Leslie Ray Cox R.M. Cox Larry Driver Barry Nichols John Bullard Robert W. Kennedy, Jr. Lorenzo G. East Clarence M. Pope, Jr. C.R. Altes Jack E. Merrymon Terry P. West R.S. Arnold M.W. Milstead J.W. Wade Manning A.C. Snider Terry H. Melvin Thomas E. Hill Gary D. Swann Ronald E. Frazier Anthony J. Crapet Robert M. Green Heath L. McMeans III Billy Carter Joe A. Knight Phillip L. Drummond Brack Wells George Boglin Dennis E. Jones Dennis R. Fulton Don L. Flurry W.T. Mayberry Willie Young Robert Poole Wardell Clark Willie J. Nation Oscar Lee Perry Harry S. Turner & James R. Miller, Suing Individually & on Behalf of a Class of Similarly Situated Individuals, Etc. v. Adm'r United States Steel & Carnegie & United States Steel & Carnegie Pension Fund, United Steelworkers of Am., Afl-Cio-Clc & Usx Corp., A/K/A United States Steel Corp., Leslie Ray Cox R.M. Cox Larry Driver Barry Nichols John Bullard Robert W. Kennedy, Jr. Lorenzo G. East Clarence M. Pope, Jr. C.R. Altes Jack E. Merrymon Terry P. West R.S. Arnold M.W. Milstead J.W. Wade Manning A.C. Snider Terry H. Melvin Thomas E. Hill Gary D. Swann Ronald E. Frazier Anthony J. Crapet Robert M. Green Heath L. McMeans III Billy Carter Joe A. Knight Phillip L. Drummond Brack Wells George Boglin Dennis E. Jones Dennis R. Fulton Don L. Flurry W.T. Mayberry Willie Young Robert Poole Wardell Clark Willie J. Nation Oscar Lee Perry Harry S. Turner & James R. Miller, Suing Individually & on Behalf of a Class of Similarly Situated Individuals, Etc. v. Adm'r United States Steel & Carnegie & United States Steel & Carnegie Pension Fund United Steelworkers of Am., Afl-Cio-Clc & Usx Corp., A/K/A United States Steel Corp., 30 F.3d 1347 (11th Cir. 1994). · Go Syfert
Leslie Ray Cox R.M. Cox Larry Driver Barry Nichols John Bullard Robert W. Kennedy, Jr. Lorenzo G. East Clarence M. Pope, Jr. C.R. Altes Jack E. Merrymon Terry P. West R.S. Arnold M.W. Milstead J.W. Wade Manning A.C. Snider Terry H. Melvin Thomas E. Hill Gary D. Swann Ronald E. Frazier Anthony J. Crapet Robert M. Green Heath L. McMeans III Billy Carter Joe A. Knight Phillip L. Drummond Brack Wells George Boglin Dennis E. Jones Dennis R. Fulton Don L. Flurry W.T. Mayberry Willie Young Robert Poole Wardell Clark Willie J. Nation Oscar Lee Perry Harry S. Turner & James R. Miller, Suing Individually & on Behalf of a Class of Similarly Situated Individuals, Etc. v. Adm'r United States Steel & Carnegie & United States Steel & Carnegie Pension Fund, United Steelworkers of Am., Afl-Cio-Clc & Usx Corp., A/K/A United States Steel Corp., Leslie Ray Cox R.M. Cox Larry Driver Barry Nichols John Bullard Robert W. Kennedy, Jr. Lorenzo G. East Clarence M. Pope, Jr. C.R. Altes Jack E. Merrymon Terry P. West R.S. Arnold M.W. Milstead J.W. Wade Manning A.C. Snider Terry H. Melvin Thomas E. Hill Gary D. Swann Ronald E. Frazier Anthony J. Crapet Robert M. Green Heath L. McMeans III Billy Carter Joe A. Knight Phillip L. Drummond Brack Wells George Boglin Dennis E. Jones Dennis R. Fulton Don L. Flurry W.T. Mayberry Willie Young Robert Poole Wardell Clark Willie J. Nation Oscar Lee Perry Harry S. Turner & James R. Miller, Suing Individually & on Behalf of a Class of Similarly Situated Individuals, Etc. v. Adm'r United States Steel & Carnegie & United States Steel & Carnegie Pension Fund United Steelworkers of Am., Afl-Cio-Clc & Usx Corp., A/K/A United States Steel Corp., 30 F.3d 1347 (11th Cir. 1994). Cases Citing This Book View Copy Cite
