Michael v. Sciortino v. The Honorable Robert C. Zampano, United States Dist. Judge, 385 F.2d 132 (2d Cir. 1968). · Go Syfert
Michael v. Sciortino v. The Honorable Robert C. Zampano, United States Dist. Judge, 385 F.2d 132 (2d Cir. 1968). Cases Citing This Book View Copy Cite
65 citation events (1 in the last 25 years) across 34 distinct courts.
Treatment trajectory · 1968 → 2026 · click a year to view as-of
1968 1997 2026
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At page 133 Determining preliminary examination's purpose versus indictment10 citing casesthe return of an indictment, which establishes probable cause, eliminates the need for a preliminary examination2 citing courts put it this way
  • United States v. Schnejer Zalman Gurary, 793 F.2d 468 (2d Cir. 1986).published
    Sciortino v. Zampano, 385 F.2d 132, 133 (2d Cir.1967), cert. denied, 390 U.S. 906 , 88 S.Ct. 820 , 19 L.Ed.2d 872 (1968).
  • United States v. Victor Contreras, 776 F.2d 51 (2d Cir. 1985).published
    Sciortino v. Zampano, 385 F.2d 132, 133 (2d Cir.1967), cert. denied, 390 U.S. 906 , 88 S.Ct. 820 , 19 L.Ed.2d 872 (1968).
  • Kearney v. New York State Legislature, 103 F.R.D. 625 (E.D.N.Y. 1984).published
    (the return of an indictment, which establishes probable cause, eliminates the need for a preliminary examination)
  • M. A. P. v. Ryan, 285 A.2d 310 (D.C. 1971).published
    (the return of an indictment, which establishes probable cause, eliminates the need for a preliminary examination)
  • United States v. Robert Francis Foster, 440 F.2d 390 (7th Cir. 1971).published
    Sciortino v. Zampano, 385 F.2d 132, 133 (2d Cir. 1967), cert. denied, 390 U.S. 906 , 88 S.Ct. 820 , 19 L.Ed.2d 872 (1968).
  • United States ex rel. Williams v. Guy, 309 F. Supp. 689 (E.D. Pa. 1970).published
    Rivera v. Government of Virgin Islands, 375 F.2d 988, 990 (C.A. 3, 1967), Sciortino v. Zampano, 385 F.2d 132, 133 (C.A. 2, 1967), cert. den. in 390 U.S. 906 , 88 S.Ct. 820 , 19 L.Ed.2d 872 .
  • United States v. Hasiwar, 299 F. Supp. 1053 (S.D.N.Y. 1969).published
    Sciortino v. Zampano, 385 F.2d 132, 133 (2d Cir. 1967), cert. denied, 390 U.S. 906 , 88 S.Ct. 820 , 19 L.Ed.2d 872 (1968); United States v. Motte, 251 F.Supp. 601 (S.D.N.Y.1966).
  • United States v. Joseph Amabile, 395 F.2d 47 (7th Cir. 1968).published 3 cites
    Bayless v. United States, 381 F.2d 67, 71 (9th Cir. 1967), Sciortino v. Zampano, 385 F.2d 132, 133 (2d Cir. 1967), certiorari denied, 390 U.S. 906 , 88 S.Ct. 820 , 19 L.Ed.2d 873 . 10 Neither the language of Rule 5 nor its history supports…
  • United States v. Wilkins, 422 F. Supp. 1371 (E.D. Pa. 1976).published
    See Sciortino v. Zampano, 385 F.2d 132, 133 (2d Cir. 1967), cert. denied, 390 U.S. 906 , 88 S.Ct. 820 , 19 L.Ed.2d 872 (1968); United States v. Barone, 311 F.Supp. 496 (W.D.Pa. *1375 1970); United States v. Johnson, 294 F.Supp. 190 (E.D.Pa…
  • United States v. Johnson, 294 F. Supp. 190 (E.D. Pa. 1968).published
