A plaintiff cannot amend a complaint through appellate briefs or raise new factual theories on appeal after a final judgment is entered.
A co-trustee sues under ERISA, alleging a trustee paid his wife pension benefits using funds not in the plan. The district court grants judgment on the pleadings, dismissing the complaint for failure to state a claim but allowing leave to amend. The plaintiff fails to file an amended complaint and appeals the final judgment. The court holds that a complaint cannot be amended by appellate briefs and that arguments not raised in the district court are waived. Because the original complaint lacked specific factual allegations regarding the source of the funds or the failure to fund the account, it failed to state a claim. The court affirms the dismissal, noting that the plaintiff’s attempt to raise new theories on appeal is barred by the final judgment.
At page 1204 Determining sufficiency of complaint under rule 12(b)(6)101 citing cases“the motion should not be granted unless it appears beyond doubt that the plaintiff cannot prove any facts that would support his claim for relief.”
- Winchester v. Illinois Repub. Party, No. 3:18-cv-01137 (S.D. Ill. Sept. 27, 2019).(It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss . . . .)
- Arnold v. Comm'r of the Soc. Sec. Admin., No. 1:22-cv-05099 (N.D. Ill. May 1, 2024).Thomason v. Nachtrieb, 888 F.2d 1202, 1204 (7th Cir. 1989).
- Rivers v. Lear Corp., No. 1:22-cv-00107 (N.D. Ind. Mar. 27, 2023).Corp., 12 F.3d 686 , 688 (7th Cir. 1993) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1204 (7th Cir. 1989)). b.
- Moore v. Lear Corp., 664 F. Supp. 3d 881 (N.D. Ind. 2023).publishedCorp., 12 F.3d 686 , 688 (7th Cir. 1993) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1204 (7th Cir. 1989)). b.
- 3M Co. v. Cont'l Diamond Tool Corp, No. 1:21-cv-00274 (N.D. Ind. Feb. 2, 2023).Corp., 12 F.3d 686 , 688 (7th Cir. 1993) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1204 (7th Cir. 1989)).
- Harvey v. Cmty. Health Network, Inc., No. 1:22-cv-00659 (S.D. Ind. Nov. 22, 2022).Capital Corp., 12 F.3d 686 , 688 (7th Cir.1993) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1204 (7th Cir. 1989)).
- Wiggins v. Greenwood Motor Lines, Inc., No. 3:22-cv-01082 (S.D. Ill. Oct. 21, 2022).Thomason v. Nachtrieb, 888 F.2d 1202, 1204 (7th Cir. 1989).
- Wise v. Lessie Bates Davis Neighborhood House, No. 3:21-cv-01265 (S.D. Ill. Sept. 19, 2022).Capital Corp., 12 F.3rd 686, 688 (7th Cir. 1993) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1204 (7th Cir. 1989)).
- Williams v. State of Illinois, The, No. 1:21-cv-02495 (N.D. Ill. Mar. 30, 2022).Thomason v. Nachtrieb, 888 F.2d 1202, 1204 (7th Cir. 1989).
- Costello v. Axtria, Inc., No. 1:21-cv-01856 (N.D. Ill. Nov. 17, 2021).Thomason v. Nachtrieb, 888 F.2d 1202, 1204 (7th Cir. 1989).
Show 87 more citing cases
- Robinson v. Dunn, No. 3:20-cv-00541 (S.D. Ill. Oct. 25, 2021).Thomason v. Nachtrieb, 888 F.2d 1202, 1204 (7th Cir. 1989).
- United States v. 2900 North Hickory, 919 F.2d 143 (7th Cir. 1990).unpublished
- United States v. Randall K. Wood, 925 F.2d 1580 (7th Cir. 1991).published
- Inst. for Sci. Info., Inc. v. Gordon & Breach, 931 F.2d 1002 (3d Cir. 1991).published
- Lorenzo Turner v. Michael P. Lane Marjorie Donahue Robert Motley J. Kirk & R.D. Johnson, 947 F.2d 948 (7th Cir. 1991).unpublished
- James C. Schalow v. Gen. Motors Acceptance Corp., 951 F.2d 352 (7th Cir. 1991).unpublished
- James E. Greene v. Nat'l Car Rental Sys., Inc., 977 F.2d 572 (4th Cir. 1992).unpublished
- Thomas v. Millea v. Jesse Brown, 1 Sec'y of the Dep't of Vets. Affairs, 991 F.2d 799 (7th Cir. 1993).unpublished
