Samantha Orduno v. Richard Pietrzak, 932 F.3d 710 (8th Cir. 2019). · Go Syfert
Samantha Orduno v. Richard Pietrzak, 932 F.3d 710 (8th Cir. 2019). Cases Citing This Book View Copy Cite
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cited 3× by 3 distinct cases, 2021–2024 · 2 courts · …because the court cannot know to whom notice should be sent. at p. 717
88 citation events (88 in the last 25 years) across 17 distinct courts.
Strongest positive: Bartee v. Progressive Advanced Insurance Company (moed, 2025-09-30) · Strongest negative: In re: Valerie White (cadc, 2023-04-04)
Treatment trajectory · 2019 → 2026 · click a year to view as-of
2019 2022 2026
Top citers, strongest first. 47 distinct citers. How cited ↗
discussed Cited "but see" In re: Valerie White
D.C. Cir. · 2023 · signal: but see · confidence high
See Nexium, 777 F.3d at 14 ; Byrd, 784 F.3d at 161 ; Rodriguez, 695 F.3d at 364 ; Young, 693 F.3d at 536 ; Messner, 669 F.3d at 808 ; Ruiz Torres, 835 F.3d at 1132 ; Cordoba, 942 F.3d at 1264 ; cf. EQT, 764 F.3d at 356–357 (granting 23(f) petition on basis that district court decision was 20 manifestly erroneous); but see Orduno, 932 F.3d at 716–717 (court sua sponte raised potential fail-safe issue as reason plaintiff’s predominance problems could not be solved when reviewing class certification denial after trial on the merits).
discussed Cited as authority (verbatim quote) Bartee v. Progressive Advanced Insurance Company
E.D. Mo. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
where too many individual questions predominate over common ones, certification is inappropriate.
discussed Cited as authority (verbatim quote) Assoc. for Govt. Acc. v. Steve Simon
8th Cir. · 2025 · quote attribution · 1 verbatim quote · confidence high
the relevant inquiry is what background principles were well established when the dppa became law in 1994.
discussed Cited as authority (verbatim quote) Stallbaumer v. NextEra Energy Resources, LLC
D. Kan. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
a fail-safe class is also unmanageable . . . because the court cannot know to whom notice should be sent.
discussed Cited as authority (verbatim quote) White v. Hilton Hotels Retirement Plan (2×) also: Cited "see"
D.D.C. · 2022 · quote attribution · 1 verbatim quote · confidence high
that sort of class is prohibited because it would allow putative class members to seek a remedy but not be bound by an adverse judgment . . .
discussed Cited as authority (verbatim quote) White v. Hilton Hotels Retirement Plan (2×) also: Cited "see"
D.D.C. · 2020 · quote attribution · 1 verbatim quote · confidence high
that sort of class is prohibited because it would allow putative class members to seek a remedy but not be bound by an adverse judgment . . .
discussed Cited as authority (quoted) Dees v. FEVID Transport, LLC
D.N.M. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence low
a fail-safe class is also unmanageable ... because the court cannot know to whom notice should be sent.
discussed Cited as authority (rule) William Klopfenstein v. Fifth Third Bank
6th Cir. · 2026 · confidence medium
Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019) (noting the need for “great deference” to a district court’s factual findings about redundant or excessive hours 15 No. 25-3258, Klopfenstein v. Fifth Third Bank billed in awarding fees).
discussed Cited as authority (rule) Stevenson v. Waiakea, Inc.
S.D. Ohio · 2025 · confidence medium
Moreover, Plaintiffs argue that a fail-safe class has two defining characteristics: (1) a class “that includes on/y those who are entitled to relief[,]” and (2) a class for which “the court cannot know to whom notice should be sent.” (Doc. #24, PAGEID 98 (emphasis in original), quoting Orduno v. Pietrzak, 932 F.3d 710, 717 (8th Cir. 2019); Young v. Nationwide Mut.
discussed Cited as authority (rule) Irvine v. Johnson
D.S.D. · 2024 · confidence medium
As the Eighth Circuit has explained, such classes are “prohibited because [they] would allow putative class members to seek a remedy but not be bound by an adverse judgment—either those class members win or, by virtue of losing, they are not in the class and are not bound.” Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019) (quoting Young v. Nationwide Mut.
cited Cited as authority (rule) Wilder v. Honeywell Federal Manufacturing & Technologies, LLC
W.D. Mo. · 2024 · confidence medium
Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019).
discussed Cited as authority (rule) Jet Midwest International Co. v. F. Paul Ohadi
8th Cir. · 2024 · confidence medium
“The [MUFTA] does not explicitly authorize the taxation of the expert witness fees as costs, and neither § 1821 nor § 1920 allows them.” Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019); see also Johnson, 950 F.3d at 527 (“Taxing of expert fees is strictly limited.”).
examined Cited as authority (rule) Thompson v. Vintage Stock, Inc. (5×) also: Cited "see"
E.D. Mo. · 2024 · confidence medium
Motion to strike class allegations Next, Vintage Stock asks the Court to strike the Thompsons’ class allegations because they are “fail-safe,” doc. 26 at 12, meaning that they are classes “defined to preclude membership unless a putative member would prevail on the merits,” Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019).
cited Cited as authority (rule) Hoffmann Brothers Heating and Air Conditioning, Inc. v. Hoffmann Air Conditioning & Heating, LLC
