Alaska Stat. » Chapter 45.55
Alaska Statutes

Alaska Stat. § 45.55.010 (2026)

✓ current as of July 2026
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§§ 45.55.010 — 45.55.120. Sales and purchases; advisory activities; unethical business practices of state investment advisers, investment adviser representatives, and federal covered advisers; fraudulent, dishonest, and unethical business practices of broker-dealers and agents; additional fraudulent, dishonest, and unethical business practices of agents; practices of broker-dealers and agents considered fraudulent or deceitful; registration requirements; referrals; limited registration of Canadian broker-dealers and agents; registration procedure; notice filing; post-registration provisions; denial, revocation, suspension, cancellation, and withdrawal of registration; registration requirement; federal covered securities; registration by notification; registration by coordination; registration by qualification; provisions applicable to registration and notice filings; denial, suspension, and revocation of registration.

Notes of Decisions
Cited in 5 cases, 1981–2011 · leading case: Fields v. State, 629 P.2d 46 (Alaska 1981).
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Fields v. State, 629 P.2d 46 (Alaska 1981). · cites it 2× “Fields was charged with three counts of fraudulently selling security interests in oil and gas leases in violation of AS 45.55.010 and three counts of selling unregistered securities in violation of AS 45.”
Wheeler v. State, 659 P.2d 1241 (Alaska Ct. App. 1983). “The securities fraud allegations, stemming from the same transactions, were charged under AS 45.55.010(3) and AS 45.55.-210. Wheeler was convicted on all six counts.”
Caucus Distributors, Inc. v. State, Dep't of Com. & Econ. Dev., Div. of Banking, Sec. & Corporations, 793 P.2d 1048 (Alaska 1990). · cites it 2× “He also concluded that by misrepresenting and failing to disclose material facts to Drew and Thompson, Caucus violated AS 45.55.010: 1 For example, neither Mr. Drew nor Mr.”
Caucus Distributors v. DEPT. OF Com., 793 P.2d 1048 (Alaska 1990). · cites it 3× “He also concluded that by misrepresenting and failing to disclose material facts to Drew and Thompson, Caucus violated AS 45.55.010: [1] For example, neither Mr.”
Michael S. Rulle Fam. Dynasty Trust v. AGL Life Assurance Co., 459 F. App'x 79 (3rd Cir. 2011). “2009); Alaska Stat. § 45.55.010 (a) (West 2010).”
— Alaska Stat. § 45.55.010(3) — 2 cases
Wheeler v. State, 659 P.2d 1241 (Alaska Ct. App. 1983). “The securities fraud allegations, stemming from the same transactions, were charged under AS 45.55.010(3) and AS 45.55.-210. Wheeler was convicted on all six counts.”
Caucus Distributors v. DEPT. OF Com., 793 P.2d 1048 (Alaska 1990). “He also concluded that by misrepresenting and failing to disclose material facts to Drew and Thompson, Caucus violated AS 45.55.010: [1] For example, neither Mr.”
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