Trixler Brokerage Co., a California Corp. v. Ralston Purina Co., a Corp., 505 F.2d 1045 (9th Cir. 1974). · Go Syfert
Trixler Brokerage Co., a California Corp. v. Ralston Purina Co., a Corp., 505 F.2d 1045 (9th Cir. 1974). Cases Citing This Book View Copy Cite
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cited 2× by 2 distinct cases, last quoted 1981 · 10 days after the service of the last pleading directed to such issue, ✓
cited 2× by 2 distinct cases, last quoted 2005 · …manifestly, the issue contemplated by rule 38(b) is one of fact. at p. 1050 ≈ altered
cited 2× by 2 distinct cases, last quoted 2005 · …shared and hinged entirely on the absence of a legitimate business justification at p. 1050 ⚠ not in text
103 citation events (22 in the last 25 years) across 29 distinct courts.
Strongest positive: Zurich American Insurance Company of Illinois v. Palmetto Contract Services, Inc. (scctapp, 2021-07-07)
Treatment trajectory · 1974 → 2026 · click a year to view as-of
1974 2000 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Zurich American Insurance Company of Illinois v. Palmetto Contract Services, Inc. (4×) also: Cited as authority (quoted), Cited "see"
S.C. Ct. App. · 2021 · quote attribution · 3 verbatim quotes · confidence high
when read in context, the word issue must have been intended by the supreme court to mean nothing other than an issue of fact. obviously, appellant would not be demanding a jury trial on an issue of law.
discussed Cited as authority (verbatim quote) Barron v. Bankers Life & Casualty Co. (2×) also: Cited "see"
W.D. Tenn. · 2012 · signal: see also · quote attribution · 1 verbatim quote · confidence high
the use of the word issue, in these circumstances, would imply the exclusion of the word theory.
discussed Cited as authority (verbatim quote) California Scents v. Surco Products, Inc. (2×) also: Cited "see, e.g."
9th Cir. · 2005 · quote attribution · 1 verbatim quote · confidence high
manifestly, the issue contemplated by rule 38(b) is one of fact.
discussed Cited as authority (verbatim quote) California Scents v. Surco Products, Inc. (2×) also: Cited "see, e.g."
9th Cir. · 2005 · quote attribution · 1 verbatim quote · confidence high
manifestly, the issue contemplated by rule 38(b) is one of fact.
discussed Cited as authority (rule) Sacerdote v. New York University
S.D.N.Y. · 2024 · confidence medium
Lanza, 479 F.2d at 1310 . “[T]he presentation of a new theory []of recovery[] does not constitute the presentation of a new issue on which a jury trial should be granted.” Rosen v. Dick, 639 F.2d 82, 94 (2d Cir. 1980) (quoting Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974)).
discussed Cited as authority (rule) Ramirez-Suarez v. FOOT LOCKER INC.
D.P.R. · 2009 · confidence medium
Id.; Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974) (holding that “the presentation of a new theory does not constitute the presentation of a new issue on which a jury trial should be granted [as of right] under ...
cited Cited as authority (rule) Claudette Lutz v. Glendale Union High School, District No. 205 Governing Board of Glendale Union High School, District No. 205
9th Cir. · 2005 · confidence medium
Rule 38(b).” Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974).
cited Cited as authority (rule) Lutz v. Glendale Union High
9th Cir. · 2005 · confidence medium
Rule 38(b).” Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974).
discussed Cited as authority (rule) National Union Fire Insurance v. L.E. Myers Co. Group
S.D.N.Y. · 1996 · confidence medium
The presentation of a new theory of recovery “does not constitute the presentation of a new issue on which a jury trial should be granted.” Id. (quoting Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974)).
discussed Cited as authority (rule) Virgin Air, Inc. v. Virgin Atlantic Airways, Ltd.
S.D.N.Y. · 1992 · confidence medium
Plaintiff also contends that there is a new issue so long as it does not “turn on the same matrix of facts” as the issues already raised, Las Vegas Sun, Inc. v. Summa Corporation, 610 F.2d 614, 620 (9th Cir.1979), quoted in Rosen, 639 F.2d at 95 , but acknowledges that “the [mere] presentation of a new legal theory does not constitute the presentation of a new issue on which a jury trial should be granted,” Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974), quoted in Rosen, 639 F.2d at 94 .
cited Cited as authority (rule) Swan Brewery Co. v. United States Trust Co. of New York
S.D.N.Y. · 1992 · confidence medium
Id. at 94 ; Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974).
cited Cited as authority (rule) Price v. State Of Hawaii
9th Cir. · 1991 · confidence medium
Conley v. Gibson, 355 U.S. 41, 47-48 , 78 S.Ct. 99, 103 , 2 L.Ed.2d 80 (1957); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974).
cited Cited as authority (rule) Price v. Hawaii
9th Cir. · 1991 · confidence medium
Conley v. Gibson, 355 U.S. 41, 47-48 , 78 S.Ct. 99, 103 , 2 L.Ed.2d 80 (1957); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974).