E.D. Mo. · 2024 · confidence medium
Pietrzak, 932 F.3d 710, 719-20 (8th Cir. 2019).
discussed Cited as authority (rule) Fitzmorris v. NH Department of Health and Human Services, Commissioner (2×) also: Cited "see, e.g."
D.N.H. · 2023 · confidence medium
Cir. 2023) (finding that a district court erred by denying class certification “based on a stand-alone and extra-textual rule against ‘fail-safe’ classes, rather than applying the factors prescribed by [Rule] 23(a)”); In re Rodriguez, 695 F.3d at 370 (“our precedent rejects the fail-safe class prohibition[.]”) (citing Mullen v. Treasure Chest Casino, LLC, 186 F.3d 620 , 624 n.1 (5th Cir. 1999)) with Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019) (noting that certification of a “fail-safe class . . . is prohibited”) (quoting Young v. Nationwide Mut.
discussed Cited as authority (rule) Emily Fitzmorris, et al. v. New Hampshire Department of Health and Human Services Commissioner Lori Weaver, et al. (2×) also: Cited "see, e.g."
D.N.H. · 2023 · confidence medium
Cir. 2023) (finding that a district court erred by denying class certification “based on a stand-alone and extra-textual rule against ‘fail-safe’ classes, rather than applying the factors prescribed by [Rule] 23(a)”); In re Rodriguez, 695 F.3d at 370 (“our precedent rejects the fail-safe class prohibition[.]”) (citing Mullen v. Treasure Chest Casino, LLC, 186 F.3d 620 , 624 n.1 (5th Cir. 1999)) with Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019) (noting that certification of a “fail-safe class . . . is prohibited”) (quoting Young v. Nationwide Mut.
discussed Cited as authority (rule) Adrianna Beckler v. Rent Recovery Solutions, LLC (2×) also: Cited "see"
8th Cir. · 2023 · confidence medium
“The starting point for determining attorneys’ fees is the ‘lodestar,’ which is calculated by multiplying the number of hours reasonably expended by the reasonable hourly rate.” Orduno v. Pietrzak, 932 F.3d 710, 719 (8th Cir. 2019).
discussed Cited as authority (rule) Beckler v. Rent Recovery Solutions, LLC (2×) also: Cited "see"
D. Minnesota · 2022 · confidence medium
When awarding attorneys’ fees, “district courts must be mindful of both redundant and excessive hours.” Orduno, 932 F.3d at 720 (internal quotation marks omitted).
cited Cited as authority (rule) Eclipse Sportswire v. Sports Moments Plus, LLC
D. Minnesota · 2022 · confidence medium
When awarding attorneys’ fees, “district courts must be mindful of both redundant and excessive hours.” Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019) (internal quotation marks omitted).
cited Cited as authority (rule) Eclipse Sportswire v. Sports Moments Plus, LLC
D. Minnesota · 2022 · confidence medium
When awarding attorneys’ fees, “district courts must be mindful of both redundant and excessive hours.” Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019) (internal quotation marks omitted).
discussed Cited as authority (rule) Vemulapalli v. Target Corporation
E.D. Mo. · 2022 · confidence medium
Miller, & Mary Kay Kane, Federal Practice & Procedure § 2678 (4th ed.) (“Despite a few early decisions to the contrary, it seems well settled that a party’s expert witnesses are entitled only to the regular statutory witness fees allowed by Section 1821 . . . . “) (footnotes omitted); Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019) (citing Crawford and affirming the district court’s decision not to award expert witness fees as costs; noting that the substantive statute governing the claim at issue “does not explicitly authorize the taxation of the expert witness fees as costs,…
examined Cited as authority (rule) Satanic Temple, Inc., The v. City of Belle Plaine, MN (3×) also: Cited "see"
D. Minnesota · 2022 · confidence medium
When awarding attorneys’ fees, “district courts must be mindful of both redundant and excessive hours.” Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019) (internal quotation marks omitted).
cited Cited as authority (rule) Chen v. Target Corporation
D. Minnesota · 2022 · confidence medium
Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019).
discussed Cited as authority (rule) BUTELA v. MIDLAND CREDIT MANAGEMENT INC.
W.D. Pa. · 2022 · confidence medium
And this issue has divided other courts of appeals.'© The courts denying certification of fail-safe ‘6 Compare Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019) (stating that fail-safe classes are prohibited), McCaster v. Darden Rests., Inc., 845 F.3d 794, 799 (7th Cir. 2017) (“A case can’t proceed as a class action if the plaintiff seeks to represent a so-called fail-safe class.”), and Young v. Nationwide Mut.
discussed Cited as authority (rule) Sitzer v. National Association of Realtors
W.D. Mo. · 2022 · confidence medium
For the same reasons discussed above, the Court finds Plaintiffs have established the adequacy requirement for the MMPA Class. issues in the case are more prevalent or important than the non-common, aggregation-defeating, individual issues.” Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019) (citations and quotation marks omitted).
discussed Cited as authority (rule) Abdur-Rahman v. Wells Fargo Bank N.A. (2×)
W.D.N.C. · 2022 · confidence medium
HealthSys., 669 F.3d 802, 825 (7th Cir. 2012)); Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019).
discussed Cited as authority (rule) Williams v. The Charlotte-Mecklenburg Hospital Authority (2×)
