Arrocha v. Bd. of Educ., 712 N.E.2d 669 (N.Y. 1999). · Go Syfert
Arrocha v. Bd. of Educ., 712 N.E.2d 669 (N.Y. 1999). Cases Citing This Book View Copy Cite
94 citation events (90 in the last 25 years) across 6 distinct courts.
Treatment trajectory · 2000 → 2026 · click a year to view as-of
2000 2013 2026
Cited for
93 N.Y.2d at 363 citations and internal quotation marks omitted25 citing cases1 citing court put it this way
  • Matter of Jones v. New York City Tr. Auth., 143 N.Y.S.3d 876 (N.Y. App. Div. 1st Dep't 2021). 2 cites
    Here, NYCTA reasonably determined that petitioner would pose an unreasonable risk, because he was convicted of criminal possession of a firearm only two years before seeking re-employment, and he sought a role that required unsupervised co…
  • Matter of K.J. v. New York City Hous. Auth., 146 A.D.3d 694 (N.Y. App. Div. 1st Dep't 2017).
    Substantial evidence supports the agency’s determination that petitioner violated her obligation under governing rules to permit the agency to inspect her apartment (see Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363…
  • Matter of Mendez v. New York City Dept. of Educ., 132 A.D.3d 533 (N.Y. App. Div. 1st Dep't 2015). 2 cites
    “It is well settled law that a court may not substitute its judgment for that of the board or body it reviews unless the decision under review is arbitrary and unreasonable and constitutes an abuse of discretion or is contrary to law” (Mat…
  • Verizon New York Inc. v. New York State Pub. Serv. Comm'n, 46 Misc. 3d 858 (N.Y. Sup. Ct. 2014).
    (citations and internal quotation marks omitted)
  • Brown v. New York State Dep't of Motor Vehs., 44 Misc. 3d 182 (N.Y. Sup. Ct. 2014).
    Here the issue for consideration is whether the challenged determination, in this case, the denial of petitioner’s relicensure application, was arbitrary and capricious or an abuse of discretion (Matter of Arrocha v Board of Educ. of City…
  • Dempsey v. New York City Dep't of Educ., 108 A.D.3d 454 (N.Y. App. Div. 1st Dep't 2013). 2 cites
    It is well settled law that a court may not substitute its judgment for that of the board or body it reviews unless the decision under review is arbitrary and unreasonable and constitutes an abuse of discretion or is contrary to law (see M…
  • DaCruz v. Banking Dep't, 103 A.D.3d 559 (N.Y. App. Div. 1st Dep't 2013). 2 cites
    The determination that petitioner lacked the character and general fitness to hold an MLO license is rationally based on the record and not arbitrary and capricious (see Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363…
  • Mathew v. Coler Goldwater Specialty Hosp. & Nursing Facility, 103 A.D.3d 567 (N.Y. App. Div. 1st Dep't 2013). 2 cites
    Respondents’ termination of petitioner’s employment was rational and was not arbitrary and capricious or contrary to law (see Matter of Arrocha v Board of Educ. of City of N.Y, 93 NY2d 361, 363 [1999]).
  • Moreta v. Cestero, 32 Misc. 3d 563 (N.Y. Sup. Ct. 2011).
    If you disagree with HPD’s decision to deny your request, you may challenge it in an appropriate judicial proceeding.” (Id.) CPLR 7803 (3) provides that an administrative determination may be challenged on the grounds that it “was made in…
  • Figel v. Dwyer, 75 A.D.3d 802 (N.Y. App. Div. 3d Dep't 2010). 2 cites
    Where, as here, petitioner challenges an administrative determination made where a hearing is not required, appellate review is limited to whether the determination lacks a rational basis and is, thus, arbitrary and capricious (see Matter…
Show 15 more citing cases
  • Boatman v. New York State Dep't of Educ., 72 A.D.3d 1467 (N.Y. App. Div. 3d Dep't 2010). 2 cites
    Judicial review of the administrative decision denying petitioner clearance for employment is limited to whether the decision is arbitrary and capricious (see Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363 [1999]).
  • Wharry v. Lindenhurst Union Free Sch. Dist., 65 A.D.3d 1035 (N.Y. App. Div. 2d Dep't 2009).
    The District’s determination not to renew Wharry’s annual contract had a rational basis and was neither arbitrary nor capricious (see Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363 [1999]; cf. Matter of Board of Educ.…
  • Ruggiere v. Bloomberg, 55 A.D.3d 840 (N.Y. App. Div. 2d Dep't 2008).
    Moreover, their determination was not arbitrary and capricious (see CPLR 7803 [3]; Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363 [1999]; Matter of Pell v Board of Educ. of Union Free School Dist.
