Caldwell v. Puget Sound Elec. Apprenticeship & Training Trust, 824 F.2d 765 (9th Cir. 1987). · Go Syfert
Caldwell v. Puget Sound Elec. Apprenticeship & Training Trust, 824 F.2d 765 (9th Cir. 1987). Cases Citing This Book View Copy Cite
“he mandate of the court of appeals, once issued, 2 returns to the district court. .. . upon return of its mandate, the district court . . . may act 3 'matters left open by the mandate.”
64 citation events (37 in the last 25 years) across 18 distinct courts.
Strongest positive: Moore v. Doe (casd, 2019-08-14)
Treatment trajectory · 1987 → 2026 · click a year to view as-of
1987 2006 2026
Top citers, strongest first. 16 distinct citers. How cited ↗
discussed Cited as authority (quoted) Moore v. Doe
S.D. Cal. · 2019 · quote attribution · 1 verbatim quote · confidence low
he mandate of the court of appeals, once issued, 2 returns to the district court. .. . upon return of its mandate, the district court . . . may act 3 'matters left open by the mandate.
discussed Cited as authority (rule) League of Conservation Voters v. Biden
D. Alaska · 2025 · confidence medium
Apprenticeship & Training Tr., 824 F.2d 765 , 767 (9th Cir. 1987). 35 In re Sanford Fork, 160 U.S. at 256 . 36 Standard Oil Co. of Cal. v. United States, 429 U.S. 17, 18 (1976). 37 Caldwell, 824 F.2d at 767. 38 Adasa Inc. v. Avery Dennison Corp., 715 F. Supp. 3d 1326 , 1337 (D.
discussed Cited as authority (rule) PSM Holding Corp. v. National Farm Financial Corp. (2×) also: Cited "see, e.g."
C.D. Cal. · 2010 · confidence medium
See also United States v. Morgan, 307 U.S. 183, 197 , 59 S.Ct. 795 , 83 L.Ed. 1211 (1939) (“What has been given or paid under the compulsion of a judgment the court will restore when its judgment has been set aside and justice requires restitution”); Atlantic Coast Line Railroad Co. v. Florida, 295 U.S. 301, 309 , 55 S.Ct. 713 , 79 L.Ed. 1451 (1935) (“[W]hat has been lost to a litigant under compulsion of a judgment shall be restored thereafter, in the event of a reversal by the litigants opposed to him, the beneficiaries of the error”); Caldwell v. Puget Sound Electrical Apprenticeshi…
cited Cited as authority (rule) Broadcom Corp. v. Qualcomm Inc.
C.D. Cal. · 2008 · confidence medium
Apprenticeship and Training Trust, 824 F.2d 765, 767 (9th Cir.1987).
cited Cited as authority (rule) Dass v. Tosco Corp.
9th Cir. · 2008 · confidence medium
Apprentice-ship and Training Trust, 824 F.2d 765, 767 (9th Cir.1987); Buddy Sys., Inc. v. Exer-Genie, Inc., 545 F.2d 1164, 1168 (9th Cir.1976).
cited Cited as authority (rule) Williams v. Citifinancial Mortgage Co. (In Re Williams)
8th Cir. BAP · 2001 · confidence medium
Apprenticeship and Training Trust, 824 F.2d 765, 766-67 (9th Cir.1987) (citing Baltimore & Ohio R.
discussed Cited as authority (rule) Darick Williams v. Citifinancial Mortg.
8th Cir. BAP · 2001 · confidence medium
Apprenticeship and Training Trust, 824 F.2d 765, 766-67 (9th Cir. 1987) (citing Baltimore & Ohio O.R.
examined Cited as authority (rule) United States v. Daniel F. Kellington (4×)
9th Cir. · 2000 · confidence medium
Id. 11 See also Edlin v. M/V Truthseeker, 69 F.3d 392, 393 (9th Cir. 1995) ("Arguably, our mandate here did not foreclose the district court's consideration of" prevailing party's motion, one year after mandate issued, for costs incurred during the appeal.); United States v. Cote, 51 F.3d 178, 181-83 (9th Cir. 1995) (where mandate ordered convictions "reversed," retrials not prohibited by the absence of language in the mandate remanding to the district court); Lindy Pen Co., 982 F.2d at 1404-05 (upholding district court's decision not to order an accounting and not to award damages even though…
discussed Cited as authority (rule) American Express Travel Related Services Co. v. Fraschilla (In Re Fraschilla) (2×)
9th Cir. BAP · 1999 · confidence medium
Apprenticeship and Training Trust, 824 F.2d 765, 767 (9th Cir.1987).
cited Cited as authority (rule) Marino v. Classic Auto Refinishing, Inc. (In Re Marino)
9th Cir. BAP · 1999 · confidence medium
R.App.P. 41. 3 Caldwell v. Puget Sound Electrical Apprenticeship and Training Trust, 824 F.2d 765, 767 (9th Cir.1987).
cited Cited as authority (rule) Todd v. Richmond
D. Kan. · 1995 · confidence medium
Apprenticeship and Training Trust, 824 F.2d 765, 767 (9th Cir.1987).
discussed Cited "see" Salamone v. Douglas Marine Corporation
N.D.N.Y. · 2025 · signal: see · confidence high
See Caldwell, 824 F.2d at 767 (holding that the district court had jurisdiction over the subject matter and parties following remand to order restitution on the defendant's motion for restitution of money paid on a judgment that was reversed on appeal) (citations omitted); Baltimore & Ohio R.R. v. United States, 279 U.S. 781, 786 (1929) ("It was the duty of the court to retain jurisdiction of the case, enter a decree that appellants are entitled to restitution"); see also EM Ltd. v. Republic of Argentina, 695 F.3d 201, 208 (2d Cir. 2012) (holding that "[p]rocess subsequent to judgment is as es…
cited Cited "see" Chweya v. Baca
9th Cir. · 2003 · signal: see · confidence high
See Caldwell v. Puget Sound Apprenticeship & Training Trust, 824 F.2d 765 , 767 (9th Cir.1987) (issuance of mandate returns matter to the district court).
discussed Cited "see" Chestnut Hill Gulf, Inc. v. Cumberland Farms, Inc.
D. Mass. · 1992 · signal: see · confidence high
See Caldwell v. Puget Sound Electric Apprenticeship & Training Trust, 824 F.2d 765 , 767 (9th Cir.1987) (citing Buddy Systems, Inc. v. Exer-Genie, Inc., 545 F.2d 1164, 1167 (9th Cir.1976), cert. denied, 431 U.S. 903 , 97 S.Ct. 1694 , 52 L.Ed.2d 387 (1977)).
discussed Cited "see, e.g." Kenneth Edlin v. M/v Truthseeker, and Emil Damia Cecilia Damia
9th Cir. · 1995 · signal: see also · confidence medium
We have held that the “rule of mandate allows a lower court to decide anything not foreclosed by the mandate.” Herrington v. County of Sonoma, 12 F.3d 901, 904-905 (9th Cir.1993); see also Caldwell v. Puget Sound Electrical Apprenticeship and Training Trust, 824 F.2d 765, 767 (9th Cir.1987) (“Upon return of its mandate, the district court cannot give relief beyond the scope of that mandate, but it may act on matters left open by the mandate.”).
Retrieving the full opinion text from the archive…
Anne Caldwell Sally McRae and Sybil Brown Cheryl Crawford
v.
Puget Sound Electrical Apprenticeship and Training Trust Puget Sound Chapter National Electrical Contractors Association Local 46, International Brotherhood of Electrical Workers
86-3620.
Court of Appeals for the Ninth Circuit.
Aug 11, 1987.
824 F.2d 765