W.D.N.C. · 2021 · confidence medium
HealthSys., 669 F.3d 802, 825 (7th Cir. 2012)); Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019).
discussed Cited as authority (rule) Lipari-Williams v. Missouri Gaming Company, LLC
W.D. Mo. · 2021 · confidence medium
The predominance inquiry “asks whether the common, aggregation-enabling, issues in the case are more prevalent or important than the non-common, aggregation-defeating, individual issues.” Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019) (citations and quotation marks omitted).
discussed Cited as authority (rule) Fritz v. Corizon Health, Inc.
W.D. Mo. · 2021 · confidence medium
The predominance inquiry “asks whether the common, aggregation-enabling, issues in the case are more prevalent or important than the non-common, aggregation-defeating, individual issues.” Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019) (citations and quotation marks omitted).
cited Cited as authority (rule) H & T Fair Hills, Ltd. v. Alliance Pipeline L.P.
D. Minnesota · 2021 · confidence medium
Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019).
cited Cited as authority (rule) Roderick Ford v. TD Ameritrade Holding Corp.
8th Cir. · 2021 · confidence medium
Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019).
cited Cited as authority (rule) Roderick Ford v. TD Ameritrade Holding Corp.
8th Cir. · 2021 · confidence medium
Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019).
examined Cited as authority (rule) Amy Krekelberg v. City of Minneapolis (3×) also: Cited "see"
8th Cir. · 2021 · confidence medium
The question here is a legal one: When a suit is dismissed as time-barred against an agent, must the suit against the principal, based solely on vicarious liability, also be dismissed when it is undisputed that the claims against the principal were timely? “[W]hen Congress creates a tort action,” such as the DPPA, “it legislates against a legal background of ordinary tort-related vicarious liability rules and consequently intends its legislation to incorporate those rules.” Orduno v. Pietrzak, 932 F.3d 710, 718 (8th Cir. 2019).
cited Cited as authority (rule) Sawyer v. Noah's Ark Processors, LLC
D. Neb. · 2020 · confidence medium
Orduno v. Pietrzak, 932 F.3d 710, 719-20 (8th Cir. 2019).
cited Cited as authority (rule) United Food & Commercial Workers' Union, Local No. 293 v. Noah's Ark Processors, LLC
D. Neb. · 2020 · confidence medium
“The party seeking fees bears the burden of establishing entitlement to an award and documenting the appropriate hours and hourly rates.” Orduno v. Pietrzak, 932 F.3d 710, 719-20 (8th Cir. 2019).
discussed Cited as authority (rule) Michael Vogt v. State Farm Life Insurance Comp
8th Cir. · 2020 · confidence medium
A fail-safe class is one that “would allow putative class members to seek a remedy but not be bound by an adverse judgment—either those class members win or, by virtue of losing, they are not in the class and are not bound.” Orduno v. Pietrzak, 932 F.3d 710, 716 (8th Cir. 2019) (internal quotation marks omitted).
cited Cited as authority (rule) Smith v. Allen
D. Neb. · 2020 · confidence medium
See Hensley v. Eckerhart, 461 U.S. 424, 483 (1983); Orduno v. Pietrzak, 932 F.3d 710, 719-20 (8th Cir. 2019).
cited Cited as authority (rule) United Food & Commercial Workers' Union, Local No. 293 v. Noah's Ark Processors, LLC
D. Neb. · 2020 · confidence medium
“The party seeking fees bears the burden of establishing entitlement to an award and documenting the appropriate hours and hourly rates.” Orduno v. Pietrzak, 932 F.3d 710, 719-20 (8th Cir. 2019).
cited Cited as authority (rule) Krekelberg v. Anoka County
D. Minnesota · 2020 · confidence medium
No. 734 at 36 (citing Orduno v. Pietrzak, 932 F.3d 710, 718 (8th Cir. 2019)).) contains “no proof beyond speculation” to support the verdict.
cited Cited as authority (rule) Glen Johnson v. Charps Welding & Fabricating
8th Cir. · 2020 · confidence medium
See 28 U.S.C. §§ 1920 , 1821; Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019).
discussed Cited as authority (rule) Wickstrom v. Moose Lake, City of (2×)
D. Minnesota · 2019 · confidence medium
Compl. ¶¶ 74, 78.) The Court observes that others in supervisory roles have done so to monitor for abuse (see, e.g., Orduno v. Pietrzak, 932 F.3d 710, 714 (Police Chief of White Bear Lake, Minnesota obtained an audit from DPS showing accesses of an individual’s data that identified the accessors by their login credentials)), but, to the Court’s frustration, it has typically been the situation in this district’s many DPPA cases that complaints must be allowed to proceed to the discovery phase before individual accessors are identified.
discussed Cited "see" Yates v. Symetra Life Insurance Company
E.D. Mo. · 2023 · signal: see · confidence high
See Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019) (examining the factual complexity of the case); McDonald v. Armontrout, 860 F.2d 1456 , 1459 & n.4 (8th Cir. 1988) (listing relevant factors).
discussed Cited "see" Bes Design/Build, LLC v. Employers Mutual Casualty Company
W.D. Ark. · 2023 · signal: see · confidence high
See Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019) (finding that § 1920 does not explicitly authorize the taxation of 7 Mountain Mechanical originally sought an award of taxable costs in the amount of $1,325.92 for fees and disbursements for printing and copying; $116.25 for witness fees; and $43,696.07 for expert witness fees.