    See, Jaben v. United States, 381 U.S. 214, 220 , 85 S.Ct. 1365 , 14 L.Ed.2d 345 (1965), Rivera v. Government of Virgin Islands, 375 F.2d 988, 990 (C.A. 3, 1967), Sciortino v. Zampano, 385 F.2d 132, 133 (C.A. 2, 1967), cert. den. in 390 U.S…
At page 134 Limiting discovery purpose of preliminary hearings7 citing cases“The court held that a second preliminary examination was required in spite of the intervening indictment.”the opinion's own words at *134
  • Desper v. State, 318 S.E.2d 437 (W. Va. 1984).published
    The following cases indicate that discovery is not the primary object of a preliminary examination: United States v. Mulligan, 520 F.2d 1327, 1330 (6th Cir.1975), ce rt. denied, 424 U.S. 919 (1976), although a preliminary hearing may be a…
  • United States v. Charles Bernard Walker, 491 F.2d 236 (9th Cir. 1974).published
    As was noted in Sciortino v. Zampano, 385 F.2d 132, 134 (2 Cir. 1967), cert. denied, 390 U.S. 906 , 88 S.Ct. 820 , 19 L.Ed.2d 872 (1968), “the views of the District of Columbia [in Ross liave] not found favor in any other circuit * * * See…
  • People ex rel. Guggenheim v. Mucci, 298 N.E.2d 109 (N.Y. 1973).published
    It has traditionally been said, with respect to both adult criminal and juvenile delinquency proceedings, that there is no constitutional right to a preliminary or probable cause hearing (Goldsby v. United States 160 U. S. 70, 73 ; United…
  • United States v. Hinkle, 307 F. Supp. 117 (D.D.C. 1969).published
    As perspicuously stated by the Second Circuit in Sciortino v. Zampano, 385 F.2d 132, 134 (2d Cir. 1967), “It defies logic, for example, to allow such discovery to defendants who happen to be arrested before indictment and to deny it to tho…
  • Robert John Austin v. United States, 408 F.2d 808 (9th Cir. 1969).published 2 cites
    Sciortino v. Zampano, 385 F.2d 132, 134 (2 Cir. 1967), cert. denied 390 U.S. 906 , 88 S.Ct. 820 , 19 L.Ed.2d 872 (1968).
  • Milton M. Levin v. Ramsey Clark, 408 F.2d 1209 (D.C. Cir. 1968).published 2 cites
    I say only that the Supreme Court and the Advisory Committee have not yet done so. 5 . 127 U.S.App.D.C. 10 at 19-20, 380 F.2d 557 at 566-567 (1967). . 385 F.2d 132, 134 (1967). . 373 U.S. 83, 87 , 83 S.Ct. 1194, 1196 (1963). .
  • State v. Florence, 239 N.W.2d 892 (Minn. 1976).published
    See, e. g., Sciortino v. Zampano, 385 F. 2d 132, 134 (2 Cir. 1965); United States v. Amabile, 395 F. 2d 47, 53 (7 Cir. 1967); Anderson, The Preliminary Bearing — Better Alternatives or More of the Same?, 35 Mo. L.
Other citing cases5 with no pin cite or quoted language on record
Retrieving the full opinion text from the archive…
Michael
v.
SCIORTINO, Petitioner, v. the Honorable Robert C. ZAMPANO, United States District Judge, Respondent
Docket 31677.
Court of Appeals for the Second Circuit.
Jan 22, 1968.
Published opinion
385 F.2d 132
Jacob D. Zeldes, Bridgeport, Conn. (David Goldstein and L. Douglas Shrader, Bridgeport, Conn., on the brief), for petitioner., Jon 0. Newman, U. S. Atty. for the District of Connecticut, for respondent.
Friendly, Hays, Anderson.
Cited by 56 opinions  |  Published
HAYS, Circuit Judge:

Petitioner seeks an order in the nature of a writ of mandamus directing the district court to order the United States Commissioner to conduct a preliminary examination of petitioner under Rule 5(c) of the Federal Rules of Criminal Procedure. [1] We deny the writ.

Petitioner, a Bridgeport, Connecticut physician, was arrested on June 22,[*133] 1967 upon a commissioner’s warrant charging him with the unlawful sale of depressant and stimulant drugs in violation of 21 U.S.C. §§ 331(q) and 360a (b). He was brought before a commissioner, advised of his rights, and admitted to bail. Petitioner’s counsel asked the government to agree to a postponement of the preliminary examination until July 11 because his associate, who would be handling the case, was out of the state. The government consented, but announced that it would present the case to a grand jury on July 10 and that, if an indictment was returned, it would contend that the commissioner no longer had power to hold a preliminary hearing.

On July 10 petitioner moved for an order enjoining the United States Attorney from presenting the case to the grand jury. The motion was denied, and later that day the grand jury returned an indictment.

On July 11 the commissioner continued the preliminary hearing until July 24 and, at petitioner’s request, issued a subpoena directed to the government’s principal witness. Just prior to the scheduled hearing respondent granted the government’s motion to quash the subpoena, and the commissioner adjourned the hearing.

Petitioner’s principal contention is that the preliminary examination provided by 'Rule 5(c) of the Federal Rules of Criminal Procedure is intended to serve as a means of discovery for the accused as well as a forum for determining probable cause, so that the need for such an examination is not eliminated by the return of an indictment.

There is nothing in the language or the history of Rule 5 to suggest that the preliminary examination has any purpose other than to afford a person arrested upon complaint an opportunity to challenge the existence of probable cause for detaining him or requiring bail. The extensive review of the history of the drafting of Rule 5 contained in 1 Orfield, Criminal Procedure under the Federal Rules, 203-224 (1966), contains not a word to suggest that in the drafting of the rule there was any purpose to provide the accused with a discovery procedure. See also 1 Orfield, Section 5:7, Functions of Preliminary Examination: “But the purpose is not to give discovery, before trial, of the government’s ease. The indictment plus a bill of particulars is all that the defendant is entitled to.”

There is extensive authority in the cases for the proposition that the return of an indictment, which establishes probable cause, eliminates the need for a preliminary examination. In Jaben v. United States, 381 U.S. 214, 220, 85 S.Ct. 1365, 1369, 14 L.Ed.2d 345 (1965) the Supreme Court said:

“[W]e think that the Government must proceed through the further steps of the complaint procedure by affording the defendant a preliminary hearing as required by Rule 5, unless before the preliminary hearing is held, the grand jury supersedes the complaint procedure by returning an indictment.”

See to the same effect: United States v. Heap, 345 F.2d 170, 171 (2d Cir. 1965); Rivera v. Government of the Virgin Islands, 375 F.2d 988, 990 (3d Cir. 1967); United States v. Chase, 372 F.2d 453, 467 (4th Cir.), cert. denied, 387 U.S. 907, 87 S.Ct. 1688, 18 L.Ed.2d 626 (1967); Boone v. United States, 280 F.2d 911 (6th Cir. 1960); Vincent v. United States, 337 F.2d 891, 896 (8th Cir. 1964), cert. denied, 380 U.S. 988, 85 S.Ct. 1363, 14 L.Ed.2d 281 (1965); Byrnes v. United States, 327 F.2d 825, 834 (9th Cir.), cert. denied, 377 U.S. 970, 84 S.Ct. 1652, 12 L.Ed.2d 739 (1964).

' A post-indictment preliminary examination would be an empty ritual, as the government’s burden of showing probable cause would be met merely by offering the indictment. Even if the commissioner disagreed with'the grand jury, he could not undermine the authority of its finding.

[*134] Petitioner relies on the recent decision of the Court of Appeals for the District of Columbia Circuit in Ross v. Sirica, 380 F.2d 557 (D.C.Cir. 1967). Ross was indicted following a preliminary examination at which his right to subpoena witnesses had been unduly curtailed, and he sought a writ in the nature of mandamus ordering a second preliminary examination. The court held that a second preliminary examination was required in spite of the intervening indictment.

We cannot agree to elevating into a right to be enjoyed by an accused the pure fortuity that where a preliminary hearing is held there is necessarily some discovery of the government’s evidence. It is quite clear from the logic as well as the history of the procedure that discovery is not one of its purposes. It defies logic, for example, to allow such discovery to defendants who happen to be arrested before indictment and to deny it to those who are arrested after indictment.