- Julie Alexander v. City of Chicago, 994 F.2d 333 (7th Cir. 1993).published
- Advantage Eng'g, Inc. v. Burks Pumps, Inc., 28 F.3d 1216 (7th Cir. 1994).unpublished
- Eddie D. Church & Cherri Church v. Gen. Motors Corp., Defendant-Cross-Plaintiff-Appellant v. Power Press Sales Co., Inc., Defendant-Cross-Defendant-Appellee, 74 F.3d 795 (7th Cir. 1996).published
- Gutierrez v. Peters, 111 F.3d 1364 (7th Cir. 1997).published
- Roman Catholic Diocese of Springfield in Illinois v. Maryland Cas. Co., 139 F.3d 561 (7th Cir. 1998).published
- N. Indiana Gun & Outdoor Shows, Inc. v. City of South Bend, 163 F.3d 449 (7th Cir. 1998).published
- Patricia Hentosh v. Herman M. Finch Univ. of Health Sciences/the Chicago Med. Sch. & Samson T. Jacob, 167 F.3d 1170 (7th Cir. 1999).published
- Forseth v. Vill. of Sussex, 199 F.3d 363 (7th Cir. 2000).published
- White & Brewer Trucking, Inc. v. Donley, 952 F. Supp. 1306 (C.D. Ill. 1997).published
- Vickery v. Jones, 878 F. Supp. 1179 (S.D. Ill. 1995).published
- Provident Mut. Life Ins. v. City of Atlanta, 864 F. Supp. 1274 (N.D. Ga. 1994).published
- Carver v. Nall, 986 F. Supp. 1134 (C.D. Ill. 1997).published
- Hudson v. Soft Sheen Prods., Inc., 873 F. Supp. 132 (N.D. Ill. 1995).published
- Prudential Sec. Inc. v. Hornsby, 865 F. Supp. 447 (N.D. Ill. 1994).published
- Abbott Labs. v. NutraMax Prods., Inc., 844 F. Supp. 443 (N.D. Ill. 1994).published
- Krol ex rel. Bankr. Est. of Mason v. Crosby (In Re Mason), 386 B.R. 715 (Bankr. N.D. Ill. 2008).published
- Raymond Prof'l Grp., Inc. v. William A. Pope Co. (In Re Raymond Prof'l Grp., Inc.), 386 B.R. 678 (Bankr. N.D. Ill. 2008).published
- In re Anderson, 159 B.R. 830 (Bankr. N.D. Ill. 1993).published
- Hamilton v. Peters, 919 F. Supp. 1168 (N.D. Ill. 1996).published
- Hellyer Commc'ns, Inc. v. WRC Props., Inc., 888 F. Supp. 94 (S.D. Ind. 1995).published
- Roepsch v. Bentsen, 846 F. Supp. 1363 (E.D. Wis. 1994).published
- West v. Phillips, 883 F. Supp. 308 (S.D. Ind. 1994).published
- Baccala Realty, Inc. v. Fink (In Re Fink), 351 B.R. 511 (Bankr. N.D. Ill. 2006).published
- Grochocinski v. Spehar Capital, LLC (In Re CMGT, Inc.), 384 B.R. 497 (Bankr. N.D. Ill. 2008).published
- In re Amica, Inc., 130 B.R. 792 (Bankr. N.D. Ill. 1991).published
- Off. Unsecured Creditors' Comm. of Hearthside Baking Co. v. Cohen (In Re Hearthside Baking Co.), 402 B.R. 233 (Bankr. N.D. Ill. 2009).published
- Colemichael Investments, L.L.C. v. Burke (In Re Burke), 398 B.R. 608 (Bankr. N.D. Ill. 2008).published
- Holcomb v. Norwest Fin., Inc. (In Re Holcomb), 234 B.R. 79 (Bankr. N.D. Ill. 1999).published
- Fed. Sign v. Fultz (In Re Fultz), 232 B.R. 709 (Bankr. N.D. Ill. 1999).published
- Seber v. Unger, 881 F. Supp. 323 (N.D. Ill. 1995).published
- United Air Lines, Inc. v. ALG, INC., 912 F. Supp. 353 (N.D. Ill. 1995).published
- Union Carbide Corp. v. Viskase Corp. (In Re Envirodyne Indus., Inc.), 183 B.R. 812 (Bankr. N.D. Ill. 1995).published
- Cross v. Risk Mgmt. Alternatives, Inc., 296 B.R. 758 (N.D. Ill. 2003).published
- Dillinger, LLC v. Elec. Arts Inc., 795 F. Supp. 2d 829 (S.D. Ind. 2011).published
- Haverstick Enter., Inc. v. Fin. Fed. Credit, Inc., 803 F. Supp. 1251 (E.D. Mich. 1992).published
- Sylvester v. United States, 978 F. Supp. 1186 (E.D. Wis. 1997).published
- Equip. Acquisition Resources, Inc. v. United States (In Re Equip. Acquisition Resources, Inc.), 451 B.R. 454 (Bankr. N.D. Ill. 2011).published
- Crawford v. Indiana Dep't of Corr., 937 F. Supp. 785 (N.D. Ind. 1996).published
- Resolution Trust Corp. v. Scott, 887 F. Supp. 937 (S.D. Miss. 1995).published
- Catlett v. Peters, 32 F. Supp. 2d 1010 (N.D. Ill. 1998).published
