v.
Laryisson
FOR THE FIFTH CIRCUIT
No. 99-30430
DAWNITA LYNN HODGE,
Plaintiff-Appellee,
versus
EDWARD LARYISSON, Etc., ET AL.,
Defendants,
KEITH BILLIOT,
Defendant-Appellant.
Appeal from the United States District Court for the
Eastern District of Louisiana
USDC No. 97-CV-555-J
July 7, 2000
Before POLITZ, JOLLY, and BARKSDALE, Circuit Judges.
PER CURIAM:*
This 42 U.S.C. § 1983 case2 was brought against Keith Billiot, a federal Drug Enforcement Agency officer who participated in a drug raid conducted by local law enforcement officials. He, along with several other defendants, was charged with violating the Fourth Amendment rights of Dawnita Lynn Hodge in several respects. We reverse the district court’s decision denying Billiot’s motion
* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4.
Billiot placed his gun in her face, he violated her Fourth Amendment rights by the unreasonable application of force. Finally, Hodge argues that Billiot had a duty to restrain the (unspecified) unconstitutional conduct of the other officers, even when he did not commit the alleged constitutional violations himself.
In sum, Hodge seems to allege and argue four Fourth Amendment claims: An unreasonable search claim; an unreasonable seizure claim; an excessive force claim; and an allegation that Billiot violated a duty to restrain his fellow officers from engaging in unconstitutional conduct.
II
We review de novo the denial of Billiot’s motion for summary judgment on the basis of qualified immunity. See Petta v. Rivera, 143 F.3d 895, 900 (5th Cir. 1998)(citation omitted).
III
We conduct a bifurcated analysis to assess whether a defendant is entitled to qualified immunity. See Harper v. Harris County, Tex., 21 F.3d 597, 600 (5th Cir. 1994). The first step is to determine whether the plaintiff has alleged a violation of a clearly established constitutional right. Id. We use “currently applicable constitutional standards to make this assessment.” Rankin v. Klevenhagen, 5 F.3d 103, 106 (5th Cir. 1993). The second step is to determine “whether the defendant’s conduct was objectively reasonable.” Spann v. Rainey, 987 F.2d 1110, 1114 (5th Cir. 1993). The reasonableness of the conduct must be assessed in the light of the law as it existed at the time of the conduct in question. See Harper, 21 F.3d at 601.
IV
We now turn to consider the merits of each of the issues presented by Billiot’s arguments that the district court erred in denying his motion for summary judgment.
A
We first consider an issue not raised explicitly by Hodge’s pleadings, but discovered by the district court, sua sponte, within the broad outlines of her complaint, i.e., the “knock-and-announce” issue. Here, Billiot admits he was the third or fourth officer to enter the apartment; this is undisputed. It is also undisputed that Billiot was a mere participant, indeed an invitee, in the raid and had no supervisory authority over the other participating officers or the operation. Although there is a factual dispute regarding whether the officers knocked and announced,4 this dispute does not divest us of appellate jurisdiction because the question does not depend on a factual dispute and can be decided as a matter of law. See, e.g., Behrens v. Pelletier, 116 S.Ct. 834, 842 (1996)(“[S]ummary judgment determinations are appealable when they resolve a dispute concerning an ‘abstract issu[e] of law’ relating to qualified immunity . . . . Johnson permits petitioner to claim on appeal that all of the conduct which the District Court deemed sufficiently supported for purposes of summary judgment met the Harlow [v. Fitzgerald] standard of ‘objective legal reasonableness.’”)(citing Johnson v. Jones, 515 U.S. 304, 313-18 (1995)); Mitchell v. Forsyth, 472 U.S. 511, 528-29 & n.9 (1985). The question of law presented is whether Billiot had any individual Fourth Amendment duty to knock-and-announce on these facts. We think not. We agree, of course, that “the method of an officer’s entry into a dwelling [is] among the factors to be considered in assessing the reasonableness of a search or seizure.” See Wilson v. Arkansas, 115 S.Ct. 1914, 1916-18 (1995). We do not think, however, that Billiot’s individual failure, as one of several non- supervisory participants in the search, to knock-and-announce was unreasonable. As a veritable “tag-along,” Billiot had no duty and no responsibility to second guess the supervisory officers he accompanied. Hodge points us to no case law, and we have not found any, imposing a constitutional duty on each officer engaged in a search to knock and announce. Thus, his failure to rush forward and knock and announce, when the supervisor of the operation had chosen not to do so (assuming the evidence most favorable to Hodge), was objectively reasonable. Consequently, on the facts in this record, no liability can be imposed upon Billiot individually for this alleged violation of Hodge’s Fourth Amendment rights.