  • Infante v. Dignan, 55 A.D.3d 1258 (N.Y. App. Div. 4th Dep't 2008).
    Servs., 77 NY2d 753, 758 [1991]; see CPLR 7803 [3]; Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363 [1999]).
  • P'ship 92 LP v. State of New York Div. of Hous. & Cmty. Renewal, 46 A.D.3d 425 (N.Y. App. Div. 1st Dep't 2007).
    I am well aware that an administrative determination must be upheld if in fact it has a rational basis for the determination (Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363 [1999]; Matter of Pell v Board of Educ. of U…
  • Bhatt v. New York State Educ. Dep't, 44 A.D.3d 1226 (N.Y. App. Div. 3d Dep't 2007).
    Simply, respondent’s determination denying his application was not irrational, arbitrary or capricious and therefore will not be disturbed (see generally Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363 [1999]; Matter o…
  • Montanez v. City of New York Dep't of Bldgs., 8 Misc. 3d 405 (N.Y. Sup. Ct. 2005). 2 cites
    Stated another way, “It is well settled that a court may not substitute its judgment for that of the board or body it reviews unless the decision under review is arbitrary and unreasonable and constitutes an abuse of discretion” (Matter of…
  • Kreisler v. New York City Transit Auth., 2 A.D.3d 856 (N.Y. App. Div. 2d Dep't 2003).
    An administrative determination such as the one in the instant case, cannot be disturbed unless it is arbitrary and capricious (see CPLR 7801, 7803 [3]; Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363 [1999]; Matter of…
  • Klein v. Levin, 305 A.D.2d 316 (N.Y. App. Div. 1st Dep't 2003).
    Respondent’s stated rationale was only that “each application presents different facts and circumstances, hence, that matter is not binding herein.” The decision of an administrative agency to deny a license “cannot be disturbed unless it…
  • Matter of Weissenburger v. Annucci, 155 A.D.3d 1150 (N.Y. App. Div. 3d Dep't 2017).
    Supreme Court dismissed the petition, finding, among other things, a rational basis for the denial of the CGC, and this appeal ensued. 2 Our review of an agency’s determination in matters such as this “is limited to ascertaining whether it…
  • Bailey v. New York State Div. of Human Rights, 38 Misc. 3d 756 (N.Y. Sup. Ct. 2012).
    No. 1 of Towns of Scarsdale & Mamaroneck, Westchester County, 34 NY2d 222 , 231 [1974].) “The judicial function is exhausted when there is to be found a rational basis for the conclusions approved by the administrative body.” (Matter of Su…
  • Matter of Rumley v. NYC Dept. of Educ. OPI, 2022 NY Slip Op 00750 (N.Y. App. Div. 1st Dep't 2022). 2 cites
    As an alternative holding, we find that the denial of petitioner's security clearance application has a rational basis in the record ( see Matter of Dempsey v New York City Dept. of Educ. , 25 NY3d 291, 300 [2015]; see also Matter of Arroc…
  • Coleman v. New York City Dep't of Educ. Div. of Human Resources, 154 A.D.3d 537 (N.Y. App. Div. 1st Dep't 2017).
    The denial of petitioner’s application for security clearance for a position as a public school cleaner has a rational basis in the record and was not arbitrary and capricious (see Matter of Dempsey v New York City Dept. of Educ., 25 NY3d…
  • Testwell, Inc. v. New York City Dep't of Bldgs., 80 A.D.3d 266 (N.Y. App. Div. 1st Dep't 2010).
    No. 1 of Towns of Scarsdale & Mamaroneck, Westchester County, 34 NY2d 222 , 231 [1974]; see also Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363-364 [1999]).
  • Bruder v. Kelly, 17 Misc. 3d 372 (N.Y. Sup. Ct. 2007).
    No. 1 of Towns of Scarsdale & Mamaroneck, Westchester County, 34 NY2d 222 , 231-232 [1974]; see also, Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 363 [1999].) Provided there is some — indeed, any — rational basis or cr…
93 N.Y.2d at 364 omitted.]; Wagschal v Board of Examiners, 69 NY2d 672, 674; Borchers and Markell, op. cit., § 8.6, at 253). Mindful of these restraints on the judicial power…5 citing casesopening of page *364 (no citing court says what it cites this page for)
  • Matter of Stewart v. New York City Dept. of Educ., 122 N.Y.S.3d 617 (N.Y. App. Div. 1st Dep't 2020).
    His past behavior had a direct bearing on his fitness or ability to perform the cleaner job duties and posed an unreasonable risk to DOE property and the welfare of taxpayers ( see Correction Law §§ 750[3], 752; Matter of Arrocha v Board o…
  • Matter of Gorelik v. New York City Dept. of Bldgs., 128 A.D.3d 624 (N.Y. App. Div. 1st Dep't 2015).
