Riley v. Adm'r of Supersaver 401k Capital Accumulation Plan for Employees of Participating AMR Corp. Subsidiaries, 209 F.3d 780 (5th Cir. 2000). · Go Syfert
Riley v. Adm'r of Supersaver 401k Capital Accumulation Plan for Employees of Participating AMR Corp. Subsidiaries, 209 F.3d 780 (5th Cir. 2000). Cases Citing This Book View Copy Cite
13 citation events (13 in the last 25 years) across 7 distinct courts.
Strongest positive: Griffin v. Sevatec, Inc. (gand, 2016-07-01)
Top citers, strongest first. 12 distinct citers. How cited ↗
cited Cited as authority (rule) Griffin v. Sevatec, Inc.
N.D. Ga. · 2016 · confidence medium
Riley v. Adm’r of Supersaver 401K Capital Accumulation Plan for Employees of Participating AMR Corp. Subsidiaries, 209 F.3d 780, 782 (5th Cir.2000) (emphasis in original) (footnote omitted).
cited Cited as authority (rule) Griffin v. Humana Employers Health Plan of Georgia, Inc.
N.D. Ga. · 2016 · confidence medium
Riley v. Adm’r of Supersaver 401K Capital Accumulation Plan for Employees of Participating AMR Corp. Subsidiaries, 209 F.3d 780, 782 (5th Cir.2000) (emphasis in original) (footnote omitted).
cited Cited as authority (rule) Griffin v. Habitat for Humanity International, Inc.
N.D. Ga. · 2016 · confidence medium
Riley v. Adm’r of Supersaver 401K Capital Accumulation Plan for Employees of Participating AMR Corp. Subsidiaries, 209 F.3d 780, 782 (5th Cir.2000) (emphasis in original) (footnote omitted).
cited Cited as authority (rule) Griffin v. General Mills, Inc.
N.D. Ga. · 2016 · confidence medium
Riley v. Adm’r of Supersaver 401K Capital Accumulation Plan for Employees of Participating AMR Corp. Subsidiaries, 209 F.3d 780, 782 (5th Cir.2000) (emphasis in original) (footnote omitted).
discussed Cited as authority (rule) Tesch v. Prudential Insurance Co. of America
W.D. La. · 2011 · confidence medium
“In sum, when considering a request for attorneys’ fees under § 502(g) of ERISA, the court should consider and explicate the five Bowen factors, and should do so without giving predominance or preclusive effect to any one of them; and the court should also consider relevant non -Bowen factors, if there are any.” Riley v. Administrator of Supersaver 401K Capital Accumulation Plan for Employees of Participating AMR Corp. Subsidiaries, 209 F.3d 780, 782 (5th Cir.2000). 11 The Court will therefore address each of the Bowen factors in turn.
discussed Cited as authority (rule) Brian Pendleton v. Quiktrip Corporation
8th Cir. · 2009 · confidence medium
Toy v. Plumbers & Pipefitters Local Union No. 74 Pension Plan, 2009 WL 692398 , *2 (3d Cir. 2009); Riley v. Adm’r of Supersaver 401K Capital Accumulation Plan for Employees of Participating AMR Corp. Subsidiaries, 209 F.3d 780, 782 (5th Cir. 2000).
discussed Cited as authority (rule) Pendleton v. QuikTrip Corp.
8th Cir. · 2009 · confidence medium
Toy v. Plumbers & Pipefitters Local Union No. 74 Pension Plan, 2009 WL 692398 , *2 (3d Cir.2009); Riley v. Adm’r of Supersaver 401K Capital Accumulation Plan for Employees of Participating AMR Corp. Subsidiaries, 209 F.3d 780, 782 (5th Cir.2000).
discussed Cited as authority (rule) Wade v. Hewlett-Packard Development Co. LP Short Term Disability Plan
5th Cir. · 2007 · signal: cf. · confidence medium
Cf. Riley v. Administrator of Supersaver 401K Capital Accumulation Plan, 209 F.3d 780, 782-83 (5th Cir.2000) ("[The District Court] should consider and explicate the five Bowen factors, and ... consider relevant non -Bowen factors, if there are any.”); Todd v. AIG Life Ins.
discussed Cited as authority (rule) Hatteberg v. Red Adair Co Inc
5th Cir. · 2003 · confidence medium
In Riley v. AMR Corp. Subsidiaries Supersaver 401(k) Capital Accumulation Plan, 209 F.3d 780, 781-82 (5th Cir.2000), we wrote that a court “should consider and explicate the five Bowen factors, and should do so without giving predominance or preclusive effect to any one of them ....” Nothing in Bowen requires, however, that a court must, in every case, elaborately and explicitly run its fact pattern through the five factors in its written opinion, especially where a litigant has achieved as little success as has this plaintiff.
discussed Cited as authority (rule) Phillips v. Maritime Ass'n, L.L.A. Local Pension Plan
E.D. Tex. · 2002 · confidence medium
A. PLAINTIFFS ARE ENTITLED TO FEES AND EXPENSES UNDER ERISA The Fifth Circuit has made clear that none of the five factors identified in Bowen are decisive, but that together “they are the nuclei of concerns that a court should address in applying section 502(g).” Bowen, 624 F.2d at 1266 ; Riley v. Administrator of Supersaver 401K Capital Accumulation Plan for Employees of Participating AMR Corp. Subsidiaries, 209 F.3d 780, 782-83 (5th Cir.2000).
cited Cited as authority (rule) Mitchell Energy & Development Corp. v. Fain
S.D. Tex. · 2001 · confidence medium
E.g., Riley v. Admin. of the SuperSaver 401K Capital Accumulation Plan, 209 F.3d 780, 781-82 (5th Cir.2000) (citing Bowen).
discussed Cited "see, e.g." Wright Ex Rel. Wright v. Hanna Steel Corp.
11th Cir. · 2001 · signal: see also · confidence medium
See Freeman, 996 F.2d at 1119 (emphasis added); see also Riley v. Administrator of Supersaver I01K Capital Accumulation Plan, 209 F.3d 780, 782 (5th Cir.2000) (writing to correct any “mistaken belief ... that alone the factor of culpability and bad faith somehow supplants the other ... factors and conclusively determines the outcome of the attorneys’ fees issue.”) Moreover, neither the bad faith/culpability factor nor any other factor is necessarily decisive.
Retrieving the full opinion text from the archive…
Robert D. RILEY, Plaintiff-Appellant,
v.
ADMINISTRATOR OF THE SUPERSAVER 401K CAPITAL ACCUMULATION PLAN FOR EMPLOYEES OF PARTICIPATING AMR CORPORATION SUBSIDIARIES, Defendant-Appellee
99-11050.
Court of Appeals for the Fifth Circuit.
May 1, 2000.
209 F.3d 780
Alan S. Leibel, Paul Francis Gianni, Boswell & Kober, Dallas, TX, for Plaintiff-Appellant., William G. Whitehall, Stacy R. Oben-haus, Gardere & Wynne, Dallas, TX, for Defendant-Appellee.
Politz, Wiener, Parker.
Cited by 12 opinions  |  Published
WIENER, Circuit Judge:

Plaintiff-Appellant Robert D. Riley appeals the take-nothing judgment of the district court in his ERISA [1] suit against Defendant-Appellee Administrator of the SuperSaver 401K Capital Accumulation Plan for Employees of Participating AMR Corporation Subsidiaries (“the Plan”). Riley claims that the Plan failed to pay benefits owed and breached its fiduciary duty by failing to provide complete and accurate information about the Plan. The Plan filed a motion for summary judgment seeking dismissal of Riley’s action and an award of attorneys’ fees and costs pursuant to § 502(g) of ERISA. [2] The district court granted the Plan’s motion in part by rejecting Riley’s claims against the Plan, but denied the part of the Plan’s summary judgment motion that sought attorneys’ fees and costs. Riley has appealed the adverse judgment on the substance of his ERISA claims; but the Plan neither cross-appealed the district court’s denial of costs and attorneys’ fees nor briefed that issue to us, so it is waived.

I.

MERITS

We have carefully reviewed the facts as revealed by the record on appeal, the appellate briefs and record excerpts of the parties, and the Memorandum Opinion and Order of the district court, in the context of the applicable law as briefed to us by the parties and as set forth in the district court’s opinion. As a result of our review, we are satisfied that the district court’s clear and detañed analysis of this case is correct and that the ultimate ruling on the merits of Riley’s claims is free of error. Consequently, we would merely waste judicial resources by writing further on the issues raised by Riley. We therefore affirm the take-nothing judgment of the district court for essentially the reasons set forth in its Memorandum Opinion and Order.