discussed Cited as authority (rule) Yoder v. T.E.L. Leasing, Inc. (In Re Suburban Motor Freight, Inc.)
Bankr. S.D. Ohio · 1990 · confidence medium
No. 515, 523 F.2d 569, 581 (7th Cir.1975), cert. denied 425 U.S. 963 , 96 S.Ct. 1748 , 48 L.Ed.2d 208 (1976); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1049 (9th Cir.1974); Lanza v. Drexel & Co., 479 F.2d 1277, 1310 (2d Cir.1973) (en banc); Olund, 459 F.2d at 1000 ; Williams v. Farmers and Merchants Ins.
discussed Cited as authority (rule) Richardson Greenshields Securities, Inc. v. Mui-Hin Lau
S.D.N.Y. · 1988 · confidence medium
The presentation of a new theory of recovery, especially if they are based on the same facts, “does not constitute the presentation of a new issue on which a jury trial should be granted.” Id. (quoting Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974) (emphasis in original)).
discussed Cited as authority (rule) LaMarca v. Turner
S.D. Fla. · 1987 · confidence medium
It is further well-settled that if the original pleadings in an action effectively waive trial by jury under Fed.R.Civ.Proc. 38(b) and (c), the right to trial by jury of all matters waived in those pleadings “cannot be later revived by amending the original pleadings.” Walton v. Eaton Corp., 563 F.2d 66, 71 (3rd Cir.1977); Hostrop v. Board of Junior College District No. 515, 523 F.2d 569, 581 (7th Cir.1975); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1049 (9th Cir.1974); Lanza v. Drexel and Co., 479 F.2d 1277, 1310 (2nd Cir.1973); Williams v. Farmers and Merchants Ins.
cited Cited as authority (rule) Cedars-Sinai Medical Center v. Revlon, Inc.
D. Del. · 1986 · confidence medium
The same can be said of Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974), also cited by the plaintiff in its brief.
discussed Cited as authority (rule) Clement v. American Greetings Corp. (2×)
S.D. Cal. · 1986 · confidence medium
Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1049-1050 (9th Cir.1974); Pradier v. Elespuru, 641 F.2d 808 , 810 n. 1 (9th Cir.1981).
discussed Cited as authority (rule) Bank of India v. Handloom House (India) Ltd.
S.D.N.Y. · 1986 · confidence medium
No. 515, 523 F.2d 569, 581 (7th Cir.1975), cert. denied, 425 U.S. 963 , 96 S.Ct. 1748 , 48 L.Ed.2d 208 (1976); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1049 (9th Cir.1974); Lanza v. Drexel & Co., 479 F.2d 1277, 1310 (2d Cir.1973) (en banc); Olund v. Swarthout, 459 F.2d 999, 1000 (6th Cir.), cert. denied, 409 U.S. 1008 , 93 S.Ct. 441 , 34 L.Ed.2d 301 (1972); Williams v. Farmers & Merchants Ins.
cited Cited as authority (rule) Bulk Oil (USA) Inc. v. Sun Oil Trading Co.
S.D.N.Y. · 1983 · confidence medium
Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974).
cited Cited as authority (rule) Reading & Bates Construction Co. v. Baker Energy Resources Corp.
S.D. Tex. · 1983 · confidence medium
Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974).
discussed Cited as authority (rule) Causey v. Pan American World Airways, Inc. (2×)
9th Cir. · 1982 · confidence medium
Fed.R.Civ.P. 8(a); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974); Ross Island Sand & Gravel Co. v. General Insurance Co., 472 F.2d 750, 752 (9th Cir. 1973).
discussed Cited as authority (rule) In Re Aircrash in Bali, Indonesia on April 22, 1974 John P. Causey, Jr., Etc., Plaintiffs-Designated v. Pan American World Airways, Inc., Etc., Defendants-Designated Simone Ryder, Etc., Plaintiffs-Designated v. Pan American World Airways, Inc., Etc., Defendants-Designated Margaret G. Johns, Etc., Plaintiffs-Designated v. Pan American World Airways, Inc., Etc., Defendants-Designated (2×)
9th Cir. · 1982 · confidence medium
Fed.R.Civ.P. 8(a); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974); Ross Island Sand & Gravel Co. v. General Insurance Co., 472 F.2d 750, 752 (9th Cir. 1973).
discussed Cited as authority (rule) William Inglis & Sons Baking Co. v. Itt Continental Baking Company, Inc., William Inglis & Sons Baking Co. v. Itt Continental Baking Company, Inc. (2×)
9th Cir. · 1982 · confidence medium
CalComp, supra, 613 F.2d at 736 ; Sherman, supra, 601 F.2d at 453 n.47; Gough, supra, 585 F.2d at 390 ; Janich Bros., supra, 570 F.2d at 853-54 ; Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1052 (9th Cir. 1974); Bushie v. Stenocord Corp., 460 F.2d 116, 121 (9th Cir. 1972). .
discussed Cited as authority (rule) Irving M. Rosen, Trustee in Reorganization of Bermec Corporation, Plaintiff v. Lynda Dick, of the Estate of Jack R. Dick, Deceased, Herman L. Meckler, Herbert R. Degnan, John Doe I and John Doe II as Executors or Administrators of the Estate of Bernard Kaye and Audrey Kaye, Deceased, Robert D. Byrnes, Jerome S. Katzin, Hal A. Kroeger, Thibaut Desaint Phalle, Charles H. Harff, Chadbourne, Parke, Whiteside & Wolff, Joseph Bonura, Peat, Marwick, Mitchell & Co., Arthur Andersen & Co. And Empire National Bank, Arthur Andersen & Co., and Third-Party v. Aristocrat Angus Ranch, Ben R. Houston, and Charles D. Alexander, Third-Party (2×)
