Florida Administrative Code

Fla. Admin. Code R. 69O-143.007 (2026)

Exemption from the Act of Securities Purchased or Sold by Odd-lot Dealers

✓ current as of September 2026
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Transactions that are the result of sales of securities by odd-lot dealers are exempt from the provisions of Sections 625.75 and 625.76, F.S.

Rulemaking Authority 624.308(1), 625.76 FS. Law Implemented 624.307(1), 625.765 FS. History–New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.07, 4-19.007, Amended 9-22-03, Formerly 4-143.007.

Effective: 9/22/2003.