PD-0667-15
COURT OF CRIMINAL APPEALS
AUSTIN, TEXAS
Transmitted 7/13/2015 3:22:43 PM Accepted 7/15/2015 3:36:03 PM ABEL ACOSTA PD 0667-15 CLERK
IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
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KENNETH COOPER MCAFEE, Appellant, v. THE STATE OF TEXAS, Appellee.
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On Petition for Discretionary Review from the First Court of Appeals in No. 01-13-00777-CR affirming the conviction in cause number 1262341, From the 339th District Court of Harris County, Texas _______________________________________________
APPELLANT’S PETITION FOR DISCRETIONARY REVIEW
_______________________________________________ ORAL ARGUMENT NOT REQUESTED ALEXANDER BUNIN Chief Public Defender Harris County, Texas JANI MASELLI WOOD Assistant Public Defender Harris County, Texas TBN. 00791195 1201 Franklin Street, 13th Floor Houston, Texas 77002 Phone: (713) 368-0016 Fax: (713) 368-9278 July 15, 2015 Counsel for Appellant July 13, 2015
IDENTITY OF PARTIES AND COUNSEL
APPELLANT: Mr. Kenneth Cooper McAfee TDCJ# 01879352 Polunsky Unit 3872 FM 350 South Livingston, TX 77351 TRIAL PROSECUTOR: Ms. Donna Logan APPELLATE PROSECUTOR: Ms. Jessica Caird Assistant District Attorney Harris County, Texas 1201 Franklin, 6th Floor Houston, Texas 77002 DEFENSE COUNSEL AT TRIAL: Mr. Gerald Fry Ms. Emily Shelton 801 Congress #350 Houston, Texas 77002 PRESIDING JUDGE: Hon. Maria T. Jackson, Presiding Judge 339th District Court Harris County, Texas 1201 Franklin, 14th floor Houston, Texas 77002 DEFENSE COUNSEL ON APPEAL: Mrs. Jani Maselli Wood Assistant Public Defender Harris County, Texas 1201 Franklin, 13th Floor Houston, Texas 77002
TABLE OF CONTENTS
PAGE
Identity of Parties. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Table of Contents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Index of Authorities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Statement Regarding Oral Argument. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 Statement of the Case. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 Statement of Procedural History. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 Ground for Review. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
The attorney/client privilege is viewed from the perspective of the client. The State never provided any evidence Mr. McAfee had waived the privilege. Did the Court of Appeals err in determining that the trial court did not abuse its discretion is admitting evidence protected by attorney/client privilege?. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Reason for Review. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Statement of Facts.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Argument.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
INDEX OF AUTHORITIES
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Cases:
Carmona v. State, 941 S.W.2d 949 (Tex. Crim. App. 1997). . . . . . . . . . . . . . . . . . . . . . . 9, 10, 11 Cruz v. State, 586 S.W.2d 861 (Tex. Crim. App. [Panel Op.] 1979).. . . . . . . . . . . . . . 11, 12 McAfee v. State, 01-13-00777-CR, 2015 WL 2235122 (Tex. App.—Houston [1st Dist.] May 12, 2015, no. pet. h.) . . . . . . . . passim Motilla v. State, 78 S.W.3d 352 (Tex. Crim. App. 2002) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Sanford v. State, 21 S.W.3d 337 (Tex. App. - El Paso 2000, no pet.). . . . . . . . . . . . . . . . . . . 10 State v. Martinez, 116 S.W.3d 385 (Tex. App. - El Paso 2003, no pet.). . . . . . . . . . . . . . . . . . 10
Statutes and Rules:
TEX. CODE CRIM. PROC. 19.02. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 TEX. R. EVID. 503 (b)(1)(A). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 TEX. R. EVID. 503(B)(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 TEX. R. EVID. 503 (b)(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 10
STATEMENT REGARDING ORAL ARGUMENT
Oral argument is not requested.
STATEMENT OF THE CASE
This is an appeal from a conviction for murder. (I. C.R. at 687). TEX. CODE CRIM. PROC. 19.02. Mr. McAfee pleaded not guilty by reason of insanity and was found guilty by a jury. (I. R.R. at 415, 687). The judge assessed punishment at confinement for 99 years in the Texas Department of Criminal Justice - Institutional Division and a $10,000 fine. (C.R. at 687).
STATEMENT OF THE PROCEDURAL HISTORY
In a published opinion, the First Court of Appeals affirmed Mr. MCafee’s conviction. McAfee v. State, 01-13-00777-CR, 2015 WL 2235122 (Tex. App.—Houston [1st Dist.] May 12, 2015, no. pet. h.). No motion for rehearing was filed. After an extension of time, this petition is timely if filed on or before July 13,
GROUND FOR REVIEW
The attorney/client privilege is viewed from the perspective of the client. The State never provided any evidence Mr. McAfee had waived the privilege. Did the Court of Appeals err in determining that the trial court did not abuse its discretion is admitting evidence protected by attorney/client privilege?