B
We next consider Hodge’s argument that Billiot is individually liable on the second claim of the illegality of the search itself, i.e., the allegedly invalid search warrant. In its order, the district court stated: “While Hodge contends that Chad Scott omitted critical facts in the warrant application, namely, the unreliability of the alleged informant, Hodge does not allege that Billiot assisted in procuring the warrant or even knew of the allegations contained in the warrant application.”
Billiot cannot be liable for his reliance on a search warrant that he had no role in procuring; he is entitled to rely on a facially valid warrant. An officer may rely, in good faith, on the acts of another officer either in executing a warrant procured by another officer or in filing a warrant application filled out by another. See, e.g., Bennett v. City of Grand Prairie, Texas, 883 F.2d 400, 408 (5th Cir. 1989) (holding that an officer who merely participated in an arrest, but did not participate in obtaining the allegedly defective warrant, had no liability)(“Officer Little, who executed an arrest warrant valid on its face, also acted reasonably and competently, since she was entitled to assume that the warrant was obtained validly.”); Hart v. O’Brien, 127 F.3d 424, 445 (5th Cir. 1997) (“[A]n officer who has no personal knowledge of facts asserted in an affidavit [may] rely on information provided by another officer to file a warrant application.”) (citing Kalina v. Fletcher, 522 U.S. 118, 118 S.Ct. 502, 139 L.Ed.2d 471 (1997)), abrogation on other grounds recognized by Spivey v. Robertson, 197 F.3d 772, 775 (5th Cir. 1999).5 Consequently, Billiot is entitled to qualified immunity to Hodge’s inadequacy of the warrant claim.
C
Hodge’s excessive force claim against Billiot is that she suffered various psychological injuries when Billiot pointed his gun at her demanding to know where her service revolver was. In an affidavit, Hodge states that Billiot, “[i]n a ‘cold and calculating manner,’” placed a loaded gun to her face and demanded her duty weapon. Billiot denies this accusation. In order to state a claim for excessive force in violation of the Constitution, a plaintiff must allege (1) an injury, which (2) resulted directly and only from the use of force that was clearly excessive to the need; and the excessiveness of which was objectively unreasonable. See Ikerd v. Blair, 101 F.3d 430, 433-34 (5th Cir. 1996).
We have reviewed the record on this incident. Simply put, assuming Hodge’s version of events, Billiot’s use of his weapon under the circumstances of this drug raid was not objectively
5 Indeed, on appeal, Hodge presents no distinct legal argument that Billiot himself violated her constitutional rights by his reliance on a facially valid warrant. Instead, she conflates this issue with the knock-and-announce issue.
unreasonable under the circumstances. See, e.g., Hinojosa, 834 F.2d at 1230; Simons v. Montgomery County Police Officers, 762 F.2d 30, 33 (4th Cir. 1985).
D
Finally, we consider Hodge’s argument that Billiot had a duty to restrain the allegedly unconstitutional conduct of the other officers. Hodge does not allege that Billiot should have restrained a physical assault against her by other officers. Instead, her complaint appears focused on the lack of probable cause for the search warrant.[6] We have already observed that under the circumstances of this case Billiot was entitled to rely on a facially valid warrant. Moreover, case law imposing this duty based on the failure to prevent the conduct of others appears restricted to a duty arising only with respect to some instances of the unlawful use of physical force. See, e.g., United States v. Reese, 2 F.3d 870, 888 & n.22 (9th Cir. 1993) (“[I]ndividuals in the custody or control of law enforcement personnel have a right to be kept free from harm while they are so held. . . . This right demands not only that officers refrain from deliberately placing their victim’s in harm’s way, but also that they take reasonable steps to assist those who are threatened with harm by others.”).
See also id. at n.24 (citing cases). The district court’s reliance on Ware v. Reed, 709 F.2d 345 (5th Cir. 1983), cited for the proposition that “the Fifth Circuit has held that law enforcement officers are obligated to prevent fellow officers from violating a citizen’s constitutional rights,” was misplaced.[7] In sum, we cannot conclude that Billiot was under any “clearly established” duty to restrain the conduct of his fellow participating law enforcement officers, especially since the duty to which Hodge speaks goes to procurement or reliance on an invalid warrant.
V
For the reasons stated above, we conclude that Billiot was entitled to summary judgment on qualified immunity grounds on all claims brought by Hodge against him in this case. Therefore, the summary judgment denying Billiot qualified immunity is
REVERSED and REMANDED for entry of judgment in accordance with this opinion.