- Chicago Lawyers' Comm. for Civil Rights Under the Law, Inc. v. Craigslist, Inc., 461 F. Supp. 2d 681 (N.D. Ill. 2006).published
- Boeckman v. A.G. Edwards, Inc., 461 F. Supp. 2d 801 (S.D. Ill. 2006).published
- Long v. Williams, 155 F. Supp. 2d 938 (N.D. Ill. 2001).published
- Tice v. Am. Airlines, Inc., 959 F. Supp. 928 (N.D. Ill. 1997).published
- Risk v. Ford Motor Co., 48 F. Supp. 2d 1135 (S.D. Ind. 1999).published
- Est. of Brown v. Barian, 43 F. Supp. 2d 1008 (E.D. Wis. 1999).published
- Austin v. Wal-Mart Stores, Inc., 20 F. Supp. 2d 1254 (N.D. Ind. 1998).published
- City of Waukesha v. Viacom Int'l Inc., 362 F. Supp. 2d 1025 (E.D. Wis. 2005).published
- Bliss Clearing Niagara, Inc. v. Midwest Brake Bond Co., 270 F. Supp. 2d 943 (W.D. Mich. 2003).published
- Salts v. Moore, 107 F. Supp. 2d 732 (N.D. Miss. 2000).published
- Lewis v. Straka, 535 F. Supp. 2d 926 (E.D. Wis. 2008).published
- Am. Fire & Cas. Co. v. Broeren Russo Constr., Inc., 54 F. Supp. 2d 842 (C.D. Ill. 1999).published
- All Am. Ins. v. Broeren Russo Constr., 112 F. Supp. 2d 723 (C.D. Ill. 2000).published
- Chauvin v. State Farm Fire & Cas. Co., 450 F. Supp. 2d 660 (E.D. La. 2006).published
- Taylor v. Cavalry Inv., LLC, 210 F. Supp. 2d 1001 (N.D. Ill. 2002).published
- Church v. Gen. Motors Corp., 74 F.3d 795 (7th Cir. 1996).published
- Little Arm Inc. v. Adams, 13 F. Supp. 3d 893 (S.D. Ind. 2014).published
- Singer v. EIntelligence, Inc., 55 F. Supp. 3d 1043 (N.D. Ill. 2014).published
- Fiers v. La Crosse Cnty., 132 F. Supp. 3d 1111 (W.D. Wis. 2015).published
- Holders of Class C Common Stock of Rimsat, Ltd. v. Kauthar Sdn. Bhd. (In re Rimsat Ltd.), 229 B.R. 910 (Bankr. N.D. Ind. 1998).published
- Piekosz-Murphy v. Bd. of Educ., 858 F. Supp. 2d 952 (N.D. Ill. 2012).published
- Flenner v. Sheahan, 920 F. Supp. 905 (N.D. Ill. 1996).published
- Jones v. Watkins, 945 F. Supp. 1143 (N.D. Ill. 1996).published
- United States v. Luna, No. 1:17-cv-01472 (N.D. Ill. Mar. 8, 2019).
- Duarte v. Client Servs., Inc., No. 1:18-cv-01227, 2019 WL 1425734 (N.D. Ill. Mar. 29, 2019).
- State Auto Prop. & Cas. Ins. Co. v. Shores Builders, Inc., No. 3:19-cv-00773 (S.D. Ill. Oct. 5, 2020).
- Gordon v. Finch, No. 2:21-cv-00292 (N.D. Ind. May 17, 2023).
- Bauer v. Fitzhugh, No. 3:18-cv-01293 (M.D. Tenn. Oct. 19, 2020).
- Thompson v. Hendrickson USA, LLC, No. 3:20-cv-00482, 2021 WL 848694 (M.D. Tenn. Mar. 5, 2021).
- Kalos, LLC v. White House Vill., LLC, No. 3:20-cv-00812, 2021 WL 1022752 (M.D. Tenn. Mar. 17, 2021).
- JRS Partners, GP v. Leech Tishman Fuscaldo & Lampl, LLC, No. 3:19-cv-00469 (M.D. Tenn. May 22, 2023).
- City of Gallatin v. Gallatin Data Centers, LLC, No. 3:24-cv-00868 (M.D. Tenn. Mar. 24, 2026).
- Calvin, No. 3:23-cv-00447 (M.D. Tenn. Mar. 25, 2026).
- Earl R. Miller v. Gain Fin., Inc., 995 F.2d 706 (7th Cir. 1993).published
- Fallimento C.OP.M.A. v. Fischer Crane Co., 995 F.2d 789 (7th Cir. 1993).published
- Craigs, Inc. v. Gen. Elec. Capital Corp., 12 F.3d 686 (7th Cir. 1993).published
- Gatx Leasing Corp. v. Nat'l Union Fire Ins. Co., 64 F.3d 1112 (7th Cir. 1995).published
- Warzon v. Drew, 855 F. Supp. 1017 (E.D. Wis. 1994).published
- Mister v. Illinois Dep't of Corr., No. 3:19-cv-00149 (S.D. Ill. Dec. 20, 2019).
At page 1205 Prohibiting amendment of complaint in opposition to motion to dismiss91 citing casesnoting that “it is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss.
- Lippencott, No. 1:25-cv-01646 (N.D. Ill. Dec. 15, 2025).(It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss.)
- Harris v. United States, No. 2:24-cv-13267 (E.D. Mich. Sept. 26, 2025).(It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss.)
