At page 1151 Discrimination in federal prosecution under constitutional rights39 citing cases“mere selectivity in prosecution creates no constitutional problem.”
- United States v. Nathan Wilson, 123 F.4th 1021 (9th Cir. 2024).published (Mere selectivity in prosecution creates no constitutional problem.)
- United States v. Johnsen, No. 24-6689 (9th Cir. May 26, 2026).published“In our criminal justice system, the Government retains ‘broad discretion’ as to whom to prosecute,” Wayte v. United States, 470 U.S. 598, 607 (1985) (citations omitted), and “[m]ere selectivity in prosecution creates no constitutional pro…
- State v. Wesco, Inc., 2006 VT 93, 911 A.2d 281.publishedUnited States v. Steele, 461 F.2d 1148, 1151 (9th Cir. 1972).
- Egolf v. Witmer, 421 F. Supp. 2d 858 (E.D. Pa. 2006).publishedFirst Amendment rights.” Arcara v. Cloud Books, 478 U.S. 697, 708 , 106 S.Ct. 3172 , 92 L.Ed.2d 568 (1986) (O’Connor, J., concurring); United States v. Steele, 461 F.2d 1148, 1151 (9th Cir.1972).
- Moore, William v. Hartman, Michael, 388 F.3d 871 (D.C. Cir. 2004).publishedSee United States v. Mangieri, 694 F.2d 1270, 1273 (D.C.Cir.1982); United States v. Steele, 461 F.2d 1148, 1151-52 (9th Cir.1972).
- United States v. Albert Leon Lancaster, 980 F.2d 739 (9th Cir. 1992).unpublishedSelective prosecution requires the defendant prove the "selection was deliberately based on an unjustifiable standard, such as race, religion, or other arbitrary classification." United States v. Steele, 461 F.2d 1148, 1151 (9th Cir.1972).
- United States v. Rodney Bourgeois, 964 F.2d 935 (9th Cir. 1992).published (vacating conviction of notorious census protestor for failure to answer census questions)
- Fedorov v. United States, 600 A.2d 370 (D.C. 1991).published Appellants would be entitled to relief, however, “if [their] evidence proved that the authorities purposefully discriminated against those who chose to exercise their First Amendment rights.” United States v. Steele, 461 F.2d 1148, 1151 (9…
- United States v. Anthony W. Pitts, 908 F.2d 458 (9th Cir. 1990).published He must prevent evidence that section 845a(a) “is applied and administered by public authority with an evil eye and an unequal hand, so as practically to make unjust and illegal discrimi-nations between persons in similar circumstances.” Y…
- State v. Alonzo, 723 P.2d 1211 (Wash. Ct. App. 1986).publishedThe decision to prosecute may not be based upon race, religion, or other arbitrary classification. 470 U.S. at 608 ; United States v. Steele, 461 F.2d 1148, 1151 (9th Cir. 1972).
Show 24 more citing cases
- United States v. Donald Eddie Moody, United States of Am. v. Howard George Hollenbeck, 778 F.2d 1380 (9th Cir. 1986).publishedWe have held that a defendant who relies on contentions of impermissibly selective prosecution must demonstrate “that he was selected for prosecution on the basis of an impermissible ground such as race, religion or exercise of the constit…
- United States v. Lee, 604 F. Supp. 416 (D. Haw. 1985).published(selective prosecution for failure to complete federal census could not be based on exercise of free speech)
- United States v. David Alan Wayte, 710 F.2d 1385 (9th Cir. 1983).published United States v. Steele, 461 F.2d 1148, 1151 (9th Cir.1972).
- United States v. Danny C. Christopher, Jack Herer, John B. Michel, John Gefall, & Kenneth R. Klotz, 700 F.2d 1253 (9th Cir. 1983).publishedUnited States v. Steele, 461 F.2d 1148, 1151 (9th Cir.1972).
- United States v. Michael O. Myers, Angelo J. Errichetti, Louis Johanson, & Howard L. Criden, United States of Am. v. Frank Thompson, Jr. & John M. Murphy, United States of Am. v. Raymond F. Lederer, 692 F.2d 823 (2d Cir. 1982).publishedThe argument emphasizes the risk of abuse: if the practice is permitted, it might be directed at Congressional targets selected for political reasons, and such political targeting, though violating the First Amendment, see United States v.…
- United States v. Myers, 692 F.2d 823 (2d Cir. 1982).publishedThe argument emphasizes the risk of abuse: if the practice is permitted, it might be directed at Congressional targets selected for political reasons, and such political targeting, though violating the First Amendment, see United States v.…
- Attorney Gen. of the United States of Am. v. The Irish People, Inc., 684 F.2d 928 (D.C. Cir. 1982).published (prosecution unlawful if it is an act of discrimination against those who exercise their First Amendment rights)
- United States v. Wilson, 19 V.I. 12 (D.V.I. 1982).published Oyler v. Boles, 368 U.S. 448, 456 (1954); United States v. Steele, 461 F.2d 1148, 1151 (9th Cir. 1972).
