Cal. Codes » Corporations Code / TITLE 4. SECURITIES / DIVISION 1. CORPORATE SECURITIES LAW OF 1968 / PART 2. QUALIFICATION OF AND FILING REQUIREMENTS FOR THE SALE OF SECURITIES / CHAPTER 4. Nonissuer Transactions
California Codes

Cal. Corporations Code § 25133 (2026)

Nonissuer Transactions

✓ leginfo export of Sept. 26, 2026 (applied Oct. 1, 2026)
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It is unlawful for any person without the written consent of the commissioner to consummate the sale or transfer of any securities heretofore or hereafter placed in escrow pursuant to a condition ordered by the commissioner and that have not been released from escrow, or that are subject to a currently effective legend condition requiring such consent (except as permitted therein), or concerning which the commissioner has issued a written notice to the holders thereof pursuant to Section 25534 ordering the certificates evidencing the securities to be stamped or printed with a legend as provided in the section.

Notes of Decisions
Cited in 1 case, 1982–1982 · leading case: Gunlock Corp. v. Comm'r, 43 T.C.M. 687 (Tax Ct. 1982).
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Gunlock Corp. v. Comm'r, 43 T.C.M. 687 (Tax Ct. 1982). “Under Cal. Corp. Code section 25133 , it is unlawful for any person without the written consent of the Corporations Commissioner to consummate the transfer of securities subject to a legend condition requiring such consent.”
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