- Stubbs v. Henry, No. 1:24-cv-01482 (N.D. Ohio June 4, 2025). (It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss)
- The Est. of Rudolph Isley v. Isley, No. 1:23-cv-01720 (N.D. Ill. Aug. 23, 2023).(It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss . . . .)
- Moore v. Lauer, No. 3:22-cv-50354 (N.D. Ill. May 2, 2023).([I]t is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss. . . .)
- Status Solutions, LLC v. JNL Tech., Inc., No. 3:20-cv-01119 (W.D. Wis. July 8, 2021).(It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss.)
- Crum v. SN Servicing Corp., No. 1:19-cv-02045 (S.D. Ind. Sept. 21, 2020).(It is a basic princi- ple that the complaint may not be amended by the briefs in opposition to a motion to dismiss[.])
- Rustom v. Rustom, No. 1:17-cv-09061 (N.D. Ill. Aug. 21, 2018).(It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss . . . .)
- Napleton's Arlington Heights Motors v. FCA US LLC, 214 F. Supp. 3d 675 (N.D. Ill. 2016).published([I]t is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss....)
- Wilson v. Bd. of Educ. of the City of Chicago, No. 1:24-cv-13271 (N.D. Ill. July 30, 2025).(It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss ….)
Show 77 more citing cases
- Pogofsky, No. 1:25-cv-04654 (N.D. Ill. Aug. 26, 2026).Pirelli, 631 F.3d at 448 ; Agnew v. Nat’l Collegiate Athletic Ass’n, 683 F.3d 328, 348 (7th Cir. 2012) (“It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss”) (quoting Thomason v…
- Porter, No. 1:25-cv-13005 (N.D. Ill. Aug. 17, 2026).“[i]t is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss”
- Jones, No. 3:25-cv-03256 (C.D. Ill. May 8, 2026).(noting that “it is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss.)
- Hood, No. 3:25-cv-03050 (C.D. Ill. Dec. 10, 2025).(stating same)
- Timothy Perry v. Robert Lemay, No. 2:25-cv-00090, 2025 WL 3496153 (N.D. Ind. Dec. 4, 2025).Ill. 2008) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1205 (7th Cir. 1989) (alteration in original) (“[I]t is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss . . . .”). argue t…
- Barnes v. Bd. of Educ. of the City of Chicago, No. 1:23-cv-16836 (N.D. Ill. Sept. 27, 2025).“It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion …”
- White v. Henry Cnty. Mem'l Hosp., No. 1:24-cv-00843 (S.D. Ind. Aug. 12, 2025).Dismiss 13, ECF No. 67) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1205 (7th Cir. 1989)).
- Schneider v. Wells Fargo Bank, NA, No. 1:19-cv-01297 (C.D. Ill. May 15, 2025).“that the complaint may not be amended by the briefs in opposition to a motion to dismiss”
- Perez v. City of Chicago, No. 1:24-cv-03077 (N.D. Ill. Apr. 24, 2025).Oct. 31, 2024) (Coleman, J.) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1205 (7th Cir. 1989).
- Al Hasbani v. Mayorkas, No. 1:24-cv-11790 (N.D. Ill. Apr. 14, 2025).Oct. 31, 2024) (Coleman, J.) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1205 (7th Cir. 1989).
- Great N. Ins. Co. v. Shenzhen Gadgetwoo E-Com. Co., No. 1:23-cv-03245 (N.D. Ill. Mar. 18, 2025).Thomason v. Nachtrieb, 888 F.2d 1202, 1205 (7th Cir. 1989).
- Browning v. Trans Union LLC, No. 4:24-cv-00029 (S.D. Ind. Feb. 18, 2025).“[i]t is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss”
- Smith v. Harvey, No. 1:24-cv-03611 (N.D. Ill. Feb. 7, 2025).“complaint may not be amended by the briefs in opposition to a motion to dismiss”
- Billups v. City Of Harvey, No. 1:23-cv-02429 (N.D. Ill. Sept. 24, 2024).“may not be amended by the briefs in opposition to a motion to dismiss”
- Gibson v. Fam. Serv. Div., No. 4:23-cv-00078 (N.D. Ind. July 11, 2024).Ill. 2008) (citing Thomason v. Nachtrieb, 888 F.2d 1202, 1205 (7th Cir. 1989)).
- Burton v. Oak Point Univ., No. 1:24-cv-00295 (N.D. Ill. July 9, 2024).Besides the fact that Burton introduces no plausible facts supporting such a claim, “it is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss, and Plaintiffs cannot shore up the defec…
- Goodlet v. City of Chicago, No. 1:22-cv-00570, 2024 WL 3105883 (N.D. Ill. June 24, 2024).Ill. 2008) (citing Thomason v. Nachtrieb, 888 F.2d 1202, 1205 (7th Cir. 1989); Berg v. BCS Fin.