2d Cir. · 1981 · confidence medium
In Cataldo v. E.I. du Pont de Nemours & Co., 39 F.R.D. 305, 308 (S.D.N.Y.1966), the court asked whether, "(d)espite the fact that the underlying evidentiary facts are arguably substantially similar, the ultimate issue for decision is different." Furthermore, as explained by the Ninth Circuit, "the presentation of a new theory (of recovery) does not constitute the presentation of a new issue on which a jury trial should be granted." Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974) (emphasis in original); see Las Vegas Sun, Inc. v. Summa Corp., 610 F.2d 614, 620 (…
discussed Cited as authority (rule) Rosen v. Dick (2×)
2d Cir. · 1980 · confidence medium
In Cataldo v. E.I. du Pont de Nemours & Co., 39 F.R.D. 305, 308 (S.D.N.Y.1966), the court asked whether, “[d]espite the fact that the underlying evidentiary facts are arguably substantially similar, the ultimate issue for decision is different.’.’ Furthermore, as explained by the Ninth Circuit, “the presentation of a new theory [of recovery] does not constitute the presentation of a new issue on which a jury trial should be granted.” Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974) (emphasis in original); see Las Vegas Sun, Inc. v. Summa Corp., 610 F.2…
discussed Cited as authority (rule) Las Vegas Sun, Inc. v. Summa Corporation (2×)
1st Cir. · 1980 · confidence medium
In Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974), we held "that the presentation of a new Theory does not constitute the presentation of a new Issue on which a jury trial should be granted (as of right) under F.R.Civ.P., Rule 38(b)." (Emphasis in original.) We thus find that the Sun was not entitled as of right to a jury on the claims presented in the amended complaint. 24 Nor do we think that the district court's denial of the Sun's motion for a jury trial was an abuse of discretion.
discussed Cited as authority (rule) California Computer Products, Inc. And Century Data Systems, Inc., Plaintiffs v. International Business MacHines Corporation
9th Cir. · 1979 · confidence medium
Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1051-52 (9th Cir. 1974); see *737 Gough v. Rossmoor Corp., 585 F.2d at 390 ; Janich Bros., Inc. v. American Distilling Co., 570 F.2d at 854 ; Knutson v. Daily Review, Inc., 548 F.2d at 814; Bushie v. Stenocord Corp., 460 F.2d 116, 120-21 (9th Cir. 1972).
discussed Cited as authority (rule) Las Vegas Sun, Inc. v. Summa Corp. (2×)
9th Cir. · 1979 · confidence medium
In Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974), we held “that the presentation of a new theory does not constitute the presentation of a new issue on which a jury trial should be granted [as of right] under F.R.Civ.P., Rule 38(b).” (Emphasis in original.) We thus find that the Sun was not entitled as of right to a jury on the claims presented in the amended complaint.
discussed Cited as authority (rule) Cullen v. BMW of North America, Inc.
E.D.N.Y · 1979 · confidence medium
The theory of a case relates to the ultimate basis of liability, rather than to an issue created by the pleadings.” Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9 Cir. 1974) (emphasis in original).
discussed Cited as authority (rule) Gary H. Sherman v. British Leyland Motors, Ltd.
9th Cir. · 1979 · confidence medium
Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1051-52 (9th Cir. 1974); See Gough v. Rossmoor Corp., 585 F.2d 381 (9th Cir. 1978), Cert. denied, --- U.S. ----, 99 S.Ct. 1280 , 59 L.Ed.2d 494 (1979).
discussed Cited as authority (rule) Sherman v. British Leyland Motors, Ltd.
9th Cir. · 1979 · confidence medium
Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1051-52 (9th Cir. 1974); see Gough v. Rossmoor Corp., 585 F.2d 381 (9th Cir. 1978), cert. denied, - U.S. - -, 99 S.Ct. 1280 , 59 L.Ed.2d 494 (1979).
discussed Cited as authority (rule) State Mutual Life Assurance Co. of America v. Arthur Andersen & Co.
2d Cir. · 1978 · confidence medium
See Lanza v. Drexel, supra, 479 F.2d at 1310 ; Walton v. Eaton Corp., 563 F.2d 66, 71 (3d Cir. 1977) (en banc); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1049 (9th Cir. 1975); 5 Moore’s Federal Practice, ¶ 38.39[2]-38.41 (1971); 9 C.
discussed Cited as authority (rule) Island Holidays, Inc. v. Fitzgerald
Haw. · 1978 · confidence medium
Rule 8(f), H.R.C.P.; 14 Jenkins v. McKeithen, 395 U.S. 411, 421-422 (1969); Conley v. Gibson, 355 U.S. 41 (1957);Beacon Theatres v. Westover, 359 U.S. 500, 506 (1959); Johnson v.Reagan, 524 F.2d 1123, 1124 (9th Cir. 1975); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974).
discussed Cited as authority (rule) Greyhound Computer Corporation, Inc. v. International Business MacHines Corporation (2×)
9th Cir. · 1977 · confidence medium
Finley & Co., 512 F.2d 1264, 1276 (9th Cir. 1975); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1051-52 (9th Cir. 1974); Chisholm Bros.
