Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Buttrey, 396 U.S. 838 (1969). · Go Syfert
Search
Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Buttrey, 396 U.S. 838 (1969). Cases Citing This Book View Copy Cite
200 citation events (2 in the last 25 years) across 39 distinct courts.
Strongest positive: Jacabson v. Merrill Lynch Pierce Fenner & Smith, Inc. (pawd, 1984-12-03) · Strongest negative: Richard F. CARROTT, Appellant, v. SHEARSON HAYDEN STONE, INC., a Corporation, and Leslie B. Simpson, Appellees (ca9, 1984-01-24)
Treatment trajectory · 1970 → 2026 · click a year to view as-of
1970 1998 2026
Top citers, strongest first. 16 distinct citers. How cited ↗
discussed Cited "but see" Richard F. CARROTT, Appellant, v. SHEARSON HAYDEN STONE, INC., a Corporation, and Leslie B. Simpson, Appellees (2×)
9th Cir. · 1984 · signal: but cf. · confidence high
But cf. Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135, 148 (7th Cir.1969), cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969); Leist v. Simplot, 638 F.2d 283 , 296 at n. 11 (2d Cir.1980), aff’d, 456 U.S. 353 , 102 S.Ct. 1825 , 72 L.Ed.2d 182 (1982); Rolf v. Blyth Eastman, Dillon & Co., 424 F.Supp. 1021, 1036 (S.D.N.Y.1977), aff’d, 570 F.2d 38 (2d Cir.1978).
discussed Cited "see" Jacabson v. Merrill Lynch Pierce Fenner & Smith, Inc. (2×)
W.D. Pa. · 1984 · signal: see · confidence high
See Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir.) cert. denied 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969).
discussed Cited "see" Serpa v. Madda Trading Co. (2×)
E.D. Cal. · 1980 · signal: see · confidence high
See Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir. 1969) cert. den. 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969), and compare Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2nd Cir. 1966), cert. den. 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
discussed Cited "see" Alice P. Rotolo v. Merit Systems Protection Board, Internal Revenue Service and Department of the Treasury
1st Cir. · 1980 · signal: see · confidence high
Members of the public, who must turn square corners in tax matters, demand no less of revenue officials.” Birnholz, supra, at 537 ; accord, Giles v. United States, 553 F.2d 647, 650 (Ct.Cl. 1977); Hoover v. United States, 513 F.2d 603, 605 (Ct.Cl. 1975); see Kandall v. United States, 186 Ct.Cl. 900, 935 , cert. denied, 396 U.S. 837 , 90 S.Ct. 98 , 24 L.Ed.2d 89 (1969).
discussed Cited "see" Pauline Sacks v. Reynolds Securities, Inc. (2×)
D.C. Cir. · 1978 · signal: see · confidence high
See Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135, 141 (7th Cir.), cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969). 16 .
discussed Cited "see" Rolf v. Blyth, Eastman Dillon & Co. (2×)
2d Cir. · 1978 · signal: see · confidence high
See Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135, 141 (7th Cir)., cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969); Starkman v. Seroussi, 377 F.Supp. 518 (S.D.N.Y.1974); cf. Colonial Realty v. Bache & Co., 358 F.2d 178 (2d Cir.) (no liability under 1934 Act for failure to employ "just and equitable" principles of trade as required by NASD), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
discussed Cited "see" Rolf v. Blyth, Eastman Dillon & Co. (2×)
2d Cir. · 1978 · signal: see · confidence high
See Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135, 141 (7th Cir)., cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969); Starkman v. Seroussi, 377 F.Supp. 518 (S.D.N.Y.1974); cf. Colonial Realty v. Bache & Co., 358 F.2d 178 (2d Cir.) (no liability under 1934 Act for failure to employ “just and equitable” principles of trade as required by NASD), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
discussed Cited "see" Rolf v. Blyth Eastman Dillon & Co., Inc. (2×)
S.D.N.Y. · 1977 · signal: see · confidence high
See Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135, 143 (7th Cir.), cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969).