180 citation events (140 in the last 25 years) across 32 distinct courts.
Strongest positive: Stephen Dewayne Gray v. Rolanda Calloway, et al. (almd, 2026-03-16)
Treatment trajectory · 1994 → 2026 · click a year to view as-of
1994 2010 2026
Top citers, strongest first. 33 distinct citers. How cited ↗
discussed Cited as authority (quoted) Stephen Dewayne Gray v. Rolanda Calloway, et al.
M.D. Ala. · 2026 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' ... for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Frederick Dwight Jones v. Rolanda Calloway
M.D. Ala. · 2026 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' . . . for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Dickinson v. Jones (INMATE 1)
M.D. Ala. · 2024 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' . . . for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Brannon v. Patterson (INMATE 2)
M.D. Ala. · 2024 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' . . . for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Kister v. Bradford (INMATE 1) (CONSENT)
M.D. Ala. · 2024 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' ... for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Shortridge v. Dunn (INMATE 1)
M.D. Ala. · 2024 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' . . . for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Kister v. Turner (INMATE 1)
M.D. Ala. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' ... for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Crenshaw v. Staton Healthcare Service (INMATE 2)
M.D. Ala. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' ... for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Kister v. Ellis (INMATE 2)
M.D. Ala. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' ... for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Davis v. Drake (INMATE 1) (CONSENT)
M.D. Ala. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' . . . for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Walsh v. Butler (INMATE 2)
M.D. Ala. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' ... for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Kister v. Jones (INMATE 1)
M.D. Ala. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' ... for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Coleman v. Hall (INMATE 1)
M.D. Ala. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' ... for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Serratt v. Butler (INMATE 1)
M.D. Ala. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' ... for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Hall v. Butler (INMATE 1)
M.D. Ala. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
hat we state as 'facts' ... for purposes of reviewing the rulings on the summary judgment motion may not be the actual facts.
discussed Cited as authority (quoted) Brasfield & Gorrie LLC v. Hirschfeld Steel Group LP
N.D. Ala. · 2021 · signal: see · quote attribution · 1 verbatim quote · confidence high
he subject-matter waiver doctrine does not extend to materials protected by the opinion work product privilege.
examined Cited as authority (rule) Willoughby v. Government Employees Insurance Company (3×) also: Cited "see", Cited "see, e.g."
M.D. Fla. · 2024 · confidence medium
Privilege is “intended as a shield, not a sword.” Id. at 1417.
cited Cited as authority (rule) Susan Khoury v. The Miami-Dade County School Board
11th Cir. · 2021 · confidence medium