- United States v. Haggerty, 528 F. Supp. 1286 (1981).published United States v. Steele, 461 F.2d 1148, 1151 (9th Cir. 1972); United States v. Falk, 479 F.2d 616, 618 (7th Cir. 1973).
- Attorney Gen. of the United States v. Irish N. Aid Comm., 530 F. Supp. 241 (S.D.N.Y. 1981).published(prosecution unlawful if it is an act of discrimination against those who exercise their First Amendment rights)
- United States v. Nancy E. Wilson, United States of Am. v. Buddy Rex Wilson, 639 F.2d 500 (9th Cir. 1981).published It did not mention prosecution based on exercise of constitutional rights, but prosecution based on “arbitrary classification.” United States v. Steele, 461 F.2d 1148, 1151 (9th Cir. 1972), came next; it expanded the test to cover prosecut…
- Attorney Gen. of United States v. Irish People, Inc., 502 F. Supp. 63 (D.D.C. 1980).published(the defendant is “entitled to an acquittal if his evidence proved that the authorities purposefully discriminated against those who chose to exercise their First Amendment rights)
- Sears v. State, 287 N.W.2d 785 (Wis. 1980).publishedSolitary prosecutions may present a prima facie defense of selective or discriminatory prosecution when coupled with a substantial showing by the defendant that the government’s discriminatory selection for prosecution is based on a desire…
- United States v. Shober, 489 F. Supp. 393 (E.D. Pa. 1979).published The two elements of selective prosecution, which defendant has the burden of proving, United States v. Malinowski, 472 F.2d 850, 860 (3d Cir. 1973), include an allegation that the selection was deliberately based upon “an unjustifiable sta…
- United States v. Edward Frank Snell, 592 F.2d 1083 (9th Cir. 1979).publishedFor example, he cites United States v. Steele, 461 F.2d 1148, 1151 (9th Cir. 1972).
- United States v. Carson, 434 F. Supp. 806 (D. Conn. 1977).published Cf. Two Guys v. McGinley, 366 U.S. 582, 588 , 81 S.Ct. 1135 , 6 L.Ed.2d 551 (1961); United States v. Berrigan, 482 F.2d 171, 173-174 (3 Cir. 1973); United States v. Steele, 461 F.2d 1148, 1151 (9 Cir. 1972).
- United States v. William R. Ojala, 544 F.2d 940 (8th Cir. 1976).published United States v. Falk, supra, 479 F.2d at 618-20 ; United States v. Steele, 461 F.2d 1148, 1151 (9th Cir. 1972). 3 See also Bolling v. Sharpe, 347 *944 U.S. 497, 74 S.Ct. 693 , 98 L.Ed. 884 (1954); United States v. Crowthers, 456 F.2d 1074…
- City of Yakima v. Johnson, 553 P.2d 1104 (Wash. Ct. App. 1976).publishedThe general rules underlying unconstitutional discrimination in the enforcement of penal laws are succinctly *148 summarized in United States v. Steele, 461 F.2d 1148, 1151 (9th Cir. 1972): Yick Wo v. Hopkins, 118 U.S. 356 , 6 S.Ct. 1064 ,…
- Stevenson v. State, 325 So. 2d 113 (Miss. 1975).publishedUnited States v. Steele, 461 F.2d 1148, 1151 (9th Cir.1972).
- United States v. Crow Dog, 399 F. Supp. 228 (N.D. Iowa 1975).published Tollett v. Laman, 497 F.2d 1231, 1233 (8th Cir. 1974); United States v. Steele, 461 F.2d 1148, 1151 (9th Cir. 1972).
- State v. Woodson, 215 S.E.2d 607 (N.C. 1975).published To invoke the defense [denial of equal protection under the Fourteenth Amendment] one must prove that the selection was deliberately based on an unjustifiable standard, such as race, religion, or other arbitrary classification." United Sta…
- Greenberg's Express, Inc. v. Comm'r, 62 T.C. 324 (Tax Ct. 1974).publishedIn the area of the criminal law, “mere selectivity in prosecution creates no constitutional problem.” See United States v. Steele, 461 F. 2d 1148, 1151 (C.A. 9, 1972).