824 F.2d 765

44 Fair Empl.Prac.Cas. 907,
43 Empl. Prac. Dec. P 37,295, 56 USLW 2131

Anne CALDWELL; Sally McRae, Plaintiffs-Appellants,
and
Sybil Brown; Cheryl Crawford, Plaintiffs,
v.
PUGET SOUND ELECTRICAL APPRENTICESHIP AND TRAINING TRUST;
Puget Sound Chapter National Electrical Contractors
Association; Local 46, International Brotherhood of
Electrical Workers, Defendants-Appellees.

No. 86-3620.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted July 7, 1987.
Decided Aug. 11, 1987.

Abraham A. Arditi, Seattle, Wash., for plaintiffs-appellants.

Richard H. Robblee, Seattle, Wash., for defendants-appellees.

Appeal from the United States District Court for the Western District of Washington.

Before FARRIS, ALARCON and WIGGINS, Circuit Judges.

FARRIS, Circuit Judge:

[*~765]1

Plaintiffs Anne Caldwell and Sally McRae appeal from the district court's order requiring them to repay defendants for money they received under a judgment in this Title VII case that was reversed on appeal. We affirm.

BACKGROUND

2

This case began as a challenge by the plaintiffs to the admission practices of an apprenticeship program operated by the defendants. Their suit alleged that a veterans' age credit violated Title VII because it had a disparate impact on women. The district court entered judgment for the plaintiffs and awarded back pay, attorney's fees, and "front pay" (the difference between plaintiffs' apprentice wages and wages paid to journeymen). The parties stipulated to a supersedeas arrangement to stay the award of back pay and attorney's fees pending appeal. The court denied defendants' motion to stay the injunction requiring front pay. Caldwell and McRae were not required to post a bond as a condition of receiving the front pay pending appeal.

3

On appeal, the Ninth Circuit reversed. Brown v. Puget Sound Electrical Apprenticeship and Training Trust, 732 F.2d 726 (9th Cir.1984), cert. denied, 469 U.S. 1108, 105 S.Ct. 784, 83 L.Ed.2d 778 (1985). The mandate did not authorize or order refunding the front pay, nor did the court remand the case for further proceedings. The disposition read Reversed and nothing more. The district court complied with the order of the appellate court and entered judgment for the defendants. Thereafter the defendants moved for restitution. The district court granted the motion, requiring McRae to pay back $7,150.74 and Caldwell to pay back $4,194.16. They were not required to pay back FICA contributions or pay prejudgment interest. The plaintiffs appealed.