The subject of discovery in criminal cases received a great deal of attention at the hands of those responsible for the original preparation of the Federal Rules and their recent amendment. See Orfield, op. cit. supra; Symposium, Discovery in Criminal Cases, 33 F.R.D. 47 (1963); Comment, Federal Rules of Criminal Procedure — Rule 16, Second Preliminary Draft of Proposed Amendments — Use of Protective Orders as a Safeguard in Broadened Criminal Discovery, 113 U.Pa.L.Rev. 1295 (1965); Fontana, Discovery in Criminal Cases— A Survey of the Proposed Rule Changes, 25 Maryland L.Rev. 212 (1965); Rezneck, The New Federal Rules of Criminal Procedure, 54 Geo.L.J. 1276 (1966). It is most unlikely that having provided carefully for a limited discovery in Rules 7(f), 16 and 17.1 the draftsmen intended that the discovery adventitiously attached to the preliminary hearing should constitute a further right of the accused. [2]

As a matter of fact, not only have the views of the District of Columbia not found favor in any other circuit, but the reasoning on which the panel of the court in Ross relied lacks the support of a majority of the judges of the circuit. In the case of Crump v. Anderson, 122 U.S. App.D.C. 173, 352 F.2d 649 (1965) another panel rejected that reasoning. Moreover, in stating their positions on an application for rehearing in Ross three judges of the court expressed themselves as being in disagreement with the decision and two more said that they agreed with the government that supplementary hearings were not available purely as discovery, but added “we also believe they may be available in ease of serious defect in the [original] preliminary hearing.” Thus five of the nine judges of the District of Columbia Circuit would apparently not hold that Ross governs the present petition.

In any event adoption of the Ross rule in this circuit is foreclosed by our decisions in United States v. Aiken, 373 F.2d 294 (2d Cir.), cert. denied, 389 U.S. 833, 88 S.Ct. 32, 19 L.Ed.2d 93 (October 9, 1967); United States v. Gilchrist, 347 F.2d 715 (2d Cir. 1965); and United States v. Heap, 345 F.2d 170 (2d Cir. 1965).

Petitioner also contends that there is a constitutional right to a preliminary hearing. This' claim is without foundation. See, e. g., Goldsby v. United States, 160 U.S. 70, 73, 16 S.Ct. 216, 40 L.Ed. 343 (1895); Dillard v. Bomar, 342 F.2d 789, 790-791 (6th Cir.), cert. denied, 382 U.S. 883, 86 S.Ct. 176, 15 L. Ed. 123 (1965) (citing many eases). See also United States ex rel. Kassin v. Mulligan, 295 U.S. 396, 400, 55 S.Ct. 781, 79 L.Ed. 1501 (1935).

Petition denied.

1

. Rule 5 * * *

(c) Preliminary Examination. The defendant shall not be called upon to plead. If the defendant waives preliminary examination, the commissioner shall forthwith hold him to answer in the district court. If the defendant does not waive examination, the commissioner shall hear the evidence within a reasonable time. The defendant may cross-examine witnesses against him and may introduce evidence in his own behalf. If from the evidence it appears to the commissioner that there is probable cause to believe that an offense has been committed and that the defendant has committed it, the commissioner shall forthwith hold him to answer in the district court; otherwise the commissioner shall discharge him. The commissioner shall admit the defendant to bail as provided in these rules. After concluding the proceeding the commissioner shall transmit forthwith to the clerk of the district court all papers in the proceeding and any bail taken by him.

2

. Those who advocate broadening the scope of discovery in criminal cases do not suggest expanding the functions of the preliminary hearing as a means of accomplishing this result. See 113 Cong. Rec. 1883, 1885 (Daily ed., Feb. 9, 1967) (Statement of Senator Tydings), quoted in Ross v. Sirica, 380 F.2d 557, 562, 564-565, (D.C.Cir.1967) (Statement of Circuit Judges McGowan and Leventhal As to Why They Vote To Deny Rehearing En Banc).