discussed Cited "see" Niazi Licensing Corporation v. St. Jude Medical S.C., Inc.
D. Minnesota · 2022 · signal: accord · confidence high
Jude would have sought sanctions, attorneys’ fees and costs even if this case had ended earlier. to exclude from a fee request hours that are excessive, redundant, or otherwise unnecessary.” Hensley, 461 U.S. at 434 (internal quotation marks omitted); accord Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019).
discussed Cited "see" Crain v. Crain
W.D. Ark. · 2022 · signal: see · confidence high
See Orduno v. Pietrzak, 932 F.3d 710, 720 (8th Cir. 2019) (finding that § 1920 does not explicitly authorize the taxation of expert witness fees as costs and approving the district court’s decision to decline to award such costs).
discussed Cited "see, e.g." Medina v. Botello
D.S.D. · 2022 · signal: see also · confidence medium
Dec. 19, 2021), the court noted that in Buie v. District of Columbia, 273 F.Supp.3d 65 (D.D.C. 2017), vicarious liability was imposed upon the employer because the alleged sexual assault by a police officer “was accomplished by the use of the instrumentalities associated with the officer’s official position” because he was wearing his full police uniform and armed at the time of the assault, he transported the plaintiff to the department using an official police vehicle, and used his police credentials to access headquarters, where he committed the assault. 2021 WL 5998390 at *7 (citing …
discussed Cited "see, e.g." Bigelow v. Syneos Health, LLC
E.D.N.C. · 2020 · signal: see, e.g. · confidence medium
See, e.g, Orduno v. Pietrzak, 932 F.3d 710, 716-17 (8th Cir. 2019); Cordoba v. DIRECTV, LLC, 942 F.3d 1259, 1276-77 (11th Cir. 2019); McCaster v. Darden Rests., Inc., 845 F.3d 794, 799-800 (7th Cir. 2017);' 1 The McCaster court addressed a fail-safe class in the employment context.
Retrieving the full opinion text from the archive…
Samantha ORDUNO, Individually and on Behalf of All Others Similarly Situated, Plaintiff - Appellant,
v.
Richard PIETRZAK, in His Individual Capacity as the Chief of Police of the City of Dayton ; City of Dayton; Michael Campion, in His Individual Capacity as Commissioner of the Minnesota Department of Public Safety; Ramona Dohman, in Her Individual Capacity as Commissioner of the Minnesota Department of Public Safety; John and Jane Does, Employees of the Minnesota Department of Public Safety in Their Individual Capacities as Officers, Supervisors, Staff, Employees, Independent Contractors or Agents of the Minnesota Department of Public Safety; John and Jane Does 1-120, Acting in Their Individual Capacity as Supervisors in the City of Dayton, Defendants - Appellees. Samantha Orduno, Individually and on Behalf of All Others Similarly Situated, Plaintiff - Appellee, v. Richard Pietrzak, in His Individual Capacity as the Chief of Police of the City of Dayton, Defendant, City of Dayton, Defendant - Appellant, Michael Campion, in His Individual Capacity as Commissioner of the Minnesota Department of Public Safety; Ramona Dohman, in Her Individual Capacity as Commissioner of the Minnesota Department of Public Safety; John and Jane Does, Employees of the Minnesota Department of Public Safety in Their Individual Capacities as Officers, Supervisors, Staff, Employees, Independent Contractors or Agents of the Minnesota Department of Public Safety; John and Jane Does 1-120, Acting in Their Individual Capacity as Supervisors in the City of Dayton, Defendants.
17-3437; 17-3486.
Court of Appeals for the Eighth Circuit.
Aug 1, 2019.
932 F.3d 710
Lorenz F. Fett, Jr., Sonia Miller-Van Oort, Jonathan A. Strauss, Robin M. Wolpert, Sapientia Law Group, Minneapolis, MN, Susan Mae Holden, Marcia Kay Miller, Jeffrey M. Montpetit, SIEBEN & CAREY, Minneapolis, MN, for Plaintiff-Appellant., Stephanie A. Angolkar, Jon K. Iverson, Attorney, Susan Marie Tindal, Iverson & Reuvers, Bloomington, MN, Margaret A. Skelton, Ratwik & Roszak, Minneapolis, MN, for Defendants-Appellees Richard Pietrzak, in his individual capacity as the Chief of Police of the City of Dayton and City of Dayton., Oliver J. Larson, Assistant Attorney General, Attorney General's Office, Appeals Division, Saint Paul, MN, for Defendants-Appellees Michael Campion, in his individual capacity as Commissioner of the Minnesota Department of Public Safety, Ramona Dohman, in her individual capacity as Commissioner of the Minnesota Department of Public Safety, John and Jane Does, employees of the Minnesota Department of Public Safety in their individual capacities as officers, supervisors, staff, employees, independent contractors or agents of the Minnesota Department of Public Safety and John and Jane Does 1-120, acting in their individual capacity as supervisors in the City of Dayton., Lorenz F. Fett, Jr., Sonia Miller-Van Oort, Jonathan A. Strauss, Robin M. Wolpert, Sapientia Law Group, Minneapolis, MN, Susan Mae Holden, Marcia Kay Miller, Jeffrey M. Montpetit, Sieben & Carey, Minneapolis, MN, for Plaintiff-Appellee., Stephanie A. Angolkar, Jon K. Iverson, Attorney, Susan Marie Tindal, Iverson & Reuvers, Bloomington, MN, for Defendant-Appellant City of Dayton.
Loken, Colloton, Kelly.
Cited by 51 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 77%
Citer courts: D. New Mexico (1)
COLLOTON, Circuit Judge.