The evidence of the non-movant is to be believed, and all justifiable inferences are to be drawn in [her] favor.” Id. at 1396 (quotation marks omitted and alteration adopted).
discussed Cited "see" Crandle v. Blessing (INMATE 2)
M.D. Ala. · 2024 · signal: see · confidence high
See Cox v. Adm’r U.S. Steel & Carnegie, 17 F.3d 1386, 1400 , opinion modified on reh’g, 30 F.3d 1347 (11th Cir. 1994) (citation omitted) (explaining that “what we state as ‘facts’ . . . for purposes of reviewing the rulings on the summary judgment motion [] may not be the actual facts”).
discussed Cited "see" Kister v. Naglich (INMATE 2)
M.D. Ala. · 2023 · signal: see · confidence high
See Cox v. Adm’r U.S. Steel & Carnegie, 17 F.3d 1386, 1400 , opinion modified on reh’g, 30 F.3d 1347 (11th Cir. 1994) (citation omitted) (explaining that “what we state as ‘facts’ . . . for purposes of reviewing the rulings on the summary judgment motion [] may not be the actual facts.”) 2 Kister signed his Complaint and his Declaration of Evidence under penalty of perjury (Doc. 1 at 5; Doc. 32 at 1).
discussed Cited "see" Malone v. Parker (INMATE 2)
M.D. Ala. · 2023 · signal: see · confidence high
See Cox v. Adm’r U.S. Steel & Carnegie, 17 F.3d 1386, 1400 , opinion modified on reh’g, 30 F.3d 1347 (11th Cir. 1994) (citation omitted) (explaining that “what we state as ‘facts’ ... for purposes of reviewing the rulings on the summary judgment motion [] may not be the actual facts”). 2 According to Alabama Department of Corrections records, Malone is currently being housed at the Hamilton Work Release Center.
discussed Cited "see" Care One Management LLC v. United Healthcare Workers East
3rd Cir. · 2021 · signal: see · confidence high
See Cox v. Adm’r U.S. Steel & Carnegie, 17 F.3d 1386, 1409 (11th Cir.) (“From the Union’s failure to act, a reasonable jury could conclude that the Union ‘knowingly tolerated’ the situation, and thereby ratified it.”), modified on reh’g on other grounds, 30 F.3d 1347 (11th Cir. 1994).
discussed Cited "see" Ceres Marine Terminals, Inc. v. Director, Office of Workers' Compensation Programs
11th Cir. · 2013 · signal: see · confidence high
See Cox v. Adm’r U.S. Steel & Carnegie, 17 F.3d 1386, 1417 (11th Cir.) (stating that the “great weight of authority” holds that the privilege is waived “when a litigant places information protected by it in issue through some affirmative act for his own benefit, and to allow the privilege to protect against disclosure of such information would be manifestly unfair to the opposing party”), modified on other grounds, 30 F.3d 1347 (11th Cir.1994).
discussed Cited "see" Iron Workers Local Union No. 17 Insurance Fund v. Philip Morris Inc.
N.D. Ohio · 1998 · signal: see · confidence high
See Cox v. Administrator, U.S. Steel & Carnegie, 17 F.3d 1386, 1399 (11th Cir.), modified per curiam on other grounds, 30 F.3d 1347 (11th Cir.1994), cert. denied, 513 U.S. 1110 , 115 S.Ct. 900 , 130 L.Ed.2d 784 (1995); Mid Atlantic, 18 F.3d at 263 . 50 Plaintiffs’ evidence is sufficient to meet this requirement.
discussed Cited "see" In re: Allen v.
4th Cir. · 1997 · signal: accord · confidence high
Accord Cox v. Administra- tor U.S. Steel & Carnegie, 17 F.3d 1386, 1422 (11th Cir.) ("In Upjohn, the Supreme Court made clear that an attorney's notes and 43 memoranda of a witness's oral statements is considered to be opinion work product."), modified on reh'g, 30 F.3d 1347 (11th Cir. 1994), cert. denied, 115 S.Ct. 900 (1995).
discussed Cited "see" Hayden v. Paul, Weiss, Rifkind, Wharton & Garrison
