Pedro Muiz Cortes & the Est. of Clotilde Diaz Sustache, Composed by Pedro Angel Muiz Diaz, Luis Muiz Diaz, Jose Ismael Muiz Diaz, Maria Antonia Muiz Diaz, Maria Elena Muiz Diaz, Lydia Maria Muiz Diaz, Jorge M. Muiz Diaz, Miriam Muiz Caban, & Diana Muiz Caban v. Intermedics, Inc., Sulzer Intermedics, Inc., Abc Co. & Xyz Ins. Co., 229 F.3d 12 (1st Cir. 2000). · Go Syfert
Pedro Muiz Cortes & the Est. of Clotilde Diaz Sustache, Composed by Pedro Angel Muiz Diaz, Luis Muiz Diaz, Jose Ismael Muiz Diaz, Maria Antonia Muiz Diaz, Maria Elena Muiz Diaz, Lydia Maria Muiz Diaz, Jorge M. Muiz Diaz, Miriam Muiz Caban, & Diana Muiz Caban v. Intermedics, Inc., Sulzer Intermedics, Inc., Abc Co. & Xyz Ins. Co., 229 F.3d 12 (1st Cir. 2000). Cases Citing This Book View Copy Cite
“dismissal for lack of subject matter jurisdiction is not considered to be 'on the merits,' and therefore is without res judicata effect.”
57 citation events (56 in the last 25 years) across 12 distinct courts.
Strongest positive: Decoulos v. Town of Aquinnah (mad, 2018-07-24)
Treatment trajectory · 2000 → 2026 · click a year to view as-of
2000 2013 2026
Top citers, strongest first. 21 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Decoulos v. Town of Aquinnah
D. Mass. · 2018 · signal: see · quote attribution · 1 verbatim quote · confidence high
dismissal for lack of subject matter jurisdiction is not considered to be 'on the merits,' and therefore is without res judicata effect.
discussed Cited as authority (verbatim quote) Lozano v. Corona
D.P.R. · 2003 · quote attribution · 1 verbatim quote · confidence high
different legal theories does not undermine the identity of causes because ... arose from the pacemaker failure
discussed Cited as authority (rule) Alana Dunn v. Unified District School Clovis, et al.
E.D. Cal. · 2025 · confidence medium
P. 60(b). 10 Reconsideration of a prior order is an extraordinary remedy “to be used sparingly in the interests 11 of finality and conservation of judicial resources.” Kona Enters., Inc. v. Estate of Bishop, 229 F. 3d 12 877, 890 (9th Cir. 2000) (citation omitted); see also Harvest v. Castro, 531 F.3d 737, 749 (9th Cir. 13 2008) (addressing reconsideration under Rule 60(b)).
discussed Cited as authority (rule) Stein v. McDonough
D. Mass. · 2024 · confidence medium
This means that “[d]ismissal for lack of subject matter jurisdiction precludes relitigation of the issues determined in ruling on the jurisdictional question.” Muñiz Cortés v. Intermedics, Inc., 229 F.3d 12, 14 (1st Cir. 2000) (citations omitted); see also, Walsh v. Int’l Longshoremen's Ass’n, AFL-CIO, 630 F.2d 864, 870 (1st Cir. 1980) (same). “[A]lthough a determination of lack of subject-matter jurisdiction is not a decision ‘on the merits’ of a plaintiff’s substantive claims, it is indeed a decision on the merits of the jurisdictional question, which bars a plaintiff from …
cited Cited as authority (rule) Oudeh v. Goshen Medical Center, Inc.
E.D.N.C. · 2022 · confidence medium
See Barna Conshipping, 410 F, App’x at 720; Carr, 591 F.3d at 917 ; Mufiiz Cortes, 229 F.3d at 14.
discussed Cited as authority (rule) MAN AGAINST XTINCTION, as Citizen Attorney General v. Massachusetts Port Authority (2×) also: Cited "see"
D. Mass. · 2022 · confidence medium
Because Strahan litigated the ESA claim against Massport for which he had provided notice in 2007, that notice cannot satisfy the notice requirement in this action. merits,’ and therefore is without res judicata [claim preclusion] effect.” Muñiz Cortes v. Intermedics, Inc., 229 F.3d 12, 14 (1st Cir. 2000).
cited Cited as authority (rule) Hogans v. Charter Communications, Inc.
E.D.N.C. · 2021 · confidence medium
App’x at 720; Mufiiz Cortes, 229 F.3d at 14, Thus, “a dismissal can be one without prejudice yet have preclusive effect.” Carr, 591 F.3d at 917 .
examined Cited as authority (rule) Rivera-Feliciano v. State Insurance Fund Corp. (3×) also: Cited "see"
D.P.R. · 2009 · confidence medium
“We see nothing in the facts of this case to support such an exception.” Muniz Cortes, 229 F.3d at 15.
discussed Cited as authority (rule) Lewis v. Seneff
M.D. Fla. · 2009 · confidence medium
There is abundant, well-reasoned case law applying issue preclusion (as opposed to claim preclusion) to lack of subject matter jurisdictional decisions made by the court in a prior decision, without regard to whether the decision is characterized as “with prejudice” or “on the merits.” See, e.g., In re Sonus Networks, 499 F.3d at 59 ; Brereton, 434 F.3d at 1219 (even a dismissal without prejudice will have a preclusive effect i.e., issue preclusion, on the standing issue in a future action); Muñiz Cortes v. Intermedies, Inc., 229 F.3d 12, 14 (1st Cir.2000) (dismissal for lack of subje…