- Burton v. HMS Host, No. 1:23-cv-05395 (N.D. Ill. Mar. 25, 2024).But “[i]t is a basic principle that [Burton’s] complaint may not be amended by [his] briefs in opposition to a motion to dismiss.” Agnew v. Nat’l Collegiate Athletic Ass’n, 683 F3d 328, 348 (7th Cir. 2012) (citing Thomason v. Nachtrieb, 88…
- Harris v. Wells Fargo, N.A., No. 2:23-cv-11984 (E.D. Mich. Dec. 15, 2023).“It is basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss”
- Williams v. City Of Chicago, No. 1:22-cv-03773 (N.D. Ill. Sept. 29, 2023).Thomason v. Nachtrieb, 888 F.2d 1202, 1205 (7th Cir. 1989).
- Novak v. State Farm Fire & Cas. Co., 687 F. Supp. 3d 820 (E.D. Wis. 2023).published“It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss”
- Reiter v. Noel, No. 4:22-cv-00127 (S.D. Ind. Aug. 11, 2023). “[i]t is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss…”
- Verderber v. City of Chicago, No. 1:21-cv-06211 (N.D. Ill. Mar. 20, 2023).Ill. Dec. 13, 2016) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1205 (7th Cir. 1989)).
- Kittrell v. Indiana Women's Prison, No. 1:22-cv-00737 (S.D. Ind. Nov. 21, 2022).Kittrell is permitted to add new legal theories in response to a motion to dismiss, Whitaker v. Milwaukee Cnty., Wis., 772 F.3d 802, 808 (7th Cir. 2014), but she may not use her response to amend her complaint wholesale, Thomason v. Nachtr…
- Cohan v. Lakhani Hosp., Inc., No. 1:21-cv-05812 (N.D. Ill. Mar. 16, 2022).(stating that “complaint may not be amended by the briefs in opposition to a motion to dismiss)
- Pittsfield Dev. LLC v. L.Y.N.D., No. 1:19-cv-01321, 2021 WL 3618275 (N.D. Ill. Aug. 16, 2021).Ill. Dec. 13, 2016) (quoting Thomason v. Nachtrieb, 888 F.2d 1202, 1205 (7th Cir. 1989)).
- Gress v. SafeSpeed, LLC, No. 1:20-cv-00756 (N.D. Ill. Aug. 6, 2021).Although this might weigh if favor of giving Plaintiff’s counsel an opportunity to file a second amended complaint, it is not a basis for denying the motion to dismiss, as it is “a basic principle that the complaint may not be amended by t…
- Rodriguez v. City of Chicago, No. 1:17-cv-07248 (N.D. Ill. Aug. 5, 2021).But nothing in the Complaint suggests that, when Plaintiff spoke to the Defendant officers about filing a criminal complaint against Doe, or to Wojcik and IPRA/COPA about the status of their investigations, she also raised concerns about t…
- Gale E. Dryden v. Sun Life Assurance Co. of Canada, 909 F.2d 1486 (7th Cir. 1990).unpublished
- Perkins v. Silverstein, 939 F.2d 463 (7th Cir. 1991).published
- Edward Pritchard v. Rainfair, Inc., 945 F.2d 185 (7th Cir. 1991).published
- Raymond R. Palmer v. United States Attorney Gen., 989 F.2d 502 (7th Cir. 1993).unpublished
- Gaylon L. Harrell v. United States, 13 F.3d 232 (7th Cir. 1993).published
- Daniel Pernice v. City of Chicago, 237 F.3d 783 (7th Cir. 2001).published
- United States v. Rand Motors, 305 F.3d 770 (7th Cir. 2002).published
- John P. Kennedy v. Venrock Assocs., 348 F.3d 584 (7th Cir. 2003).published
- Agnew v. Nat'l Collegiate Athletic Ass'n, 683 F.3d 328 (7th Cir. 2012).published
- Arthur Gallagher v. City of Clayton, 699 F.3d 1013 (8th Cir. 2012).published
- Mary Scott v. Faye Cohen, 528 F. App'x 150 (3d Cir. 2013).unpublished
- Wapensky v. John Hancock Mut. Life Ins., 774 F. Supp. 1119 (N.D. Ill. 1991).published
- Moore v. Fid. Fin. Servs., Inc., 897 F. Supp. 378 (N.D. Ill. 1995).published
- Ackerman v. Schwartz, 733 F. Supp. 1231 (N.D. Ind. 1989).published
- Wooley v. Jackson Hewitt, Inc., 540 F. Supp. 2d 964 (N.D. Ill. 2008).published
- Lindsey v. Baxter Healthcare Corp., 757 F. Supp. 888 (N.D. Ill. 1991).published
- Davis v. Elite Mortg. Servs., Inc., 592 F. Supp. 2d 1052 (N.D. Ill. 2009).published
- Jacques v. U.S. Bank N.A. (In Re Jacques), 416 B.R. 63 (Bankr. E.D.N.Y. 2009).published
- Sterling v. Kazmierczak, 983 F. Supp. 1186 (N.D. Ill. 1997).published
- Milazzo v. O'CONNELL, 925 F. Supp. 1331 (N.D. Ill. 1996).published
- Polish Am. Cong. v. City of Chicago, 226 F. Supp. 2d 930 (N.D. Ill. 2002).published
- Fleming v. Dowdell, 434 F. Supp. 2d 1138 (M.D. Ala. 2005).published
- Holmes Dev., LLC v. Cook, 2002 UT 38, 48 P.3d 895.published
- Stansel Prowse v. Dexter Payne, 984 F.3d 700 (8th Cir. 2021).published
- Kadambi v. Express Scripts, Inc., 86 F. Supp. 3d 900 (N.D. Ind. 2015).published
- Villars v. Kubiatowski, 128 F. Supp. 3d 1039 (N.D. Ill. 2015).published
- Archer v. Chisholm, 191 F. Supp. 3d 932 (E.D. Wis. 2016).published
- Smith v. Dixon Direct Corp., 215 F. Supp. 3d 689 (N.D. Ill. 2016).published
- Indiana ex rel. Indiana Dep't of Workforce Dev. v. Jewell (In re Jewell), 554 B.R. 169 (Bankr. N.D. Ind. 2016).published
- qad. v. ALN Assocs., Inc., 757 F. Supp. 901 (N.D. Ill. 1991).published
- Mart v. Forest River, Inc., 854 F. Supp. 2d 577 (N.D. Ind. 2012).published
- Smith v. Encore Capital Grp. Inc., 966 F. Supp. 2d 817 (E.D. Wis. 2013).published
- McDowell v. Sullivan, 132 F.R.D. 501 (N.D. Ill. 1990).published
- Baker v. G4S Secure Solutions (USA) Inc., No. 4:18-cv-00267 (S.D. Ga. Aug. 28, 2020).
