United States v. Malatesta, 590 F.2d 1379 (5th Cir. 1979). · Go Syfert
United States v. Malatesta, 590 F.2d 1379 (5th Cir. 1979). Cases Citing This Book View Copy Cite
Quick Summary

When the sufficiency of evidence to support a criminal conviction is challenged on appeal, the correct standard of review is substantial evidence viewed in the light most favorable to the government.

After a panel decision in a conspiracy case, the court granted an en banc rehearing to re-evaluate the use of the "slight evidence rule" in conspiracy prosecutions. The court addresses whether a defendant's connection to a conspiracy can be sustained by slight evidence of knowledge once participation is established. The court holds that because the government must prove knowledge, participation, and criminal intent beyond a reasonable doubt, the correct standard for reviewing the sufficiency of evidence on appeal is substantial evidence, viewed in the light most favorable to the government. Consequently, the court abandons the "slight evidence rule" in favor of the substantial evidence standard.

271 citation events (22 in the last 25 years) across 25 distinct courts.
Treatment trajectory · 1979 → 2026 · click a year to view as-of
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Cited for
At page 1381 Inferring conspiracy from circumstantial evidence62 citing cases52 listed here
  • United States v. Marvin Baker, 432 F.3d 1189 (11th Cir. 2005).published 2 cites
    Glasser v. United States, 315 U.S. 60, 80 , 62 S.Ct. 457 , 86 L.Ed. 680 (1942); United States v. Toler, 144 F.3d 1423, 1426-27 (11th Cir.1998); United States v. Malatesta, 590 F.2d 1379, 1382 (5th Cir.1979) (en banc). 49 The evidence at tr…
  • United States v. Shedrick McDowell Bardomiano Piedra-Bustos, 250 F.3d 1354 (11th Cir. 2001).published 3 cites
    Instead, “a common purpose and plan may be inferred from ‘a development and collocation of circumstances.’ ” United States v. Khoury, 901 F.2d 948, 962 (11th Cir.1990) (quoting United States v. Malatesta, 590 F.2d 1379, 1381 (5th Cir.1979)…
  • United States v. James Scott Mann William M. Moore, 161 F.3d 840 (5th Cir. 1999).published 2 cites
    United States v. Malatesta, 590 F.2d 1379, 1381-82 (5th Cir.1979) (en banc). 6 .
  • United States v. Toler, 144 F.3d 1423 (11th Cir. 1998).published 6 cites
    This means that “when the sufficiency of the evidence to support any criminal conviction, including conspiracies, is challenged on appeal, the correct standard of review is substantial evidence ... viewed in the light most favorable to the…
  • United States v. Larry Darnell Westbrook, 119 F.3d 1176 (5th Cir. 1997).published 2 cites
    Although mere presence at the scene of the crime or close association with a co-conspirator will not support an inference of participation in a conspiracy, a common purpose and plan may be inferred from a “development and a collocation of…
  • United States v. Sylvester Tolliver, Gerald Elwood, Danielle Bernard Metz, Gennero Arthur, Noah Moore, Jr., Marlo Helmstetter, Glenn Metz, & Shane Sterling, United States of Am. v. Noah Moore, Jr., 61 F.3d 1189 (5th Cir. 1995).published
    Proof of any element may be by circumstantial evidence, and "a common purpose and plan may be inferred from a 'development and a collocation of circumstances.' " United States v. Marx, 635 F.2d 436, 439 (5th Cir. Unit B 1981) (quoting Unit…
  • United States v. Tolliver, 61 F.3d 1189 (5th Cir. 1995).published
    Proof of any element may be by circumstantial evidence, and “a common purpose and plan may be inferred from a ‘development and a collocation of circumstances.’ ” United States v. Marx, 635 F.2d 436, 439 (5th Cir. Unit B 1981) (quoting Unit…
  • United States v. Moore, No. 93-03877 (5th Cir. Aug. 14, 1995).published
    Proof of any element may be by circumstantial evidence, and "a common purpose and plan may be inferred from a 'development and a collocation of circumstances.'" United States v. Marx, 635 F.2d 436, 439 (5th Cir. Unit B 1981) (quoting Unite…
  • United States v. Rafael Eduardo Freyre-Lazaro, 3 F.3d 1496 (11th Cir. 1993).published
    United States v. Mieres-Borges, 919 F.2d 652, 657 (11th Cir.1990), ce rt. denied, — U.S. -, 111 S.Ct. 1633 , 113 L.Ed.2d 728 (1991). “[Participation in a criminal conspiracy need not be proved by direct evidence; a common purpose and plan…
  • United States v. Clavis, 977 F.2d 538 (11th Cir. 1992).published 2 cites