discussed Cited as authority (rule) Coors Brewing Co. v. Méndez-Torres (2×)
1st Cir. · 2009 · confidence medium
Muñiz Cortés v. Intermedics, Inc., 229 F.3d 12, 14 (1st Cir.2000) (“[A] dismissal for lack of subject matter jurisdiction is not considered to be ‘on the merits,’ and therefore is without res judicata effect.”); see also Dávila v. Delta Air Lines, Inc., *9 326 F.3d 1183, 1188 (1st Cir.2003) (stating that a dismissal for lack of subject matter jurisdiction “plainly is not an adjudication on the merits that would give rise to a viable res judicata defense”).
discussed Cited as authority (rule) Cruz-Berrios v. Gonzalez-Rosario
D.P.R. · 2008 · confidence medium
The Supreme Court of Puerto Rico has held that when an issue “essential to the prior judgment is actually litigated and determined by a valid and final judgment, the determination is conclusive in subsequent litigation among the parties.” Mun-iz Cortes, 229 F.3d at 13 (internal citations omitted); see also A & P Gen.
cited Cited as authority (rule) Overseas Military Sales Corp. v. GIRALT-ARMADA
D.P.R. · 2005 · confidence medium
Muñiz Cortés v. Intermedics, Inc., 229 F.3d 12, 14 (1st Cir.2000).
examined Cited as authority (rule) Matosantos Commercial Corp. v. Applebee's International, Inc. (4×) also: Cited "see"
10th Cir. · 2001 · confidence medium
Muniz Cortes, 229 F.3d at 15.
cited Cited "see" Brown v. The MITRE Corporation
D. Mass. · 2023 · signal: see · confidence high
See Muñiz Cortes, 229 F.3d at 14.
cited Cited "see" Coors Brewing Co. v. MENDEZ-TORRES
D.P.R. · 2011 · signal: see · confidence high
See Muñiz Cortes v. Intermedies, Inc., 229 F.3d 12, 14 (1st Cir.2000).
examined Cited "see" Morón Barrada v. DEPARTMENT OF EDUC. OF PR (3×) also: Cited "see, e.g."
D.P.R. · 2005 · signal: see · confidence high
See Muniz Cortes v. Intermedics, Inc., 229 F.3d 12 , 14 (1st Cir.2000) (citing Cruz v. Melecio, 204 F.3d 14, 18 (1st Cir.2000)).
discussed Cited "see" Cooper v. US Dept of Veterans
1st Cir. · 2003 · signal: see · confidence high
See Muniz Cortes v. Intermedies, Inc., 229 F.3d 12 , 14 —15 (1st Cir.2000) (noting that dismissal for lack of subject matter jurisdiction “precludes relitigation of the issues determined in ruling on the jurisdictional question”).
cited Cited "see" Kosereis v. Department for
1st Cir. · 2003 · signal: see · confidence high
See Muniz Cortes v. Intermedies, Inc., 229 F.3d 12 , 14 (1st Cir.2000).
discussed Cited "see, e.g." Karen Tucker v. Secretary Health and Human Ser
3rd Cir. · 2014 · signal: see, e.g. · confidence medium
See, e.g., Muñiz Cortes v. Intermedics, Inc., 229 F.3d 12, 14 (1st Cir.2000) (dismissal for lack of subject matter jurisdiction "precludes relitigation of issues determined in ruling on the jurisdictional question”); North Georgia Elec.
cited Cited "see, e.g." Feliciano v. Puerto Rico State Insurance Fund
D.P.R. · 2011 · signal: see also · confidence low
See also Leon v. Sanchez-Bermudez, 332 F.Supp.2d 407 (D.P.R. 2004), Muniz Cortes v. Intermedics, 229 F.3d 12 (1st Cir.2000).
discussed Cited "see, e.g." In Re Sonus Networks, Inc.
1st Cir. · 2007 · signal: see, e.g. · confidence medium
See, e.g., Muñiz Cortes v. Intermedies, Inc., 229 F.3d 12, 14 (1st Cir.2000) (dismissal for lack of subject matter jurisdiction); Brereton v. Bountiful City Corp., 434 F.3d 1213, 1218-19 (10th Cir.2006) (dismissal for lack of standing); Perry v. Sheahan, 222 F.3d 309 , 318 (7th Cir.2000)(dismissal for lack of standing); Kasap v. Folger Nolan Fleming & Douglas, Inc., 166 F.3d 1243, 1248 (D.C.Cir. 1999) (dismissal for lack of subject matter jurisdiction); Okoro v. Bohman, 164 F.3d 1059, 1062-64 (7th Cir.1999) (dismissal of forma pauperis suit as frivolous); 18A Federal Practice & Procedure § 4…
Retrieving the full opinion text from the archive…
Pedro Muiz Cortes and the Estate of Clotilde Diaz Sustache, Composed by Pedro Angel Muiz Diaz, Luis Muiz Diaz, Jose Ismael Muiz Diaz, Maria Antonia Muiz Diaz, Maria Elena Muiz Diaz, Lydia Maria Muiz Diaz, Jorge M. Muiz Diaz, Miriam Muiz Caban, and Diana Muiz Caban
v.
Intermedics, Inc., Sulzer Intermedics, Inc., Abc Company and Xyz Insurance Company
99-2193.
Court of Appeals for the First Circuit.
Oct 3, 2000.
229 F.3d 12
Published