discussed Cited "see" Ridgely Manufacturing Company v. National Labor Relations Board
D.C. Cir. · 1975 · signal: see · confidence high
See Hickman Garment Company, 172 NLRB 1168 (1968), enforced, 408 F.2d 379 (6th Cir.), cert. denied, 396 U.S. 838 , 90 S.Ct. 99 , 24 L.Ed.2d 89 (1969) (threatening and discharging or refusing employment to employees because of union activity); Ridgely Manufacturing Company, Case No. 26 CA-3143, Trial Examiner (now Administrative Law Judge) Decision, November 26, 1968; Hickman Garment Company, 184 NLRB 864 (1970) (discharge and threats in order to defeat union during an election campaign); Hickman Garment Company, 184 NLRB 888 (1970) (threatening and *187 interrogating employees regarding union …
discussed Cited "see" Fed. Sec. L. Rep. P 93,667 Securities and Exchange Commission v. Advance Growth Capital Corporation (2×)
7th Cir. · 1972 · signal: see · confidence high
See Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir. 1969), cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.
discussed Cited "see, e.g." Gilman v. Shearson/American Express, Inc. (2×)
D.N.H. · 1983 · signal: compare · confidence low
Compare, Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir.), cert, denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969); Wolfson v. Baker, 444 F.Supp. 1124, 1133-34 (M.D.Fla.1978), aff'd 623 F.2d 1074 (5th Cir.1980), cert. denied, 450 U.S. 966 , 101 S.Ct. 1483 , 67 L.Ed.2d 615 (1981); Faturik v. Woodmere Securities, Inc., 431 F.Supp. 894, 897 (S.D.
discussed Cited "see, e.g." Thompson v. Smith Barney, Harris Upham & Co. (2×)
N.D. Ga. · 1982 · signal: compare · confidence low
Compare Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Goldman, 593 F.2d 129 (8th Cir. 1979), cert. denied, 444 U.S. 838 , 100 S.Ct. 76 , 62 L.Ed.2d 50 (1980) and Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir.) cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969) (private cause of action exists where accompanied by allegations of fraud) with Jablon v. Dean Witter & Co., 614 F.2d 677 (9th Cir. 1980) (no implied private right of action for violation of “know your customer” and “suitability” rules).
discussed Cited "see, e.g." Fed. Sec. L. Rep. P 97,842 Joseph Vigman v. Community National Bank & Trust Co. (2×)
5th Cir. · 1981 · signal: see, e.g. · confidence low
See, e. g., Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir. 1969), cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969); McMillan v. E.
discussed Cited "see, e.g." Regina (Rega) Jablon v. Dean Witter & Co., and Sydney Turner (2×)
9th Cir. · 1980 · signal: see, e.g. · confidence low
See, e. g., Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir.), cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969); Geyer v. Paine, Webber, Jackson & Curtis, Inc., 389 F.Supp. 678 (D.Wyo.1975); Lowenfels, Implied Liabilities Based Upon Stock Exchange Rules, 66 Colum.
discussed Cited "see, e.g." Cumis Insurance Society, Inc. v. E. F. Hutton & Co. (2×)
S.D.N.Y. · 1978 · signal: compare · confidence low
Compare Colonial Realty v. Bache & Co., 358 F.2d 178 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966) with Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir.), cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969).
discussed Cited "see, e.g." United States v. Christian Winslow Hayden (2×)
9th Cir. · 1971 · signal: see, e.g. · confidence low
See, e. g., Shoemaker v. United States, 413 F.2d 274 (9th Cir.), cert. denied, 396 U.S. 837 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969).
Retrieving the full opinion text from the archive…
Merrill Lynch, Pierce, Fenner & Smith, Inc.
v.
Buttrey, Trustee in Bankruptcy
No. 341.
Supreme Court of the United States.
Oct 13, 1969.
396 U.S. 838
Alan W. Boyd and Thomas M. Scanlon for petitioner. Hugh A. Thornburg for respondent.
Cited by 4 opinions  |  Published

C. A. 7th Cir. Certiorari denied.