Foman v. Davis, 371 U.S. 178 (1962). · Go Syfert
Foman v. Davis, 371 U.S. 178 (1962). Cases Citing This Book View Copy Cite
38,867 citation events (26,879 in the last 25 years) across 271 distinct courts.
Strongest positive: Michael Faris v. Centers for Disease Control & Prevention, et al. (kywd, 2026-06-08) · Strongest negative: Matheny v. L.E. Myers Co. (wvsd, 2018-02-26)
Treatment trajectory · 1962 → 2026 · click a year to view as-of
1962 1994 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited "but see" Matheny v. L.E. Myers Co.
S.D.W. Va · 2018 · signal: but see · confidence high
But see, Howard v. Inova Health Care Servs., 302 Fed App’x 166, 180-81 (4th Cir. 2008) (“A district court does not abuse its discretion in denying leave to amend if there is ‘undue delay’ .. . .”) (quoting Foman v. Davis, 371 U.S. 178, 182 (1962)).
discussed Cited "but see" City of Dover, New Hampshire v. United States Environmental Protection Agency (2×)
D.D.C. · 2013 · signal: but see · confidence high
Co. v. Okie Dokie Inc., 439 F.Supp.2d 124, 128 (D.D.C.2006) (Rule 59(e) is not “a vehicle for presenting theories or arguments that could have been advanced earlier.” (citing Kattan v. District of Columbia, 995 F.2d 274, 276 (D.C.Cir.1993))); but see Foman, 371 U.S. at 182 , 83 S.Ct. 227 (reopening judgment for plaintiff asserting alternative legal theory on amendment).
discussed Cited "but see" Select Creations, Inc. v. Paliafito America, Inc. (2×)
E.D. Wis. · 1993 · signal: but see · confidence high
See, e.g., Deasy v. Hill, 833 F.2d 38, 42 (4th Cir.1987) (“The proof required to defend against this new claim would be of an entirely different character than the proof which the defendant had been led to believe would be necessary”); Isaac v. Harvard University, 769 F.2d 817, 829 (1st Cir.1985) (no abuse of discretion where district court denied amendment which would “very materially change the nature of the complaint”); Mercantile Trust Co. v. Inland Marine Products Corp., 542 F.2d 1010, 1013 (8th Cir.1976) (no abuse of discretion where district court refused to allow late amendment…
examined Cited "but see" United States v. Eugene H. Pinkney (3×)
D.C. Cir. · 1976 · signal: but see · confidence high
But see Foman v. Davis, 371 U.S. 178, 181, 182 , 83 S.Ct. 227, 230, 231 , 9 L.Ed.2d 222, 225, 226 (1962).
discussed Cited as authority (verbatim quote) Michael Faris v. Centers for Disease Control & Prevention, et al.
W.D. Ky. · 2026 · signal: see, e.g. · quote attribution · 1 verbatim quote · confidence high
allowing amendment after the close of discovery creates significant prejudice
discussed Cited as authority (verbatim quote) Summit Locations, et al. v. Clayton Neal, et al.
E.D. Ky. · 2026 · quote attribution · 1 verbatim quote · confidence high
the determination of whether. . . justice would require the allowance of an amendment to an answer is left to the sound discretion of the district court
discussed Cited as authority (verbatim quote) Berniece Nyarko v. Bullitt County Board of Education
W.D. Ky. · 2026 · signal: see also · quote attribution · 1 verbatim quote · confidence high
in the absence of any apparent or declared reason . . . the leave sought should, as the rules require, be 'freely given.
discussed Cited as authority (verbatim quote) KORT CHRISTOFFERSEN v. NUCOR CORPORATION, et al.
D. Utah · 2026 · quote attribution · 1 verbatim quote · confidence high
ustice does not require plaintiff to be allowed four bites at the apple.
discussed Cited as authority (verbatim quote) Belvac Production Machinery, Inc. v. Adonis Acquisition Holdings LLC
D. Del. · 2026 · signal: see · quote attribution · 1 verbatim quote · confidence high
eave to amend should be granted freely.
examined Cited as authority (verbatim quote) Pedro Aguirre, on behalf of himself and all others similarly situated v. Mosaic Potash Carlsbad Inc.
D.N.M. · 2026 · quote attribution · 1 verbatim quote · confidence high
he grant or denial of an opportunity to amend is within the discretion of the district court, but outright refusal to grant the leave without any justifying reason is . . . inconsistent with the spirit of the federal rules.
discussed Cited as authority (verbatim quote) Michelle Raduano and William J. Flynn v. Mar-cia Testa
D.R.I. · 2026 · quote attribution · 1 verbatim quote · confidence high
a rule 15(a) motion to amend pleadings is ordinarily granted freely.
discussed Cited as authority (verbatim quote) Oliver Batista v. Freedom Mortgage Corporation, Consumer Financial Protection Bureau, and Russell Vought, in his official capacity as acting Director of the Consumer Financial Protection Bureau
D. Colo. · 2026 · quote attribution · 1 verbatim quote · confidence high
the grant or denial of an opportunity to amend is within the discretion of the district court
discussed Cited as authority (verbatim quote) DUSA PHARMACEUTICALS, INC., SUN PHARMACEUTICAL INDUSTRIES, INC., and SUN PHARMACEUTICAL INDUSTRIES, LTD. v. BIOFRONTERA INC., BIOFRONTERA BIOSCIENCE GMBH, BIOFRONTERA PHARMA GMBH, and BIOFRONTERA AG
D.N.J. · 2026 · quote attribution · 1 verbatim quote · confidence high
we have held that motions to amend pleadings should be liberally granted.
discussed Cited as authority (verbatim quote) Hesamaldin Balali and Layla Balali v. U.S. Embassy Yerevan, U.S. Department of State, Marco Rubio, and Pamela Bondi
D. Conn. · 2026 · quote attribution · 1 verbatim quote · confidence high
motion for leave to amend a complaint may be denied when amendment would be futile.
discussed Cited as authority (verbatim quote) Ahmad Williams, Malaika Williams v. Thumbtack, Inc., A-G Eagle Construction LLC
E.D. Pa. · 2026 · quote attribution · 1 verbatim quote · confidence high