REASON FOR REVIEW
The First Court of Appeals has decided an important question of state or federal law in a way that conflicts with the applicable decisions of the Court of Criminal Appeals or the Supreme Court of the United States. TEX. R. APP. P. 66.3(c).
STATEMENT OF FACTS RELATIVE TO GROUND RAISED
Mr. McAfee was convicted of killing his wife; the Court of Appeals explained his background succinctly:
In 2006, appellant began to suffer from various health problems. These issues led to the breakup of appellant's marriage to Janet, and the two were in the process of getting divorced. The record contains conflicting evidence regarding the nature of appellant's physical and mental health issues and includes testimony that appellant suffered from drug and alcohol abuse, depression, anxiety and panic attacks, degenerative neurological disease, and dementia. It is undisputed that at the time of the offense appellant was living in an assisted living facility. McAfee, 2015 WL 2235122, at *1. Mr. McAfee shot his wife and due to a panic alarm, there was a SWAT stand off. Id., at *1-3.
Motion to Suppress
The defense moved to suppress the statements of Charles Storer, Mr. McAfee’s attorney. (6 R.R. at 8). A hearing was held outside the presence of the jury. (6 R.R. at 8). Mr. Storer stated Mr. McAfee called him on the day of the offense and stated he had done something horrible. (6 R.R. at 9). Mr. Storer testified it was a private conversation and that Mr. McAfee was talking to him in his capacity as an attorney. (6 R.R. at 9). Mr. Storer went to the scene of the offense and introduced himself to the police as Mr. McAfee’s attorney. (6 R.R. at 9). Defense Exhibit 1 was introduced, a police report stating that Mr. Storer arrived on the scene and introduced himself as the attorney of Mr. McAfee. (21 R.R. at D-1; 6 R.R. at 10).
The State focused on the fact that Mr. McAfee and Mr. Storer had been friends for many years. (6 R.R. at 7-14). Mr. McAfee had lived with Mr. Storer and his wife for a short time. (6 R.R. at 18-21). In the beginning of May 2012, Mr. Storer had started representing Mr. McAfee in his divorce. (6 R.R. at 16). The State asked whether there had been any formal discussions about representing him in criminal matters. (6 R.R. at 17). Further, the State offered the 9-1-1 call where Mr. Storer called the police telling them there had been a shooting, and that his friend had killed his wife. (6 R.R. at 21). Mr. Storer also gave information to the police about what Mr. McAfee had told him. (6 R.R. at 23). In that statement, Mr. Storer agreed with the officer that he was not representing Mr. McAfee on a criminal case. (6 R.R. at 27). However, Mr. Storer clarified that he was trying to find another attorney to handle the criminal case and he was representing him. (6 R.R. at 29-30). Further, Mr. McAfee never waived the attorney/client privilege nor gave Mr. Storer permission to speak with anyone about the case. (6 R.R. at 30).
After argument of counsel, the court determined there was no attorney/client privilege. (6 R.R. at 39).
Argument
The attorney/client privilege is viewed from the perspective of the client. The State never provided any evidence Mr. McAfee had waived the privilege. Did the Court of Appeals err in determining that the trial court did not abuse its discretion is admitting evidence protected by attorney/client privilege?
1. Neither the State nor the Court of Appeals could ever point to evidence Mr. McAfee had waived his attorney/client privileged discussions with Mr. Storer.
The Court of Appeals held “[t]he record contains conflicting evidence regarding the nature of appellant’s relationship with Storer at the time the phone calls occurred.” McAfee, 2015 WL 2235122 at[*16] . Then the Court of Appeals stated that “appellant told police that he wanted to see his attorney and that when Storer arrived on the scene, he introduced himself as appellant’s attorney.” Id.
2. The privilege belonged to Mr. McAfee to waive - not his attorney.
A client has a privilege to refuse to disclose and to prevent any other person from disclosing confidential communications made for the purpose of facilitating the rendition of professional legal services to the client; between the client or a representative of the client, and the client's lawyer or a representative of the lawyer. TEX. R. EVID. 503 (b)(1)(A). In criminal cases, a client has a privilege to prevent the lawyer or lawyer's representative from disclosing any other fact which came to the knowledge of the lawyer or the lawyer's representative by reason of the attorney-client relationship. TEX. R. EVID. 503 (b)(2).
The power to waive the attorney-client privilege belongs to the client, or his attorney or agent both acting with the client's authority. Carmona v. State, 941 S.W.2d 949, 953 (Tex. Crim. App. 1997). This Court has explained:
the mere fact privileged materials already have been disclosed does not establish a “presumptive” or “automatic waiver.” See Jordan v. Court of Appeals for Fourth Supreme Judicial District, 701 S.W.2d 644, 649–51 (Tex.1985) (orig. proceeding) (Gonzalez, J., concurring and dissenting) (mere disclosure of privileged materials does not establish an “automatic waiver”); TEX.R.CRIM.EVID. 511 (holder of the privilege waives the privilege if he discloses or consents to disclosure of any significant part of privileged materials).
Carmona v. State, 941 S.W.2d 949, 953-54 (Tex. Crim. App. 1997).