    The former Fifth Circuit has elaborated on that standard in the particular context of conspiracy convictions, noting that we must find “substantial evidence” connecting an appellant to a conspiracy, United States v. Malatesta, 590 F.2d 137…
Show 42 more citing cases
At page 1382 Review standard for sufficiency of evidence in conviction39 citing cases“when the sufficiency of the evidence to support any criminal conviction, including conspiracies, is challenged on appeal, the correct standard of review is substantial evidence ... viewed in the light most favorable to the government.”2 citing courts quote it · 34 listed here
  • United States v. Huezo, 546 F.3d 174 (2d Cir. 2008).published 6 cites
    The Fifth Circuit, sitting in banc, then “banished ” the “slight evidence” formulation, see United States v. Malatesta, 590 F.2d 1379, 1382 (5th Cir.1979) (emphasis in original), and later reversed a conspiracy conviction with the “slight…
  • United States v. Juan Vincent Gomez Castrillon (USA), No. 07-0031 (2d Cir. Oct. 14, 2008).published 3 cites
    (in banc)
  • United States v. Aubrey Goodwin, 296 F. App'x 727 (11th Cir. 2008).unpublished
    Glasser v. United States, 315 U.S. 60, 80 , 62 S.Ct. 457 , 86 L.Ed. 680 (1942); United States v. Baker, 432 F.3d 1189, 1231-1232 (11th Cir.2005).; United States v. Toler, 144 F.3d 1423 , 1426-27 (11th Cir.1998); United States v. Malatesta,…
  • United States v. Gabriel Parra Lopez, 443 F.3d 1026 (8th Cir. 2006).published 2 cites
    See United States v. Marsh, 747 F.2d 7, 13 , & 13 n.3 (1st Cir.1984); United States v. Burgos, 94 F.3d 849, 861-62 (4th Cir.1996) (en banc), cert. denied, 519 U.S. 1151 , 117 S.Ct. 1087 , 137 L.Ed.2d 221 (1997); United States v. Malatesta,…
  • United States v. Marvin Baker, 432 F.3d 1189 (11th Cir. 2005).published 2 cites
    Glasser v. United States, 315 U.S. 60, 80 , 62 S.Ct. 457 , 86 L.Ed. 680 (1942); United States v. Toler, 144 F.3d 1423, 1426-27 (11th Cir.1998); United States v. Malatesta, 590 F.2d 1379, 1382 (5th Cir.1979) (en banc). 49 The evidence at tr…
  • United States v. Turner, 319 F.3d 716 (5th Cir. 2003).published
    This Court overruled the "slight evidence” rule in United States v. Malatesta, nevertheless, this test persistently reappears. 590 F.2d 1379, 1382 (5th Cir.1979) (en banc) ("The ‘slight evidence' rule as used and applied on appeal in consp…
  • United States v. Majors, 196 F.3d 1206 (11th Cir. 1999).published 2 cites
    It is unfortunate that misleading language to that effect may be found in some cases, even after the “slight evidence” concept was “banished” in United States v. Malatesta, 590 F.2d 1379, 1382 (5th Cir. 1979).
  • United States v. Adkinson, 158 F.3d 1147 (11th Cir. 1998).published
    United States v. Malatesta, 590 F.2d 1379, 1382 (5th Cir.1979) (en banc).
  • United States v. Toler, 144 F.3d 1423 (11th Cir. 1998).published 6 cites
    This means that “when the sufficiency of the evidence to support any criminal conviction, including conspiracies, is challenged on appeal, the correct standard of review is substantial evidence ... viewed in the light most favorable to the…
  • United States v. Knowles, 66 F.3d 1146 (11th Cir. 1995).published 2 cites
    Davis, Teresa Boatwright Rodriguez, Kevin Lacey, Susan Lacey, Joseph Dina, Rick Man Warren, Archibald Percival Jones, William Sipprell, Phillip Brundage, Timothy Brundage, Mark Newman, Mark Carter, Victor Negron, and Randall Wilson 2 Unite…
Show 24 more citing cases
Other citing cases1 with no pin cite or quoted language on record
Retrieving the full opinion text from the archive…
United States
v.
Daniel "Danny Blue Eyes", "Billie Blue Eyes" MALATESTA, Jacquelin "Jacquelin Champlin" "Jacquelin Didonna" "Jacquelin Dodaro" "Jackie Champion", Victor Dodaro, Alias "Victor Didonna", Angelo J. Bertolotti, and Vincent Lynch, Alias "Vinnie" "Jack"
No. 77-5032.
Court of Appeals for the Fifth Circuit.
Mar 12, 1979.
Published opinion
590 F.2d 1379
Michael Brodsky, Miami, Fla., for Malatesta., Bernard S. Yedlin, Miami, Fla. (Court-appointed), for Victor Dodaro., Michael J. Doddo, Miami, Fla. (Court-appointed), for Jacquelin Champlin Dodaro., Murray M. Silver, Atlanta, Ga., for Bertolotti., Alan E. Weinstein, Miami Beach, Fla. (Court-appointed), for Lynch., Jack V. Eskenazi, U. S. Atty., Miami, Fla., John F. Evans, Sp. Atty., U. S. Dept. of Justice, Miami, Fla., Paul J. Brysh, T. George Gilinsky, Sydney M. Glazer, Attys., App. Section, Crim. Div., Washington, D. C., for plaintiff-appellee.
Coleman.
Cited by 133 opinions  |  Published
Citer courts: E.D. Texas (1)
COLEMAN, Circuit Judge.

