security violation (Washington) · Go Syfert
← Washington issues

security violation in Washington

10 Washington opinions name it 2 courts 1979–2025 1 in the last five years

The cases below were cited by Washington courts in a sentence that names this issue. Sides come from how each citing opinion treated the case (Syfertize flag on that citation), so a case can appear on both: that is where the law is contested. A red or yellow chip is the case's own overall treatment.

Followed or applied (4)

CaseFollowedCited
State v. Rodriguezgreen
wash · 2002 · cited in 2 Washington opinions naming this issue, 2004–2004
2 sentences

2004Elmore, 139 Wn.2d at 273 (emphasis added); see also Rodriguez, 146 Wn.2d at 272 (defense counsel must object to witness’ appearance in shackles or request a curative instruction to the jury; a trial judge is not required to conduct a security hearing sua sponte).

2004Restraint of Mercer, 108 Wash.2d 714, 720 , 741 P.2d 559 (1987) (citation omitted). [132] Id. [133] Id. [134] Elmore, 139 Wash.2d at 273 , 985 P.2d 289 ; see also Rodriguez, 146 Wash.2d at 272 , 45 P.3d 541 (defense counsel must object to witness' appearance in shackles or request a curative instruction to the jury; a trial judge is not required to conduct a security hearing sua sponte). [135] State's Resp. to Pet'r Am.

22
State v. Elmoregreen
wash · 1999 · cited in 2 Washington opinions naming this issue, 2004–2004
2 sentences

2004Elmore, 139 Wn.2d at 273 (emphasis added); see also Rodriguez, 146 Wn.2d at 272 (defense counsel must object to witness’ appearance in shackles or request a curative instruction to the jury; a trial judge is not required to conduct a security hearing sua sponte).

2004Restraint of Mercer, 108 Wash.2d 714, 720 , 741 P.2d 559 (1987) (citation omitted). [132] Id. [133] Id. [134] Elmore, 139 Wash.2d at 273 , 985 P.2d 289 ; see also Rodriguez, 146 Wash.2d at 272 , 45 P.3d 541 (defense counsel must object to witness' appearance in shackles or request a curative instruction to the jury; a trial judge is not required to conduct a security hearing sua sponte). [135] State's Resp. to Pet'r Am.

12
State v. Rodriguezgreen
wash · 2002 · cited in 1 Washington opinions naming this issue, 2004–2004
1 sentence

2004Restraint of Mercer, 108 Wash.2d 714, 720 , 741 P.2d 559 (1987) (citation omitted). [132] Id. [133] Id. [134] Elmore, 139 Wash.2d at 273 , 985 P.2d 289 ; see also Rodriguez, 146 Wash.2d at 272 , 45 P.3d 541 (defense counsel must object to witness' appearance in shackles or request a curative instruction to the jury; a trial judge is not required to conduct a security hearing sua sponte). [135] State's Resp. to Pet'r Am.

11
Everts v. Holtmanngreen
orctapp · 1983 · cited in 1 Washington opinions naming this issue, 1990–1990
1 sentence

1990App. 145 , 667 P.2d 1028, 1035 (court in reviewing similar Corporation Code concluded that compliance sheltered a director from liability to the corporation but not from investors with a security claim), review denied, 296 Or. 120 (1983); Arnold v. Dirrim, 398 N.E.2d 426 (Ind. Ct. App. 1979).

11

Distinguished, questioned or overruled (0)

CaseNegativeCited
No negative-treatment citations attached to this issue in Washington. Read the followed side critically anyway.

Also cited on this issue (9)

CaseCitedYears
Haberman v. Washington Public Power Supply System green
wash · 1988
2 sentences

2013Power Supply Sys., 109 Wn.2d 107, 132 , 744 P. d 2 1032, 750 P. d 254 (1987).The Act also provides that every person who directly or indirectly 2 controls a seller who sells a security in violation of the Act is jointly and severally liable with the seller.

1989RCW 21.20.430(1) states in part: Any person, who offers or sells a security in violation of any provisions of RCW 21.20.010[ [1] ] .. . is liable to the person buying the security from him or her, who may sue either at law or in equity to recover the consideration paid for the security ... [1] The Washington Supreme Court has recently addressed the issue of seller liability in Haberman v. WPPSS, 109 Wn.2d 107 , 744 P.2d 1032 , 750 P.2d 254 (1987).

31989–2016
Reves v. Ernst & Young green
scotus · 1990
2 sentences

2025This, Prestige asserts, confuses two different legal standards because determining whether a promissory note constitutes a security requires analysis under Reves v. Ernst & Young, 494 U.S. 56 , 110 S. Ct. 945 , 108 L.

2025This, Prestige asserts, confuses two different legal standards because determining whether a promissory note constitutes a security requires analysis under Reves v. Ernst & Young, 494 U.S. 56 , 110 S. Ct. 945 , 108 L.

12025–2025
State v. Evans green
washctapp · 2000
1 sentence

2017Erickson, 188 Wn.2d at 738 n.5. 27 State v. Evans, 100 Wn.

12017–2017
In Re the Personal Restraint of Mercer green
wash · 1987
2 sentences

2004Restraint of Mercer, 108 Wash.2d 714, 720 , 741 P.2d 559 (1987) (citation omitted). [132] Id. [133] Id. [134] Elmore, 139 Wash.2d at 273 , 985 P.2d 289 ; see also Rodriguez, 146 Wash.2d at 272 , 45 P.3d 541 (defense counsel must object to witness' appearance in shackles or request a curative instruction to the jury; a trial judge is not required to conduct a security hearing sua sponte). [135] State's Resp. to Pet'r Am.