229 F.3d 12 (1st Cir. 2000)

PEDRO MUIZ CORTES AND THE ESTATE OF CLOTILDE DIAZ SUSTACHE, COMPOSED BY PEDRO ANGEL MUIZ DIAZ, LUIS MUIZ DIAZ, JOSE ISMAEL MUIZ DIAZ, MARIA ANTONIA MUIZ DIAZ, MARIA ELENA MUIZ DIAZ, LYDIA MARIA MUIZ DIAZ, JORGE M. MUIZ DIAZ, MIRIAM MUIZ CABAN, AND DIANA MUIZ CABAN, PLAINTIFFS, APPELLANTS,
V.
INTERMEDICS, INC., SULZER INTERMEDICS, INC., ABC COMPANY AND XYZ INSURANCE COMPANY, DEFENDANTS, APPELLEES.

No. 99-2193.

United States Court of Appeals, For the First Circuit.

Heard September 7, 2000.
Decided October 3, 2000.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO.

Hon. Daniel R. Domnguez, U.S. District Judge.

Ulpiano Falcon Matos, with whom Roberto Rafols Davila was on brief for appellants.

Joseph J. Leghorn, with whom Maria De Los A. Garay and Manuel E. Andreu Garcia were on brief for appellees.

Before Selya, Circuit Judge, Bownes, Senior Circuit Judge, and Stahl, Circuit Judge.

Bownes, Senior Circuit Judge.