A client has a privilege to refuse to disclose and to prevent any other person from disclosing confidential communications made for the purpose of facilitating the rendition of professional legal services to the client. TEX. R. EVID. 503(B)(1). 503(B)(2) further provides that:
in criminal cases, a client has a privilege to prevent the lawyer or lawyer's representative from disclosing any other fact which came to the knowledge of the lawyer or the lawyer's representative by reason of the attorney-client relationship.
The “[i]nvocation of the privilege is dependent upon the existence of an attorney-client relationship, which has been defined as a contractual relationship whereby an attorney agrees to render professional services for a client.” State v. Martinez, 116 S.W.3d 385, 392 (Tex. App. - El Paso 2003, no pet.). The client bears the burden of establishing the existence of the privilege. Sanford v. State, 21 S.W.3d 337, 342 (Tex. App. - El Paso 2000, no pet.), abrogated on other grounds, Motilla v. State, 78 S.W.3d 352 (Tex. Crim. App. 2002). Mr. Storer had been representing Mr. McAfee in his divorce. (6 R.R. at 15-16). There was an attorney/client relationship.
The “attorney-client privilege is designed for the benefit of the client by guaranteeing to the client the confidentiality necessary to promote forthright communications between the lawyer and the client.” Carmona, 941 S.W.2d at 953. Additionally "[t]he Rules of Criminal Evidence make it clear the attorney-client privilege is held by the client, not the attorney... [a]nd only the client, or an attorney acting with the client's consent, may waive the attorney-client privilege." Carmona, 941 S.W.2d at 956. (Baird concurring) (citations omitted). Texas law does not authorize attorneys to unilaterally waive the attorney-client privilege for their clients; only the client may relinquish the privilege. Id. citing Cruz v. State, 586 S.W.2d 861 (Tex. Crim. App. [Panel Op.] 1979).
3. The Court of Appeals belief that because Mr. McAfee and his attorney were friends that no privilege existed is inconsequential to whether the privilege was actually waived.
The Court of Appeals discussion of the friendship of the two men is insignificant for the analysis:
However, it was undisputed that appellant and Storer were long-time friends, and Storer testified that he was probably appellant's closest friend. Appellant did not call Storer's legal office; rather, he called Storer's cell phone. Storer also acknowledged that he did not typically practice criminal defense law.
McAfee, 2015 WL 2235122, at[*16] .
Mr. McAfee referred to Charles Storer as “my attorney” while talking to the S.W.A.T negotiator and received legal advice from Charles Storer on May 8, 2010. Charles Storer testified that he was giving legal advice and viewed Mr. McAfee as his friend as well. An objective analysis of these facts demonstrate Mr. McAfee thought he was conducting privileged communications to obtain legal advice from an attorney.
However it is not Mr. McAfee's burden to disprove waiver, it is the State's burden to prove waiver. Carmona, 941 S.W.2d at 953(party seeking to benefit from a finding of waiver has the burden to provide evidence that supports a finding of waiver). The State failed to do so. Waiver is not to be “lightly inferred.” Cruz, 586 S.W.2d at 865.
Mr. McAfee was harmed because the statements by Storer were used by Dr. Moeller to somehow prove that Mr. McAfee was sane at the time of the offense. The jury could have latched onto this privileged communications and used to justify their decision to not find for the insanity defense. The law is clear - there was not one shred of evidence presented that Mr. McAfee ever waived the privilege with Mr. Storer. A review of the SWAT recording (SX 96) shows Mr. McAfee repeatedly asked for his attorney. Mr. Storer introduced himself as Mr. McAfee’s attorney.
The Court of Appeals erred in determining that the trial court did not err in failing to grant the motion to suppress. Review should be granted.
PRAYER FOR RELIEF
For the reasons states above, Mr. McAfee prays that this Court grant his petition for discretionary review.
CERTIFICATE OF SERVICE
Pursuant to Tex. R. App. Proc. 9.5, this certifies that on July 13, 2015, a copy of the foregoing was emailed to Lisa McMinn, State Prosecuting Attorney, and the Harris County District Attorney’s Office through texfile.com at the following address: Jessica Caird Assistant District Attorney 1201 Franklin Street, 6th Floor Houston, TX 77002 [email protected] Lisa McMinn [email protected]
CERTIFICATE OF COMPLIANCE
Pursuant to proposed Rule 9.4(i)(3), undersigned counsel certifies that this petition complies with the type-volume limitations of TEX. R. APP. PROC. 9.4(I)(2)(D). 1. Exclusive of the portions exempted by TEX. R. APP. PROC. 9.4 (I)(1), this petition contains 1768 words printed in a proportionally spaced typeface. [2]. This petition is printed in a proportionally spaced, serif typeface using Garamond 14 point font in text and Garamond 14 point font in footnotes produced by Corel WordPerfect software.
3. Undersigned counsel understands that a material misrepresentation in completing this certificate, or circumvention of the type-volume limits in Tex. R. App. Proc. 9.4(j), may result in the Court's striking this brief and imposing sanctions against the person who signed it.
Appendix A McAfee v. State, --- S.W.3d ---- (2015)