2004Restraint of Mercer, 108 Wash.2d 714, 720 , 741 P.2d 559 (1987) (citation omitted). [132] Id. [133] Id. [134] Elmore, 139 Wash.2d at 273 , 985 P.2d 289 ; see also Rodriguez, 146 Wash.2d at 272 , 45 P.3d 541 (defense counsel must object to witness' appearance in shackles or request a curative instruction to the jury; a trial judge is not required to conduct a security hearing sua sponte). [135] State's Resp. to Pet'r Am.

12004–2004
State v. Elmore green
wash · 1999
2 sentences

2004Restraint of Mercer, 108 Wash.2d 714, 720 , 741 P.2d 559 (1987) (citation omitted). [132] Id. [133] Id. [134] Elmore, 139 Wash.2d at 273 , 985 P.2d 289 ; see also Rodriguez, 146 Wash.2d at 272 , 45 P.3d 541 (defense counsel must object to witness' appearance in shackles or request a curative instruction to the jury; a trial judge is not required to conduct a security hearing sua sponte). [135] State's Resp. to Pet'r Am.

2004Restraint of Mercer, 108 Wash.2d 714, 720 , 741 P.2d 559 (1987) (citation omitted). [132] Id. [133] Id. [134] Elmore, 139 Wash.2d at 273 , 985 P.2d 289 ; see also Rodriguez, 146 Wash.2d at 272 , 45 P.3d 541 (defense counsel must object to witness' appearance in shackles or request a curative instruction to the jury; a trial judge is not required to conduct a security hearing sua sponte). [135] State's Resp. to Pet'r Am.

12004–2004
Kaas v. Privette green
washctapp · 1974
2 sentences

1990Rescission is available as a remedy under RCW 21.20.430 which reads in part: (1) Any person, who offers or sells a security in violation of any provisions of RCW 21.20.010 or 21.20.140 through 21.20-.230, is liable to the person buying the security from him or her, who may sue either at law or in equity to recover the consideration paid for the security, together with interest at eight percent per annum from the date of payment, costs, and reasonable attorneys' fees, less the amount of any income received on the security, upon the tender of the security, . . .. *481 RCW 21.20.010 has been inte

1990App. 142, 150 , 529 P.2d 23 (1974).

11990–1990
Clausing v. DeHart green
wash · 1973
2 sentences

1990Rescission is available as a remedy under RCW 21.20.430 which reads in part: (1) Any person, who offers or sells a security in violation of any provisions of RCW 21.20.010 or 21.20.140 through 21.20-.230, is liable to the person buying the security from him or her, who may sue either at law or in equity to recover the consideration paid for the security, together with interest at eight percent per annum from the date of payment, costs, and reasonable attorneys' fees, less the amount of any income received on the security, upon the tender of the security, . . .. *481 RCW 21.20.010 has been inte

1990Rescission is available as a remedy under RCW 21.20.430 which reads in part: (1) Any person, who offers or sells a security in violation of any provisions of RCW 21.20.010 or 21.20.140 through 21.20-.230, is liable to the person buying the security from him or her, who may sue either at law or in equity to recover the consideration paid for the security, together with interest at eight percent per annum from the date of payment, costs, and reasonable attorneys' fees, less the amount of any income received on the security, upon the tender of the security, . . .. *481 RCW 21.20.010 has been inte

11990–1990
Arnold v. Dirrim green
indctapp · 1979
1 sentence

1990App. 145 , 667 P.2d 1028, 1035 (court in reviewing similar Corporation Code concluded that compliance sheltered a director from liability to the corporation but not from investors with a security claim), review denied, 296 Or. 120 (1983); Arnold v. Dirrim, 398 N.E.2d 426 (Ind. Ct. App. 1979).

11990–1990
Ludwig v. Mutual Real Estate Investors green
washctapp · 1977
1 sentence

1979Ludwig v. Mutual Real Estate Investors, 18 Wn.

11979–1979

Statutes the citing opinions construe

WA § Wash. Rev. Code § 21.20.010 (5) WA § Wash. Rev. Code § 21.20.430 (5) WA § Wash. Rev. Code § 21.20.140 (3)

Counted by distinct opinions that both name this issue and are annotated to the section; sections every opinion cites regardless of issue are not filtered here, so read the counts against the total above.

Where else courts name it

CA 16 (1936–2026) NY 14 (1829–2012) TX 11 (1992–2019) WA 10 (1979–2025) FL 10 (1984–2020) OH 7 (1938–2018) NC 7 (1983–2022) UT 7 (1979–2017) LA 6 (1977–2016) MA 6 (1989–2023) TN 6 (1915–2017) OR 5 (1974–2024) WI 4 (1937–2024) ID 4 (1896–1991) GA 4 (1904–2003) NJ 3 (1977–2002) MI 3 (2019–2022) AL 3 (1851–2023) MN 3 (1987–2025) IN 3 (1882–2025) DE 2 (2018–2022) CO 2 (1993–2015) OK 2 (1975–2011) MT 2 (2011–2011) KS 2 (1891–1990) AZ 2 (1992–2012) PA 2 (1900–2021) IA 2 (1985–1988)

Opinions by the citing court's state. A doctrine retained in one state and abandoned in another shows up here as a year span that stalls.

← Caselaw search · G Cite Topics · Brief Check