- United States v. Jeffrey Stuart Falk, 479 F.2d 616 (7th Cir. 1973).published Two Guys from Harrison-Allentown, Inc. v. McGinley, District Attorney, 366 U.S. 582, 588 , 81 S.Ct. 1135 , 6 L.Ed.2d 551 (1961); 1 United States v. Steele, 461 F.2d 1148, 1151 (9th Cir. 1972); 2 United States v. Crowthers, 456 F.2d 1074, 1…
- United States v. Victor Mason, 774 F.3d 824 (4th Cir. 2014).published (A defendant cannot be convicted if he proves unconstitutional discrimination in the administration of a penal statute.” (citing Two Guys from Harrison-Allentown, Inc. v. McGinley, 366 U.S. 582, 588 , 81 S.Ct. 1135 , 6…)
At page 1152 Examining suspect enforcement procedures and selective prosecution17 citing cases“an enforcement procedure that focuses upon the vocal offender is inherently suspect, since it is vulnerable to the charge that those chosen for prosecution are being punished for their expression of ideas, a constitutionally protected right.”
- Rogers v. Gov't of the Virgin Islands, 63 V.I. 1010 (D.V.I. 2015).published(Mere random selection [to rebut the defendant’s selective prosecution claim] would suffice, since the government is not obligated to prosecute all offenders . . . .)
- Hobbs v. City of Pac. Grove, 85 Cal. App. 5th 311 (Cal. Ct. App. 2022).published([m]ere random selection would suffice” as justification for prosecution of persons refusing to answer census questionnaires)
- Lovill, Ex Parte Amber, No. PD-0401-09 (Tex. Crim. App. Dec. 16, 2009).publishedRev. 605 , 653 n.144 (1998) ("The conventional remedy for such claims is a dismissal of the criminal charge . . . ." and opining that "when a defendant shows that the state would not have prosecuted him but for the illegitimate factors of…
- Lovill v. State, 319 S.W.3d 687 (Tex. Crim. App. 2009).published McAdams, Prosecution: Discovering the Pitfalls of Armstrong, 73 CHI.-KENT L.REV. 605, 653 n.144 (1998) ("The conventional remedy for such claims is a dismissal of the criminal charge...." and opining that "when a defendant shows that the s…
- Phillip Massey v. Inland Boatmen's Union of the Pac., Marine Div. of the Int'l Longshoremen's & Warehousemen's Union, 886 F.2d 1188 (9th Cir. 1989).publishedUnited States v. Steele, 461 F.2d 1148, 1152 (9th Cir.1972).
- Commonwealth v. Muroski, 506 A.2d 1312 (Pa. 1986).published For example, a court may find a gross abuse of discretion in a district attorney's pattern of discriminatory prosecution, see, e.g., Yick v. Wo v. Hopkins, 118 U.S. 356 , 6 S.Ct. 1064 , 30 L.Ed. 220 (1886); United States v. Falk, 479 F.2d…
- Wayte v. United States, 470 U.S. 598 (1985).published Columbus Board of Education v. Penick, 443 U. S. 449, 465 (1979); see also Personnel Administrator of Massachusetts v. Feeney, 442 U. S. 256, 279, n. 25 (1979); id., at 283 (MARSHALL, J., dissenting) ("To discern the purposes underlying fa…
- United States v. William T. Taylor, United States of Am. v. Billy J. Florence, 693 F.2d 919 (9th Cir. 1982).publishedUnited States v. Steele, 461 F.2d 1148, 1152 (9th Cir.1972).
- United States v. John R. Torquato, 602 F.2d 564 (3d Cir. 1979).publishedSee United States v. Falk, 479 F.2d 616, 620-21 (7th Cir. 1973) (en banc); United States v. Steele, 461 F.2d 1148, 1152 (9th Cir. 1972); United States v. Crowthers, 456 F.2d 1074, 1078 (4th Cir. 1972).
- United States v. Wilson, 342 A.2d 27 (D.C. 1975).published United States v. Steele, 461 F.2d 1148, 1152 (9th Cir. 1972).
