations omitted). In considering these legal standards, the Court finds that the Plaintiffs have failed to carry the burden necessary to warrant the imposition of permanent injunctive relief. ANALYSIS
Given the complexity of this action, the Court finds it necessary to discuss how it categorizes the Plaintiffs and their claims. Plaintiffs can be split into three distinct groups. The first group, referred to as the “Organizational Plaintiffs,”
consists of the Lead-Plaintiffs and the Ravalli County Republican Central Committee, a party in the member case (CV–20–67–H–DLC). The Organizational Plaintiffs are various committees involved in efforts designed to improve
Republican electoral prospects in Montana. (Docs. [1] at 3–5; 1 at 6.) The second group, referred to as the “Legislative Plaintiffs,” is composed of the Intervenor-Plaintiffs, including Greg Hertz, Speaker of the Montana House of
Representatives, and Scott Sales, President of the Montana Senate. (Doc. 38 at 4– 5.) Legislative Plaintiffs allege they were authorized by a majority of each chamber of the Montana Legislature to bring this action. (Id.) Finally, the third group, referred to as the “Candidate and Voter Plaintiffs,” constitute voters and
candidates (who, critically, also intend to vote) for public office in Montana. (Doc. [1] at 3–4.) Additionally, the Court finds that some of Plaintiffs’ claims rest on
sufficiently analogous legal grounds to warrant simultaneous attention. First, there are the “Emergency Powers Claims” which, in essence, allege that the Directive violates the Elections and Electors Clauses of the United States Constitution, by permitting Governor Bullock to alter the time, place, and manner of Montana’s
federal elections and process for appointing Presidential electors without legislative involvement. (See Id. at 33–34; 1 at 31–32; 38 at 18–19.) Second, there are the “Right to Vote Claims” which are premised on the
contention that the Directive will disenfranchise voters by: (1) opening the door to voter fraud; and (2) creating such an influx of mail ballots in the postal system that “requested ballots never arrive or arrive too late and filled-out ballots get lost or
are delayed in the return process.” (See Doc. [1] at 34–37; 1 at 33; 38 at 20–21.) Third, there is the “Equal Protection Claim,” asserted by the Member-Plaintiffs, which alleges that the Directive violates the Fourteenth Amendment because voters
in counties that opted to conduct the election by mail ballot have a greater chance of having their votes counted. (Doc. [1] at 37–38.) Pursuant to this analytical framework, the Court proceeds first to the issue of jurisdiction. I. Jurisdictional Issues.
Defendants have raised the following jurisdictional issues: (1) whether the Eleventh Amendment bars Plaintiffs’ Emergency Powers Claims; (2) whether Plaintiffs lack standing to prosecute this action; and (3) whether the Court should
abstain from adjudication. Each issue shall be discussed in turn. A. The Eleventh Amendment. Defendants maintain that Plaintiffs’ Emergency Powers Claims are barred by the Eleventh Amendment. The Eleventh Amendment provides that “[t]he
Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State or by Citizens or Subjects of any Foreign State.” U.S.
Const. amend XI. A literal reading would, of course, compel only the conclusion that Montana is immune from suits in federal court brought by persons who are not citizens of Montana. But this is not the law.