[*714] Samantha Orduno sued police chief Richard Pietrzak, the City of Dayton, Minnesota, and other public officials for alleged violations of the Driver's Privacy Protection Act (DPPA), 18 U.S.C. § 2724 . Orduno moved to certify a class of all persons whose information Pietrzak impermissibly obtained, but the district court [1] denied the motion. Pietrzak then admitted liability for six violations of the DPPA, and a jury awarded Orduno $85,000 in punitive damages, but no actual damages. The court ruled that Orduno failed to present sufficient evidence that the City was directly liable for any violations of the DPPA, but authorized the jury's finding that the City was vicariously liable for Pietrzak's actions.

Orduno appeals the district court's denial of class certification and its rulings on the City's direct liability, the exclusion of certain evidence, the award of attorneys' fees, the denial of expert costs, and the application of the DPPA's statute of limitations. On cross-appeal, the City challenges the imposition of vicarious liability for Pietrzak's violations of the DPPA. We affirm.

I.

The saga began when a photocopy of Samantha Orduno's paycheck receipt was discovered in a copy machine of the City of Dayton's main office in November 2012. Orduno, the city administrator for Dayton, was on vacation at the time, and had not given anyone permission to copy her financial records. When she learned of the discovery, Orduno believed that the photocopy was a sign of a possible data privacy violation within the city administration.

Orduno recruited Lynne Bankes, the police chief of nearby White Bear Lake, Minnesota, to investigate the incident. Orduno told Bankes that Dayton Police Chief Richard Pietrzak was her primary suspect, because he had twenty-four-hour access to City Hall and possibly some ill will towards Orduno.

Bankes inquired with the Minnesota Department of Motor Vehicle Services whether Orduno's personal information had been accessed in Minnesota's Driver and Vehicle Services database. The Department provided Bankes with a printout showing fourteen searches of the database for Orduno's information between January 19, 2010, and October 4, 2012. Pietrzak made seven of these queries. Bankes noticed that Pietrzak searched for Orduno based on her name, rather than her vehicle information, leading Bankes to suspect that Pietrzak was not investigating a traffic stop and had no legitimate law enforcement purpose for accessing Orduno's information.

Bankes requested that the Department send her a list of Pietrzak's accesses over the preceding six months. The response listed more than 850 people, including family members, other employees of the police department and city administration, and persons from surrounding communities. Bankes noticed that "very few" of these accesses were based on a license plate number. In a written report, Bankes concluded that Pietrzak violated the Minnesota Data Practices Act, noted the possibility[*715] of charging him with a gross misdemeanor for committing misconduct as a public officer or employee, and opined that there was "no excuse" for his behavior in making improper or illegal access to the database.

In May 2014, Orduno sued Pietrzak under the DPPA, alleging that he unlawfully obtained her private information and the private information of around 850 other people. Orduno also named the City of Dayton and other public officials as defendants, claiming that the City and these officials had enabled Pietrzak to access the database and then failed to monitor him adequately to prevent his unlawful conduct. The district court dismissed the claims against the city officials for failure to state a claim, and granted in part a motion to dismiss by Pietrzak and the City based on the four-year statute of limitations. [2]

Orduno then moved to certify a class defined as follows:

Individuals whose Minnesota driver's license records were obtained without a purpose or purposes permitted under the DPPA by Defendant Richard Pietrzak from May 2, 2010 through the present date while Defendant Richard Pietrzak was employed by Defendant City of Dayton.

The court denied the motion, concluding that the proposed class failed to satisfy the numerosity and predominance requirements of Federal Rule of Civil Procedure 23(a)(1) and (b)(3).

Orduno later obtained an audit of Pietrzak's use of the database from 2003 through 2012, and she sought leave to file a motion for reconsideration of the denial of class certification. The court denied her request, reasoning that the additional evidence would not allow the proposed class to satisfy the predominance standard under Rule 23(b)(3).

After the district court set the case for trial, Pietrzak filed an amended answer in which he admitted to obtaining Orduno's private information for an impermissible purpose on six occasions within the limitations period. The City continued to deny direct and vicarious liability. Before trial, the district court ruled that the City could be held vicariously liable for Pietrzak's actions as police chief, but not directly liable, as there was no evidence that the City had an impermissible purpose in granting Pietrzak access to the database. The court ordered that evidence of time-barred obtainments and viewing of data about nonparties was inadmissible because it was irrelevant to Orduno's damages and was substantially more prejudicial than probative. The court also excluded evidence of the City's actions in the wake of Bankes's report, including whether the City disciplined Pietrzak.

After a three-day trial, the jury returned a verdict awarding Orduno $85,000 in punitive damages, but no actual damages. The court awarded another $15,000 in liquidated damages. Orduno moved for $427,761.01 in attorneys' fees and costs. The court awarded fees of $141,197.30 and denied costs of a forensic expert.

II.

Orduno first argues that the district court erred in denying her motion to certify a class under Federal Rule of Civil Procedure 23(b)(3). We review a district court's denial of class certification for abuse of discretion.

[*716] Sandusky Wellness Ctr., LLC v. MedTox Sci., Inc. , 821 F.3d 992 , 995 (8th Cir. 2016).