discussed Cited as authority (rule) 15 Fair empl.prac.cas. 1735, 14 Empl. Prac. Dec. P 7760 Carol J. Walton, on Behalf of Herself and on Behalf of Others Similarly Situated v. Eaton Corporation. Carol J. Walton v. Eaton Corporation
3rd Cir. · 1977 · confidence medium
Hostrop v. Board of Junior College District No. 515, 523 F.2d 569, 581 (7th Cir. 1975); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1049 (9th Cir. 1974); Lanza v. Drexel & Co., 479 F.2d 1277, 1310 (2d Cir. 1973); Olund v. Swarthout, 459 F.2d 999, 1000 (6th Cir. 1974); Williams v. Farmers & Merchants Ins.
discussed Cited as authority (rule) Walton v. Eaton Corp.
3rd Cir. · 1977 · confidence medium
Hostrop v. Board of Junior Coliege District No. 515, 523 F.2d 569, 581 (7th Cir. 1975); Trixier Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1049 (9th Cir. 1974); Lanza v. Drexel & Co., 479 F.2d 1277, 1310 (2d Cir. 1973); Olund v. Swarthout, 459 F.2d 999, 1000 (6th Cir. 1974); Williams v. Farmers & Merchants Ins.
cited Cited as authority (rule) Gerald Brown and Judy Brown, Husband and Wife v. Hansen Publications, Inc., a Corporation
9th Cir. · 1977 · confidence medium
Finley & Co., 512 F.2d 1264, 1276 (9th Cir. 1975); Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1051-52 (9th Cir. 1974); Chisholm Bros.
discussed Cited as authority (rule) United States v. Tommy Cuomo
5th Cir. · 1976 · confidence medium
See 2A A. Sutherland, supra note 16, §§ 45.08, at 23, 47.27, at 137, 47.29, at 150 (1973); cf. Bradley v. United States, 1973, 410 U.S. 605, 609 , 93 S.Ct. 1151 , 35 L.Ed.2d 528 (“prosecution” interpreted in legal sense rather than everyday sense); Barber v. Gonzales, 1954, 347 U.S. 637, 638-43 , 74 S.Ct. 822 , 98 L.Ed. 1009 (“entry” in § 19(a) of the Immigration Act of 1917 must be construed as “entry from foreign country”, in accordance with pri- or legal understanding of the term); Hawley v. Diller, 1899, 178 U.S. 476, 483-88 , 20 S.Ct. 986 , 44 L.Ed. 1157 (“bona fide purch…
cited Cited "see" DAT Solutions, LLC v. Convoy, Inc.
D. Or. · 2023 · signal: see · confidence high
See Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1051 (9th Cir. 1974).
discussed Cited "see" Saldivar v. Momah
Wash. Ct. App. · 2008 · signal: see · confidence high
See Clement, 636 F.Supp. at 1334 (citing Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974)). ¶ 54 Here, the Saldivars' amended complaint added Charles as a co-defendant, but the allegations against Charles were identical to those against Dennis in the original complaint.
discussed Cited "see" Saldivar v. Momah
Wash. Ct. App. · 2008 · signal: see · confidence high
See Clement, 636 F. Supp. at 1334 (citing Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974)). ¶54 Here, the Saldivars’ amended complaint added Charles as a codefendant but the allegations against Charles were identical to those against Dennis in the original complaint.
cited Cited "see" Harris v. Thrift Stores of Washington
D. Maryland · 1995 · signal: see · confidence high
See Walton v. Eaton Corp., 563 F.2d 66, 71-72 (3rd Cir.1977) and Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1049-50 (7th Cir.1974).
cited Cited "see" Randolph C. Bentler v. Bank of America National Trust and Savings Association
9th Cir. · 1992 · signal: see · confidence high
See Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1049-50 (9th Cir.1974). 2 .
cited Cited "see" United States v. Priority Products, Inc.
Ct. Intl. Trade · 1985 · signal: see · confidence high
Estelle, 580 F.2d 748, 753 (5th Cir. 1978); see Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir.1974).
cited Cited "see" American Timber & Trading Co. v. First National Bank Of Oregon
1st Cir. · 1982 · signal: see · confidence high
See generally Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974).
cited Cited "see" American Timber & Trading Co. v. First National Bank
9th Cir. · 1982 · signal: see · confidence high
See generally Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1050 (9th Cir. 1974).
cited Cited "see" 1st Lt. Jerome M. Pradier v. Jose Martin Elespuru and Luis Basterrechea D/B/A Basterrechea Distributing Company
9th Cir. · 1981 · signal: see · confidence high
See Trixler Brokerage Co. v. Ralston Purina Co., 505 F.2d 1045, 1049-50 (9th Cir. 1974).
Retrieving the full opinion text from the archive…
TRIXLER BROKERAGE COMPANY, a California Corporation, Appellant,
v.
RALSTON PURINA COMPANY, a Corporation, Appellee
73-1197.
Court of Appeals for the Ninth Circuit.
Nov 5, 1974.
505 F.2d 1045
1974 U.S. App. LEXIS 6219
Stuart R. Poliak (argued), Howard, Prim, Rice, Nemerovski, Canady & Pol-iak, San Francisco, Cal., for appellant., Noble K. Gregory (argued), Pillsbury, Madison & Sutro, San Francisco, Cal., for appellee.
Merrill, Kilkenny, Crary.
Cited by 71 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 60%
Citer courts: Court of Appeals of South Caro… (1)
Reporter's Syllabus editorial summary, not part of the Court's opinion