we have held that motions to amend pleadings should be liberally granted.
discussed Cited as authority (verbatim quote) Majersky v. Denver Public Schools
10th Cir. · 2026 · quote attribution · 1 verbatim quote · confidence high
he grant or denial of an opportunity to amend is within the discretion of the istrict ourt.
discussed Cited as authority (verbatim quote) Janice Moncrief, as Administratrix of the Estate of Gary Moncrief, deceased, and in her individual capacity, Benita Moncrief, and Tamara Acree v. City of Montgomery, a municipal corporation of the State of Alabama, Christopher Brown, in his individual capacity as a Police Officer of the City of Montgomery Police Department, and James Albrecht in his individual capacity as a Police Officer of the City of Montgomery Police Department
M.D. Ala. · 2026 · signal: see also · quote attribution · 1 verbatim quote · confidence high
if the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits.
examined Cited as authority (verbatim quote) Eric D. Werre v. Martinez, et al.
D. Nev. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
the 25 decision of whether to grant leave to amend nevertheless remains within the discretion of 26 the district court, which may deny leave to amend due to ' . . . repeated failure to cure 27 deficiencies by amendments previously allowed . . . .
discussed Cited as authority (verbatim quote) Dolgencorp, LLC v. Merion Station Partners, LLC
M.D. Penn. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence high
the grant or denial of an opportunity to amend is within the discretion of the district court
discussed Cited as authority (verbatim quote) Steven McKenney v. Kroger Limited Partnership I, et al.
E.D. Ky. · 2025 · signal: accord · quote attribution · 1 verbatim quote · confidence high
if the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits.
discussed Cited as authority (verbatim quote) Yellow Corporation v. International Brotherhood of Teamsters
10th Cir. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence high
the foman holding cannot be reconciled with the proposition that the liberal spirit of rule 15 necessarily dissolves as soon as final judgment is entered.
discussed Cited as authority (verbatim quote) U.S. Bank National Association, as Trustee, on behalf of the Holders of the Asset Backed Securities Corporation Home Equity Loan Trust, Series NC 2005-HE8, Asset Backed Pass-Through Certificates, Series NC 2005-HE8 v. Eric Richmond, a/k/a Eric H. Richmond and Citimortgage, Inc., f/k/a Citigroup Mortgage, Inc.
D. Me. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
district courts have considerable discretion over whether to permit withdrawal or amendment of admissions made pursuant to rule 36
discussed Cited as authority (verbatim quote) StandWithUs Center for Legal Justice v. MIT
1st Cir. · 2025 · quote attribution · 1 verbatim quote · confidence high
utright refusal to grant the leave without any justifying reason appearing for the denial . . . is merely abuse of discretion . . .
discussed Cited as authority (verbatim quote) J-M Manufacturing Company, Inc. v. Simmons Hanly Conroy, LLP
N.D. Ill. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
in the absence of any apparent or declared reason-such as undue delay, bad faith or . . . futility . . .- the leave sought should, as the rules require, be 'freely given.
discussed Cited as authority (verbatim quote) WILSON v. IMPACKT TEN LLC
M.D. Penn. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
in the absence of any apparent or declared reason . . . the leave sought should, as the rules require, be 'freely given.
discussed Cited as authority (verbatim quote) Gomez v. Gonzalez 3965 (2×) also: Cited as authority (rule)
S.D. Cal. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
if the 4 underlying facts or circumstances relied upon by a plaintiff may be a proper subject of 5 relief, he ought to be afforded an opportunity to test his claim on the merits.
discussed Cited as authority (verbatim quote) Kramer v. Bessent
E.D.N.Y · 2025 · quote attribution · 1 verbatim quote · confidence high
enial of leave to amend is proper where the request gives no clue as to how the complaint's defects would be cured.
discussed Cited as authority (verbatim quote) RAGNER TECHNOLOGY CORPORATION v. TELEBRANDS CORPORATION
D.N.J. · 2025 · quote attribution · 1 verbatim quote · confidence high
we have held that motions to amend pleadings should be liberally granted.
discussed Cited as authority (verbatim quote) Sarakhman v. Sumitomo Mitsui Finance and Leasing Company, LTD.
S.D.N.Y. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence high
if the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits.
discussed Cited as authority (verbatim quote) Bailey v. Hoffman
D. Or. · 2025 · quote attribution · 1 verbatim quote · confidence high
the trial court's discretion . . . is particularly broad where .. . a plaintiff previously has been granted leave to amend.
discussed Cited as authority (verbatim quote) Stuart v. Simon Premium Outlet (2×) also: Cited as authority (rule)
D.P.R. · 2025 · quote attribution · 1 verbatim quote · confidence high
in reviewing a district court's decision on whether or not to grant an amendment, we routinely focus our analysis on the prejudice to the nonmoving party.
discussed Cited as authority (verbatim quote) Omni Healthcare Inc. v. North Brevard County Hospital District (2×) also: Cited as authority (rule)
M.D. Fla. · 2025 · quote attribution · 1 verbatim quote · confidence high
if the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits.
discussed Cited as authority (verbatim quote) The Estate of Roselee Bartolacci v. County of San Diego
