17 C.F.R. § 239.11
Form S-1, registration statement under the Securities Act of 1933
This Form shall be used for the registration under the Securities Act of 1933 of securities of all registrants for which no other form is authorized or prescribed, except that this Form shall not be used for securities of foreign governments or political subdivisions thereof or asset-backed securities, as defined in 17 CFR 229.1101(c).
Notes of Decisions
Cited in 5
cases, 1979–2020 · leading case: Dunn v. Enter. Rent-A-Car Co., 170 S.W.3d 1 (Mo. Ct. App. 2005).
Dunn v. Enter. Rent-A-Car Co., 170 S.W.3d 1 (Mo. Ct. App. 2005). “Part 229 (Regulation S-K); 17 C.F.R § 239.11 (Form S-l). Regulation S-X requires that financial statements be prepared in accordance with GAAP, and statements not prepared in accordance with GAAP “will be presumed to be misleading or inaccurate.”
Fed. Sec. L. Rep. P 98,664 Paul W. Zell v. Intercapital Income Sec., Inc., C. Fiumerfreddo, D. Greenwald & R. Long, 675 F.2d 1041 (9th Cir. 1982). “14a-9 (1981); Securities Act Form S-1, item 16(e), 17 C.F.R. § 239.11 (1981); Securities Exch.”
Sec. & Exch. Comm'n v. Champion Sports Mgmt., Inc., 599 F. Supp. 527 (S.D.N.Y. 1984). “§ lie, on Form S-l, 17 C.F.R. § 239.11 , with respect to its proposed initial public offering.”
Jennings v. Gen. Med. Corp., 604 F.2d 1300 (10th Cir. 1979). “” 17 C.F.R. § 239.11 (1976). Registration pursuant to S-l is generally for primary offerings of securities.”
K&L Gates LLP v. Quantum Materials Corp. (Tex. App. 2020). “See 17 C.F.R. § 239.11 (describing and governing S-1 filings).”
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