Stuart R. Pollak (argued), Howard, Prim, Rice, Nemerovski, Canady & Pollak, San Francisco, Cal., for appellant.

Noble K. Gregory (argued), Pillsbury, Madison & Sutro, San Francisco, Cal., for appellee.

Before MERRILL and KILKENNY, Circuit Judges, and CRARY,* District judge.

OPINION

KILKENNY, Circuit Judge:

Lead Opinion

OPINION

KILKENNY, Circuit Judge:

Appellant appeals from an adverse judgment in a non-jury trial, in an action against appellee for alleged violations of Sections 1 and 2 of the Sherman Act (15 U.S.C. §§ 1 and 2), bad faith, breach of contract and misrepresentation. Appellant is a corporation engaged in the food brokerage business, acting as an independent sales agent in northern California for various food processors and manufacturers. Appel-lee, among other things, is a corporation engaged in processing and manufacturing food.

FACTUAL BACKGROUND

A summary of the facts, stated favorably for appellee, is as follows: In 1952 when Van Camp Sea Food Company, a predecessor of appellant, decided to change its marketing scheme from direct sales' to brokerage, J. Thomas Trixler, president of appellant, resigned as an employee of Van Camp and became its broker and a broker for other food processors. Trixler then incorporated his business, and his company was orally appointed by Van Camp as broker for northern California. Later, the appellant company was formed and took over the California operations of its predecessor. Since that time it has been managed by Trixler, its president and principal shareholder.

In 1963, appellee acquired Van Camp, the latter continuing as an administrative division of the former. Trixler continued as broker for the Van Camp tuna products under an arrangement which was not formally expressed, either orally or in writing. From 1953, appellee, in accordance with accepted business practice, conducted regular studies to, determine the relative economics of marketing its products through brokers as opposed to direct sales. In the early fifties, it marketed all of its consumer products through a direct sales force. Later, in the mid-fifties, it changed courses and by 1960 all of its consumer products were marketed by brokers. By the use of brokers, appellee was unable to give its junior management personnel sufficient sales experience to enable them effectively to supervise and work with food brokers. Consequently, in 1965, appellee established a direct sales force in St. Louis to provide a training ground for sales management personnel. This force failed to provide a sufficient number of trained personnel, and in 1966 another force for training purposes was established in Los Angeles.

[*1048] In 1965, and subsequently, appellant inquired from time to time as to appel-lee’s overall policy concerning brokers and was told that appellee was “broker minded” or “broker oriented” and that there were no plans to terminate appellant. To this date, no national sales force has been established by appellee, none is planned, and most of its tuna products are still marketed through brokers. Even after the establishment of the direct sales force in Los Angeles in 1966, there was no decision or plan to extend the direct sales training force until February, 1968. In the so-called “Operation February” report, San Francisco, Philadelphia and Baltimore-Washington were selected as feasible markets for the institution of a direct sales training area. The recommendation that San Francisco be selected was dated April 23, 1968, and approval for it was given on April 24th. Appellant was notified on May 6, 1968, of its termination as broker for Chicken of the Sea tuna, but was asked to continue as broker through July 31, 1968.

From at least 1968 until the time appellant ceased representing appellee, appellant was aware of the fact that appellee might consider returning to direct sales in northern California. When the termination decision was made, appellant was offered two months equivalent brokerage.[1] The offer of equivalent brokerage was extended to retain the good will of appellant during the change-over period and to provide payment to appellant during the transition. On May 28, 1968, appellant notified appellee that it was ceasing to represent appellee as of June 30, 1968. On July 1, 1968, appellant began representing Carnation, a competitive brand of tuna. Appellant received brokerage through June 30th.