S.D.N.Y. · 1997 · signal: see · confidence high
See Cox v. Administrator U.S. Steel & Carnegie, 17 F.3d 1386, 1410 (11th Cir.), modified on other grounds, 30 F.3d 1347 (11th Cir.1994), cert. denied, 513 U.S. 1110 , 115 S.Ct. 900 , 130 L.Ed.2d 784 (1995); Petro-Tech, Inc. v. Western Co. of N. Am., 824 F.2d 1349 , 1356 (3d Cir.1987); Standard Chlorine of Delaware, Inc. v. Sinibaldi, 1994 WL 796603 , at *4-5 (D.Del.1994); Laterza v. American Broadcasting Co., 581 F.Supp. 408, 412 (S.D.N.Y.1984).
discussed Cited "see" Better Government Bureau, Inc. v. McGraw
4th Cir. · 1997 · signal: accord · confidence high
Accord Cox v. Administrator U.S. Steel & Carnegie, 17 F.3d 1386, 1422 (11th Cir.) (“In Upjohn, the Supreme Court made clear that an attorney’s notes and memoranda of a witness’s oral statements is considered to be opinion work product.”), modified on reh’g, 30 F.3d 1347 (11th Cir.1994), cert. denied, — U.S. —, 115 S.Ct. 900 , 130 L.Ed.2d 784 (1995).
discussed Cited "see" In Re Barbara H. Allen, Better Government Bureau, Incorporated, an Ohio Corporation v. Darrell v. McGraw Jr., Attorney General, State of West Virginia, Personally and in His Official Capacity Better Government Bureau Office of the Attorney General State of West Virginia, a Body Politic, a Corporate Instrumentality of Government With Limited Agency and Quasi-Sovereign Capacity Ken Hechler, Secretary of State, in His Official Capacity v. Donna Willis, Party in Interest. Better Government Bureau, Incorporated, an Ohio Corporation v. Darrell v. McGraw Jr., Attorney General, State of West Virginia, Personally and in His Official Capacity, Better Government Bureau Office of the Attorney General State of West Virginia, a Body Politic, a Corporate Instrumentality of Government With Limited Agency and Quasi-Sovereign Capacity Ken Hechler, Secretary of State, in His Official Capacity v. Barbara H. Allen Donna Willis, Parties in Interest. Better Government Bureau, Incorporated, an Ohio Corporation v. Darrell v. McGraw Jr., Attorney General, State of West Virginia, Personally and in His Official Capacity, Better Government Bureau Office of the Attorney General State of West Virginia, a Body Politic, a Corporate Instrumentality of Government With Limited Agency and Quasi-Sovereign Capacity Ken Hechler, Secretary of State, in His Official Capacity v. Barbara H. Allen Donna Willis, Parties in Interest
4th Cir. · 1997 · signal: accord · confidence high
Accord Cox v. Administrator U.S. Steel & Carnegie, 17 F.3d 1386, 1422 (11th Cir.) ("In Upjohn, the Supreme Court made clear that an attorney's notes and memoranda of a witness's oral statements is considered to be opinion work product."), modified on reh'g, 30 F.3d 1347 (11th Cir.1994), cert. denied, --- U.S. ----, 115 S.Ct. 900 , 130 L.Ed.2d 784 (1995).
discussed Cited "see, e.g." Federal Election Commission v. Rivera
S.D. Fla. · 2020 · signal: see also · confidence low
See Nobles, 422 U.S. at 239 ; Hickman, 329 U.S. at 509-10 ; Upjohn, 449 U.S. at 400 ; see also Cox v. Adm’r U.S. Steel & Carnegie, 17 F.3d 1386, 1421-22 (11th Cir. 1994), opinion modified on reh’g, 30 F.3d 1347 (11th Cir. 1994); Castle v. Sangamo Weston, Inc., 744 F.2d 1464, 1466 (11th Cir. 1984) (finding that there is “no question” that the witness statements and notes of interviews with witnesses constitute work product); see generally Bridgewater v. Carnival Corp., 286 F.R.D. 636, 644 (S.D.
discussed Cited "see, e.g." M3 Accounting Services, Inc. v. Dean