- Lopez-Betancourt v. Loyola Univ. of Chicago Stritch Sch. of Med., No. 1:16-cv-11565 (N.D. Ill. Dec. 15, 2017).
- Bhatia v. Vaswani, No. 1:18-cv-02387, 2019 WL 4674571 (N.D. Ill. Sept. 25, 2019).
- Perta v. Nat'l Credit Care Corp., No. 1:18-cv-05767 (N.D. Ill. Sept. 30, 2019).
- In re Chicago Bd. Options Exch. Volatility Index Manipulation Antitrust Litig., 435 F. Supp. 3d 845 (N.D. Ill. 2020).published
- Harris v. City of Chicago, 479 F. Supp. 3d 743 (N.D. Ill. 2020).published
- Caldwell v. Vigo Cnty. Sheriff's Dep't, No. 2:19-cv-00526 (S.D. Ind. Aug. 5, 2020).
- Diamond Sawblades Mfrs.' Coalition v. Diamond Tools Tech., LLC, 504 F. Supp. 3d 927 (S.D. Ind. 2020).published
- Perry v. Lee, No. 3:19-cv-17899, 2020 WL 3396805 (D.N.J. June 19, 2020).unpublished
- Garmany of Red Bank, Inc. v. Harleysville Ins. Co., No. 3:20-cv-08676, 2021 WL 1040490 (D.N.J. Mar. 18, 2021).unpublished
- Mark Daniel Hosp. LLC v. Amguard Ins. Co., No. 3:20-cv-06772 (D.N.J. June 16, 2022).unpublished
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v.
Robert W. NACHTRIEB, Elizabeth T. Nachtrieb, John D. Nachtrieb, Gregory A. Michel, Fotel, Inc., an Illinois corporation, and Fotel, Inc. Employee Pension Plan & Trust
James Thomason brings this appeal seeking relief from the district court’s grant of the defendants’ motion for judgment on the[*1203] pleadings pursuant to Federal Rule of Civil Procedure (“FRCP”) 12(c). In the district court, Thomason complained of the payment of $23,053 to Elizabeth Nachtrieb in satisfaction of her accrued pension benefits. Thomason alleged that the payment was made in violation of the Employee Retirement Income Security Act of 1974 (“ERISA”), 29 U.S.C. § 1106 Prohibited Transaction^, § 1109 Liability for Breach of Fiduciary Duty, § 1104 Fiduciary Duties, or § 1105 Liability for Breach by a Co-Fiduciary. Thomason now requests that this court reverse the judgment of the district court. For the reasons set out below, we affirm the district court’s judgment.
I.
James Thomason was an officer and director, and Robert Nachtrieb was the Chairman of the Board of Fotel, Inc., an Illinois corporation. Both were trustees and participants of the Fotel, Inc. Pension Fund (“the Fund”), a defined contribution pension plan. Elizabeth Nachtrieb is the wife of Robert Nachtrieb and a participant in the Fund. John Nachtrieb is the son of Robert and Elizabeth Nachtrieb and a director and officer of Fotel, Inc. and also a participant in the Fund.
In June, 1988, Robert Nachtrieb and James Thomason withdrew $30,023.54 from a company account. Shortly thereafter, a cashiers check in the amount of $23,053 was given to Elizabeth Nachtrieb by Robert Nachtrieb as full payment of the pension benefits owed her by the company. When this money was paid to Elizabeth Nachtrieb, there allegedly was no money in her pension account and the company borrowed from other accounts to make the payment to her.