[*~12]1

Plaintiff-appellants Pedro Muniz Cortes and the estate of Clotilde Diaz Sustache appeal from the district court's order of summary judgment dismissing claims against defendant-appellees. We affirm.

I.

2

On December 14, 1994, Clotilde Diaz Sustache had a pacemaker surgically implanted at the Hospital Bella Vista in Mayaguez, Puerto Rico. The pacemaker was manufactured by Intermedics. After this pacemaker failed, a second Intermedics pacemaker was implanted. On August 18, 1995, following the failure of the second pacemaker, Diaz Sustache died.

3

On January 12, 1996, appellants filed a complaint against Intermedics and others in the Superior Court of Puerto Rico. Appellants sought damages from Intermedics pursuant to Article 1802 of the Puerto Rico Civil Code, alleging that "manufacturing defects, design defects and/or insufficiency in the warnings of the pacemakers and/or electrodes implanted in the deceased were the proximate and immediate cause of her death." On August 8, 1997, the Superior Court entered partial summary judgment in favor of Intermedics on the ground that the Medical Device Amendments to the Food, Drug and Cosmetics Act, 21 U.S.C. § 360c et seq., preempted appellants' claims.[1]

4

Appellants did not appeal from the superior court's order of judgment. Rather, they filed another complaint against Intermedics and others, this time in the United States District Court for the District of Puerto Rico. There, appellants reiterated their claim that Intermedics acted negligently under Article 1802 of the Puerto Rico Civil Code; they also alleged that Intermedics failed to comply with Food and Drug Administration regulations with regard to the pacemaker. Intermedics moved for summary judgment on the ground that appellants' claims had already been adjudicated by the Superior Court of Puerto Rico and therefore were precluded. The district court allowed Intermedics' motion for summary judgment on the grounds of "res judicata and/or collateral estoppel." Muniz Cortes v. Intermedics, Inc., 63 F. Supp.2d 160, 165 (D.P.R. 1999).

II.

[*~13]5

Appellants contend that the district court erred in determining that preclusion barred their complaint. We review a summary judgment de novo, viewing the record in the light most favorable to the nonmoving party to determine whether there exists a genuine issue of material fact. See Sheehy v. Town of Plymouth, 191 F.3d 15, 19-20 (1st Cir. 1999).

6

Federal courts must give full faith and credit to final judgments of the Commonwealth of Puerto Rico courts. See Baez-Cruz v. Municipality of Comerio, 140 F.3d 24, 28 n.1 (1st Cir. 1998); see also 28 U.S.C. § 1738. To determine the preclusive effect of such a judgment in federal court, we look to Puerto Rico law. See 28 U.S.C. § 1738; Cruz v. Melecio, 204 F.3d 14, 18 (1st Cir. 2000). The Puerto Rico Civil Code sets forth the operation of the doctrine of preclusion:

7

In order that the presumption of the res judicata may be valid in another suit, it is necessary that, between the case decided by the sentence and that in which the same is invoked, there be the most perfect identity between the things, causes, and persons of the litigants, and their capacity as such.

8

P.R. Laws Ann. tit. 31, § 3343. Although this provision speaks of "res judicata," it additionally permits issue preclusion or collateral estoppel. See Baez-Cruz, 140 F.3d at 29. Accordingly, the Supreme Court of Puerto Rico has held that when an issue "essential to the prior judgment is actually litigated and determined by a valid and final judgment, the determination is conclusive in subsequent litigation among the parties." Felix Davis v. Vieques Air Link, 892 F.2d 1122, 1124-25 (1st Cir. 1990) (citing Pereira v. Hernandez, 83 P.R.R. 156, 161 (1961)).

[*~14]9

Appellants contend that res judicata does not apply because the superior court's preemption ruling deprived that court of subject matter jurisdiction. It is true that a dismissal for lack of subject matter jurisdiction is not considered to be "on the merits," and therefore is without res judicata effect. See Northeast Erectors Ass'n of BTEA v. Secretary of Labor, Occupational Safety & Health Admin., 62 F.3d 37, 44 (1st Cir. 1995); 18 Charles Alan Wright, Arthur R. Miller & Edward H. Cooper, Federal Practice & Procedure § 4436 (1981)).