DISCUSSION

1. Jurisdiction in the District Court

4

Plaintiffs argue that the district court lacked jurisdiction to consider defendants' motion for restitution because no injunction bond had been required in the earlier proceedings. See Buddy Systems, Inc. v. Exer-Genie, Inc., 545 F.2d 1164, 1167-68 (9th Cir.1976), cert. denied, 431 U.S. 903, 97 S.Ct. 1694, 52 L.Ed.2d 387 (1977). Plaintiffs quote the "well-settled rule" described in Buddy Systems "that there can be no recovery for damages sustained by wrongful issuance of a preliminary injunction in the absence of a bond...." Id. at 1167 (citations omitted). In so doing they ignore our qualification of the rule: "unless the defendant sues for malicious prosecution or on a theory of unjust enrichment." Id. at 1168 (emphasis added).

[*~766]5

Defendants' equitable action for restitution is, of course, based on a theory of unjust enrichment. "The right to recover what one has lost by the enforcement of a judgment subsequently reversed is well established. And, while the subject of the controversy and the parties are before the court, it has jurisdiction to enforce restitution and so far as possible to correct what has been wrongfully done." Baltimore & Ohio R.R. v. United States, 279 U.S. 781, 786, 49 S.Ct. 492, 493, 73 L.Ed. 954 (1929) (citations omitted). The subject of the controversy and the parties were properly before the district court, because the mandate of the court of appeals, once issued, returns to the district court. See In re Thorp, 655 F.2d 997, 998 (9th Cir.1981) (Once a notice of appeal is filed, "[t]he district court is divested of authority to proceed further, ... until the mandate has been issued by the court of appeals."); Fed.R.App.P. 41; Ostrer v. United States, 584 F.2d 594, 598 (2d Cir.1978); 16 C. Wright, A. Miller, E. Cooper & E. Gressman, Federal Practice and Procedure Sec. 3987 at 474. Well established principles of restitution permit a court, after being reversed, to order restitution. Sanger Lumber Co. v. Western Lumber Exchange, 11 F.2d 489, 492 (9th Cir.1926); accord Restatement on Restitution Sec. 74 at 303 (1937) ("the tribunal which is reversed can on motion or on its own initiative direct that restitution be made"). Contrary to plaintiffs' assertion, defendants need not look to Title VII or to diversity principles for jurisdiction in the district court.

6

2. Restitution and the Mandate of the Court of Appeals

7

Having held that the district court had jurisdiction to consider defendants' motion for restitution, we must determine whether granting that motion properly lay within the mandate issued by this court in Brown v. Puget Sound Electrical Apprenticeship and Training Trust, 732 F.2d 726.

8

Brown v. Puget Sound held that the age credit for veterans applying to defendants' training program did not violate Title VII. The opinion concluded that "[t]he judgment for Appellees, including back pay, costs, and attorney's fees, is REVERSED." Brown v. Puget Sound, 732 Fd.2d at 732. Plaintiffs contend that the opinion's silence about front pay means that restitution of the front pay goes beyond our mandate. This contention misunderstands the equitable nature of restitution. Upon return of its mandate, the district court cannot give relief beyond the scope of that mandate, but it may act on "matters left open by the mandate." In re Sanford Fork & Tool Co., 160 U.S. 247, 256, 16 S.Ct. 291, 293, 40 L.Ed. 414 (1895). Restitution, therefore, need only be consistent with the mandate, not specifically mentioned in the opinion. See Quern v. Jordan, 440 U.S. 332, 99 S.Ct. 1139, 59 L.Ed.2d 358 (1979); see also Anderson v. Knox, 300 F.2d 296, 298 (9th Cir.1962).

9

Requiring plaintiffs to refund the front pay was entirely consistent with our mandate. Unlike cases where a district court adds interest to a damage award, see Briggs v. Pennsylvania R.R., 334 U.S. 304, 306-07, 68 S.Ct. 1039, 1040, 92 L.Ed. 1403 (1948); Newhouse v. Roberts ILIMA Tours, Inc., 708 F.2d 436, 441-42 (9th Cir.1983), the order to refund front pay does not supplement a specific form of relief mandated by the court of appeals. Refunding the front pay simply puts the parties back where they were before the district court made its initial legal error. We find no error in the equitable ruling of the district court.3. Sanctions for a Frivolous Appeal

10

The defendants contend that plaintiffs' appeal is frivolous and ask for attorney's fees and double costs. Fed.R.App.P. 38. We deny the request. The principles of jurisdiction and restitution at issue have not been resolved clearly in a case, such as this, where the court of appeals reversed without a remand. The key cases cited by both parties are sufficiently dated to justify good faith arguments for changing the law.

[*~767]11

AFFIRMED.