PLEADINGS

On December 24, 1968, appellant filed a complaint charging breach of contract, bad faith and violations of the antitrust laws previously noted. Ralston answered and counter-claimed for brokerage paid by mistake. No jury was requested by either party. On September 8, 1969, appellant moved for a jury trial. The motion was denied as untimely. Then appellant filed a motion for leave to amend the complaint, stating two additional causes of action. The amended complaint was filed, and appellant then filed a demand for a jury trial on its two additional causes. A motion to strike the jury demand was granted. Subsequently, the court denied appellant’s motion to reconsider the demand for a jury trial, and the case proceeded to trial before the court. After trial, the court rendered its memorandum of decision against appellant and in favor of appellee. The court later signed and filed detailed findings of fact and conclusions of law on which judgment was entered against appellant on its claims and in favor of appellee on its counterclaim for $1,558.78.

CONTENTIONS

Briefly stated, appellant’s contentions are:

(I) that it was entitled to a jury trial on its sixth and seventh claims; [2]

(II) that appellee’s conduct constituted an unreasonable restraint of trade which proximately caused damage to appellant in violation of Section 1 of the Sherman Act;

(III) that the trial court applied an erroneous rule of law in requiring direct evidence of intent to monopolize on a claim of attempted monopoly under Section 2 of the Sherman Act.

[*1049] JURY REQUEST

Appellant concedes that it failed to file a timely motion for a jury trial on its first five claims. It asserts, however, that a timely demand was made for a jury trial on the issues created by the sixth and seventh claims set forth in the amended complaint. The answer lies in whether the sixth and seventh claims created new issues within the meaning of Rule 38(b), F.R.Civ.P.[3] [Emphasis supplied.]

In addition to incorporating by reference all of the allegations in the previous four claims charging Sherman Act violations, the fifth claim of appellant’s original complaint — on which appellant failed to ask for a jury trial — alleged that in May, 1968, the appellee and another surreptitiously attempted to induce salesmen and other employees of appellant to breach and terminate their employment contracts with appellant and to accept employment with appellee. The claim then went on to charge that this conduct and “ . . . the termination of Trixler’s brokerage agreements, . were performed [by appellee] in bad faith and in violation of [appel-lee’s] obligation to act in good faith and to deal fairly with . . . ” appellant. [Emphasis supplied.]

The appellee, not surprisingly, sought additional information with reference to the charges of bad faith and unfair dealings set forth in the fifth claim. On discovery, in answer to an interrogatory as to the facts on which it based its bad faith charges in that claim, the appellant’s response was vague and indefinite. Being dissatisfied with this response, appellee sought additional details on the nature of the bad faith charges. In answer to this request for clarification, the appellant expanded on its previous statement of the bad faith charges in the fifth claim and stated:

“Over a period of several years, commencing in or about 1965 and continuing through April 1968, Ralston Purina represented to Trixler' that there was no possibility in the foreseeable future of Ralston Purina substituting a direct sales force for brokers in Northern California, or in any area other than in St. Louis (in April 1965) and in Los Angeles (in August 1966) , and that such a substitution was not the subject of consideration or study by Ralston Purina. Said representations were made by Ralston Purina to Trixler on at least the following occasions, by and to the following named individuals:
(a) In or about August 1965, R. H. Dean so represented to J. Thomas Trixler;
(b) In or about January 1966, R. H. Dean so represented to J. Thomas Trixler;
(c) In or about May 1966, Glenn Copeland so represented to J. Thomas Trixler;
(d) In or about November 1967, R. L. Siler, Guy Dougherty and Bob McMath so represented to J. Thomas Trixler and John T. O’Leary.”

It will be observed that each allegation in the supplemental response amounts to a charge of bad faith and a violation of “appellee’s obligation to act in good faith and to deal fairly with” the appellant, as alleged in the fifth claim.

Particularly significant is the fact that appellant’s alleged sixth and seventh claims use substantially the same language employed by appellant in its supplemental response to appellee’s inquiry into the basis of the bad faith charges in the fifth claim. Clearly, the allegations of bad faith in the fifth claim are sufficiently broad to permit evidence[*1050] of the acts charged in the sixth and seventh [4] claims.

Although designated as the sixth and seventh causes of action, they are in fact neither causes of action nor claims. At most, they clarify the charges already made in the fifth claim. The sixth and seventh claims, by elaborating on the charges of bad faith in the fifth claim, did not create new issues. By any reasonable analysis, the identical issue of bad faith is charged in each one of the claims. We need not further clutter the legal publications by citing authority to support the statement that pleadings under F.R.Civ.P. are to be liberally construed. In these circumstances, having waived its right to a jury trial on its fifth claim, the appellant is not entitled to a jury trial on a more detailed statement of the same charge in the sixth and seventh claims.