    DOB properly considered the factors enumerated in article 23-A of the Correction Law (see Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 364-365 [1999]; Matter of Persaud v New York State Off. of Children & Family Servs.,…
  • Persaud v. New York State Off. of Child. & Fam. Servs., 114 A.D.3d 492 (N.Y. App. Div. 1st Dep't 2014). 2 cites
    The record shows that the agency considered each of the factors enumerated in article 23-A of the Correction Law (see Matter of Arrocha v Board of Educ. of City of N.Y., 93 NY2d 361, 364 [1999]; Matter of Boatman v New York State Dept. of…
  • Acosta v. New York City Dep't of Educ., 946 N.E.2d 731 (N.Y. 2011).
    Although the “unreasonable risk” analysis under the second exception is a subjective one, section 753 (1) of the Correction Law provides that, “[i]n making a determination” as to whether either the “direct relationship” exception or the “u…
  • Acosta v. New York City Dep't of Educ., 62 A.D.3d 455 (N.Y. App. Div. 1st Dep't 2009). 2 cites
    Despite the foregoing overwhelming evidence of the rehabilitation of petitioner, a then 31-year-old, college-educated wife and the mother of a two-year-old boy, and undisputed evidence that her duties did not involve or require any contact…
93 N.Y.2d at 365 “certificate of relief does not establish a prima facie entitlement to . . . employment, but only establishes, if not rebutted, that the applicant has been rehabilitated-just one of the eight factors to be considered under correction law 753”3 citing cases3 citing courts quote it · passage not found verbatim in the opinion (86%)
  • Matter of Winkler v. New York State Educ. Dept., 2026 NY Slip Op 00177 (N.Y. App. Div. 3d Dep't 2026).
    In making its determination, SED weighed and evaluated each of the eight statutory factors, noting that factors such as evidence of rehabilitation and policy of the State weighed in petitioner's favor, before concluding that there was a di…
  • Hall v. New York State Div. of Human Rights, 137 A.D.3d 1583 (N.Y. App. Div. 4th Dep't 2016). 2 cites
    It is well established that a “certificate [of relief] does not establish a prima facie entitlement to . . . employment, but only establishes, if not rebutted, that the applicant has been rehabilitated—just one of the eight factors [to be…
  • Greenberg v. Wrynn, 86 A.D.3d 437 (N.Y. App. Div. 1st Dep't 2011).
    Moreover, the certificate is only one of eight factors to be considered pursuant to Correction Law § 753, and we find that respondent considered and properly balanced all the factors (see Matter of Arrocha v Board of Educ. of City of N.Y.,…
93 N.Y.2d at 366 the agency is permitted to give “greater weight” to an applicant’s conviction than his or her “subsequent accomplishments3 citing cases1 citing court put it this way
  • Boone v. New York City Dep't of Educ., 53 Misc. 3d 380 (N.Y. Sup. Ct. 2016).
    (the agency is permitted to give “greater weight” to an applicant’s conviction than his or her “subsequent accomplishments)
  • Matter of Luther Dempsey v. New York City Dep't of Educ., 33 N.E.3d 485 (N.Y. 2015). 4 cites
    Rather, the record indicates that the DOE may simply have given “greater weight to . . . the fact and circumstances of [petitioner’s] conviction[s] than to . . . his subsequent accomplishments,” and in these circumstances the DOE’s determi…
  • Hill Park Health Care Ctr., Inc. v. Novello, 12 A.D.3d 1010 (N.Y. App. Div. 3d Dep't 2004).
    Giving plain meaning to the regulatory requirement that “[a]n operating certificate shall be promptly surrendered to the department upon discontinuance of operation” (10 NYCRR 401.3 [j]), and construing this provision as a whole (see Matte…
712 N.E.2d at 671 upholding denial of teaching license based on prior felony drug conviction notwithstanding applicant's possession of certificate of relief from disabilities2 citing cases2 citing courts put it this way
93 N.Y.2d at 367 “engage in essentially a re-weighing”1 citing casethe opinion's own words at *367, quoted by 2 later opinions
Other citing cases3 with no pin cite or quoted language on record
Retrieving the full opinion text from the archive…
In the Matter of Jose L. Arrocha, Respondent,
v.
Board of Education of the City of New York Et Al., Appellants
New York Court of Appeals.
May 6, 1999.
712 N.E.2d 669
1999 N.Y. LEXIS 820
POINTS OF COUNSEL, Michael D. Hess, Corporation Counsel of New York City (Francis F. Caputo and Leonard Koerner of counsel), for appellants., Caryn S. Gartenberg, New York City, for respondent.
Levine.
Cited by 66 opinions  |  Published