N.D. Ga. · 2019 · signal: see also · confidence low
Continuity is established one of two ways: (1) closed-ended continuity--“a closed period of repeated conduct;” and (2) open-ended continuity--“past conduct that by its nature projects into the future with a threat of repetition.” Id. at 241 ; see also Cox v. Adm'r U.S. Steel & Carnegie, 17 F.3d 1386, 1397 (11th Cir. 1994), opinion modified on reh'g, 30 F.3d 1347 (11th Cir. 1994).
cited Cited "see, e.g." Picard Chemical Inc. Profit Sharing Plan v. Perrigo Co.
W.D. Mich. · 1996 · signal: see, e.g. · confidence low
See, e.g., Cox v. Administrator U.S. Steel & Carnegie, 17 F.3d 1386 , 1423 (11th Cir.1994), modified, 30 F.3d 1347 (11th Cir.1994); In re Int’l Sys. & Controls Corp. Sec.
discussed Cited "see, e.g." Department of Economic Development v. Arthur Andersen & Co.
S.D.N.Y. · 1996 · signal: see, e.g. · confidence low
See, e.g., Cox v. Administrator U.S. Steel & Carnegie, 17 F.3d 1386, 1410 (11th Cir.), modified on other grounds, 30 F.3d 1347 (11th Cir.1994), cert. denied, — U.S. -, 115 S.Ct. 900 , 130 L.Ed.2d 784 (1995); U.S. v. Rastelli, 870 F.2d 822 , 832 (2d Cir.), cert. denied, 493 U.S. 982 , 110 S.Ct. 515 , 107 L.Ed.2d 516 (1989); Petro-Tech, Inc. v. Western Co. of North America, 824 F.2d 1349, 1356 (3d Cir.1987); Armco Indus.
cited Cited "see, e.g." Volmar Distributors, Inc. v. New York Post Co.
S.D.N.Y. · 1995 · signal: see, e.g. · confidence low
See, e.g., Cox v. Administrator United States Steel & Carnegie, 17 F.3d 1386, 1409 , modified, 30 F.3d 1347 (11th Cir.1994), cert. denied, - U.S. -, 115 S.Ct. 900 , 130 L.Ed.2d 784 (1995).
Retrieving the full opinion text from the archive…
Leslie Ray Cox R.M. Cox Larry Driver Barry Nichols John Bullard Robert W. Kennedy, Jr. Lorenzo G. East Clarence M. Pope, Jr. C.R. Altes Jack E. Merrymon Terry P. West R.S. Arnold M.W. Milstead J.W. Wade Manning A.C. Snider Terry H. Melvin Thomas E. Hill Gary D. Swann Ronald E. Frazier Anthony J. Crapet Robert M. Green Heath L. McMeans III Billy Carter Joe A. Knight Phillip L. Drummond Brack Wells George Boglin Dennis E. Jones Dennis R. Fulton Don L. Flurry W.T. Mayberry Willie Young Robert Poole Wardell Clark Willie J. Nation Oscar Lee Perry Harry S. Turner and James R. Miller, Suing Individually and on Behalf of a Class of Similarly Situated Individuals, Etc.
v.
Administrator United States Steel & Carnegie and United States Steel & Carnegie Pension Fund, United Steelworkers of America, Afl-Cio-Clc and Usx Corporation, A/K/A United States Steel Corporation, Leslie Ray Cox R.M. Cox Larry Driver Barry Nichols John Bullard Robert W. Kennedy, Jr. Lorenzo G. East Clarence M. Pope, Jr. C.R. Altes Jack E. Merrymon Terry P. West R.S. Arnold M.W. Milstead J.W. Wade Manning A.C. Snider Terry H. Melvin Thomas E. Hill Gary D. Swann Ronald E. Frazier Anthony J. Crapet Robert M. Green Heath L. McMeans III Billy Carter Joe A. Knight Phillip L. Drummond Brack Wells George Boglin Dennis E. Jones Dennis R. Fulton Don L. Flurry W.T. Mayberry Willie Young Robert Poole Wardell Clark Willie J. Nation Oscar Lee Perry Harry S. Turner and James R. Miller, Suing Individually and on Behalf of a Class of Similarly Situated Individuals, Etc. v. Administrator United States Steel & Carnegie and United States Steel & Carnegie Pension Fund United Steelworkers of America, Afl-Cio-Clc and Usx Corporation, A/K/A United States Steel Corporation
92-6218.
Court of Appeals for the Eleventh Circuit.
Aug 19, 1994.
30 F.3d 1347