Cataldo v. E. I. DuPont De Nemours & Co., 253 F.Supp. 235 (S.D.N.Y.1966), upon which appellant relies, would be a fragile foundation on which to rest our decision. First of all, the case is not binding on us. Next, we question if in the circumstances of this case appellant’s sixth and seventh claims introduced new theories of recovery. Bad faith is the underlying theory of all. Finally, we hold that the presentation of a new theory does not constitute the presentation of a new issue on which a jury trial should be granted under F.R.Civ.P., Rule 38(b).

Manifestly, the issue contemplated by the Rule is one of fact. When read in context, the word issue must have been intended by the Supreme Court to mean nothing other than an issue of fact. Obviously, appellant would not be demanding a jury trial on an issue of law. A theory of recovery, as distinguished from an issue of fact, in normal parlance presents a question of law. Even a casual reading of the applicable subdivision of the Rule makes it clear that the issue on which demand may be made for a jury trial is not created until service of the “last pleading directed to such issue.” The theory of a case relates to the ultimate basis of liability, rather than to an issue created by the pleadings. An issue of fact does not exist unless there is an allegation and a responsive denial. A theory of recovery exists from the outset, irrespective of a responsive pleading. A word, such as issue, with a fixed legal meaning is presumed to have been used in that sense. Bradley v. United States, 410 U.S. 605, 609, 93 S.Ct. 1151, 35 L.Ed.2d 528 (1973); Barber v. Gonzales, 347 U.S. 637, 74 S.Ct. 822, 98 L.Ed. 1009 (1954). Moreover, the use of the word issue, in these circumstances, would imply the exclusion of the word theory. Matheson v. Armbrust, 365 U.S. 870, 81 S.Ct. 904, 5 L.Ed.2d 860 (1961); Arley v. United Pacific Ins. Co., 379 F.2d 183 (CA9 1967), cert. denied, 390 U.S. 950, 88 S.Ct. 1039, 19 L.Ed.2d 1140 (1968). We decline to follow Cataldo.

Much more in point, although factually distinguishable, are Alcoa S. S. Co. v. Ryan, 211 F.2d 576 (CA2 1954); Railex Corp. v. Joseph Guss & Sons, Inc., 40 F.R.D. 119 (D.D.C.1966), aff’d, 127 U.S. App.D.C. 230, 382 F.2d 179 (1967), and Reeves v. Pennsylvania R. Co., 9 F.R.D. 487 (D.Del.1949). All of the evidence which might be introduced under the specific allegations set forth in claims six and seven was, in fact, received by the trial court under the allegations of the fifth claim. Specific findings against appellant were made on all of these charges. In finding against appellant on its allegations in the fifth claim, the lower court necessarily disposed of appellant’s contentions as set forth in its alleged sixth and seventh claims.

RESTRAINT OF TRADE

Despite appellant’s forceful arguments to the contrary, we agree with the district court’s findings that appellee did not violate Section 1 of the Sherman Act, 15 U.S.C. § 1, and thus hold that they are not clearly erroneous.

Under the doctrine stated in Bushie v. Stenocord Corp., 460 F.2d 116[*1051] (CA9 1972), appellee was entitled to terminate appellant’s brokerage services provided that valid business reasons underscored the termination and that there was no parallel arrangement for restraining trade. Appellant concedes that a manufacturer may normally control the distribution of its own products, choose its customers as it sees fit, and cease doing business with a particular distributor at any time. United States v. General Motors Corp., 384 U.S. 127, 86 S.Ct. 1321, 16 L.Ed.2d 415 (1966); United States v. Parke, Davis & Co., 362 U.S. 29, 80 S.Ct. 503, 4 L.Ed.2d 505 (1960), and Joseph E. Seagram & Sons, Inc. v. Hawaiian Oke & Liquors, Ltd., 416 F.2d 71 (CA9 1969), cert. denied, 396 U.S. 1062, 90 S.Ct. 752, 24 L.Ed.2d 755 (1970), rehearing denied, 397 U.S. 1003, 90 S.Ct. 1113, 25 L.Ed.2d 415. Appellant also concedes that the district court properly held that the standard for determining whether an arrangement violates Section 1 of the Sherman Act is whether it is so inherently anti-competitive in purpose or effect, or both, as to constitute an unreasonable restraint of trade. At this point, however, the appellant parts company with the lower court and argues that it committed reversible error by holding that the “non-compete” provision was reasonable in scope and duration and served a legitimate business purpose not in restraint of trade. Our examination of the record convinces us that the trial court did not erroneously apply the standards mentioned in Alpha Distributing Co. of Cal., Inc. v. Jack Daniel Distillery, 454 F.2d 442, 452 (CA9 1972), and that there is ample evidence in support of its finding that the “non-compete” provision was reasonable in scope and duration and served a legitimate business purpose not in restraint of trade.

Appellant’s contention that there was an oral brokerage contract between appellant and appellee to last as long as appellant ably performed its responsibility, and that appellee breached that contract, presents a question of fact. Appellant is here faced with the adverse finding of the trial court that no such oral contract existed and that there was no fixed term of duration, either explicit or implicit, or that appellant would continue to have appellee’s account as long as appellant “continue to do a good job.” These findings are not clearly erroneous.