OPINION OF THE COURT

Levine, J.

In 1996, petitioner applied for a pedagogical certificate from[*363] the Board of Education of the City of New York licensing him to teach high school Spanish in the New York City public school system. In his application, petitioner disclosed that he had been convicted in 1987, at age 36, of criminal sale of a controlled substance (a B felony) for selling a $10 bag of cocaine to an undercover officer, and subsequently served the minimum of a two-to-six-year prison term. As evidence of rehabilitation, petitioner submitted to the Board a certificate of relief from disabilities, designed to remove any automatic bar to employment or licensure (see, Correction Law § 701). He also provided five current letters of recommendation, attesting to his teaching ability and professional skills, as well as evidence of his educational achievements during and since incarceration.

The Board nevertheless denied petitioner’s application, stating that his conviction “is serious in nature” and that the granting of employment “would pose a risk to the safety and welfare of the student population and Board of Education employees” (see, Correction Law § 752 [2]). Petitioner thereafter challenged the Board’s determination in this CPLR article 78 proceeding, arguing that the Board’s reliance on the nine-year-old conviction was arbitrary and capricious and in violation of article 23-A of the New York Correction Law which prohibits discrimination against ex-offenders. Supreme Court agreed and ordered the Board to grant petitioner the teaching license. The Appellate Division affirmed over a two-Justice dissent. The Board appealed to this Court as of right (see, CPLR 5601 [a]), and we now reverse.

The Board’s decision denying petitioner the privilege of a teaching license is the type of administrative action that, at common law, was subject to challenge through a writ of mandamus to review and thus cannot be disturbed unless it is arbitrary and capricious (see, CPLR 7801, 7803 [3]; New York City Health & Hosps. Corp. v McBarnette, 84 NY2d 194, 203, n 2, rearg denied 84 NY2d 865; Matter of Scherbyn v Wayne-Finger Lakes Bd. of Coop. Educ. Servs., 77 NY2d 753, 757-758; Borchers and Markell, New York State Administrative Procedure and Practice § 8.2, at 231-232). In such situations, “ ‘[t]he courts cannot interfere unless there is no rational basis for the exercise of discretion’ ” by the administrative agency (Matter of Pell v Board of Educ., 34 NY2d 222, 231 [citation omitted]). “ ‘It is well settled that a court may not substitute its judgment for that of the board or body it reviews unless the decision under review is arbitrary and unreasonable and constitutes an abuse of discretion’ ” (id., at 232 [emphasis in original; citation[*364] omitted.]; Wagschal v Board of Examiners, 69 NY2d 672, 674; Borchers and Markell, op. cit., § 8.6, at 253).

Mindful of these restraints on the judicial power of review here, we turn to petitioner’s claims that the Board acted unlawfully, and thus arbitrarily, when it denied him a high school teaching license on the basis of his previous conviction. Article 23-A of the Correction Law provides that “[n]o application for any license or employment * * * shall be denied by reason of the applicant’s having been previously convicted of one or more criminal offenses” (Correction Law § 752). The statute, however, recognizes exceptions either where there is “a direct relationship between [the previous criminal offense] and the specific license or employment sought” (Correction Law § 752 [I]), or where granting the license or employment would “involve an unreasonable risk to property or to the safety or welfare of specific individuals or the general public” (Correction Law § 752 [2] [emphasis supplied]).

Here, the Board denied petitioner’s license under the second exception, stating in its letter to petitioner denying the license that, in light of his prior conviction, his employment in the City’s high schools would “pose a risk to the safety and welfare of the student population and Board of Education employees.” Such a finding of unreasonable risk “depends upon a subjective analysis of a variety of considerations relating to the nature of the license or employment sought and the prior misconduct” (Matter of Bonacorsa v Van Lindt, 71 NY2d 605, 612). Thus, Correction Law § 753 sets forth a series of eight factors to be considered by the Board in determining whether, under section 752 (2), it would pose an unreasonable risk to issue a license (see, Correction Law § 753 [1]; Matter of Bonacorsa v Van Lindt, supra, at 613). Specifically, the Board must consider:

“(a) The public policy of this state, as expressed in this act, to encourage the licensure and employment of persons previously convicted of one or more criminal offenses.
“(b) The specific duties and responsibilities necessarily related to the license or employment sought.
“(c) The bearing, if any, the criminal offense or offenses for which the person was previously convicted will have on his fitness or ability to perform one or more such duties or responsibilities.
“(d) The time which has elapsed since the occurrence of the criminal offense or offenses.
[*365] “(e) The age of the person at the time of occurrence of the criminal offense or offenses.
“(f) The seriousness of the offense or offenses.
“(g) Any information produced by the person, or produced on his behalf, in regard to his rehabilitation and good conduct.
“(h) The legitimate interest of the public agency or private employer in protecting property, and the safety and welfare of specific individuals or the general public.” (Correction Law § 753 [1].)