Thomason filed a six-count complaint against Robert, Elizabeth, and John Na-chtrieb seeking relief from this transaction. Count I alleged that the payment to Elizabeth Nachtrieb from the company’s pension fund “raises the potential of a conflict of interest and should be approved by the I.R.S.” as required under ERISA. Complaint ¶ 50. Count II alleged that the defendants conspired to violate ERISA. Counts III — VI involved state claims that Thomason sought to be heard under pendent jurisdiction. Count III is a claim of breach of contract for a breach of a stock transfer in violation of stock agreements entered in 1968, 1977, 1980 and 1985. Count IV alleges a conspiracy with respect to the Count III contracts. Count V alleges misrepresentation by Robert Nachtrieb to Thomason that he would be made president of Fotel, Inc. Count VI alleges conspiracy to defraud the 1968,1977,1980 and 1985 agreements.
On December 14, 1988, the district court granted the defendants’ motion for judgment on the pleadings pursuant to FRCP 12(c). The district court dismissed the case without prejudice with leave to file an amended complaint within 21 days from the date of its order. On December 16, the plaintiff filed a motion for rehearing and “requested 25 extra days to comply with the court order.” The district court granted the plaintiff’s motion for an extension of time, but denied the plaintiff’s motion for a rehearing. On January 10,1989, instead of complying with the time extension granted by the district court, the plaintiff filed an appeal from the December 14th order. On February 16,1989, the Clerk of the District Court entered judgment under FRCP 58 in compliance with the district court’s December 14th order. This Court dismissed the January 10 appeal for lack of jurisdiction on February 17, 1989, since there was no final judgment from which to appeal. On February 27, 1989, plaintiff filed this appeal from the February 16 final judgment.
The district court’s December 14th order dismissed Count I because it found “plaintiff has failed to articulate any legal basis for relief.” Thomason v. Nachtrieb et al., No. 88-C-6775 (N.D.Ill. Dec. 14, 1988). The district court also dismissed Count II on the grounds that it was premised on Count I and failed for the same reasons as Count I, or if premised on separate facts, Count II did not sufficiently allege those facts. Counts III — VI were dismissed because they do not derive from a common nucleus of operative fact with Counts I and[*1204] II as required for pendent jurisdiction under United Mine Workers v. Gibbs, 383 U.S. 715, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966), and in any event are dismissed since Counts I & II fail to state a claim. However, the district court advised the plaintiff that he “may be able to cure the defects ... [and] amend [his] complaint within 21 days.” Thomason v. Nachtrieb et al., No. 88-C-6775 (N.D.Ill. Dec. 14, 1988). For unknown reasons plaintiff failed to amend the complaint but instead filed a premature appeal. Because of this unwarranted action, it is unfortunate that we must affirm the district court and dismiss this appeal for failure to file an amended complaint in the face of what otherwise might be a valid cause of action under ERISA.
II.
Under FRCP 12(c) defendants essentially raised a proper FRCP 12(b)(6) motion by challenging the sufficiency of the complaint as allowed under Rule 12(h)(2). Republic Steel Corp. v. Pennsylvania Engineering Corp., 785 F.2d 174, 182 (7th Cir.1986); Amersbach v. City of Cleveland, 598 F.2d 1033, 1038 (6th Cir.1979); See 5 Wright & Miller, Federal Practice & Procedure: Civil § 1367 (Rule 12(c) may be used to raise several of the 12(b) defenses). Therefore, the courts have held that a motion for judgment on the pleadings is subject to the same standard as a motion for dismissal for failure to state a claim. Accordingly, the motion should not be granted unless it appears beyond doubt that the plaintiff cannot prove any facts that would support his claim for relief. Conley v. Gibson, 355 U.S. 41, 45-46, 78 S.Ct. 99, 101-02, 2 L.Ed.2d 80 (1957); Susman v. Lincoln American Corporation, 517 F.Supp. 931 (N.D.Ill.1981). In considering this motion the court must view the facts in the complaint in the light most favorable to the nonmovant. National Fidelity Life Ins. Co. v. Karaganis, 811 F.2d 357 (7th Cir.1987). In this appeal, the application of these standards leads us to conclude that even assuming the truthfulness of the factual allegations of the complaint for the purposes of the motion below, as we must, there is no set of facts that could support plaintiff's complaint.
Plaintiff frames the question presented to the court on appeal as “whether or not Count I states a cause of action under ERISA where [the] trustee paid money to his wife from a trust fund with funds, which were not there, under a defined contribution plan, and this action is brought by [a] co-trustee and beneficiary.” Appellant’s Brief p. 14. This may very well be a valid cause of action, but the allegations in the complaint did not adequately raise this claim before the district court and the plaintiff cannot raise it on appeal. Nowhere did the complaint state anything about a payment of funds which were not in the Fund. The clearest reference to any such claim is in paragraphs 49-51 of Count I of the complaint. In these paragraphs Thomason alleged that Robert Nachtrieb “directed a check be issued to his wife.” Complaint ¶ 49. He further alleged that “this transfer raises the potential of a conflict of interest and should be approved by the I.R.S.” and that Thomason “has not received sufficient documentation to intelligently evaluate this procedure.” Complaint ¶¶ 50, 51. These are the only allegations in Count I of the complaint and they do not raise the same claim that Thomason now raises on appeal.