To obtain certification of a class seeking damages under that rule, a plaintiff must satisfy the four prerequisites of Rule 23(a), including that "the class is so numerous that joinder of all members is impracticable." The plaintiff also must meet the requirements of Rule 23(b)(3), including that "questions of law or fact common to class members predominate over any questions affecting only individual members." See Amgen Inc. v. Conn. Ret. Plans & Tr. Funds , 568 U.S. 455 , 460, 133 S.Ct. 1184 , 185 L.Ed.2d 308 (2013). The district court ruled that Orduno's proposed class failed to satisfy the numerosity requirement of Rule 23(a) and the predominance requirement of Rule 23(b)(3). We conclude that the court did not abuse its discretion on the question of predominance, and that ground is sufficient to affirm the ruling.

"The predominance inquiry 'asks whether the common, aggregation-enabling, issues in the case are more prevalent or important than the non-common, aggregation-defeating, individual issues.' " Tyson Foods, Inc. v. Bouaphakeo , --- U.S. ----, 136 S. Ct. 1036 , 1045, 194 L.Ed.2d 124 (2016) (quoting 2 William B. Rubenstein, Newberg on Class Actions § 4:49, at 195-96 (5th ed. 2012) ). Where too many individual questions predominate over common ones, certification is inappropriate. E.g. , Webb v. Exxon Mobil Corp. , 856 F.3d 1150 , 1156-57 (8th Cir. 2017) ; Ebert v. Gen. Mills, Inc. , 823 F.3d 472 , 479-80 (8th Cir. 2016).

To prove a violation of the DPPA, Orduno must demonstrate that Pietrzak "knowingly" used personal information, "from a motor vehicle record, for a purpose not permitted" by law. 18 U.S.C. § 2724 (a). Orduno argues that common facts and questions of law predominate, because the circumstances for each access of the database were the same: "the Dayton Police Chief entered the individuals' names into the [Driver and Vehicle Services] database while he was on duty and obtained their personal information and viewed their photographs."

The mere fact that Pietrzak obtained information, however, does not establish liability under the Act. Pietrzak was the police chief when he accessed the database, and the DPPA permits use by a law enforcement agency in carrying out its functions. 18 U.S.C. § 2721 (b)(1). The district court correctly observed that class members would "need to present evidence of the circumstances under which their particular information was accessed" to address whether Pietrzak's purpose in searching the database was impermissible. The circumstances of each obtainment will vary from class member to class member, so the court properly concluded that "common questions" would not predominate over individual determinations.

Orduno argues that her proposed class included only individuals whose information Pietrzak obtained impermissibly, so there is no need for case-by-case determinations. But Orduno cannot solve the predominance problem by creating a so-called "fail-safe class," in which the class is defined to preclude membership unless a putative member would prevail on the merits. That sort of class "is prohibited because it would allow putative class members to seek a remedy but not be bound by an adverse judgment-either those 'class members win or, by virtue of losing, they are not in the class' and are not bound." Young v. Nationwide Mut. Ins. Co. , 693 F.3d 532 , 538 (6th Cir. 2012) (quoting Randleman v. Fid. Nat'l Title Ins. Co. , 646 F.3d 347 , 352 (6th Cir. 2011) ); accord Messner v. Northshore Univ. HealthSystem , 669 F.3d 802 , 825 (7th Cir. 2012). A[*717] fail-safe class is also unmanageable, see Fed. R. Civ. P. 23(b)(3)(D), because the court cannot know to whom notice should be sent. Kamar v. RadioShack Corp. , 375 F. App'x 734 , 736 (9th Cir. 2010). Insofar as the fail-safe class is a means to establish predominance, its independent shortcomings are an alternative basis to affirm the denial of certification. See Adashunas v. Negley , 626 F.2d 600 , 604 (7th Cir. 1980).

Orduno complains that the district court should have allowed her to move for reconsideration of class certification. She claims that additional evidence gained through a full audit of Pietrzak's database accesses, which showed 15,870 obtainments of private information from 2003 to 2012, demonstrated that she satisfied the numerosity requirement under Rule 23(a). But this new evidence does not alter the calculus on the predominance issue, and predominance was an independent ground for denying the motion to certify. The court thus did not abuse its discretion in denying leave.

III.

A.

Orduno next contends that the district court erred in concluding that the City was not directly liable to her under the DPPA. The DPPA makes civilly liable any "person" who impermissibly "obtains, discloses or uses personal information, from a motor vehicle record." 18 U.S.C. § 2724 (a). The statute defines "person" to include an "organization or entity," not including "a State or agency thereof." Id. § 2725(2).

To prove liability under the DPPA, Orduno must show that the City "1) knowingly 2) obtained, disclosed, or used personal information, 3) from a motor vehicle record, 4) for a purpose not permitted." Loeffler v. City of Anoka , 893 F.3d 1082 , 1085 (8th Cir. 2018) (internal quotation omitted). Orduno failed to present sufficient evidence to show that the City had an impermissible purpose when it granted Pietrzak access to the database. Pietrzak was the police chief and had legitimate law enforcement reasons for consulting the database. See 18 U.S.C. § 2721 (b)(1). Orduno alleges that the City authorized and acquiesced in Pietrzak's misuse of the database, but she did not present evidence showing that the City knowingly allowed Pietrzak "to access the database for any reason other than performing [his] law-enforcement duties, a purpose permitted by the DPPA." Loeffler , 893 F.3d at 1085 . Without evidence that city officials knowingly caused Pietrzak's impermissible actions, the City cannot be directly liable. And without "proof of willful or reckless disregard of the law," it follows that the district court properly declined to allow punitive damages against the City. See 18 U.S.C. § 2724 (b)(2).