The statute also creates a presumption of rehabilitation where, as here, the applicant has obtained a certificate of relief from disabilities (Correction Law § 753 [2]). Nonetheless, the certificate does not establish a prima facie entitlement to the license or employment, but only establishes, if not rebutted, that the applicant has been rehabilitated — just one of the eight factors that the Board must consider in determining whether an exception applies (Matter of Bonacorsa v Van Lindt, supra, 71 NY2d, at 614; see, Correction Law § 753 [1] [g]).

On the record before Supreme Court, there is evidence that the Board considered all eight of the factors set forth in section 753 in reaching its conclusion. Significantly, the Board considered those positive factors on which petitioner heavily relies, namely that the conviction was nine years old (see, Correction Law § 753 [1] [d]), the positive references submitted on petitioner’s behalf (see, Correction Law § 753 [1] [g] [evidence of rehabilitation]), his educational achievements and the presumption that he is rehabilitated (see, Correction Law § 753 [2]).

The Board, however, balanced these considerations against the other five factors delineated by the statute. In particular, the Board averred that it considered the fact that high school teachers must serve as role models to students at an impressionable age and are held to a high ethical standard (see, Correction Law § 753 [1] [b] [consideration of specific employment responsibilities]) and that petitioner’s conviction might impact his ability to serve as such a role model (see, Correction Law § 753 [1] [c] [bearing of prior conviction on applicant’s fitness to perform responsibilities]). The affidavit submitted by the Board noted that petitioner was a mature adult when he committed the crime (see, Correction Law § 753 [1] [e]), and that the offense was a serious felony conviction (see, Correction Law § 753[*366] [1] [f]). Finally, the Board considered the fact that criminal sale of a controlled substance is one of the six specifically enumerated crimes that the Board has deemed to be of special concern with respect to carrying out its duty to protect the welfare of New York City school children (see, City School District of the City of New York, Chancellor’s Regulation C-105 § 4, at 4; Correction Law § 753 [1] [h] [interest of public agency in protecting welfare of specific individuals]).

Nevertheless, the courts below annulled the Board’s determination because the Board failed to submit any evidence to rebut the presumption of rehabilitation and because the Board unduly relied on the prior drug sale conviction in the face of the evidence of petitioner’s more recent academic and professional accomplishments. As previously discussed, the presumption of rehabilitation does not preclude the Board from considering any of the other seven factors, unrelated to rehabilitation, including prior convictions in the context of the license or employment being sought (see, Matter of Bonacorsa v Van Lindt, supra, 71 NY2d, at 614). We stated in Matter of Bonacorsa v Van Lindt (supra, at 614) that, even where an applicant has the benefit of a presumption of rehabilitation:

“[i]n some cases, consideration of other factors such as severity of the criminal offenses, the age of the offender at the time of the offenses, the passage of time between the offenses and the application, and the nature of the license or employment sought can warrant denial of the license notwithstanding the absence of new evidence specifically addressed at overcoming the presumption of rehabilitation” (emphasis supplied).

Thus, the Board was not obligated to rebut the presumption of rehabilitation and was entirely justified in considering the nature and seriousness of this particular crime, a B felony cocaine sale committed by petitioner at the mature age of 36, of overriding significance when issuing a high school teaching license.

Moreover, all that the record establishes here is that, in denying petitioner a high school teaching license, the Board gave greater weight to the statutory factors adversely affected by the fact and circumstances of his conviction than to the statutory factors favorably affected by his subsequent accomplishments and the presumption of rehabilitation. This did not afford a basis for the lower courts to conclude that factors[*367] favorable to petitioner were not considered, and there is nothing additional in the record that would support that conclusion. Thus, there is no justification for overturning the Board’s determination without engaging in essentially a re-weighing of the factors, which is beyond the power of judicial review.

Accordingly, the order of the Appellate Division should be reversed, without costs, and the petition dismissed.

Chief Judge Kaye and Judges Bellacosa, Smith, Ciparick and Wesley concur; Judge Rosenblatt taking no part.

Order reversed, etc.