At page 1150 finding an inference of discrimination where the defendant, who was a vocal advocate of non-compliance with census laws, was prosecuted while six others, who were not vocal though equally against compliance, were not prosecuted3 citing cases
- Am.-Arab Anti-Discrimination Comm. v. Reno, 70 F.3d 1045 (9th Cir. 1995).published(finding an inference of discrimination where the defendant, who was a vocal advocate of non-compliance with census laws, was prosecuted while six others, who were not vocal though equally against compliance, were not pr…)
- United States v. Michael A. Kelly, 556 F.2d 257 (5th Cir. 1977).publishedE. g., United States v. Ojala, 544 F.2d 940, 943 (8th Cir. 1976); United States v. Leggett & Platt, Inc., 542 F.2d 655, 658 (6th Cir. 1976), cert. denied, - U.S. -, 97 S.Ct. 1579 , 51 L.Ed.2d 792 (1977); United States v. Bourque, 541 F.2d…
- People v. Garner, 72 Cal. App. 3d 214 (Cal. Ct. App. 1977).published(exercise of First Amendment rights)
Other citing cases
- United States v. Phillips, 525 F. Supp. 1 (N.D. Ill. 1981).published
- Am. Samoa Gov't v. Lafoga, 30 Am. Samoa 2d 110 (1996).published
v.
William STEELE, Defendant-Appellant
After a trial to the court, appellant was convicted of violating 13 U.S.C. § 221(a) [1] by refusing to answer questions on the Department of Commerce census form of 1970. The court sentenced him to pay a $50 fine. We reverse.
Steele raises several points, only two of which require discussion: (1) answering the census questions would have required him to incriminate himself, and (2) the authorities singled him out for prosecution because he had publicly advocated noncompliance with census requirements.
SELF-INCRIMINATION
Appellant and six other unrelated young adults resided in a private home in Honolulu. When a census enumerator called for his questionnaire, Steele refused to answer all questions on the form [2] and returned it to the enumerator with two pages removed. Next, a supervisor called and was similarly rebuffed. Finally, after a regional officer had tried and failed to interview Steele, the effort was abandoned. Steele testified at trial that he had refused to answer on constitutional grounds. [3]
Steele argues that he may have been in violation of the Honolulu Zoning Code because more than five unrelated people lived in his single-family dwelling. Answering the questionnaire would have disclosed this fact, and might have subjected him to criminal prosecution by municipal authorities.
The argument calls into question the impact of the use immunity provisions of the census statutes. It is provided in 13 U.S.C. § 8(c): “In no case shall information furnished under the authority of this section be used to the detriment of the persons to whom such information relates.” And 13 U.S.C. § 9(a) provides: “Copies of census reports which have been so retained shall be immune from legal process, and shall not, without the consent of the individual . concerned, be admitted as evidence or used for any purpose in any action, suit, or other judicial or administrative proceeding.”
The government argues that these provisions shield Steele from any substantial risk of self-incrimination. Steele disagrees. We need not resolve that conflict, because we have determined that Steele’s second point has merit and requires reversal of his conviction.
DISCRIMINATORY PROSECUTION
Steele claims the census authorities deliberately applied an unjustifiable standard in selecting offenders for prosecution under 13 U.S.C. § 221(a). Only four people in Hawaii were chosen for prosecution. All had participated in a census resistance movement, publicizing a dissident view of the census as an unconstitutional invasion of privacy and[*1151] urging the public to avoid compliance with census requirements.
Steele held a press conference, led a protest march, and distributed pamphlets entitled “Big Brother is Snooping.” David Watamull was the owner of radio station KTRG, which broadcast editorials on the census. Census authorities had complained to the Federal Communications Commission about them because they “were calculated to incite people to subvert the census law.” Donald Dickinson spoke against the census as an announcer on station KTRG. William Danks headed the state chapter of a group called Census Resistance ’70; he distributed pamphlets and publicly criticized the census.
Leland Gray, the Regional Technician for the census in Hawaii, described the four as “hard core resisters.” He ordered his staff to compile special background dossiers on them, a discretionary procedure not followed with any other offenders. Gray testified that his organization had been very concerned about the census resistance movement.
Steele attempted to prove that many others in Hawaii had provided census officials with no more information than he had. In a motion for a bill of particulars, he asked the government how many others in Hawaii had committed the same offense. The United States Attorney’s office replied that the information was not available. Steele himself located six other persons who had completely refused on principle to complete the census forms. None of those had taken a public stand against the census and none were recommended for prosecution.
Mr. Gray testified that, to the best of his recollection, the four men prosecuted were the only ones who completely refused to cooperate. Steele’s evidence about the six others demonstrates that Mr. Gray’s memory was faulty.