Orduno suggests that Pietrzak, as police chief, was a policymaker for the City, and that his own actions were thus tantamount to unlawful conduct by the City. Cf. Monell v. Dep't of Soc. Servs. , 436 U.S. 658 , 694, 98 S.Ct. 2018 , 56 L.Ed.2d 611 (1978). Assuming without deciding that a plaintiff under the DPPA may pursue a claim for municipal liability based on the Monell standards that govern municipal liability under 42 U.S.C. § 1983 , Pietrzak's clandestine use of the database still cannot "fairly be said to represent official policy." Monell , 436 U.S. at 694 , 98 S.Ct. 2018 . Pietrzak admitted that the six obtainments within the limitations period "were not for any use in carrying out any law enforcement, governmental, judicial or litigation-related function." He accessed the database for personal reasons, not under the auspices of official policymaking authority, so his actions did not represent a policy of the City. See [*718] Pembaur v. City of Cincinnati , 475 U.S. 469 , 481-84, 106 S.Ct. 1292 , 89 L.Ed.2d 452 (1986). The district court thus properly refused to entertain direct liability against the City.

B.

In its cross-appeal, the City challenges the judgment that the City was vicariously liable for Pietrzak's violations of the DPPA. The district court determined that Pietrzak was acting within "the scope of the employment" or "the agency relationship" with the City when he accessed the database, so that vicarious liability applied. The City maintains, however, that liability under the DPPA "rests solely with the accessor of the information," and that only Pietrzak should be liable.

The DPPA does not address vicarious liability, but we assume that "when Congress creates a tort action, it legislates against a legal background of ordinary tort-related vicarious liability rules and consequently intends its legislation to incorporate those rules." Meyer v. Holley , 537 U.S. 280 , 285, 123 S.Ct. 824 , 154 L.Ed.2d 753 (2003). When the DPPA became law in 1994, it was well established that agents could bind their principals and render them liable when the agents were acting within the scope of their real or apparent authority. See Burlington Indus., Inc. v. Ellerth , 524 U.S. 742 , 755-56, 758-60, 118 S.Ct. 2257 , 141 L.Ed.2d 633 (1998) ; Am. Soc'y of Mech. Eng'rs, Inc. v. Hydrolevel Corp. , 456 U.S. 556 , 565-66, 102 S.Ct. 1935 , 72 L.Ed.2d 330 (1982). Under the "ordinary tort-related vicarious liability rules" then prevailing, a principal also was liable for an agent's actions outside the scope of his employment when the agent was "aided in accomplishing the tort by the existence of the agency relation." Restatement (Second) of Agency § 219(2)(d) (Am. Law Inst. 1958) ; see also Ellerth , 524 U.S. at 758-59 , 118 S.Ct. 2257 .

Accepting that Pietrzak was acting outside the scope of his employment when he impermissibly accessed the database, he nevertheless was "aided in accomplishing the tort" by his position as police chief. Pietrzak used a government-issued computer and official credentials to obtain Orduno's private information, and he could not have done so but for his official position. The City argues that the "aided in the agency relation" rule of vicarious liability has been abandoned by the most recent Restatement published in 2006. See Restatement (Third) of Agency § 7.07 (Am. Law Inst. 2006). But the relevant inquiry is what background principles were well established when the DPPA became law in 1994, and the Restatement (Second) of Agency prevailed then. Under that standard, the district court did not err in allowing vicarious liability. See, e.g. , Potocnik v. Carlson , No. 13-CV-2093 (PJS/HB), 2016 WL 3919950 , at *6-8 (D. Minn. July 15, 2016) ; Margan v. Niles , 250 F. Supp. 2d 63 , 75 (N.D.N.Y. 2003).

The City also argues that vicarious liability is inappropriate here because the DPPA provides for both civil and criminal liability. See 18 U.S.C. § 2723 . The only provisions at issue in this case, however, concern civil liability. Even where an act provides for both civil and criminal penalties, it is appropriate to consider background tort-related principles in determining the scope of civil liability. See Hydrolevel , 456 U.S. at 570-74 , 102 S.Ct. 1935 (addressing civil liability under the Sherman Act). That the City may be vicariously liable for damages based on the DPPA's incorporation of tort-related rules does not imply that the City is subject to criminal liability under the same standard. Background rules of criminal responsibility, for example, provide that a principal ordinarily is not criminally liable for the[*719] conduct of an agent who is not acting for the benefit of the principal. See United States v. Basic Constr. Co. , 711 F.2d 570 , 573 (4th Cir. 1983) (per curiam); United States v. One Parcel of Land , 965 F.2d 311 , 322 (7th Cir. 1992) (Posner, J., dissenting). We hold only that the district court correctly construed the civil action provisions of the DPPA to incorporate background tort-related rules of vicarious liability. [3]

IV.

Orduno raises two arguments concerning the district court's exclusion of evidence at trial. We afford substantial deference to the district court's evidentiary rulings and review for abuse of discretion. See Shelton v. Consumer Prods. Safety Comm'n , 277 F.3d 998 , 1009 (8th Cir. 2002).