30 F.3d 1347

147 L.R.R.M. (BNA) 2012

Leslie Ray COX; R.M. Cox; Larry Driver; Barry Nichols;
John Bullard; Robert W. Kennedy, Jr.; Lorenzo G. East;
Clarence M. Pope, Jr.; C.R. Altes; Jack E. Merrymon;
Terry P. West; R.S. Arnold; M.W. Milstead; J.W. Wade;
Manning A.C. Snider; Terry H. Melvin; Thomas E. Hill;
Gary D. Swann; Ronald E. Frazier; Anthony J. Crapet;
Robert M. Green; Heath L. McMeans, III; Billy Carter; Joe
A. Knight; Phillip L. Drummond; Brack Wells; George
Boglin; Dennis E. Jones; Dennis R. Fulton; Don L. Flurry;
W.T. Mayberry; Willie Young; Robert Poole; Wardell
Clark; Willie J. Nation; Oscar Lee Perry; Harry S. Turner
and James R. Miller, suing individually and on behalf of a
class of similarly situated individuals, etc.,
Plaintiffs-Appellees, Cross-Appellants,
v.
ADMINISTRATOR UNITED STATES STEEL & CARNEGIE and United
States Steel & Carnegie Pension Fund, Defendants,
United Steelworkers of America, AFL-CIO-CLC and USX
Corporation, a/k/a United States Steel
Corporation, Defendants-Appellants,
Cross-Appellees.
Leslie Ray COX; R.M. Cox; Larry Driver; Barry Nichols;
John Bullard; Robert W. Kennedy, Jr.; Lorenzo G. East;
Clarence M. Pope, Jr.; C.R. Altes; Jack E. Merrymon;
Terry P. West; R.S. Arnold; M.W. Milstead; J.W. Wade;
Manning A.C. Snider; Terry H. Melvin; Thomas E. Hill;
Gary D. Swann; Ronald E. Frazier; Anthony J. Crapet;
Robert M. Green; Heath L. McMeans, III; Billy Carter; Joe
A. Knight; Phillip L. Drummond; Brack Wells; George
Boglin; Dennis E. Jones; Dennis R. Fulton; Don L. Flurry;
W.T. Mayberry; Willie Young; Robert Poole; Wardell
Clark; Willie J. Nation; Oscar Lee Perry; Harry S. Turner
and James R. Miller, suing individually and on behalf of a
class of similarly situated individuals, etc., Plaintiffs-Appellants,
v.
ADMINISTRATOR UNITED STATES STEEL & CARNEGIE and United
States Steel & Carnegie Pension Fund; United Steelworkers
of America, AFL-CIO-CLC and USX Corporation, a/k/a United
States Steel Corporation, Defendants-Appellees.

Nos. 91-7215, 92-6218.

United States Court of Appeals,
Eleventh Circuit.

Aug. 19, 1994.

Carl B. Frankel, Associate Gen. Counsel, United Steelworkers of America, Pittsburgh, PA, Robert M. Weinberg, Jeremiah A. Collins, Martin S. Lederman, Bredhoff & Kaiser, Washington, DC, Samuel H. Heldman, in # 92-6218, Jerome A. Cooper, Joe R. Whatley, Jr., Franklin G. Shuler, Jr., Cooper, Mitch, Crawford, Kuykendall & Whatley, Birmingham, AL, for United Steelworkers of America.

Michael L. Lucas, Burr & Forman, William N. Clark, Redden, Mills & Clark, Birmingham, AL, Robert W. Hartland, Leonard L. Scheinholtz, Reed, Smith, Shaw & McClay, Pittsburgh, PA, J. Michael Jarboe, USX Corporation, Pittsburgh, PA, in # 91-7215, for USX Corp.