Nor do we find substance in appellant’s claim that appellee’s qualified offer of 60 days’ “equivalent” brokerage constituted an unreasonable restraint of trade. Again, on this issue, the lower court made specific findings against the appellant and, additionally found that appellant was not “otherwise entitled” to equivalent brokerage. These findings are supported by the record and are controlling on the issue.

ATTEMPTED MONOPOLIZATION

Finally, appellant urges that the trial court applied an erroneous rule of law in requiring direct evidence of intent to monopolize on a claim of attempted monopolization under Section 2 of the Sherman Act.

At the outset, we must recognize that a manufacturer, such as appellee, has a natural monopoly over its own products, especially when the products are sold under trademark. Industrial Bldg. Materials, Inc. v. Interchemical Corp., 437 F.2d 1336, 1344 (CA9 1970). Under such circumstances, there is no violation of the antitrust laws unless the manufacturer uses his natural monopoly to gain control of the relevant market in which his products compete.

Appellant’s argument that the establishment of his claim in restraint of trade under Section 1, creates a prima facie case of attempting to monopolize under Section 2, falls of its own weight. Since we have already held against appellant on its Section 1 claim, that claim cannot be used to create a prima facie case for a Section 2 claim of attempting to monopolize.

Utilizing language in Lessig v. Tidewater Oil Co., 327 F.2d 459, 474 (CA9 1964), cert. denied, 377 U.S. 993, 84 S.Ct. 1920, 12 L.Ed.2d 1046, and Industrial Bldg. Materials, Inc. v. Interchemical[*1052] Corp., supra, appellant argues that the lower court was in error when it held that appellee had no intent to monopolize the tuna business and did not attempt to monopolize it. In each of those cases, the attempt to monopolize claim was founded upon a substantial claim of restraint of trade, and in those circumstances we held that the specific intent required for a claim of attempting to monopolize could be inferred. Since appellant failed on its restraint of trade claim, no basis for the inference ever existed.

Appellant challenges the lower court’s conclusion that: “To prove a violation of section 2 of the Sherman Act, the plaintiff must show a specific intent to monopolize and sufficient market power to establish a ‘dangerous probability’ of success.” [Emphasis Supplied.] Even conceding that the relevant market is not in issue where the charge is attempt to monopolize, rather than monopolization, Industrial Bldg. Materials, Inc., supra, 437 F.2d at 1344, nonetheless, the district court’s finding that appellee had no intent to monopolize the tuna business and did not make such an attempt, is controlling. The conclusion of the court on appellant’s burden with reference to the relevant market is surplus-age and in no way prejudiced the appellant. The court’s finding of a lack of intent[5] is sufficient, in itself, to destroy appellant’s attempted monopolization claim.

CONCLUSION

Without going into further detail, we hold the there is ample evidence to support the findings of fact of the lower court, that the court correctly applied the law to the facts before it, and that none of its findings is clearly erroneous.

We have not discussed in detail each of appellant’s contentions. However, we have considered them and feel that a more detailed discussion would unduly lengthen this opinion, without enlightenment to the bench or bar, and without change in the ultimate result.

Affirmed.

1

Equivalent brokerage is the sum computed by applying the broker’s commission to sales actually made in the period for which bro- . kerage is being paid, even though the sales are made by another broker or a direct sales force.

2

Counsel for the parties erroneously referred to the claims as “causes of action.” See Rule 8(a), (e) (2), P.R.Civ.P.

3

“(b) Demand. Any party may demand a trial by jury of any issue triable of right by a jury by serving upon the other parties a demand therefor in writing at any time after the commencement of the action and not later than 10 days after the service of the last pleading directed to such issue. Such demand may be indorsed upon a pleading of the party.”

4

Winch is, in substance, a duplication of the allegations in the sixth.

5

“29. Ralston Purina had no intent to monopolize the tuna business here involved and did not attempt to monopolize that business. The limitation in its offer was reasonable in time and scope. Its purpose was not furtherance of any attempt to monopolize, nor was it aimed at securing the power to control prices or eliminate competitors. There was no shortage of brokers to handle the products of Ralston Purina’s competitors” (R.Vol. 6,1390).

Concurrence

MERRILL, Circuit Judge

(concurring) :

I concur in Judge Kilkenny’s opinion.

In addition to the facts recited by him I would note that the offer of equivalent brokerage was conditioned upon appellant not representing products which ap-pellee considered “competitive” with its tuna products; that the offer further provided that appellant would be free to begin representing competitive brands at any time and would nevertheless be entitled to receive equivalent brokerage for such time during the two-month period as it did not represent competitive brands.

I understand Judge Kilkenny to hold that the basic issue here presented under § 1 of the Sherman Act is whether, in light of the e'ourse of dealing between the parties, this offer of equivalent brokerage conditioned on this covenant not to compete was, as matter of law, reasonable or unreasonable. On this I agree with Judge Kilkenny that as matter of law it was reasonable.