10

We have some doubt about the proposition that a dismissal on preemption grounds is not merits-based. But even assuming arguendo that res judicata does not bar the federal district court from adjudicating appellants' claims, the doctrine of collateral estoppel prevents the court from rehearing the issue of preemption.[2] Dismissal for lack of subject matter jurisdiction precludes relitigation of the issues determined in ruling on the jurisdictional question. See Wright, Miller & Cooper, supra; cf. Railway Labor Executives' Ass'n v. Guilford Transp. Indus., Inc., 989 F.2d 9, 11 (1st Cir. 1993) (determination of lack of jurisdiction was "on the merits"); Walsh v. International Longshoremen's Ass'n, AFL-CIO, 630 F.2d 864, 870 (1st Cir. 1980) (same). Here, to the extent that the superior court determined that it had no jurisdiction over the matter, it was on the ground that appellants' "causes of action for defects in manufacture, design or inadequate warning" were preempted by the Medical Device Amendments.[3] Under this ruling, the Amendments would preempt appellants' claims in federal court as well as in the superior court. Hence, appellants may not relitigate the issue of preemption.

11

Appellants also take issue with the district court's conclusion that there existed "perfect identity between the things, causes, and persons of the litigants" as required under the Puerto Rico law of preclusion. See P.R. Laws Ann. tit. 31, § 3343. They point out that the complaint filed in the superior court was limited to commonwealth law, while the complaint filed in federal district court alleged that the pacemaker failed to comply with FDA regulations. Therefore, appellants argue, their "causes" were not identical with the meaning of § 3343.

12

The fact that appellants advanced different legal theories does not undermine the identity of causes, because the commonwealth law claim presented in the superior court arose from the pacemaker failure, just as did the claims later presented to the federal district court. See Boateng v. InterAmerican Univ., Inc., 210 F.3d 56, 62 (1st Cir. 2000) (no right to bring separate and successive suits on different legal theories arising out of a single nucleus of operative facts) (applying Puerto Rico law). A claim is precluded not only if it was actually raised in a previous suit, but if it could have been raised. See id.

13

Finally, appellants contend that they are exempt from the usual rules of preemption on the ground that "its application would defeat the ends of justice, especially in the presence of public policy considerations." Baez-Cruz, 140 F.3d at 30 (citing Pagan Hernandez v. University of Puerto Rico, 107 P.R. Offic. Trans. 795, 807 (1978)) (internal quotation marks omitted). We see nothing in the facts of this case to support such an exception. Appellants freely chose to litigate in the superior court and then to forego appeal; "public policy does not require giving them a chance to revisit [those] choice[s]." Id.

14

Accordingly, we affirm the district court's grant of summary judgment to Intermedics. Because we decide this case on preclusion grounds, we do not reach the issue of whether appellants have a private right of action against Intermedics under the Medical Device Amendments, 21 U.S.C. § 360c et seq.

15

Affirmed.

NOTES:

1

The superior court based its determination on 21 U.S.C. § 360k(a), which provides:

Except as provided in subsection (b) of this section, no State or political subdivision of a State may establish or continue in effect with respect to a device intended for human use any requirement--

(1) which is different from, or in addition to, any requirement applicable under this chapter to the device, and

(2) which relates to the safety or effectiveness of the device or to any other matter included in a requirement applicable to the device under this chapter.

2

As noted supra, the district court's opinion rested on the dual grounds of res judicata and/or collateral estoppel. See Muniz Cortes, 63 F. Supp.2d at 165.

3

Intermedics concedes that the superior court may have erred in holding that the claims were preempted in light of recent Supreme Court law. See Medtronic, Inc. v. Lohr, 518 U.S. 470 (1996). Substantive error, however, does not deprive a procedurally adequate judicial proceeding of preclusive effect. See Federated Dep't Stores, Inc. v. Moitie, 452 U.S. 394, 398 (1981) ("[a] judgment merely voidable because based upon an erroneous view of the law is not open to collateral attack, but can be corrected only by a direct review and not by bringing another action"); Cruz, 204 F.3d at 19 (citing Bolker v. Superior Court, 82 P.R.R. 785, 799-800 (1961)).