S.D. Cal. · 2025 · signal: see, e.g. · quote attribution · 1 verbatim quote · confidence high
if the underlying facts or circumstances relied 15 upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity 16 to test his claim on the merits.
examined Cited as authority (verbatim quote) Unnikrishnan v. IOT.nxt Americas USA, Inc. (2×)
E.D. Tex. · 2025 · signal: see · quote attribution · 2 verbatim quotes · confidence high
it is . . . entirely contrary to the spirit of the federal rules of civil procedure for decisions on the merits to be avoided on the basis of such mere technicalities.
discussed Cited as authority (verbatim quote) Abera v. San Diego Pacificvu LLC
S.D. Cal. · 2025 · quote attribution · 1 verbatim quote · confidence high
dismissal without leave 3 to amend is proper if it is clear that the complaint could not be saved by amendment.
discussed Cited as authority (verbatim quote) DiTella v. TransUnion, LLC
S.D.N.Y. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence high
if the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits.
examined Cited as authority (verbatim quote) Burgos v. Avram
D. Nev. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
the 15 decision of whether to grant leave to amend nevertheless remains within the discretion of 16 the district court, which may deny leave to amend due to ' . . . repeated failure to cure 17 deficiencies by amendments previously allowed . . . .
discussed Cited as authority (verbatim quote) Gasova v. Intact Insurance Specialty Solutions
M.D. Penn. · 2025 · quote attribution · 1 verbatim quote · confidence high
in assessing 'futility,' the district court applies the same standard of legal sufficiency as applies under rule 12(b)(6).
discussed Cited as authority (verbatim quote) Smith v. Williams
N.D. Ill. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
if the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits.
discussed Cited as authority (verbatim quote) Leo v. Siemens Medical Solutions USA, Inc.
S.D.N.Y. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence high
if the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits.
discussed Cited as authority (verbatim quote) Houston v. Wells Fargo
S.D.N.Y. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence high
if the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits.
discussed Cited as authority (verbatim quote) MOSKOWITZ v. THE STATE OF NEW JERSEY
D.N.J. · 2025 · quote attribution · 1 verbatim quote · confidence high
we have held that motions to amend pleadings should be liberally granted.
discussed Cited as authority (verbatim quote) Frick v. Dy (2×) also: Cited as authority (rule)
W.D. Wash. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence high
if the underlying facts or 19 circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded 20 an opportunity to test his claim on the merits.
discussed Cited as authority (verbatim quote) Santos v. Fidelity National Title Insurance Company (2×) also: Cited "see, e.g."
S.D. Cal. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence high
rule 15(a) declares that leave to amend 'shall be freely given 18 when justice so requires'; this mandate is to be heeded.
discussed Cited as authority (verbatim quote) Alcantar v. Garcia-Diaz
D. Idaho · 2025 · quote attribution · 1 verbatim quote · confidence high
foman factors
discussed Cited as authority (verbatim quote) Lewis v. Arce
M.D. Penn. · 2025 · quote attribution · 1 verbatim quote · confidence high
in assessing 'futility,' the district court applies the same standard of legal sufficiency as applies under rule 12(b)(6).
discussed Cited as authority (verbatim quote) James v. New York City Health + Hospitals Corp. Office of Legal Affairs Claims Division
S.D.N.Y. · 2025 · quote attribution · 1 verbatim quote · confidence high
although district judges should, as a general matter, liberally permit pro se litigants to amend their pleadings, leave to amend need not be granted when amendment would be futile.
examined Cited as authority (verbatim quote) Kirby v. Dejoy
D. Maryland · 2025 · quote attribution · 1 verbatim quote · confidence high
leave to amend a pleading should be denied only when the amendment would be prejudicial to the opposing party, there has been bad faith on the part of the moving party, or the amendment would have been futile.
examined Cited as authority (verbatim quote) Anderson v. Credit One Bank, N.A.
Bankr. S.D.N.Y. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
in the absence of . . . undue delay, bad faith or dilatory motive on the part of the movant, repeated failure to cure deficiencies by amendments previously allowed, undue prejudice to the opposing party ..., etc.-the leave sought should, as the rules require, be 'freely given.
discussed Cited as authority (verbatim quote) Suarez v. New York County District Attorney's Office
S.D.N.Y. · 2025 · quote attribution · 1 verbatim quote · confidence high
although district judges should, as a general matter, liberally permit pro se litigants to amend their pleadings, leave to amend need not be granted when amendment would be futile.
Retrieving the full opinion text from the archive…
Foman
v.
Davis, Executrix
41.
Supreme Court of the United States.
Dec 3, 1962.
371 U.S. 178
Milton Bordwin argued the cause and filed briefs for petitioner., Roland E. Shaine argued the cause for respondent. With him on the briefs was Richard R. Capíes.
Goldberg.
Cited by 16,724 opinions  |  Published
85 passages pin-cited by 122 cases
Pinpoint authority: #186 of 633,719
Citer courts: Ninth Circuit (27) · D. Nevada (21) · E.D. New York (20) · District of Columbia (16) · Third Circuit (13) · First Circuit (12) · S.D. New York (11)
Mr. Justice Goldberg