II.

ATTORNEYS’ FEES

As the Plan did not appeal or brief the question of its entitlement to attorneys’ fees under ERISA, that issue is not before us. We are nevertheless constrained to observe that — even under the deferential abuse of discretion standard of review— the district court’s ruling on that point could not have been sustained had it been appealed.

The court began correctly by invoking the five-factor test we established in Iron Workers Local No. 272 v. Bowen 3 as quoted in Dial v. NFL Player Supplemental Disability Plan 4 The Bowen factors are:

1. The degree of the opposing parties’ culpability or bad faith;
[*782] 2. The ability of the opposing parties to satisfy an award of attorneys’ fees;
3. Whether an award of attorneys’ fees against the opposing parties would deter other persons acting under similar circumstances; .
4. Whether the parties requesting attorneys’ fees sought to benefit all participants and beneficiaries of an ERISA plan or to resolve a significant question regarding ERISA itself; and
5. The relative merits of the parties’ positions. [5]

After quoting all five of the Bowen factors, however, the district court stated, “[i]n the instant cause, the Court’s analysis begins and ends with the degree of Riley’s culpability or bad faith.” Thus the court never reached the remaining four Bowen factors. Yet, nothing in Bowen, Dial, or other precedents on point can be read to endow the single factor of culpability or bad faith with exclusive powers of control. By ending its inquiry after considering only that one factor and ignoring the rest, the district court abused its discretion.

Irrespective of whether we might agree or disagree with the district court’s analysis of that one factor (indeed had it been before us de novo, we might well have disagreed with the district court,' given Riley’s dogged pursuit-of the claim in the face of little or no legal or factual bases, as demonstrated by his failure to address a number of the Plan’s winning contentions at summary judgment), the deferential abuse of discretion standard of review would have prevented us from substituting our conclusion for the trial court’s on that one factor. It is nevertheless conceivable that the results of an examination of all remaining factors might have outweighed the absence of culpability or bad faith by demonstrating that Riley had the ability to satisfy ah award of'attorneys’ fees, that such an award would deter other retirees and plan participants from pursuing legally and factually meritless claims, that the Plan’s recovery of attorneys’ fees would benefit all participants and beneficiaries by recouping Plan ' assets spent defending such litigation, and that the relative merits of the Plan’s position was (as is obvious) clearly superior to Riley’s. Had the court considered all the Bowen factors (and any relevant non -Bowen factors as well) and reached conclusions favorable to the Plan, the court in its discretion might well have awarded attorneys’ fees to the Plan despite the absence of bad faith on Riley’s part.

Albeit dicta under these circumstances, we are constrained to write and publish this analysis to dispel any mistaken belief among the courts of this circuit or potential ERISA litigants that alone the factor of culpability and bad faith somehow supplants the other Bowen factors and conclusively determines the outcome of the attorneys’ fees issue. To the contrary, Bowen makes clear that (1) the list of five factors to be considered in an ERISA § 502(g) attorneys’ fees case is a non-exhaustive, ejusdem generis list (“[A] court should consider such factors as the following [five factors].... [I]n any individual case, however, other considerations may be relevant as well”) [6] and (2) none among the five listed factors is entitled to greater weight — much less unilaterally determinative powers — than any of the others (“No one of these factors is necessarily decisive, and some may not be apropos in a given case, but together they are the nuclei of concerns that a court should address in applying Section 502(g).”).

In sum, when considering a request for attorneys’ fees under § 502(g) of ERISA, the court should consider and explicate the five Bowen factors, and should do so without giving predominance or preclusive effect to any one of them; and the[*783] court should also consider relevant non- Bowen factors, if there are any.

III.

CONCLUSION

For the reasons set forth in the district court’s clear and comprehensive opinion, the judgment of that court is, in all respects,

AFFIRMED.

1

. Employee Retirement Income Security Act, 29U.S.C. §§ 1001 etseq.

2

. 29U.S.C. § 1132(g)(1).

3

. 624 F.2d 1255, 1266 (5th Cir.1980).

4

. 174 F.3d 606, 613-14 (5th Cir.1999).

5

. Id.

6

. Bowen, 624 F.2d at 1266 (emphasis added); see also Dial, 174 F.3d at 614 ("the district court’s opinion mentions no relevant non-Bowen factors”).