The panel opinion in this case is reported, United States v. Malatesta, 5 Cir. 1978, 583 F.2d 748,

During the course of that opinion it was written:

However, once the existence of a conspiracy and the defendant’s participation in it are both established, slight evidence of the defendant’s knowledge of the scheme may be sufficient to sustain the jury’s finding that he or she was a member. E. g., United States v. Evans, 5 Cir. 1978, 572 F.2d 455, 469; United States v. Trevino, 5 Cir. 1977, 556 F.2d 1265, 1268; United States v. Barnard, 5 Cir. 1977, 553 F.2d 389, 393; United States v. Alvarez, 5 Cir. 1977, 548 F.2d 542, 544. See United States v. Dunn, 9 Cir. 1977, 564 F.2d 348, 357 n. 21.

583 F.2d at 756.

A member of the panel wrote a concurring opinion, 583 F.2d 760-765, reciting the history and the development in this Circuit of the “slight evidence rule” in conspiracy cases. Another member of the panel concurred in the view there expressed that when the sufficiency of the evidence to connect a particular defendant to a conspiracy is challenged on appeal substantial evidence should be the test rather than the “slight evidence” discussed at length in the concurring opinion.

On the motion of a Judge of this Court, rehearing was granted to permit en banc re-evaluation of the use of the “slight evidence rule” in conspiracy cases as it has been done in this Circuit since Bradford v. United States, 5 Cir. 1969, 413 F.2d 467.

We begin with the premise that to be convicted of an unlawful conspiracy a defendant must have knowledge of the conspiracy and must intend to join, or associate himself with the objectives of, the conspiracy. Moreover, “conspiracy to commit a particular substantive offense cannot exist without at least that degree of criminal intent necessary for the substantive offense itself”, Ingram v. United States, 360 U.S. 672, 678, 79 S.Ct. 1314, 1319, 3 L.Ed.2d 1503 (1959).

Since knowledge, actual participation, and criminal intent are the necessary elements of the crime of conspiracy, the government must, of course, prove each of those elements beyond a reasonable doubt, Patterson v. New York, 432 U.S. 197, 204-216, 97 S.Ct. 2319, 2324-30, 53 L.Ed.2d 281 (1977); Mullaney v. Wilbur, 421 U.S. 684, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975); In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 1073, 25 L.Ed.2d 368 (1970); United States v. Salinas-Salinas, 5 Cir. 1977, 555 F.2d 470, 473.