Yick Wo v. Hopkins, 118 U.S. 356, 6 S.Ct. 1064, 30 L.Ed. 220 (1886), established the principle that equal protection of the law is denied when state officials enforce a valid statute in a discriminatory fashion. [4] The Due Process Clause of the Fifth Amendment furnishes a federal defendant with the same guarantee against discriminatory federal prosecution. Washington v. United States, 130 U.S.App.D.C. 374, 401 F.2d 915 (1968); cf. Bolling v. Sharpe, 347 U.S. 497, 74 S.Ct. 693, 98 L.Ed. 884 (1954). A defendant cannot be convicted if he proves unconstitutional discrimination in the administration of a penal statute. Two Guys from Harrison-Allentown, Inc. v. McGinley, 366 U.S. 582, 588, 81 S.Ct. 1135, 6 L.Ed.2d 551 (1961).
Mere selectivity in prosecution creates no constitutional problem. Oyler v. Boles, 368 U.S. 448, 456, 82 S.Ct. 501, 7 L.Ed.2d 446 (1962). To invoke the defense successfully one must prove that the selection was deliberately based on an unjustifiable standard, such as race, religion, or other arbitrary classification. Oyler v. Boles, supra, 368 U.S. at 456, 82 S.Ct. 501. See Snowden v. Hughes, 321 U.S. 1, 64 S.Ct. 397, 88 L.Ed. 497 (1944); Rhinehart v. Rhay, 440 F.2d 718 (9th Cir. 1971); People v. Utica Daw’s Drug Co., 16 A.D.2d 12, 225 N.Y.S.2d 128 (1962). Steele is entitled to an acquittal if his evidence proved that the authorities purposefully discriminated against those who chose to exercise their First Amendment rights.
Although hampered by the government’s refusal to supply data on the number of like offenses, Steele did manage to show that at least six others had committed the same offense. The Re[*1152] gional Technician said he had never heard of any of the six. The trial judge concluded that Steele and his colleagues were the only violators known to the census officials. That finding is not supported by the record taken as a whole.
As Mr. Gray explained them, the census operating procedures would in the normal course of events furnish information about any person who failed to complete the questionnaire. A refusal would be reported in the chain of command, from the enumerator through a Crew Leader, a Field Supervisor, and a District Office Manager, to the Regional Technician, Mr. Gray. At least two officials would attempt to obtain the missing answers from the violator. The system would reveal the names of offenders, and visits by census officials would lay the factual foundation for proving specific criminal intent.
This information-gathering system should have apprised the Regional Technician of the names of all who refused to complete the questionnaire. Yet Mr. Gray recollected only four total refusals, while the evidence establishes a minimum of ten. That fact alone strongly suggests a questionable emphasis upon the census resisters. When one also considers that background reports were compiled only on persons who had publicly attacked the census, the inference of discriminatory selection becomes almost compelling. An enforcement procedure that focuses upon the vocal offender is inherently suspect, since it is vulnerable to the charge that those chosen for prosecution are being punished for their expression of ideas, a constitutionally protected right.
The government offered no explanation for its selection of defendants, other than prosecutorial discretion. That answer simply will not suffice in the circumstances of this case. Since Steele had presented evidence which created a strong inference of discriminatory prosecution, the government was required to explain it away, if possible, by showing the selection process actually rested upon some valid ground. Mere random selection would suffice, since the government is not obligated to prosecute all offenders, but no effort was made to justify these prosecutions as the result of random selection and Steele’s evidence was inconsistent with such a theory. Since no valid basis for the selection of defendants was ever presented, the only plausible explanation on this record is the one urged by Steele. We conclude that Steele demonstrated a purposeful discrimination by census authorities against those who had publicly expressed their opinions about the census.
The conviction is reversed.
. “Whoever, being over eighteen years of age, refuses or willfully neglects, when requested ... to answer, to the best of his knowledge any of the questions on any schedule submitted to him in connection with any census or survey . applying to himself or to the family to which he belongs or is related shall be fined not more than $100 or imprisoned not more than sixty days, or both.” 13 U.S.C. § 221(a).
. Actually Steele did supply “head count” information, listing six John Does and one Mary Doe on the portion of the form returned. References in this opinion to total refusal to cooperate should be read to include refusal to provide no more than head count information.
. Steel’s Fourth Amendment challenge to the census is without merit. See United States v. Rickenbacker, 309 F.2d 462 (2d Cir. 1962), cert. denied, 371 U.S. 962, 83 S.Ct. 542, 9 L.Ed.2d 509. (1963).
. “Though the law itself be fair on its face and impartial in appearance, yet, if it is applied and administered by public authority with an evil eye and an unequal hand, so as practically to make unjust and illegal discriminations between persons in similar circumstances, material to their rights, the denial of equal justice is still within the prohibition of the constitution.” Yick Wo v. Hopkins, 118 U.S. 356, 373-374, 6 S.Ct. 1064, 1073, 30 L.Ed. 220 (1886).