North Carolina General Statutes — Chapter 78A
38 sections. Sourced from ncleg.gov; each section links to its full text with case-law cross-references.
- § 78A-1 Title
- § 78A-2 Definitions
- § 78A-8 Sales and purchases
- § 78A-9 Misleading filings
- § 78A-10 Unlawful representations concerning registration or exemption
- § 78A-12 Manipulation of market
- § 78A-14 Advertising of Viatical Settlement Contracts
- § 78A-15 Reserved for future codification purposes
- § 78A-16 Exempt securities
- § 78A-17 Exempt transactions
- § 78A-17.1 Invest NC exemption
- § 78A-18 Denial and revocation of exemptions
- § 78A-24 Registration requirement
- § 78A-25 Registration by notification
- § 78A-26 Registration by coordination
- § 78A-27 Registration by qualification
- § 78A-28 Provisions applicable to registration generally
- § 78A-29 Denial, suspension, and revocation of registration
- § 78A-30 Application to exchange securities
- § 78A-31 Notice filings for securities covered under federal law
- § 78A-36 Registration requirement
- § 78A-36.1 Limited registration of Canadian dealers and salesmen
- § 78A-37 Registration procedure
- § 78A-38 Post-registration provisions
- § 78A-39 Denial, revocation, suspension, censure, cancellation, and withdrawal of registration
- § 78A-40 Alternative methods of registration
- § 78A-45 Administration of Chapter
- § 78A-46 Investigations and subpoenas
- § 78A-47 Injunctions; cease and desist orders
- § 78A-48 Judicial review of orders
- § 78A-49 Rules, forms, orders, and hearings
- § 78A-50 Administrative files and opinions
- § 78A-56 Civil liabilities
- § 78A-57 Criminal penalties
- § 78A-58 Obstruction of investigation
- § 78A-63 Scope of the Chapter; service of process
- § 78A-64 Statutory policy
- § 78A-66 Jurisdictional limitations