That being so, the jury in a criminal conspiracy trial must be so instructed, United States v. Brasseaux, 5 Cir. 1975, 509 F.2d 157; United States v. Marionneaux, 5 Cir. 1975, 514 F.2d 1244; United States v. Hall, 5 Cir. 1976, 525 F.2d 1254. In these cases we condemned the giving of a “slight evidence” instruction to a jury in a criminal conspiracy trial.

It must be said, however, that participation in a criminal conspiracy need not be proved by direct evidence; a common purpose and plan may be inferred from a “development and a collocation of circumstances”, Glasser v. United States, 315 U.S. 60, 80, 62 S.Ct. 457, 469, 86 L.Ed. 680 (1942).

With these observations we now consider such oft repeated assertions as that, given the existence of a conspiracy and participation in it, “slight evidence of the defendant’s knowledge of the scheme may be sufficient to sustain the jury’s finding that he[*1382] or she was a member”, or words to that effect.

Nearly forty years ago, in Glasser v. United States, 315 U.S. 60, 80, 62 S.Ct. 457, 469, 86 L.Ed. 680 (1942) the Supreme Court said that the verdict of a jury is to be sustained “if there is substantial evidence, taking the view most favorable to the government, to support it” (emphasis added).

The general rule of application is that

“[t]he verdict of a jury must be sustained if there is substantial evidence, taking the view most favorable to the Government to support it” (emphasis added).
Hamling v. United States, 418 U.S. 87, 124, 94 S.Ct. 2887, 2911, 41 L.Ed.2d 590 (1974).
[A] federal court’s role in deciding whether a case should be considered by the jury is quite limited. Even the trial court, which has heard the testimony of witnesses first-hand, is not to weigh the evidence or assess the credibility of witnesses when it judges the merits of a motion for acquittal. . . . The prevailing rule has long been that a district judge is to submit a case to the jury if the evidence and inferences therefrom most favorable to the prosecution would warrant the jury finding the defendant guilty beyond a reasonable doubt. . Obviously a federal appellate court applies no higher a standard, rather it must sustain the verdict if there is substantial evidence, viewed in the light most favorable to the Government, to uphold the jury’s decision, (emphasis added) (citations omitted).
Burks v. United States, 437 U.S. 1, 98 S.Ct. 2141, 2150, 57 L.Ed.2d 1 (1978).

We are convinced that when the sufficiency of the evidence to support any criminal conviction, including conspiracies, is challenged on appeal the correct standard of review is substantial evidence, it being understood, of course, that the evidence is to be viewed in the light most favorable to the government.

The “slight evidence” rule as used and applied on appeal in conspiracy cases since 1969 should not have been allowed to worm its way into the jurisprudence of the Fifth Circuit. It is accordingly banished as to all appeals hereafter to be decided by this Court.[1] '

Conclusion

We have reviewed the evidence as to the connection of the appellants, Dodaro and Bertolotti, with the conspiracy charged in this case. See, 583 F.2d at 756-757 (panel opinion). We are of the view that there was substantial evidence of that connection and that the verdict of the jury should stand. Except as to the “slight evidence” rule, as herein discussed, we agree with the panel opinion.

The judgment of the District Court is, as to each and every appellant,

AFFIRMED.

1

In the concurring panel opinion, 583 F.2d at 760, the origin of the “slight evidence” rule was traced to Tomplain v. United States, 5 Cir., 1930, 42 F.2d 202, cert. denied, 282 U.S. 886, 51 S.Ct. 90, 75 L.Ed. 781.

From 1930, when the Tomplain court introduced the slight evidence rule, until 1963, only 12 reported federal cases at the circuit level cited it, and fewer than 15 did so from 1963 to 1970. Since 1970, however, use of the rule has increased dramatically. Federal courts of appeals applied the rule 5 times in 1971, '6 in 1972, and 9 in 1973. At least 15 cases per year since then have referred to it. In 1977, at least 36 federal cases cited the rule at the circuit level. The United States Courts of Appeals for the Fifth and the Ninth Circuits have used the rule most frequently. For example, in cases reported from January 1, 1977, through September 1, 1978, the Fifth Circuit invoked the rule 28 times, and the Ninth Circuit applied it in 19 cases.

Connecting Defendants to Conspiracies:

The Slight Evidence Rule and the Federal Courts
Virginia Law Review, 64:881 (1978)