Similarly, Thomason alleges that “Count II states a cause of action under ERISA, where son [John Nachtrieb], employer chairman, failed to fund mother’s account” in joint action with others. Appellant’s Brief p. 19. Again, however, plaintiff did not adequately raise what he now asserts to be the thrust of Count II before the district court. In Count II of the complaint, Thomason alleges only that the defendants are “co-conspirators who willfully, wrongfully and intentionally violated ERISA.” Complaint H 59. This is the only allegation in Count II and it does not raise any issues concerning the failure to fund a pension account.
Recognizing that the plaintiff may have a valid cause of action, the district court granted defendants’ motion for judgment on the pleadings with leave for plaintiff to[*1205] amend his complaint. The court restated its interest in the case and its concern when it denied the plaintiff’s motion for rehearing by stating “the court focused on the I.R.S. only to the extent that plaintiffs complaint also focused on the I.R.S. If the I.R.S. [was] irrelevant to plaintiffs cause of action, that merely illustrates the problems with the complaint.” Thomason v. Nachtrieb, et al., No. 88-C-6775 (N.D.Ill. Dec. 19, 1988). In this statement, the district court specifically pointed to a problem with the complaint. But plaintiff failed to amend his complaint and he is barred from doing so now on appeal.
It is a basic principle that the complaint may not be amended by the briefs in opposition to a motion to dismiss, nor can it be amended by the briefs on appeal. Car Carriers, Inc. v. Ford Motor Co., 745 F.2d 1101, 1107 (7th Cir.1984); Com. of Pa. Ex Rel. Zimmerman v. Pepsico, Inc., 836 F.2d 173, 181 (3rd Cir.1988). The plaintiff failed to amend his complaint and cannot now argue a case that was not before the district court. This circuit has repeatedly held that if a party fails to present an argument before the district court, the party waives the right to present that argument on appeal. Lazzara v. Howard A. Esser, Inc., 802 F.2d 260, 268 (7th Cir.1986); Erff v. Markhon Indus., Inc., 781 F.2d 613, 618-19 (7th Cir.1986); Libertyville Datsun Sales v. Nissan Motor Corp., 776 F.2d 735, 737 (7th Cir.1985); Desert Palace, Inc. v. Salisbury, 401 F.2d 320, 324 (7th Cir.1968). Likewise, consideration of a motion to dismiss is limited to the pleadings. Hill v. Trustees of Indiana University, 537 F.2d 248, 251 (7th Cir.1976). Therefore, we cannot now look to the questions as presented by the plaintiff to this Court. By phrasing the questions on appeal in this manner, the plaintiff is attempting to do what the district court granted him 25 extra days to do and he failed to do, i.e. amend his complaint. It is now too late to achieve this result.
A final judgment has been entered pursuant to FRCP 58 ending the period to amend. Therefore, plaintiff cannot raise on appeal the allegations that Robert Nachtrieb paid money from a trust fund to a party in interest with funds that were not in the pension fund. Such an allegation was clearly not made out below. In summary, then, we find, as did the district court, that Count I does not allege that Robert Nachtrieb paid money to Elizabeth Nachtrieb with funds that were not there. Count I alleges only that there was a potential of a conflict of interest and the transaction should be approved by the I.R.S. Thus the complaint was properly dismissed for failure to state a claim.
We also affirm the district court’s order on Count II for the same reasons as Count I. In Count II of the complaint plaintiff alleges the defendants are “eo-conspirators who willfully, wrongfully and intentionally violated ERISA: [inter alia ] 1) by permitting a prohibited transaction by placing fund monies wrongfully with a party in interest.” Complaint 11 59. This conclusory language also fails to state a claim under ERISA. The district court held “that [t]o the extent Count II is premised on Count I, it fails for the same reasons as Count I. To the extent that it is premised on separate ERISA violations, it fails because it does not allege facts in support of those claims.” Thomason v. Nachtrieb et al., No. 88-C-6775 (N.D.Ill. Dec. 14, 1988). There are no facts that the plaintiff could present that would support the legal theory he puts forth. Once again, plaintiff attempts to amend his complaint in his brief by alleging that Count II really states an action for a joint failure of defendants to fund Elizabeth Nachtrieb’s pension account. However, this is clearly not established in the complaint and it is too late to raise the allegation on appeal after a final dismissal of the complaint. Therefore, Count II was also properly dismissed.
Counts III-YI are state claims that were dismissed by the district court when it denied pendent jurisdiction for want of a common nucleus of operative fact. See United Mine Workers v. Gibbs, 383 U.S. 715, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966). We find the district court’s decision to be correct and additionally note that pendent jurisdiction is denied on Count III-VI since we find[*1206] Counts I and II were properly dismissed by the district court.
III.
For the reasons discussed above, the district court properly granted defendants' motion for judgment on the pleadings. James Thomason did not allege before the district court that money was paid to a relative with funds not in the pension account, or that there was a joint failure to fund the pension account. Final judgment was triggered by plaintiffs failure to amend his complaint and it is too late for him to do so now. Accordingly, we affirm the district court’s grant of defendants’ motion for judgment on the pleadings.
Affirmed.