Indeed, the Supreme Court has construed the Eleventh Amendment “to stand not so much for what it says, but for the presupposition” it confirms, namely, that a state is not “amenable to the suit of an individual without its consent.” Seminole
Tribe of Fla. v. Florida, 517 U.S. 44, 54 (1996) (internal citations omitted). That is, the Eleventh Amendment is not governed by its text, but rather by “a recognition that the States, although a union, maintain certain attributes of sovereignty, including sovereign immunity.” Puerto Rico Aqueduct and Sewer
Auth. V. Metcalf & Eddy, Inc., 506 U.S. 139, 146 (1993). Sovereign immunity acts a shield, depriving the Court of jurisdiction over suits that are otherwise justiciable. See Federal Mar. Comm’n v. South Carolina State Ports Auth., 535 U.S. 743, 754
(2002). But this shield is not impenetrable. Long ago, the Supreme Court carved out a “necessary exception” to the general rule that the Eleventh Amendment prevents individuals from suing states in federal court. Puerto Rico, 506 U.S. at 146. In Ex
Parte Young, the Supreme Court held that the Eleventh Amendment does not preclude prospective enjoinment of a state official for ongoing violations of federal law. 209 U.S. 123, 155–56 (1908). This exception “gives life to the Supremacy
Clause” by “vindicat[ing] the federal interest in assuring the supremacy” of federal law. Green v. Mansour, 474 U.S. 64, 68 (1985). While Ex Parte Young’s general rule has survived, its underlying theory
“has not been provided an expansive interpretation.” Pennhurst State School & Hosp. v. Halderman, 465 U.S. 89, 102 (1984). In Pennhurst, the Supreme Court extended (in fact, contracted) its prior Eleventh Amendment jurisprudence by
holding that the Eleventh Amendment prohibits federal courts from ordering state officials to comply with state law. 465 U.S. at 103–17. Thus, under Pennhurst, suits brought against state officials in federal court that complain of violations of state law alone, remain barred by the Eleventh Amendment. More precisely, under
the Eleventh Amendment, federal courts have no business compelling state officials to comply with state law. Predictably, the parties disagree on Pennhurst’s application to the present
suit. Defendants contend that although Plaintiffs’ complain of violations of the federal constitution, the interpretation of state law necessary to resolve the merits of those complaints renders the claims barred by the Eleventh Amendment. In other words, Defendants contend that the Plaintiffs have brought claims based
solely on state law under the guise of a federal constitutional claim. Plaintiffs respond that while their federal claims certainly require this Court’s interpretation of state law, their claims are firmly rooted in the United States Constitution and are
thus constitutionally permissible under the Eleventh Amendment. The Court finds Plaintiffs’ position persuasive. The Supreme Court in Pennhurst acknowledged that the doctrine of Ex
Parte Young exists to, above all else, “promote the vindication of federal rights.” 465 U.S. at 105. With that in mind, the Court finds that it would undercut Ex Parte Young completely to conclude that simply because a federal constitutional claim
requires the interpretation, or rests on the purported violation of, state law, it suddenly comes within Pennhurst’s grasp. Indeed, if the presence of underlying state law issues in a federal constitutional claim was sufficient to deprive this Court of jurisdiction under Pennhurst, then Ex Parte Young would no longer perform the
necessary function of protecting the supremacy of federal law. The Plaintiffs complain of violations of federal law and seek an injunction rectifying the resulting injury. Specifically, in their Emergency Powers Claims,
Plaintiffs contend that Governor Bullock, not the “Legislature,” has altered the time, place, and manner of Montana’s federal elections in contravention of the United States Constitution. As addressed at length below, the state law issues underlying these claims guide but by no means dictate their resolution. Critical to
the outcome of these claims is a determination of what exactly the term “Legislature” in the Elections and Electors Clauses means—and depending on the answer— whether injunctive relief halting their violation should issue. This is
quintessentially a federal question. In short, the Court finds Plaintiffs have asserted proper Ex Parte Young claims and no Eleventh Amendment barrier blocks adjudication.
B. Standing. Defendants maintain Plaintiffs lack standing to prosecute this action. “It is a fundamental precept that federal courts are courts of limited jurisdiction.” Owen
Equip. & Erection Co. v. Kroger, 437 U.S. 365, 374 (1978). This notion is derived from the United States Constitution itself, which limits the Court’s subject matter jurisdiction to justiciable “cases” or “controversies.” U.S. Const., Art. III, § 2. The federal courts’ limited jurisdiction “is founded in concern about the proper—
and properly limited—role of the courts in a democratic society.” Summers v. Earth Island Inst., 555 U.S. 488, 492–93 (2009) (internal citations omitted). As such, it is incumbent upon this Court to ascertain whether subject matter
jurisdiction exists before analyzing the merits of a litigant’s claims. Arbaugh v. Y&H Corp., 546 U.S. 500, 514 (2006). Indeed, this Court is to presume it is without jurisdiction to hear a case until a contrary showing is made. Stock West, Inc. v. Confederates Tribes of the Colville Reservation, 873 F.2d 1221, 1225 (9th
Cir. 1989). Subject matter jurisdiction is “the courts’ statutory or constitutional power to adjudicate the case.” Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 89 (1998). This includes underlying concepts such as standing. In re Palmdale
Hills Prop., LLC, 654 F.3d 868, 873 (9th Cir. 2011). The doctrine of standing requires “federal courts to satisfy themselves that the plaintiff[s have] alleged such a personal stake in the outcome of the controversy as to warrant [their] invocation
of federal-court jurisdiction.” Summers, 555 U.S. at 493 (internal citations and quotation marks omitted). In order to establish standing, Plaintiffs must show “(1) [they have] suffered
an ‘injury in fact’ that is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical; (2) the injury is fairly traceable to the challenged action of the defendant; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.” Friends of the Earth, Inc. v.
Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 180 (2000). Critically, the threshold question of whether Plaintiffs possess standing “precedes, and does not require, analysis of the merits.” Maya v. Centex Corp., 658 F.3d 1060, 1068 (9th
Cir. 2011). Moreover, the “standing analysis which prevents a claim from being adjudicated for lack of jurisdiction, [cannot] be used to disguise merits analysis, which determines whether a claim is one for which relief can be granted if
factually true.” Catholic League for Religious and Civil Rights v. City and Cty. of S.F., 624 F.3d 1043, 1049 (9th Cir. 2010) (en banc). Finally, because Plaintiffs seek equitable relief, not damages, the Court “need not address standing of each
plaintiff if it concludes that one plaintiff has standing.” Townley v. Miller, 722 F.3d 1128, 1133 (9th Cir. 2013). With this in mind, the Court therefore examines whether at least one Plaintiff possesses standing.
[*43]franchise in person during the election. Given the contraction of available in- person voting opportunities, this influx of in person voters would obviously hasten
the already increasing spread of COVID-19 infections in Montana. Indeed, these health concerns were the primary basis on which Governor Bullock rooted the Directive. (Doc. 81-15 at 2–3.) Evidence submitted in this case
raises compelling public health concerns stemming from enjoinment of the Directive. (See, e.g., Doc. 81-1 at 6.) The Declaration of Dr. Gregory Holzman, for example, outlines at length the safety measures necessary to safely conduct an election by predominately in-person voting. (Doc. 81-5 at 5–6.) In the end,
however, Dr. Holzman concludes that “last minute changes that eliminate mail voting would require substantial effort by election administrators to provide for high-density, crowded polling place election procedures that satisfy the” necessary
safety measures. (Id. at 7.) Governor Bullock has provided the Court with a declaration from a resident of Cascade County, Montana who intends to vote in the upcoming election. (Doc. 81-6 at 2.) Because of this voter’s health conditions, voting in person is simply not
possible. (Id. at 2–3.) Enjoining the Directive would effectively disenfranchise this voter, who, based on the administrative issues outlined above, would unlikely be able to successfully register for and receive an absentee ballot prior to election
day. This voter does not exist in isolation, and in-person voting by his family members and friends, which would be increasingly likely if the Directive was enjoined, would vastly increase his own risk of viral exposure with possibly deadly
consequences. (Id.) These concerns are likely not unique and apply with equal force to many Montanans, who either themselves or a loved one suffer from a medical condition for which COVID-19 exposure poses a grave risk.
Ultimately, considerations of public health weigh strongly against the issuance of an injunction, even if Plaintiffs’ claims were meritorious. Having weighed the requisite factors, the Court concludes that Plaintiffs are not entitled to injunctive relief. Because they have not actually succeeded on the merits of any of
their claims, the Court additionally finds that they are not entitled to any of the relief they seek. As such, judgment in favor of the Defendants in both the lead and member cases is warranted.
Accordingly, IT IS ORDERED that the Plaintiffs’ requests for injunctive, declaratory, or any other form of relief are DENIED. IT IS FURTHER ORDERED that judgment in both the lead case (CV 20– 66–H–DLC) and the member case (CV–20–67–H–DLC) shall be entered in the
Defendants’ favor. IT IS FURTHER ORDERED that all pending motions are DENIED as moot.
The Clerk of Court is directed to enter judgments in the lead and member cases by separate documents and close the case files. DATED this 30th day of September, 2020.
Dana L. Christensen, District Judge United States District Court
[*46]