J. Vernon Patrick, Jr., Alex S. Lacy, William M. Acker, III, Elizabeth N. Pitman, Patrick & Lacy, P.C., Samuel Maples, Michael H. Bite, Jr., Bite, Bite and Bite, Birmingham, AL, for Leslie Ray Cox, et al.

Appeal from the United States District Court for the Northern District of Alabama.

Before ANDERSON and CARNES, Circuit Judges, and SCHLESINGER[*], District Judge.ON PETITIONS FOR REHEARING AND SUGGESTIONS FOR REHEARING EN BANC

PER CURIAM:

[*~1347]1

Upon consideration of the petitions for rehearing, the opinion issued on April 5, 1994, and published at 17 F.3d 1386, is modified as follows:

2

(1) The second paragraph of section II.B.1.b, which is found at 17 F.3d at 1398, and begins "Under Sec. 1962(c) it is unlawful....", is deleted. In its place is substituted the following paragraph:

[*~1348]3

Under Sec. 1962(c) it is unlawful for "any person employed by or associated with any enterprise engaged in, or the activities of which affect, interstate or foreign commerce, to conduct or participate, directly or indirectly, in the conduct of such enterprise's affairs through a pattern of racketeering activity." USX argues that a jury could not find a violation of that subsection because USX cannot be both the "person" and the "enterprise" contemplated by Sec. 1962(c). However, the plaintiffs have alleged only that USX conducted the affairs of the Fairfield Works, the Union, District 36 of the Union, and the Fund through a pattern of racketeering activity--not that USX conducted its own affairs through a pattern of such activity. We conclude that the pension fund is an enterprise separate from USX. The Supreme Court recently reemphasized that " '[t]here is no restriction upon the associations embraced by the definition: an enterprise includes any union or group of individuals associated in fact.' " National Org. for Women, Inc. v. Scheidler [--- U.S. ----, ----], 114 S.Ct. 798, 805 [127 L.Ed.2d 99] (1994) (quoting United States v. Turkette, 452 U.S. 576, 580, 101 S.Ct. 2524, 2527 [69 L.Ed.2d 246] (1981)). In Davis v. Mutual Life Ins. Co. of New York, 6 F.3d 367 (6th Cir.1993), an insurance company was held liable under this section of the statute for participating in the affairs of an independent insurance agency composed of agents of the insurance company engaged in the business of selling policies issued by the insurance company. The Sixth Circuit held that the agency was a separate enterprise from the insurance company. The agency had a separate existence, its own board of directors, and conducted its own business. We conclude that the pension fund in the instant case is even more separate and distinct from USX than were the two entities in Davis. The pension fund has a separate corporate existence; it is a nonprofit membership corporation. Its existence is not dependent upon USX, and could, for example, continue long after USX went out of business. The pension fund has its own governance, which is controlled and regulated by comprehensive statutory and regulatory provisions. Thus, the governance of the pension fund is separate and distinct from that of the corporation itself. Persons are involved in a pension fund who would have no involvement in the corporation with which it is associated at all; for example, a pension fund has investment advisors and actuaries as fiduciaries. Although both USX and its employees have a role in the pension fund, the role of each in the pension fund is distinct and different from the respective role each has in the corporation itself. For example, the corporation is administrator of the pension fund, but of course its role as administrator is very different from its role in its corporate existence; its role as administrator is constrained by all of the numerous ERISA statutes and regulations. Similarly, the employees of the corporation have a different role with respect to the pension fund; there, they are participants with rights regulated by the comprehensive statutory and regulatory scheme.

4

(2) The final sentence in the third paragraph of section II.B.3.a, which is found at 17 F.3d at 1404, and begins "As discussed in subpart B.1.b., above, ....", is deleted.

[*~1349]5

The petitions for rehearing are otherwise denied, and no member of the panel nor other judge in regular active service on the court having requested that the court be polled on rehearing en banc, the suggestions for rehearing en banc are denied.

*

Honorable Harvey E. Schlesinger, U.S. District Judge for the Middle District of Florida, sitting by designation