Orduno first claims that the district court erred by excluding evidence of other occasions on which Pietrzak obtained driver's license data. Orduno sought to present evidence that Pietrzak obtained data about other persons in Minnesota and about Orduno on occasions outside the limitations period. The district court concluded that because Pietrzak admitted liability, and the jury's task was to determine damages flowing from the six unlawful obtainments, evidence of other obtainments was properly excluded under Federal Rule of Evidence 403. We conclude that there was no abuse of discretion. Allowing evidence of other obtainments risked encouraging the jury to award damages based on time-barred incidents for which Pietrzak could not be liable, or based on harm suffered by persons other than Orduno. The court permissibly ruled that the disputed evidence lacked probative value and carried too great a risk of unfair prejudice, confusing the issues, and wasting time in mini-trials over the propriety of other obtainments. See Fed. R. Evid. 403.

Second, Orduno challenges the court's exclusion of evidence concerning the City's response to Pietrzak's misconduct. The district court ruled that evidence of the City's official response was inadmissible because it did not cause any damages: "The damages flowed from the six illegal obtainments and the admission of liability." R. Doc. 287, at 30. Orduno argues that evidence of the City's inaction supported a larger award of punitive damages, because Pietrzak was not otherwise disciplined for his wrongful conduct by the City. But where no question of the City's direct liability was before the jury, the court did not abuse its discretion in focusing the trial on the harm that Pietrzak's six admitted violations caused Orduno.

Orduno next complains that the district court abused its discretion in disallowing sixty percent of her requested attorneys' fees and denying the reimbursement of expert costs. Under the DPPA, a court may award "reasonable attorneys' fees and other litigation costs reasonably incurred." 18 U.S.C. § 2724 (b)(3). The starting point for determining attorneys' fees is the "lodestar," which is calculated by multiplying the number of hours reasonably expended by the reasonable hourly rate. See Hensley v. Eckerhart , 461 U.S. 424 , 433, 103 S.Ct. 1933 , 76 L.Ed.2d 40 (1983). The party seeking fees bears the burden of establishing entitlement to an[*720] award and documenting the appropriate hours and hourly rates. Id. at 437 , 103 S.Ct. 1933 . We review the district court's award of fees for abuse of discretion. See Miller v. Dugan , 764 F.3d 826 , 831 (8th Cir. 2014).

The court first rejected forty percent of Orduno's requested fees due to excessive billing and overstaffing. The court found that Orduno's case was "not factually complex," and that "the legal issues involved are not particularly novel or difficult." After the dismissal of time-barred claims and the denial of class certification, the lawsuit boiled down to "one individual's accesses of Orduno's information on six occasions." The court observed that the volume of discovery and motion practice was relatively modest (ten depositions and five motions), and that the legal issues had recurred in dozens of cases filed in the district. The court ultimately concluded that a team of eight lawyers, from two law firms, was unnecessary to litigate Orduno's case, and that the hours billed were excessive.

In awarding fees, district courts must be mindful of both "redundant" and "excessive" hours. Hensley , 461 U.S. at 434 , 103 S.Ct. 1933 . Here, the court cited areas where Orduno's team seemed overstaffed and spent more time than necessary to complete a task. Despite the factual complexity of Orduno's complaint, the case was narrowed-as of eighteen months before trial-to Pietrzak's six impermissible obtainments. The trial itself was simplified greatly by Pietrzak's admission of liability, and it focused primarily on damages arising from alleged emotional distress. We afford great deference to a district court's on-the-ground assessment of whether requested fees are excessive, and we are not convinced to second-guess the ruling here.

The court reduced the requested amount of fees by another twenty percent based on Orduno's limited success. Degree of success is an important factor in determining a reasonable award of attorneys' fees. Id. at 436 , 103 S.Ct. 1933 . The court properly took into account that Orduno's case was the first to obtain punitive damages in Minnesota, and that the result exposed misconduct by a police chief and potentially deterred future misconduct. At the same time, however, Orduno failed to demonstrate that she suffered any actual damages, and she succeeded in obtaining only $15,000 in liquidated damages after requesting more than $1,000,000. The degree of success was partial. The district court did not abuse its discretion in reducing the requested award by twenty percent on that basis.

Orduno also objects to the court's denial of reimbursement for the costs of a forensic expert who extracted data from Pietrzak's work computer. But "absent explicit statutory or contractual authorization for the taxation of the expenses of a litigant's witnesses as costs, federal courts are bound by the limitations set out in 28 U.S.C. § 1821 and § 1920." Crawford Fitting Co. v. J.T. Gibbons, Inc. , 482 U.S. 437 , 445, 107 S.Ct. 2494 , 96 L.Ed.2d 385 (1987). The DPPA does not explicitly authorize the taxation of the expert witness fees as costs, and neither § 1821 nor § 1920 allows them. The district court thus did not err in declining to award the requested costs.

* * *

For the foregoing reasons, the judgment of the district court is affirmed. The City's motion to strike portions of Orduno's appendix and brief is denied.

1

The Honorable Ann D. Montgomery, United States District Judge for the District of Minnesota.

2

Orduno argues on appeal that the statute of limitations should begin to run when the plaintiff discovers (or with due diligence should have discovered) a violation of the DPPA, rather than when the violation occurs, but concedes that her contention is foreclosed by McDonough v. Anoka County , 799 F.3d 931 , 943 (8th Cir. 2015).

3

The City does not argue on appeal that vicarious liability for punitive damages is judged under a different standard than vicarious liability for actual or liquidated damages, so the point is waived, and we do not address it. Cf . Marston v. Minneapolis Clinic of Psychiatry & Neurology, Ltd. , 329 N.W.2d 306 , 312 (Minn. 1983) ; Restatement (Second) of Agency § 217C ; Restatement (Second) of Torts § 909.