delivered the opinion of the Court.

Petitioner filed a complaint in the District Court alleging that, in exchange for petitioner’s promise to care for and support her mother, petitioner’s father had agreed not to make a will, thereby assuring petitioner of an intestate share of the father’s estate; it was further alleged that petitioner had fully performed her obligations under the oral agreement, but that contrary thereto the father had devised his property to respondent, his second wife and executrix. Petitioner sought recovery of what would have been her intestate share of the father’s estate. Respondent moved to dismiss the complaint on the ground that the oral agreement was unenforceable under the applicable state statute of frauds. Accepting respondent’s contention, the District Court entered judgment on December 19, 1960, dismissing petitioner’s complaint for failure to state a claim upon which relief might be granted. On December 20, 1960, petitioner filed motions to vacate the judgment and to amend the complaint to assert a right of recovery in quantum meruit for performance of the obligations which were the consideration for the assertedly unenforceable oral contract. On January 17, 1961, petitioner filed a notice of appeal from the judgment of December 19, 1960. On January 23, 1961, the District Court denied petitioner’s motions to vacate the judgment and to amend the complaint. On January 26, 1961, petitioner filed a notice of appeal from denial of the motions.

On appeal, the parties briefed and argued the merits of dismissal of the complaint and denial of petitioner’s[*180] motions by the District Court. Notwithstanding, the Court of Appeals of its own accord dismissed the appeal insofar as taken from the District Court judgment of December 19, 1960, and affirmed the orders of the District Court entered January 23, 1961. 292 F. 2d 85. This Court granted certiorari. 368 U. S. 951.

