Chapter 69W-500 — Exempt Transactions
18 rules · Securities· official chapter page
| 69W-500.001 | Offers and Sales Under Section 517.061(10), F.S. | 10/20/2024 |
| 69W-500.004 | Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S (Repealed) | 10/20/2024 |
| 69W-500.005 | Disclosure Requirements of Section 517.061(10)(a)3., F.S | 10/20/2024 |
| 69W-500.006 | Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(10), F.S | 10/20/2024 |
| 69W-500.007 | General Solicitation or General Advertising in Connection with an Offering Exempted Under Section 517.061(10), F.S | 10/20/2024 |
| 69W-500.008 | Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(14), F.S | 10/20/2024 |
| 69W-500.010 | Recognized Manuals of Securities | 1/17/2021 |
| 69W-500.011 | Registration of Issuer Under Section 517.061(11), F.S., as Dealer (Repealed) | 10/20/2024 |
| 69W-500.012 | Exemption/Charitable Contributions to Pooled Income Funds | 9/22/2014 |
| 69W-500.013 | Exemption/Mobile Home Parks/Limited Purpose Stock Offering | 10/20/2024 |
| 69W-500.014 | Court Approved Transactions (Repealed) | 10/20/2024 |
| 69W-500.015 | Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions | 9/22/2014 |
| 69W-500.016 | Exemption for Issuers of Section 4(a)(2) Offerings | 9/22/2014 |
| 69W-500.017 | Compensatory Benefit Plan Exemption (Repealed) | 10/20/2024 |
| 69W-500.018 | Exemption for the Offer or Sale of a Single-Share Stock Certificate as a Gift | 4/16/2009 |
| 69W-500.019 | Accredited Investor Exemption | 9/16/2025 |
| 69W-500.020 | Florida Invest Local Exemption | 9/16/2025 |
| 69W-500.021 | Foreign Securities Exchange or Foreign Securities Market for Purposes of Section 517.061(20), F.S. | 9/16/2025 |