The Court of Appeals reasoned that in the absence of a specific designation of the provision of the Federal Rules of Civil Procedure under which the December 20, 1960, motion to vacate was filed, the motion would be treated as filed pursuant to Rule 59 (e), rather than under Rule 60 (b); [1] since, under Rule 73 (a), [2] a motion under Rule 59 suspends the running of time within which an appeal may be perfected, the first notice of appeal was treated as premature in view of the then pending motion to vacate and of no effect. The Court of Appeals held the second notice of appeal, filed January 26, 1961, ineffective to review the December 19, 1960, judgment dismissing the complaint because the notice failed to specify that the appeal was being taken from that judgment as well as[*181] from the orders denying the motions. Considering the second notice of appeal, therefore, only as an appeal from the denial by the District Court of the motions to vacate and amend, the Court of Appeals held that there was nothing in the record to show the circumstances which were before the District Court for consideration in ruling on those motions; consequently it regarded itself as precluded from finding any abuse of discretion in the refusal of the court below to allow amendment.

The Court of Appeals’ treatment of the motion to vacate as one under Rule 59 (e) was permissible, at least as an original matter, and we will accept that characterization here. Even if this made the first notice of appeal premature, we must nonetheless reverse for we believe the Court of Appeals to have been in error in so narrowly reading the second notice.

The defect in the second notice of appeal did not mislead or prejudice the respondent. With both notices of appeal before it (even granting the asserted ineffectiveness of the first), the Court of Appeals should have treated the appeal from the denial of the motions as an effective, although inept, attempt to appeal from the judgment sought to be vacated. Taking the two notices and the appeal papers together, petitioner’s intention to seek review of both the dismissal and the denial of the motions was manifest. Not only did both parties brief and argue the merits of the earlier judgment on appeal, but petitioner’s statement of points on which she intended to rely on appeal, submitted to both respondent and the court pursuant to rule, similarly demonstrated the intent to challenge the dismissal.

It is too late in the day and entirely contrary to the spirit of the Federal Rules of Civil Procedure for decisions on the merits to be avoided on the basis of such mere technicalities. “The Federal Rules reject the approach that pleading is a game of skill in which one misstep by[*182] counsel may be decisive to the outcome and accept the principle that the purpose of pleading is to facilitate a proper decision on the merits.” Conley v. Gibson, 355 U. S. 41, 48. The Rules themselves provide that they are to be construed “to secure the just, speedy, and inexpensive determination of every action.” Rule 1.

The Court of Appeals also erred in affirming the District Court’s denial of petitioner’s motion to vacate the judgment in order to allow amendment of the complaint. As appears from the record, the amendment would have done no more than state an alternative theory for recovery.

Rule 15 (a) declares that leave to amend “shall be freely given when justice so requires”; this mandate is to be heeded. See generally, 3 Moore, Federal Practice (2d ed. 1948), ¶¶ 15.08, 15.10. If the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits. In the absence of any apparent or declared reason — such as undue delay, bad faith or dilatory motive on the part of the movant, repeated failure to cure deficiencies by amendments previously allowed, undue prejudice to the opposing party by virtue of allowance of the amendment, futility of amendment, etc. — the leave sought should, as the rules require, be “freely given.” Of course, the grant or denial of an opportunity to amend is within the discretion of the District Court, but outright refusal to grant the leave without any justifying reason appearing for the denial is not an exercise of discretion; it is merely abuse of that discretion and inconsistent with the spirit of the Federal Rules.

The judgment is reversed and the cause is remanded to the Court of Appeals for further proceedings consistent with this opinion.

It is so ordered.

[*183] Separate memorandum of Mr. Justice Harlan, in which Mr. Justice White joins.

I agree with the Court as to the dismissal of petitioner’s appeal by the Court of Appeals. However, as to her motion to vacate the order of the District Court and for leave to amend the complaint, I believe such matters are best left with the Courts of Appeals, and I would dismiss the writ of certiorari, in that respect, as improvidently granted.

1

Rule 59(e) provides:

“A motion to alter or amend the judgment shall be served not later than 10 days after entry of the judgment.”

Rule 60 (b) provides in relevant part:

“On motion and upon such terms as are just, the court may relieve a party or his legal representative from a final judgment, order, or proceeding for the following reaspns: (1) mistake, inadvertence, surprise, or excusable neglect ... or (6) any other reason justifying relief from the operation of the judgment. ... A motion under this subdivision (b) does not affect the finality of a judgment or suspend its operation. . . .”
2

Rule 73 (a) provides in relevant part:

“The running of the time for appeal is terminated by a timely motion made pursuant to any of the rules hereinafter enumerated, and the full time for appeal fixed in this subdivision commences to run and is to be computed from the entry of any of the following orders made upon a timely motion under such rules . . . granting or denying a motion under Rule 59 to alter or amend the judgment